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09-27-2010 Voting Order Mayor Thomas Councilwoman Rogers Councilwoman Bennington Councilwoman Rhodes Councilman Cooper AGENDA CITY COUNCIL OF EDGEW A TER REGULAR MEETING September 27, 2010 6:00 P.M. COUNCIL CHAMBERS 'We respectfully request that all electronic devices are set for no audible notification. 1. CALL TO ORDER, ROLL CALL, PLEDGE OF ALLEGIANCE, INVOCATION 2. APPROVAL OF MINUTES - None at this time 3. PRESENT A TIONS/PROCLAMA TIONS/PLAQUES/CERTIFICA TES/DONA TIONS 4. CITIZEN COMMENTS This is the time for the public to come forward with any comments they may have. Citizen comments relating to any agenda matter may be made at the time the matter is before Council. Please state your name and address, and please limit your comments to three (3) minutes or less. 5. APPROVAL OR CHANGES/MODIFICATIONS TO THE AGENDA 6. CITY COUNCIL REPORTS 7. CONSENT AGENDA - All matters listed under the consent agenda are considered to be routine by the City Council and will be acted upon by one motion. There will be no separate discussion of these items unless discussion is desired by a member of the Council, in which case the Mayor will remove that item from the consent agenda and such item will be considered separately. a. Approval of the 2010/2011 Line of Coverage Insurance Premium in the amount of $515,851 and authorize the City Manager to Bind the coverage. 8. PUBLIC HEARING, ORDINANCES AND RESOLUTIONS a. 2ull Reading - Ordinance No. 2010-0-20; Repealing and Restating Chapter 8 (Civil Defense and Disaster Preparedness) to Chapter 8 (Comprehensive Emergency Management Plan and Disaster Preparedness). b. 2ull Reading - Ordinance No. 2010-0-21; Amending Article IV (Peddlers, Solicitors, Canvassers) of Chapter 11 of the Code of Ordinances. c. 1 sl Reading - Ordinance No. 2010-0-22; Amending Article III, Section 21-36.07 (Boat Docks and Slips) of the Land Development Code. d. Resolution No. 2010-R-I0; Authorizing the establishment of the City of Edgewater Manatee Trust Fund. e. Resolution No. 2010-R-14; Request to approve the Tentative Millage Rates for Fiscal Year 2010/2011. City Council Agenda September 27, 2010 Page-2- f. Resolution No. 2010-R-15; Request to approve the Tentative Budget for Fiscal Year 2010/201l. g. Resolution No. 2010-R-16; Modifying administrative fees to the Schedule of costs/fees relating to the City of Edgewater Code of Ordinances, which includes Chapter 19 (Utilities) and other administrative fees and costs. 9. BOARD APPOINTMENTS a. Economic Development Board - Mayor Thomas' appointment due to the expired term of Robert Lott, who seeks reappointment. 10. OTHER BUSINESS a. Authorization to extend the Increase Reclaim Customer Initiative as set forth in Resolution No. 2009-R-24. b. Approval of the State Revolving Fund Loan Agreement for the Southeast Water Storage and Pump Station in an amount not to exceed $449,749 and authorization for the City Manager to execute the Agreements. II. OFFICER REPORTS a. City Clerk b. City Attorney c. City Manager 12. CITIZEN COMMENTS 13. ADJOURN Pursuant to Chapter 286, F.s.. if an individual decides to appeal any decision made with respect to any mailer considered at a meeting or hearing, that individual will need a record of the proceedings and will need to ensure that a verbatim record of the proceedings is made. The City does not prepare or provide such record. In accordance with the Americans with Disabilities Act, persons needing assistance to participate in any of these proceedings should coil/act City Clerk Bonnie Wenzel, 104 N. Riverside Drive, Edgewater, Florida, telephone mlmber 386-424-2400 x 1101, 5 days prior to the meeting date. /fyou are hearing or voice impaired, contact the relay operator at 1-800-955-8771. �0_ AGENDA REQUEST Date: September 27, 2010 PUBLIC HEARING RESOLUTION ORDINANCE CONSENT x OTHER BUSINESS CORRESPONDENCE ITEM DESCRIPTION: Lines of Coverage Insurance Premiums for the period from October 1, 2010 to September 30, 2011. BACKGROUND: Staff solicited renewals of all lines of coverage from our carrier Public Risk Insurance Agency. This item updates the Council on the City of Edgewater's property, liability, automobile, workers compensation and public officials' insurance renewal premium as solicited by our broker, Public Risk Insurance Agency. Our broker was able to secure lower premiums due to lower risks associated with our past claims experiences. STAFF RECOMMENDATION: Approve 2010/2011 Line of Coverage Insurance Premium in the amount of $515,851. ACTION REQUESTED: Motion to approve the 2010/2011 Line of Coverage