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194Edgewater, Florida March 3rd. , 1958 The City Council of the City of Edgewater, Florida, met in regular session on the date aforesaid, at 7:30 o'clock P.N., at City Hall in said city. The meeting was calls( to order by the Mayor, and the roll being called there were present George 0. Sedg ick , Mayor, presiding, and the following named councilmen: N. W� groga>. Ci,__�shagf(gL, Robert J. Henry Bernard Farrell ) also Frank F. DinDery -, City Clerk, and John E. Chisholm City attorney. n"r Absent: None.' u u ♦ r r Councilman Farrell introduced in typewritten form and caused to be read in full a proposed ordinance entitledt "AN ORDINANCE providing for the acquisition, construction and establishment of a municipal waterworks system by the City of Edgewater, Florida, and authorizing and providing for the issuance, sale and delivery of $400,000 Water Revenue Certificates of said city in connection therewith and providing for the payment of such certificates solely from the net revenues of such waterworks and from the proceeds of the utilities tax being imposed by Ordinance No. 13 adopted January 23, 1952." There was then presented to the City Council and duly considered the certificate of the City Clerk with respect to the adequacy of money required for the contracts, agreements, obliga- tions and expenditures as contemplated by said proposed ordinaneep which certificate was ordered filed and immediately recorded. It was moved by Councilman Farrell and seconded by Councilman Shaeffer that all rules and requirements for several readings or deferred consideration of said proposed ordi- nance be suspended and that said proposed ordinance be considered for adoption at this time. The Mayor having put the question on the motion the roll was called and the following voted: WJAsO Aye Councilman Broga, Councilman Shaeffer Councilman Henry. Councilman Farrell, Mawr Sedawick ; Nays None. Whereupon the Mayor declared said motion duly carried and such rules and requirements suspended by unanimous approval. It was thereupon moved by Councilman Farrell and seconded by Councilman Broga that said ordinance be adopted. Upon due consideration the Mayor having put the question on the motion the roll was called and the following voted: Aye: Councilman Broga Councilman Shaeffer. Councilman Henry Councilman Farrell, Mayor Sedgwick i Nay: None. Whereupon the Mayor declared the motion duly carried and said ordinance duly adopted. r • w On motion and vote the meeting adjourned. v -g- or es To the City Council Edgewater, Florida Gentlemen: Edgewater, Florida March 3rd. , 1958 Referring to the proposed ordinance entitled: "AN ORDINANCE providing for the acquisition, construction and establishment of a municipal waterworks system by the City of Edgewater, Florida, and authorizing and providing for the issuance, sale and delivery of t400,000 Water Revenue Certificates of said city in connection therewith and providing for the payment of such certificates solely from the net revenues of such waterworks and from the proceeds of the utilities tax being imposed by Ordinance No. 13 adopted January 23, 1952," the undersigned, as City Clerk of the City of Edgewater, Florida, hereby certifies, prior to the adoption of said proposed ordinance,. that within the purview of Section 46 of the Charter of said city the money required for the contracts, agreements, obligations and expenditures, as contemplated by said proposed ordinance, is in the depository to the credit of the fund from which it Is to be drawn, and not appropriated for any other purpose. In making the fore- going certification all moneys applicable to the payment of said contracts, agreements, obligations and expenditures anticipated to come into the depository before the amounts called for thereby become due from the net revenues of the municipal waterworks system and the utilities tax, as therein referred to, and from the issuance and sale of the Water Revenue Certificates to be authorized by ssl proposed ordinance, are deemed in the depository to the credit of the appropriate funds and subject to this certification. IN WITNESS WHEREOF the undersigned has hereunto affixed his official signature and the corporate seal of said city this 3rd day of March_, 1958. i 1ft a.�c-GL t Ra'0pded: e March 3rd. , 1958 v ORDINANCE NO. 194 AN ORDINANCE providing for the acquisition, con- atruction and establishment of a municipal waterworks system by the City of Edgewater, Florida, and authorizing and providing for the issuance, sale and delivery of POO,000 Water Revenue Certificates of said city in connection therewith and providing for the payment of such certificates solely from the net revenues of such waterworks and from the proceeds of the utilities tax being imposed by Ordinance No. 13 adopted January 23, 1952. a ♦ r WHEREAS pursuant to authority conferred upon it by Chapter 27532 of the Laws of Florida, 1951, as amended, the City of Edgewater, Florida, acting by and through its City Council as the governing authority thereof, is now and at all times herein- after stated has been empowered to acquire, establish, own and operate a municipal waterworks system as a public utility consist- ing generally of wells, pumps, water supply, elevated tank, treatment and distribution facilities, in order to provide said city and its inhabitants with an adequate supply of water for public, domestic and industrial purposes; and WHEREAS said city, acting by and through said City Council has heretofore under date of December 12, 1957, negotiated a Loan Agreement with the United States of America acting by and through the Community Facilities Commissioner whereunder the acquisition, construction and establishment of said municipal waterworks system has been designated Project No. PFL-III-8-54, and has caused to be prepared by Briley, wild h Associates, Consulting Engineers, and filed with the City Clerk, a Report and Plan for such water- works system, which Report and Plan has been duly approved by said City Council, and the acquisition, establishment, ownership and operation thereof have been duly approved and ordered by said City Council; and WHEREAS pursuant to the provisions of Section 167.431 of Florida Statutes and Ordinance No. 13 of said city, adopted by its City Council on January 23, 1952, there has been and will continue to be imposed and collected a tax on each and every pur- chase of electricity, metered or bottled gas (natural, liquefied petroleum gas or manufactured), and local telephone and telegraph service in said city, which tax is herein sometimes referred to as the 'utilities tax,' and the proceeds therefrom have not been pledged but are available for use and application as hereinafter provided; and WHEREAS the estimated revenues to be derived from the operation of said municipal waterworks and from the utilities tax are more than ample to pay all operation and maintenance