Insurance Premium in the amount of $515,851 and authorize City Manager to bind coverage. FINANCIAL IMPACT: The total cost for Insurance premiu is budgetep in the Fiscal Year 2010 — 2011 operating budget. (FINANCE DIRECTOR) (SPECIFY IF BUDGET AMENDMENT IS REQUIRED) No PREVIOUS AGENDA ITEM: YES NO X DATE: AGENDA ITEM NO. Respectful submitted Concurrence: m t Jo athan C. McKinney Robin Matusick Finance Director Paralegal T cey Bar ow City Man ger own rown CITY OF EDGEWATER PREMIUM RECAPITULATION Annual Premium Check Option Accepted Rejected Property / Inland Marine / Equipment Breakdown $ 159,661 ❑ ❑ Crime / Employee Dishonesty $ 2,277.12 ❑ ❑ General Liability $ 43,897 ❑ ❑ Law Enforcement Liability $ 16,875 ❑ ❑ Public Officials / Employment Practices Liability $ 24,237 ❑ ❑ Automobile Liability & Physical Damage $ 57,993 ❑ ❑ Workers' Compensation $ 208,910 CI Ll AD &D (2 year installment billing) $ 2,001 ❑ ❑ Pollution Liability Indian Harbor — 10 -1 -09 — 10 -1 -12 Paid In Full for Total Policy Term I authorize PRIA to request the underwriters to bind coverage on the items indicated above and acknowledge receipt of the Compensation and Financial Condition Disclosure(s) provided in this proposal. (Signature) (Name & Title) (Date) V AGENDA REQUEST C.A. #2010 -102 Date: September 16, 2010 PUBLIC HEARING September 27, 2010 RESOLUTION ORDINANCE September 27, 2010 BOARD OTHER APPOINTMENT CONSENT BUSINESS ITEM DESCRIPTION Second Reading Ordinance #2010 -0 -20 — Repealing and Restating Chapter 8 (Civil Defense and Disaster Preparedness) to Chapter 8 (Comprehensive Emergency Management Plan and Disaster Preparedness). BACKGROUND Chapter 8 is currently titled "Civil Defense and Disaster Preparedness" has not been updated since 1981. Staff felt with the continued growth of the community and the change in the needs of the residents, that the entire chapter should be restated. The refreshed title of Comprehensive Emergency Management Plan and Disaster Preparedness is also more descriptive of the intent of the chapter. Listed below are areas that the restated Chapter 8 addresses: • Clearly designates powers and duties with regards to emergencies and disasters. • Requires the adoption of a Comprehensive Emergency Management Plan. • Gives direction on declaration, extension and termination of a local state of emergency. • References types of Emergency Resolutions authorized. • Identifies the City Manager as the Director of Emergency Management and establishes the powers and duties. • Identifies the operational organization. • Identifies various types of police, fire, medical, hazardous materials, utility and weather emergencies. • Provides direction on certification of emergency conditions. • Provides direction on prohibition of price gouging. • Gives direction on the safe use of portable generators in emergencies. STAFF RECOMMENDATION Staff recommends that the City Council approve Ordinance 2010 -0 -20. ACTION REQUESTED Motion to approve Ordinance 2010 -0 -20. FINANCIAL IMPACT (Finance Director) (SPECIFY IF BUDGET AMENDMENT IS REQUIRED) PREVIOUS AGENDA ITEM: If so, DATE: Sept. 13, 2010 Respectfully submitte: Z- �4 rac .Barlow Cit Manager YES NO YES X NO AGENDA ITEM # 8E Concurrence: Robin L. Matusick Paralegal ORDINANCE NO. 2010 -0 -20 AN ORDINANCE OF THE CITY OF EDGEWATER, FLORIDA, REPEALING AND RESTATING CHAPTER 8 (CIVIL DEFENSE AND DISASTER PREPAREDNESS) TO CHAPTER 8 (COMPREHENSIVE EMERGENCY MANAGEMENT PLAN AND DISASTER PREPAREDNESS) IN ITS ENTIRETY; PROVIDING FOR CONFLICTING PROVISIONS, SEVERABILITY AND APPLICABILITY; AND PROVIDING FOR CODIFICATION, AN EFFECTIVE DATE AND ADOPTION. WHEREAS, the City Council of the City of Edgewater, Florida, has made the following determinations: 1. Chapter 8 (Civil Defense and Disaster Preparedness) has not been modified since 1981 and is being repealed and restated to clarify and designate powers and duties with regard to emergencies and disasters. 2. Restatement of Chapter 8 will now be known as "Comprehensive Emergency Management Plan and Disaster Preparedness ". 4. Emergency management, disaster preparedness, and the public health, safety and welfare of our citizens is a legitimate concern of the City of Edgewater. 5. A comprehensive emergency management plan shall be maintained as a separate document that approved and adopted by resolution of the City Council. NOW, THEREFORE, BE IT ENACTED by the People of the City of Edgewater, Florida: PART A. REPEAL AND RESTATE CHAPTER 8 (CIVIL DEFENSE AND DISASTER PREPAREDNESS) OF THE CODE OF ORDINANCES IN ITS ENTIRETY FOR THE CITY OF EDGEWATER, FLORIDA. Chapter 8 (Civil Defense and Disaster Preparedness) is hereby repealed and restated to read as follows: Stri t ough passages are deleted. Underlined passages are added. 1 #2010 -0 -20 Chapter 8 (Comprehensive Emergency Management Plan and Disaster Preparedness), Code of Ordinances, City of Edgewater, Florida is hereby repealed and restated in its entirety as set forth in Exhibit "A ", which is attached hereto and incorporated herein. PART B. CONFLICTING PROVISIONS. All conflicting ordinances and resolutions, or parts thereof, in conflict with this ordinance, are hereby superseded by this ordinance to the extent of such conflict. PART C. SEVERABILITY AND APPLICABILITY. If any portion of this ordinance is for any reason held or declared to be unconstitutional, inoperative, or void by a court of competent jurisdiction, such holding shall not affect the remaining portions of this ordinance. If this ordinance or any provisions thereof shall be held to be inapplicable to any person, property, or circumstances by a court of competent jurisdiction, such holding shall not affect its applicability to any other person, property, or circumstance. PART D. CODIFICATION. Provisions of this ordinance shall be incorporated in the Code of Ordinances of the City of Edgewater, Florida, and the word "ordinance ", may be changed to "section ", "article ", or other appropriate word, and the sections of this ordinance may be renumbered or relettered to accomplish such intention; provided, however, that Parts B through F shall not be codified. PART E. EFFECTIVE DATE. This Ordinance shall take place upon adoption. mi fluough passages are deleted. Underlined passages are added. FA #2010 -0 -20 PART F. ADOPTION. After Motion to approve by Councilman Cooper and Second by Councilwoman Bennington, the vote on the first reading of this ordinance held on September 13, 2010, was as follows: AYE NAY Mayor Mike Thomas X Councilwoman Debra J. Rogers X Councilwoman Gigi Bennington X Councilwoman Harriet B. Rhodes ABSENT Councilman Ted Cooper X After Motion to approve by and Second by , the vote on the second reading of this ordinance was as follows: AYE NAY Mayor Mike Thomas Councilwoman Debra J. Rogers Councilwoman Gigi Bennington Councilwoman Harriet B. Rhodes Councilman Ted Cooper 3 Strike thFougn passages are deleted. Underlined passages are added. #2010 -0 -20 PASSED AND DULY ADOPTED this 27th day of September, 2010. ATTEST: Bonnie Wenzel City Clerk Robin L. Matusick Paralegal For the use and reliance only by the City of Edgewater, Florida. Approved as to form and legality by: Carolyn S. Ansay, Esquire City Attorney Doran, Sims, Wolfe, Ansay, Kundid & Birch CITY COUNCIL OF THE CITY OF EDGEWATER, FLORIDA By: Mike Thomas Mayor Approved by the City Council of the City of Edgewater at a meeting held on this 27th day of September, 2010 under Agenda Item No. 8 StF� thfougk passages are deleted. Underlined passages are added. 4 #2010 -0 -20 EXHIBIT "A" As used in this obapter-, the following tefms shall have the r-espeetive meanings aser-ibed to &Fike through passages are deleted. Underlined passages are added. #2010 -0 -20 M . PM MIN �. C g W ................ _01 &Fike through passages are deleted. Underlined passages are added. #2010 -0 -20 "f w S "' M& I WIN M . "f w S "' M& I WIN ( 3) Volunteer- per and agencies offering se vice to and aceepted by, Coy ( Th .. ,;1 d ,1; - eet,.. s h a ll appo int ., eoor- f' th t f( f tl. 1 defense, whe s hall be a pefson vvell vefsed and trained in planning operations involving the aefivities of many different ageneies whieh will operate to pr-eteet the publie health, safety a �..� The va . a. uvivaa.�v uu vv�va we lfa re i the e t .,F.l., fem disaster- .,ttk defined ae as ene i this ..h .. vaau.a v ua a.aav v v vaaa. vi uua.�va f d uv.x , (d) The eivil defense dir-eeter- shall designate and appoint deputy dir-eetor-s to assufflee the o o d o f th de - ,-,t of his ab senee i t t �aav vaaavibvaav� uu�ay.