costs of said waterworks system and to pay the interest on and principal of the water revenue certificates as hereinafter provided; the average annual revenues from the operation of said waterworks system remaining after payment of all such coats of operation and mainten- ance having been estimated at more than $36,750, and the average annual revenues from the utilities tax having been estimated at more than $16,700; and WHEREAS it is the desire and intent of said city acting by and through its City Council to adopt this ordinance so as to thereby express its determination to acquire, construct and estab- lish said municipal waterworks system and to provide for the issuance of its Water Revenue Certificates to the amount of four hundred thousand dollars ( WO,000) to pay the cost thereof and to set forth herein the terms and conditions upon which said muni- cipal waterworks shall be operated and maintained on a revenue producing basis; NOW, THEREFORE, Be It Enacted by the people of the City of Edgewater, Florida: Section 1. That the municipal waterworks system of the City of Edgewater, Florida, as hereinbefore referred to, shall be acquired, constructed and established, and that for the purpose of -2- paying the cost thereof, including all expenses properly incident thereto, there are hereby authorized to be presently issued the Water Revenue Certificates of said city in the aggregate principal amount of four hundred thousand dollars ($400,000). Said revenue certificates shall be numbered consecutively 1 to 400 inclusive, shall be of the denomination of $1000, dated as of February 1, 1958 shall bear interest at the rate of four and three-quarters per cent per annum or such lesser rate or rates as may be fixed by supple- mental resolution or ordinance adopted at the time of the sale and award of the certificates, which interest shall be evidenced by coupons attached to said certificates and shall be payable August 1 1958 and semiannually thereafter on February 1 and August 1 of each year, and said revenue certificates shall be scheduled to become due and payable in numerical order on February 1 of the respective years, as follows: Maturity Amount Maturity Amount 1961 $ 7,000 1975 $14,Ooo 1962 8,000 1976 14,000 1963 8,000 1977 15,000 1964 8,000 1978 16,000 1965 9,000 1979 16,000 1966 9,000 1980 17,000 1967 10,000 1981 18,000 1968 10,000 1982 19,000 1969 10,000 1983 20,000 1970 11,000 1984 21,000 1971 11,000 1985 22,000 1972 12,000 1986 23,000 1973 12,000 1987 233,000 1974 13,000 1988 24,000 provided, however, that said revenue certificates numbered 41 to 400, inclusive, from time to time outstanding, shall be subject to redemption by said city prior to maturity in whole, or in part in inverse numerical order on any interest payment date on or after February 1, 1965, upon terms of par and accrued interest plus a redemption premium in an amount equal to one -quarter of one per cent of the principal amount thereof for each year or fraction thereof to elapse between the date fixed for such redemption and -3- the final maturity date of the respective certificates, but with a maximum redemption premium of an amount equal to four per cent of such principal amount, and in the event any of said revenue certificates are called for redemption as aforesaid notice thereof identifying the certificates to be redeemed will be given by mail to the registered owner of any such certificates that may be then registered as hereinafter provided, and by publication at least once in a newspaper or financial journal of general circulation published in the City of New York, New York, such mailing and publication to be not less than thirty days prior to the redemptiei date. Both principal and interest shall be payable in any coin or currency which on the respective dates of payment thereof is legal tender for the payment of debts due the United States of America at the main office of the Bank of New Smyrna, in the City of New Smyrna Beach, Florida, or at the option of the holders of the respective certificates at the main office of The Chase Manhattan Bank, in the City of New York, New York. Said revenue certificates shall be signed by the Mayor of said city, sealed with its corpo- rate seal and attested by the City Clerk, and the interest coupons attached to said certificates shall be executed with the facsimile signatures of said Mayor and said City Clerk, and said officials by the execution of said revenue certificates shall adopt as and for their own proper signatures their respective facsimile signa- tures on said coupons. All of said revenue certificates together with the interest thereon are to be issued in anticipation of the net revenues to be derived from the operation of said municipal waterworks system, and the proceeds of said utility tax, all as hereinafter more specifically provided, and shall be payable soles, and only out of the "'Water Revenue Certificates Principal and Interest Sinking Fund," and shall be a valid claim of the holders thereof only against said fund and the net revenues of the -4- municipal waterworks system of said city and from said utilities tax, as hereinafter pledged and provided to be pledged to said fm Said revenue certificates shall not constitute an indebtedness or said city within the meaning of any constitutional, statutory or charter provision or limitation, nor shall they constitute a lien upon any property of or in said city, and the holder or holders of said revenue certificates shall never have the right to require or compel the exercise of the ad valorem taxing power of said city for the payment thereof. Section 2. That said revenue certificates hereby authorized and the endorsement to appear on the back thereof shall be in substantially the following form: (Form of Certificate) UNITED STATES OF AMERICA STATE OF FLORIDA COUNTY OF VOLUSIA CITY OF ED0E4AM WATER REVENUE CERTIFICATE No. $1,000 The City of Edgewater, in the County of Volusia, and State of Florida, for value received, hereby promises to pay solely from the special fund provided therefor, as hereinafter set forth, to the bearer or, if this certificate be registered as to principal, to the registered owner hereof, on the first day of February, 19 the principal sum of One Thousand Dollars ($1,000), and to pay from said special fund interest thereon from the date hereof at the coupon rate of per cent O per annum an August 1, 195", and semiannually thereafter on the first days of February and August of each year until paid, except as the provisions hereinafter set forth with respect to redemption prior to maturity may be and become applicable hereto, such interest _5_ aforesaid as may accrue on and prior to the maturity date hereof to be paid only upon the presentation and surrender of the annexed ' interest coupons as they severally become due. Both principal of and interest on this certificate are payable in any coin or currency which on the respective