� vi � i - .av un t ; o o , &films passages are deleted. Underlined passages are added. #2010 -0 -20 regulations as he deems necessary to protect life and property and preserving critical resources. Such regulations may include, but shall not e limited to, the following: (1) Regulations prohibiting or restricting the movement of vehicles in order to facilitate the ,vork of civil defense forces or to facilitate the mass movement of persons from critical areas ',vi thin or without the city. (2) Regulations pertaining to the movement of persons from areas deemed to be hazardous or vulnerable to disaster. (3) Such regulations necessary to preserve public peace, health and safety or to conserve petroleum products, food, medical supplies, hardware and equipment and any other commodity or resource required to combat the emergency or to aid in the restoration ofnorma1cy. (1) Regulations promulgated in accordance '.'lith the authority alone will be given ',videspread circulation by proclamations published and uttered by nev/spaper and radio. The regulations 'Hill have the force of ordinances when duly filed 'Nith the city clerk, and violations will be subject to the penalties provided in the City Charter or Code of Ordinances. (c) The ci'/il defense director shall order civil defense forces to the aid of other commumtIes \vhen required in accordance with mutual aid agreements or applicable state statutes, and he may require, through the civil defense, additional aid to the city in case of disaster '.",hen conditions in the city are beyond the control of the local civil defense forces. (d) The civil defense director may obtain '-,ital supplies, equipment and other properties found lacking and needed for the protection of health, life and property of the people, and bind the city for the fair '-,alue thereof. (e) The civil defense director may require emergency services of any city officers or employees. If regular city forces are determined inadequate, the director may require the services of such other personnel as he can obtain that are available, including citizen volunteers. All duly authorized persons rendering emergency services shall be entitled to the privileges and immunities as are proyided by state statute, the city charter and ordinances for regular city employees and other registered and identified civil defense and disaster works and upon demand, may receive appropriate compensation for their emergency emplOYment. (D The civil defense director will cause to be prepared the basic plan herein referred to and to exercise all the special powers conferred upon him by the ordinances of the city, all powers conferred upon him by a statuto, or any other lawful authority. See. 8 5. Coordinator of the offiee of civil defense. The coordinator of the office of civil defense shall be responsible to the director in regard to all phases of the civil defense activity. Under the supervision of the director, he shall be responsible for the planning, coordination and operation of the civil defense activity in the city. Under the supervision of the director, he shall maintain liaison ',vith the state and federal authorities and the authorities of other nearby political subdivisions through normal administrative channels so as to insure the most effective operation of the civil defense plan. His duties shall include, but not be limited to, the follovling: (1) Development and coordination of plans for immediate use of all the facilities, equipment, manpower and other resources of the city for the purpose of minimizing or preventing damage to persons or property; and protecting and 7 Strike through passages are deleted. Underlined passages are added. #2010-0-20 (2) (3) (4) (5) (6) (7) Sec. 8 e. restoring to usefulness governmental services and public utilities necessary for the public health, safety and ',velfare. Coordination of the recruitment of 'lolunteer personnel and agencies to augment the personnel of the city for civil defense purpose. Negotiating and concluding agreements with owners or persons in control of buildings or other property for the use of such buildings or other property for civil defense purpose and designating suitable buildings as public shelters. Coordinating the activity of all other public and private agencies engaged in any civil defense activity. Through public informational program, educating the civilian population as to actions necessary and required for the protection of their persons or property in the event of disaster or attack, as defined herein, either impending or present. Conducting public practice alerts to insure the efficient operation of the civil defense forces and to familiarize residents '.'lith civil defense regulations, procedures and operations. Assuming such authority and conducting such activity as the director may direct to promote and execute the civil defense plan. Ciyil defense and disaster basic plan. (a) A comprehensive civil defense and disaster basic plan shall be adopted and maintained by resolution of the city council upon the recommendations of the director and city manager. In the preparation of this plan as it pertains to city organization, it is the intent that the services, equipment, facilities and personnel of all existing departments, agencies, boards and council shall be utilized to the fullest extent. 'Nhen appro'led, it shall be the duty of the city manager to guarantee that all municipal departments, agencies, boards and council to perform this function assigned by the plan and to maintain their portion of the plan in a current state of readiness at all times. The basic plan shall be considered supplementary to this section and have the effect of la'.'.' whenever a disaster or attack, as defined herein, has been proclaimed. (b) The director shall prescribe in the basic plan those positions '.';ithin the disaster organization, in addition to his o',vn, for which lines of succession are necessary. In each instance, the responsible person will designate and keep on file ','lith the director a current list of three persons as successors to his position. The list ',vill be in order of succession and ',vill as nearly as possible designate persons by joint title best capable of carrying out all assigned duties and functions. (c) Each service chief and department head assigned responsibility in the basic plan shall be responsible for carrying out all duties and functions assigned therein. Duties will include the organization and training of assigned city employees and volunteers. Each chief shall formulate the operational plan for his service which, when approved, shall be an annex to and a part of the basio plan. (d) Amendments to the basio plan shall be submitted to the direotor. If approved, the director '.vill submit amendments through the oity manager to the city council v;ith recommendations for approval. Such amendments shall take effect 30 days from the date of adoption by the city council. In the event an amendment is pending at the time that a disaster is proclaimed under the provisions of this section, the amendment will be considered approved immediately and will remain effecti'le unless specifically revoked by the council. 8 Strike through passages are deleted. Underlined passages are added. #2010-0-20 ee) '\Then a required competency or skill for a disaster function is not u'.'ailable ',vi thin the city government, the director is authorized to seek assistance from persons outside of government. The assignment of duties, when of a supervisory nature, shall also grant authority to the persons so assigned to carry out such duties prior to, during, and after the occurrence of disaster. Such services form persons outside of government may be accepted by the city on a volunteer basis. Such citizens shall be enrolled as civil defense volunteers in cooperation with the heads of the city departments affected. (0 Some of the duties ascribed to the director in this section ',viII ordinarily be handled as a matter of routine by the coordinator, but he responsibility and authority accrue from and remain \vith the director. Sec. 8 7. Emergency operating centers. In accordance '.vith F.S. S252.09, the city hereby establishes the city hall as the primary emergency operating center and the fire station of the city as the secondary emergency operating center. See. 8 8. No municipal or priyate liability. (a) This chapter is an exercise by the city of its go'.'ernmental functions for the protection of the public peace, health, and safety, and neither the city nor agents or representatives of said city nor any indi'.'idual or trustee, nor any of the agents thereof, in good faith carrying out, complying with or attempting to comply '",ith any order, rule or regulation promulgated pursuant to the pro'.'isions of this chapter shall be liable for any damage sustained to persons or property as the result of said activity. (b) Any person o'",ning or controlling real estate or other premises '",ho voluntarily and without compensation grants the city the right to inspect, designate and use the whole or any part of such real estate or premises for the purpose of sheltering persons during an actual, impending or practice disaster or enemy attack shall not be civilly liable for the death of, or injury to, any persons on or about such real estate or premises under such license, pri'.'ilege or other permission, or for loss or damage to, the property of such person. Sec. 8 9. Violation of regulations. (a) It shall be unlawful for any person to violate any of the provisions of this chapter or of the regulations or plans issued pursuant to the authority contained heroin, or to \villfully obstruct, hinder or delay any member of the civil defense organization as herein defined in the enforcement of the provisions of this chapter or any regulation or plan issued thereunder. (b) Any person violating any provision of this chapter or any rule or regulation promulgated hereunder, upon conviction thereof, shall be punished as provided in section 1 8. Secs.8 10 8 19. Reseryed. ARTICLE II. EMERCENCY INTERIM SUCCESSION Sec. 8 20. Definitions. 