dates of payment thereof is legal tender for the payment of debts due the United States of America at the main office of the Bank of New Smyrna, in the City of New Smyrna Beach, Florida, or at the option of the holder hereof at the main office of The Chase Manhattan Bank, in the City of New York, New York. This certificate is one of an issue of $400,000, numbered consecutively from 1 to 400, inclusive, which were validated and Confirmed by decree of the Circuit Court of the Seventh Judicial Circuit in and for Volusia County, Florida, rendered on , 1959, and issued by said city pursuant to and in full compliance with the provisions of the Constitution and laws of the State of Florida, including the charter law of said city, and pursuant to Rn ordinance duly adopted by the City Council of said city on 1958• for the purpose of paying the cost of acquir- , eonstruoting and establishing a municipal waterworks system and adjacent to said city. The revenue certificates numbered 41 to 400, inclusive, llof the issue Of which this revenue Certificate is one and which peay be outstanding from time to time, are subject to redemption ''by said city prior to maturity in whole, or in part in inverse numerical order on any interest payment date on or after February 195, upon terms of par and accrued interest plus a redemption remium in an amount equal to one -quarter of one per cent of the principal amount thereof for each year or fraction thereof to elapse between the date fixed for such redemption and the final ty date of the respective certificates but with a maximum redemption premium of an amount equal to four per cent of such principal amount, and in the event any of said revenue eertificatN are called for redemption as aforesaid notice thereof identifying the certificates to be redeemed will be given by mail to the registered owner of any such certificates that may be then regis- tered and by publication at least once in a newspaper or financial journal of general circulation published in the City of New York, New York, such mailing and publication to be not less than thirty days prior to the redemption date. All such revenue certificates thus called for redemption and for the retirement of which funds are duly provided will cease to bear interest on such redemption date. This issue of revenue certificates are and will continue to be secured by and payable solely as to both principal and interest from a special fund created for that purpose and designated "Water Revenue Certificates Principal and Interest Sinking Fund", Into which there has been pledged and ordered paid a sufficient portion of the revenues derived from the operation of said munici- pal waterworks and the proceeds from the utilities tax being imposed and collected by said city pursuant to the provisions of Section 1"7.431 of the Florida Statutes and Ordinance No. 13 of said city adopted January 23, 1952, on the purchase of electricity, metered or bottled gas (natural, liquefied petroleum gas or manufactured), and local telephone and telegraph service in said city. It is pro- vided in and by the ordinance authorizing the issuance of said cer- tificates that the City Council will fix and maintain rates and collect charges for the facilities and services afforded by said municipal waterworks system which with the proceeds of said utilities tax will be adequate at all times to pay the cost of operating, maintaining and repairing said waterworks system and leave a balance which will be paid into said special -7- fund fully sufficient to pay when due the principal of and interest on all said revenue certificates and accumulate and maintain a reserve for that purpose. This revenue certificate, including interest thereon, is payable solely from said special fund and does not constitute an indebtedness of said City of Edgewater within the meaning of any constitutional, statutory or charter provision or limitation, and it is expressly agreed that this revenue certi- ficate and the obligation evidenced thereby shall not constitute a lien upon any property of or in said city, and that the holder of this revenue certificate shall never have the right to require or compel the exercise of the ad valorem taxing power of said city for the payment of the principal or interest, and that said City of Edgewater is under no obligation to pay this revenue certificate or interest thereon except from said special fund. This certificate with interest coupons hereunto appertain- ing is issued upon the following terms and conditions to all of which each taker and owner hereof and of the interest coupons consents and agrees: (a) Title to this certificate unless registered as herein provided and to the annexed interest coupons may be transferred by delivery in the same manner as a negotiable instrument payable to bearer; (b) Any person in possession of this certificate, unless registered as herein provided, or of the interest coupons hereunto appertaining, regardless of the manner in which possession shall have been acquired, is hereby authorized to represent himself as the absolute owner thereof, and is hereby granted power to transfer absolute title thereto by delivery thereof to a bona fide pur- chaser, that is, to anyone who shall purchase the same for value (present or antecedent) without notice of prior defenses or equities or claims of ownership enforceable against his transferrer; every prior taker or owner of this certificate, unless registered as herein provided, and of the annexed interest coupons, waives and renounces all of his equities or rights therein in favor of every such subsequent bona fide purchaser, and every such bona fide purchaser shall acquire absolute title thereto and to all rights represented thereby; (c) The City of Edgewater may treat the bearer of this certificate, unless registered as herein provided, or of the interest coupons hereunto appertaining, as the absolute owner thereof for all purposes without being affected by any notice to the contrary; and -8- (d) For a more complete statement of the basis upon which this revenue certificate has been issued and a description of the sources of payment of all such revenue certificates, and the circumstances under which the provisions of the aforesaid ordinance may be modified and a statement of the rights, duties and obligations of said City of Edgewater and the rights of the holders of the revenue certificates, reference Is made to said ordinance. All acts, conditions and things required by the Consti- tution and laws of Florida and the charter of said city to happen, exist and be performed precedent to and in the issuance of this revenue certificate, have happened, exist and have been performed as so required. This certificate is registrable as to principal alone in accordance with the provisions endorsed hereon. IN WITNESS WHEREOF said City of Edgewater has caused this certificate to be signed by its Mayor and attested by its City Clerk under its corporate seal, and the interest coupons hereto attached to be executed with the facsimile signatures of said officers, all as of the first day of February, 1959. Attest: aT�i yor of the City of EUg-ewater C ty erk -9- (Form of Coupon) No. i $ On the first day of , 19_, the City of Edgewater, Florida, will pay to bearer upon surrender of this Interest coupon at the main office of the Sank of New Smyrna in the City of New Smyrna Beach, Florida, or at the option of the holder hereof at the main office of The Chase Manhattan Bank in the City of New York, New York, the sum of Dollars ($ ), solely from the special fund referred to in and for the semiannual interest then due on its Water Revenue Certificate dated February 1, 1958, Numbered Attest: i� Mayor City Clerk (Provisions for Registration) This certificate may be registered as to principal on the books of the City Clerk of the City of Edgewater, and notation of such registration made hereon, and this certificate may thereafter be transferred on said books by a written assignment by the registered owner or his attorney, duly acknowledged, or proved, and notation of such transfer endorsed hereon. Such transfer may be to bearer and thereby transferability by delivery shall be restored, subject, however, to successive registrations and transfers as before. The principal of this certi- ficate, if registered, unless registered to bearer, shall be payable only to the registered owner, or his legal representative, but the coupons appertaining hereto will remain payable to bearer, notwithstanding registra- tion of this certificate. -9-R- c Section 3. That said Water Revenue Certificates shall be registrable as to principal in accordance with the provisions for registration hereinabove provided for endorsement upon said certificates, and the City Clerk is hereby appointed and designated Registrar for such purpose. No charge shall be made to any holder of said certificates for the privilege of registration. Section 4. That whenever the words 'waterworks system" appear in this ordinance they shall be construed and understood to mean the municipal waterworks system herein provided to be acquired, constructed, established, owned and operated by said City of Edgewater for supplying water and water service in and adjacent to said city for public, domestic, commercial and indus- trial purposes, together with all future improvements, extensions and enlargements thereof. By Section 67 of the charter law of said city its fiscal year commences on November 1 of each year. Section 5. That the City of Edgewater hereby covenants and agrees with each successive holder of the .revenue certificates herein authorized and the coupons thereto attached that so long as any of the said certificates are outstanding it will expeditiously acquire, construct and establish said waterworks system and them after continuously own, control, operate and maintain said water- works system in an efficient manner and on a revenue producing basis, and will at all times fix and maintain rates and collect charges for the facilities and services afforded thereby and will continue to levy and collect the utilities tax provided by Ordinance No. 13 hereinbefore referred to so that the revenues therefrom and the proceeds of said utilities tax will be fully sufficient at all times: (a) To pay the reasonable and necessary cost of operating, maintaining and repairing saidmunicipal waterworks system and properties appurtenant thereto; (b) To establish and maintain a special fund which is hereby created and designated "Water Revenue Certificates Principal -10- and Interest Sinking Fund," which fund will be sufficient to provide for the payment of the interest on the certificates hereby authorized as such interest falls due, pay the principal thereof at or before maturity, and to provide and maintain a reserve for contingencies as hereinafter provided; and (c) To provide for and permit an adequate amount to be set aside into a special fund hereby created and designated 'Depreciation Fund", to be used and disbursed in the manner and for the purposes hereinafter provided. Section 6. That so long as any of the revenue certifi- cater hereby authorized are outstanding and unpaid the &rose revenues of said municipal waterworks system and the proceeds of said utilities tax shall be deposited as received in a bank or trust company which is a member of the Federal Deposit Insurance Corporation as a fund separate and apart from all other funds or accounts of said city, to be known and designated "Water System Revenue Fund," and on the first secular day of each month shall be withdrawn and set aside into separate and special funds as follows: (a) Operation, Maintenance and Repair Fund: There shall be a fund known as the "Operation, Maintenance and Repair Fund," into which there shall be paid monthly an amount which with any unexpended balance therein will be sufficient for the reasonable current expenses of operating, maintaining and repairing the said municipal waterworks system for the then current month under its Annual Budget as hereinafter provided; (b) Water Revenue Certificates Principal and Interest Sinking Fund: The "Water Revenue Certificates Principal and Interest Sinking Fund,' (hereinafter in this ordinance sometimes referred to as the "sinking fund") shall be used solely and only for the purpose of payint; the principal of and interest on the Water Revenue Certificates herein authorized. -11- After making the required monthly payments into the Operation, Maintenance and Repair Fund, as provided in subparagraph (a) of this Section 6, there shall then be withdrawn from said Water System Revenue Fund and paid into said sinking fund in equal monthly installments a sufficient amount so as to pay promptly when due the interest on and the principal of all such certificat from time to time outstanding and to also create and to thereafter maintain a reserve in said fund for that purpose. Computations for the amount to be withdrawn from said Water System Revenue Fund and paid into said sinking fund shall be made as of February 1 of each year and the amount to be so withdrawn and paid into said fund each month shall be not less than one -sixth of the amount of interest becoming due on the next succeeding interest payment date plus one -twelfth of the amount of principal (if any) becoming due on the next succeeding February 1; provided, that for the purpose of creating and maintaining a reserve of at least $27,000 for paying the principal of and interest on the certificates herein authorized there shall be in like manner withdrawn and paid into said sinking fund each month commencing not later than February 1, 1960 an additional sum of not less than $350.00 per month and said addi- tional sum shall be so withdrawn and paid only so long as and whenever the amount of money herein provided for as a reserve is leas than $27,000. Said City