9 Strike through passages are deleted. Underlined passages are added. #2010-0-20 Terms used in this article shall have the same meanings as in F.S. ~22.03. See. 8 21. Designation of successors Required. Each duly elected or appointed official of city government shall designate, by title, if feasible, or by named persons, three (3) emergency interim successors to his office and specify their order of succession. Sec. 8 22. Same Review and revision. It shall be incumbent upon each elected or appointed official of the city, and the governing body to review and revise as necessary, the designations of emergency interim successors made pursuant to this article. Sec. 8 23. Same List. The city clerk, or other designated official, shall maintain in current status the list of designees for emergency interim succession to the elective and appointive offices of mayor, councilmen and all appointees, and the order of their succession. Sec. 8 24. Exercise of powers and discharge of duties by designee Required. The emergency interim successor shall exercise the po\vers and discharge the duties of the office to which designated until such time as the vacancy created by the unavailability of the regularly elected official shall be filled in accordance with the constitution or applicable statutes or until the elected official (or a preceding designated emergency interim successor) again becomes available to exercise the powers and discharge the duties of his office. See. 8 25. Same Limitation. Designated emergency interim successors are empO\vered to exercise the pOVlers and discharge the duties of the office to which designated only after a disaster, or an attack on the United States has occurred and then only by reason of the una'luilability of the regular incumbent or the immediately preceding designated successor. Designated emergency interim successors are retained on the official roster of successors and in the established order of their succession at the pleasure of the designating authority, \vho may amend or revise such roster with or without 6ffi:lS&.- See. 8 26. Oath of office of designee. Designated emergency interim successors shall upon designation, (if required) take the oath of office prescribed for the duly elected official with further stipulation that the designee shall be empowered to exercise the powers and duties of such office only in the event of the unavailability of the duly elected or appointed incumbent, or the immediately preceding 10 Strike through passages are deleted. Underlined passages are added. #2010-0-20 successor, foIlO\ving an emergency, disaster, or enemy attack. No other oath of office shall be required for succession to the office under the conditions stated herein. CHAPTER 8. COMPREHENSIVE EMERGENCY MANAGEMENT PLAN AND DISASTER PREPAREDNESS Sec. 8-1. Purpose and declaration of policy. This article is enacted to clarify and designate powers and duties with regard to emergencies and disasters. It is intended to grant as broad a power as permitted by statutory and constitutional authority. Sec. 8-2. Definitions. The following words, terms and phrases, when used in this article, shall have the meanings ascribed to them in this section, except where the context clearly indicates a different meanmg: Avera$!e retailorice. The average price at which similar merchandise, services, rentals or lodging were being sold or rented during the thirty (30) days immediately preceding the declaration of a local emergency. Civil em er$!ency. Any condition of unrest, riot, civil disobedience, affray, unlawful assembly, hostile military or paramilitary action, war, terrorism, sabotage, or any similar condition. Comorehensive emer$!ency mana$!ement plan. The plan adopted by the city council for the effective administration of emergency and disaster preparation, response, management and recovery. Consumer $!ood. Any service, article, product, merchandise or commodity of any kind or class, which is customarily produced or distributed for sale or rental at retail or provided for consumption by or the use or benefit of individuals, including but not limited to foods, water, ice, clothing, lumber, hardware, chainsaws, generators, and home improvement materials; fuel products; and repairs, services, rentals or lodging. Disaster. Whether natural or manmade, shall mean hurricane, flood, fire, tornado, earthquake, severe high or