of Edgewater hereby covenants and agrees that so long as any of said revenue certificates are outstanding and unpaid the proceeds of the continuing utilities tax imposed pur- suant to the provisions of Ordinance No. 13 of said city adopted January 23, 1952 on the purchase of electricity, metered or bottled gas (natural, liquefied or petroleum gas or manufactured), and local telephone and telegraph service in said city, shall be paid into said Water System Revenue Fund as received and the procec.aU of said utilities tax are hereby pledged for that purpose. -12- _ L No further payments need be made into said sinking fund whenever and so long thereafter as the amount then held therein, including the reserve, is equal to the entire amount that will be payable at and before the time of retirement of all of such certi- ficates then outstanding. No part of said sinking fund shall be used or applied to the purchase or redemption of revenue certifi- cates prior to maturity except such amount as may be in excess of Interest requirements and principal payments becoming due within twenty-four months thereafter unless all of the revenue certificates payable from said sinking fund and at the time outstanding are to be purchased or redeemed. All money which is or should be by the foregoing orovi- aions paid into the sinking fund is hereby pledged to the payment of the interest on and principal of the certificates hereinbefore authorized and said money shall be deposited in a solvent bank or trust company which is a member of the Federal Deposit Insurance Corporation as a fund separate and apart from all other municipal funds, and each and every such deposit, to the extent it causes the aggregate of deposits by said city in any such bank or trust company to be in excess of $10,000, shall be continuously secured by surety bond or bonds written by a surety company or companies of recognized standing or by the valid pledge of direct obligations of the United States of America, having an aggregate market value, exclu- sive of accrued interest, at all times equal to the amount of such excess; provided, that all or any part of the amount in the sinki fund from time to time which is in excess of the amount of interest and principal becoming due within the next succeeding six months may, upon order of the City Council, be invested in direct obliga- tions of the United States of America, and all such investments shall be carried to the credit of the sinking fund at the current -13- market value exclusive of accrued interest. All income from such investments shall be deposited in the Water System Revenue Fund, (c) Depreciation Fund: Within 30 days after the end of each fiscal year, and after making V. deposits into the Operation, Asintenance, and Repair Fund and the Sinking Fund as required by subsection (a) and (b), above, any funds then remaining In the Water System Revenue Fund shall be set apart and paid into a special fund hereby created and designated the 'Depreciation Fund, so as to thereby accumulate and maintain therein at least the sum of $18,000, which may be used for paying the cost of necessary unusual or extraordinary maintenance, repairs, renewals and re- placements to said municipal waterworks system which are not in- cluded in the Annual Budget of current expenses as hereinafter provided for and which may also be used for the purpose of paying the cost of constructing additions and improvements to said system which will enhance its revenue producing capacity or provide a higher degree of service; provided, that if at any time there is • deficiency in the sinking fund to pay the current interest and principal requirements which are payable therefrom as provided in subparagraph (b) of this Section 6, then withdrawals to the amount of such deficiency shall be made from the Depreciation Fund and transferred to the sinking fund, All or any part of the amounts from time to time remaining in the Depreciation Fund may upon order of the City Council be invested in direct obligations of the United States of America and all such investments shall be carried to the credit of the Depreciation Fund at the current market value thereof exclusive of accrued interest. All income from such in- vestments shall be paid into the Water System Revenue Fund. (d) Elccess Revenues: Subject to the provisions for the withdrawal and application of funds in said Water System Revenue Fund in subparagraphs (a), (b), and (0) of this Section 6, which -14- withdrawals and payments are hereby declared to be cumulative and whenever all specified and required withdrawals and payments into said several special funds are current the city shall within sixty days after the end of each fiscal year withdraw from said Water System Revenue Fund the amount remaining therein, and all such excess thus withdrawn shall be: (1) deposited in a Water System Surplus Fund to provide for unusual expenditures for the tensions and additions to the municipal waterworks system; or (2) deposited in the Sinking Fund and used to redeem certificates in advance of maturity in accordance with the redemption provisions hereinbefore contained; or (3) deposited in the City's general fund to be used for any lawful purpose. If at any time hereafter the city shall impose and collect any excise or tax payable either directly or indirectly by the consumers of the water and service supplied by the water- works system, which Is measured by the amounts of such service se consumed or which is based on the amounts paid by such consumers for water and service, the proceeds of such excise or tax shall be regarded as one of the revenues of the system for all purposes of this ordinance, /• P Section Y. That while any of the revenue certificates yt issued hereunder shall be outstanding the city covenants and agrees not to incur any other from 4qd' obligations payable all or any r° part of the revenues of the municipal waterworks system nor from the utilities tax unless the pledge of such revenues and the security and obligation for payment thereof are subject to the priorities and vested rights in favor of the sinking fund as a source of payment for the revenue certificates issued hereunder. -15- Section B. That said City of Edgewater hereby covenants and agrees with each and every successive holder of the revenue certificates issued hereunder: (a) That the city will maintain said municipal waterworks system in good condition, and operate the same in an efficient and economical manner and at reasonable cost; (b) That so long as any of said revenue certificates issued under the provisions of this ordinance remain out- standing the city will maintain insurance to the extent available, for the benefit of the holder or holders of said revenue certificates, to the full insurable value of all buildings and machinery and equipment therein, against loss or damage by fire, lightning, tornado or winds, and all other combustible property against loss or damage by fire or lightning, and other coverages and amounts of insurance normally carried by private companies in similar businesses. The cost of such insurance may be paid from said Operation and Maintenance Fund, and the proceeds of any such insurance received by the city except covering liability to others shall be used to repair or replace parts of the municipal waterworks system or, if not so used, shall be placed in the sinking fund; (a) That so long as any of the revenue certificates issued hereunder are outstanding the city will not mort- gage, pledge, or otherwise encumber the municipal water- works system, or any part thereof, or any revenues to be derived therefrom, or from the utilities tax, except as herein authorized; provided, the city may sell or dispose of equipment or materials of a minor nature constituting a part of said system and which may be found and determined by the City Council to be no longer needed or useful and -i& the proceeds thereof shall be paid into the Depreciation Fund; (d) That the city will keep proper books, records and accounts separate and apart from all other records and accounts, in which complete and correct entries shall be made of all transactions relating to the municipal water- works system in the manner and in such detail as is commonly followed by privately owned utilities, and the city will cause said books and accounts to be audited annually by a recognized independent firm of certified public accountants. Such annual audit shall contain, among other things, (1) a statement showing in detail the income and expenditures for the period covered by the audit; (2) a balance sheet as of the end of the last pre- ceding fiscal year; (3) an analysis by the accountant regarding the adequacy of the acts of the city, its officers and agents, in carrying out the requirements of this ordinance and stating the recommendations of the accountants for any suggested changes or improvements; (4) a list of all the insurance policies in force showing the amount of each policy, the risks covered, the name of the insurer, and the expiration date of each policy; and (5) the number of consumers of each class of service, the number of meters in operation, and the number (if any) of unmetered consumers. Such annual audit will be gener- ally available to the holders of any of said revenue certificates; (e) That the holder or holders of ten per cent (10%) in aggregate principal amount of the revenue certificates issued hereunderst any time outstanding shall have the right at all reasonable times to inspect the municipal waterworks system and all records, accounts and data of -17- the city relating thereto, and upon request the city will furnish to such holder or holders such financial state- ments and other information relating to the city and the municipal waterworks system as such holder or holders may from time to time reasonably require; (f) That :chile the revenue certificates authorized herein, or any of them, remain outstanding and unpaid the rates for all services rendered by the municipal water- works system to said city and to its citizens and to all consumers within or without the boundaries of said city shall be reasonable and ,gust, taking into account and consideration the cost and value of the properties and the cost of maintaining and operating,the same and the proper and necessary allowances for the depreciation thereof, and the amounts necessary for the retirement of all revenue certificates from time to time outstanding which are pay- able from said revenues, and the payment of interest thereon, and there shall be charged against all users of said service, including the city, such rates and amounts for services, as shall be adequate to meet the requirements of this and the preceding sections hereof, and that all revenues received from such rates and charges and from said utili- ties tax will be placed in the inter System Revenue Fund and used as provided by Sections 5 and 6 hereof. The minimum initial schedule of monthly rates and charges for water and water service will be $2.50 for the first 2000 gallons or less, and 35 cents per 1000 gallons for all in excess of 2000 gallons, and the initial charges for public fire hydrants will be $50.00 per hydrant per year payable each three months. -18- That whenever necessary to comply with the orovisions of this ordinance and to the full extent necessary there- for the city will increase the rates and charges in said initial schedule or in any subsequent revision thereof; provided, that neither said initial schedule of rates and charges nor any subsequent revision thereof shall be reduced unless (1) the city is not then in default under any of the covenants and provisions contained in this ordinance and all of the prescribed payments into the several funds as hereinbefore provided are current; and (2) the city shall have procured the written statement by an independent engineer of recognized ability with respect to rates and charges for municipal waterworks systems expressing the conclusion that the proposed reduced schedule of rates and charges will provide revenues in each year thereafter which with the proceeds of the utilities tax will be at least sufficient to pay all expenses of opera- tion, maintenance and repair of said system (exclusive of depreciation and principal, interest and reserve require- ments) and leave a balance equal to at least 150% of the subsequent maximum annual interest end principal payments for account of said revenue certificates. No free service or service otherwise than in accord- ance with the established rate schedule shall be furnished and all service shall be on a meter basis except fire hydrants, sprinklers and temporary connections. (g) That while the revenue certificates authorized herein, or any of them, remain outstanding and unpaid said city will not enter into any contract or contracts nor take any action, results of which night impair or diminish the rights of the holders of said revenue certificates, will not permit the operation of any competing -19- service facilities in said city and will require each municipal official or other person receiving or having custody of funds of the waterworks system (other than banks or trust companies) to be bonded at all times in an amount at least equal to the total funds in his custody at any one time. Section 9. To the extent not now prohibited by law the operation and maintenance of said waterworks system shall be carried out on an annual budget basis. The city covenants and agrees that on or before the inception of initial operation of said waterworks system It will adopt a budget of expenses of opera- tion, maintenance and repair of said system for the remainder of the then current fiscal year and thereafter on or before the first day of each fiscal year during which any of the revenue certifi- cates are outstanding it will adopt an Annual Budget of