low temperatures, water contamination or pollution, land contamination or pollution, air pollution, landslide, mudslide, building or structural collapse, high water table, pandemic disease, epidemic, blight, drought, severe energy shortages, windstorm, hazardous substance spills or releases, radiation releases or exposures, infestation, explosions, sabotage, mass transportation accidents, public health emergencies, or any similar emergency. Emergency. Any imminent threat or occurrence of a disaster, civil emergency or utility emergency that adversely affects the public health, safety or security affecting the city and its 11 Strike through passages are deleted. Underlined passages are added. #2010-0-20 residents and inhabitants where the city council or the city manager determines it is determined that the exercise or discharge of emergency or disaster powers. as outlined in Sec. 8-4. is necessary to save lives. protect property. protect the public health and safety. or to lessen or to avert the threat of a catastrophe or calamity within the city. Enforcement official. Any police or law enforcement officer. any code compliance official. any fire department personnel. or Division of Emergency Management. and any other appropriate municipal official. Fuel vroduct. Home heating oil. kerosene. propane. natural gas. diesel fuel. methanol. aviation fuel. bio-fuels and gasoline. Utilitv emerflencv. Shall mean conditions which endanger or threaten to endanger the safety. potability. availability. transmission. distribution. treatment. or storage of water. natural gas. gas. fuel. electricity. communication. garbage. sewage. or any similar condition. Sec. 8-3. Adoption of plan. A comprehensive emergency management plan for the City of Edgewater shall be adopted by the City Council by resolution and be maintained as a separate document. The City Manager shall prepare and present to the City Council for approval the comprehensive emergency management plan and such on-going changes. amendments and revisions thereto necessary for its effective administration. Sec. 8-4. Declaration. extension and termination of a state of local emere:encv: delee:ation of authority to declare. extend and terminate a state of local emere:encv. (1) The City Council has the power to declare a state of local emergency activating the emergency management plans applicable to the City of Edgewater when the City Council finds it necessary to protect the lives and property of the citizens of the City of Edgewater and to provide for the continued operation of essential services provided by the City. The City Council may at any time extend or terminate the local state of emergency as necessary. In the absence ofa quorum of the City Council. (2) In the absence of a quorum of the City Council. +the Mayor. Vice Mayor. City Manager. or the Acting City Manager in his/her absence. in the order named. based on availability. shall have the authority to declare a state of emergency. (3) Any declaration of a state of emergency and all emergency regulations activated or rescinded under the provisions of this Chapter and done absent of the City Council. shall be confirmed by the city council no later than at the next regular meeting. unless the nature of the emergency renders a meeting of the city council extremely impractical. (4) Emergency resolutions authorized by this Chapter shall include. but are not limited to. the following subjects: 12 Strike through passages are deleted. Underlined passages are added. #2010-0-20 TABLE INSET: Resolution Subiect A Evacuation B Curfews: declaration of areas off limits Suspension or regulation of the sale of, or offer to sell, with C or without consideration, alcoholic beverages, ammunition, firearms, explosives and flammables or combustibles D Prohibiting the sale of merchandise, goods or services at more than the average retail price E Water use restrictions F Suspension of local building regulations G Regulating the use of and rationing of fuel. ice and other essentials H Emergency procurement procedures I Authorizing the Suspension of Certain City Codes, Rules and Regulations Relating to Temporary Housing (5) Upon declaration of a state of local emergency and during the existence of a declared state of local emergency, the Mayor or designated city official. in addition to any other powers conferred upon the Mayor or designated city official by F.S. Chapter 252, F.S. Chapter 870, or other law, has the power and authority among other non enumerated powers to: a) Direct and compel the evacuation of all or part of the population from any stricken or threatened