Current Expenses for the ensuing fiscal year, and will furnish, on request of any holder or holders of said revenue certificates a copy of each such budget and any amendments thereto. Current Expenses shall include all reasonable and necessary costs of operating, maintaining, repairing and insuring the system but shall exclude depreciation and payments into the sinking fund. The city coven- ants that the current expenses incurred in any year will not excedd the reasonable and necessary amounts therefor and that it will note expend an amount or incur any obligations for such operation, maintenance and repair in excess of the amounts provided for cur- rent expenses in such Annual Budget, except upon a finding by the City Council expressed by ordinance that such expenses are neces- sary to the continued operation and maintenance of the system. Section 10. That the city shall not be obligated to levy any ad valorem taxes or to take or divert moneys from any general corporate funds of the city for the payment of the principal _p0_ of or interest on the revenue certificates issued hereunder, nor shall the credit or ad valorem taxing power of said city be deemed pledged to such payment; provided, that if and to whatever extent said city voluntarily avails of and receives the services and facilities of said municipal waterworks system it shall pay for same and the amounts so paid shall be included in the amount of revenues. Section 11. That the revenue certificates herein author. ized shall be sold at public sale and delivered at such time or from time to time and upon such terms as may be determined by the City Council to be for the best interests of the city. If at such public sale any or all of said revenue certificates are awarded to the government as contemplated by the Loan Agreement dated December 12, 1957, then it is agreed that the City of Edgewater will be bound by the terms and provisions of said Loan Agreement whether or not said terms and provisions are herein set out. The Mayor and City Clerk are hereby authorized to receive and receipt for the proceeds, which proceeds, exclusive of accrued interest and the amount hereinafter provided to represent interest during the period of acquisition and construction, shall be set apart in a special fund, to be known as the 'City of Edgewater Water System Construed Fund,' to be used and disbursed solely and only for payment of the cost of the waterworks system together with any expenses incident thereto and including costa, expenses and charges incurred in connection with the authorization, issuance, validation and sale of the revenue certificates hereby authorized or for the repayment of outstanding loans or advances of funds made for the purpose of pro- viding interim construction financing pending and in anticipation of the issuance and delivery of the Water System Revenue Certificates. Moneys in the Construction Fund shall be expended only for such purposes as shall have been previously agreed upon by the City and the original purchasers of the Bonds. Pending expenditure for such purposes, the money in said construction fund shall be deposited in, -21- 1 a bank or trust company which is a member of the Federal Deposit Insurance Corporation as trust funds and shall be subject to a 1140 and charge in Favor of the holder or holders of the revenue oertifl. sates issued pursuant to the ordinance. The sum of $19,000, repre« renting interest during acquisition and construction, and a sum equal to the interest accrued on the certificates to the date of purchase and received as part of the purchase price, shall be prompt- ly deposited into the Sinking Fund. Any funds remaining in the Construction Fund after the payment of all costs of acquisition and construction shall be transferred to the Sinking Fund and used to redeem bonds in advance of maturity on the next interest payment date as hereinbefore provided. Moneys in the construction fund in excess of $10,000 shall be secured and may be invested in the same manner as provided in section 6 (b) for sinking fund moneys. Section 12. Each of the following events is hereby de- clared to be an "event of default," that is, if: (a) Payment of the principal of any of the revenue certifi- cates is not made on the date therein specified for payment thereof, or payment of any installment of interest is not made on the date specified in the appurtenant coupons for such payment; or (b) Default shall be made in the due and punctual observance or performance of any of the covenants, conditions and agree- ments on the part of the city, in the revenue certificates or in this ordinance, or in any pertinent law contained, and such default shall continue for a period of thirty days. Section 13. That upon the happening of any event of default, as defined in Section 12 hereof, the holder or holders of at least ten per cent in principal amount of the revenue certi- ficates then outstanding, including a trustee or trustees for such holders, shall, in addition to all other remedies and rights of holders of any of the revenue certificates, have the right and power for the equal benefit and protection of all holders of said revenue certificates similarly situated, by suit, action or -22- procea go, at law or in equity, enforce and ec 1 performance by the City of Edgewater and its City Council and any of its officers, agents and employees, to perform and carry out its and their duties and obligations under this ordinance or the law pursuant to which said revenue certificates have been issued, or the covenants and agreements on behalf of said city with said holders. Nothing in this section shall be construed to authorize any action by or on behalf of such holders which is contrary to any presently existing law, nor to require said city to perform any act or do anything which shall require the expenditure in any manner or for any purpoa of any funds by said city other than revenues received or receiv- able from said municipal waterworks system or said utilities tax. Section 14. That the provisions of this ordinance shall constitute a contract between said City of Edgewater and the holder. or holders of the revenue certificates herein authorized to be is- sued, and after the issuance of any of said revenue certificates no change or alteration of any kind in the provisions of this ordinance may be made until all of the certificates have been paid in full as to both principal and interest; provided that modifications, altera- tions and amendments of this ordinance and of the rights and obliga- tions of the city and of the holders of revenue certificates issued and outstanding hereunder may be made as in this section provided. In the event it shall appear desirable and to the advantage of both the city and the holders of the revenue certificates the city may propose modifications, alterations and amendments of this ordi nance in the following manner: The City Council shall adopt an o nance modifying, altering or amending this ordinance, but providing therein that said ordinance shall not become effective unless and til it has had the approval of the holders of the revenue certifica es as hereinafter set out. Immediately upon adoption of said ordinance the City Council shall set a time and place for and call a meeting of the holders of the revenue certificates in the City of Edgewater, Florida. Notice of the time and place of the meeting and 1n general terms the matters to be submitted thereat shall be given to the holders of the revenue certificates in the following manner: -23- (a) Not less than fifteen days prior to the .,te set for the meeting a copy of the notice shall be mailed to each of the holders of revenue certificates registered as to principal at the address appearing on the registration books and also to the original purchaser or purchasers of the revenue certificate / (b) Notice of such meeting shall also be published in at least two issues of (1) a financial journal published in the City of New York, New York; (2) a newspaper of general circulation pub` lished in the City of Jacksonville, Florida; and (3) a news- paper of general circulation in the City of Edgewater; the fire of each such two publications to be made not less than fifteen days prior to the date set for the meeting and the second of such publications to be made not less than seven days nor more than ten days prior to the date set for such meeting. At such meeting there shall be submitted to the holders o the revenue certificates for their approval the ordinance theretofore adopted proposing the modification, alteration or amendment. All holders of the revenue certificates for account of the municipal waterworks system outstanding at the time of such meeting and secured by the sinking fund hereinbefore created shall be en- titled to vote thereat and attendance at such meeting 'may be in per- son or by proxy. Each person seeking to attend or vote at any such meeting must, if required, produce such proof of ownership of revenue certificates or of personal identity as shall be satisfactory to the Inspectors of votes. Every proxy shall be signed by the holder of revenue certificates or by his duly authorized attorney and shall be witnessed, and its genuineness, if questioned, shall be established to the satisfaction of the inspectors of votes. The holders of reve- nue certificates and the holders of proxies present shall, by a ma- jority vote, irrespective of the amount of revenue certificates represented by them, select two persons from those present to act as inspectors of votes, who shall count all votes cast at such meeting and who shall make and file with the secretary of the meeting their verified written report in duplicate of all such votes so cast at said meeting. The holders (or persons entitled to vote the same) of not less than seventy-five per cent (75%) in principal amount of the revenue certificates entitled to be voted at any such meeting must be present at such meeting in person or by proxy in order to constitu a quorum for the transaction of business, less than a quorum, how- ever, having power to adjourn. _24 Any such modifications, alterations or amendments of this ordinance, or of any rights and obligations of the city, or of the holders of the revenue certificates in any particular, may be approved at such meeting or at a due adjournment thereof and held in accordance with the provisions of this section, but only by a resolution duly adopted by the affirmative vote, in person or by proxy, of the holders (or persons entitled to vote the same) of sixty per cent or more in aggregate principal amount of the revenue certificates entitled to be represented at such meeting; provided, however, that no such modifications, alterations or amen( meets shall be made which will (a) permit an extension of the tiny of payment at maturity of the principal of or payment of the Interest on any revenue certificate, or a reduction in the amount of principal or the rate of interest thereon without written con- sent of the holder thereof, or (b) reduce the percentage of holder) of revenue certificates required by the provisions of this section for the taking of any action under this section. A record of the proceedings of each such meeting preparm and certified by the secretary of the meeting and having attached thereto an original counterpart of the report of the inspectors of votes and affidavits of mailing and publication of the notice of the meeting shall be filed with the City Clerk, and thereupon the proposed modifications, alterations and amendments, as aforesaid, shall become effective, but otherwise shall be null and void. Section 15. That John E. Chisholm , as attorney for the city, is hereby authorized and directed to take appropriate proceedings in the Circuit Court of the Seventh Judicial Circuit of Florida in and for Volusia County, for the validation of said revenue certificates, and the Mayor and City Clerk are authorized to sign any pleadings and offer testimony in such proceedings for and in behalf of the city. -25- Section 16. That if any section, paragraph, clause or provision of this ordinance shall be held to be invalid or unen- forceable for any reason the invalidity or unenforeeability of such section, paragraph, clause or provision, shall not affect any of the remaining provisions of this ordinance. All other proceedings heretofore taken with respect to the issuance of said revenue certificates, to the extent same are in conflict with this ordinance, are hereby repealed, and all authorizations or proceedings here- tofore taken for the issuance of revenue certificates or other obligations payable from the revenuesof the municipal waterworks system or said utilities tax which have not heretofore been issued and delivered, are hereby to the extent of such authorization or Issuance thereof revoked and rescinded. Section 17. That for the reasons herein set forth it is hereby declared that this ordinance shall be in full force and effect immediately upon its adoption, and it is so ordered. Adopted the 3rd- day of March 1958, by the City Council of the City of Edgewater, Florida. ree cer o ouno Approved: March 3rd, , 1958 SQL CO f scan t � Or Approved as to form and correctness, _Ma • , 1959 y orney ReoOrdedt March ,�rd. 1958 MJA:O (,2L �� _ k- -26- p� f STATE OF FLORIDA COUNTY OF VOLUSIA 3S 1, Frank F. Dippery , City Clerk of the i City of Edgewater, Florida, do hereby certify that the foregoing constitutes a true, correct and complete transcript of the official record of proceedings of the City Council of said city and of an ordinance duly adopted on March 3rd, , 1958, relating to and providing for the issuance of $400,o00 dater Revenue Certificates to be dated February 1, 1958. WITNESS my official signature and the official seal of said city this 3rd day of March , 1958, w4 i K� =U.. SEAL) J vieric N+ �o a 't NJA:O _27_