area within the City if the Mayor or designated city official deems this action necessary for the preservation of life or other emergency mitigation, response, or recovery. b) Waive the procedures and formalities otherwise required of the city by law or ordinance pertaining to: (1) Performance of public work and taking whatever prudent action is necessary to ensure the health, safety, and welfare of the community: (2) Entering into contracts: (3) Incurring obligations: (4) Employment of permanent and temporary workers: (5) Utilization of volunteer workers: (6) Rental of equipment: (7) Acquisition and distribution, with or without compensation, of supplies, materials, and facilities: 13 Strike through passages are deleted. Underlined passages are added. #2010-0-20 (8) Appropriation and expenditure of public funds. c) Prohibit or regulate travel upon any public street, highway or upon any other public property. Persons in search of medical assistance, food or other commodity or service necessary to sustain the well being of themselves or their families or some member thereof may be excepted from such prohibition or regulation; d) Impose a curfew upon all or any portion of the city thereby prohibiting persons from being on public streets, highways, parks or other public places during the hours which the curfew is in effect; e) Prohibit any person, firm, or corporation from using the fresh water supplied by the city for any purpose other than cooking, drinking or bathing; f) Prohibit the sale or distribution of any alcoholic beverages, ammunition, firearms, explosives, and flammables or combustibles during a state of emergency with or without the payment or a consideration therefore; g) Prohibit or regulate the participation in or carrying on of any business activity, and prohibit or regulate the keeping open of place of business, places of entertainment and any other place of public assembly, unless authorized by the Mayor or designated public official and must be for the purpose of assisting with disaster preparedness, response or recovery; h) Regulate the use of and ration fuel, ice and other essentials; i) Prohibit or regulate any demonstration, parade, march, vigil or partIcIPation therein from taking place on any of the public rights-of-way or upon any public property; j) Suspend local building regulations as necessary during the existence of a public emergency; k) Prohibit the sale of merchandise, goods or services at more than the average retail pnce; 1) The restrictions referenced in sections (c) through (e) above may exempt, from all or part of such restrictions, physicians, nurses and ambulance operators performing medical services, on-duty employees of hospitals and other medical facilities, on-duty military personnel, bona fide members of the news media, personnel of public utilities maintaining essential public services, City authorized or requested firefighter, paramedic, law enforcement officers and emergency management personnel and such other classes of persons as may be essential to the preservation of public order and immediately necessary to preserve safety, health and welfare needs of the people within the City. 14 Strike through passages are deleted. Underlined passages are added. #2010-0-20 (5) A declaration of a State of Emergency shall activate the emergency plans applicable to the City. A declaration of a state of emergency shall automatically invoke the emergency measures listed in F.S. Section 870.044, if the emergency relates to overt acts of violence or the imminent threat of such violence. (6) A State of Emergency, when declared as provided herein, shall continue in effect from day to day until declared to be terminated. Provided, however, that a State of Emergency declared pursuant to F.S. Section 870.041 et seq. shall commence upon the declaration thereof and shall terminate at the end of a period of seven (7) consecutive days thereafter, unless, prior to the end of such seven day period, the public official or city official declaring the emergency shall have terminated such State of Emergency. An extension of periods up to 72-hour time limit(s) may occur but must be accomplished by a declaration of extension of the state of emergency by the Mayor or designated City official. Sec. 8-5. Termination of a State of Emerl!ency. A State of Emergency may be terminated by the official declaring the emergency or a person eligible to declare an emergency and the termination shall be confirmed by a vote of the City Council. at the earliest convenience, or upon the certification of the person who originally requested the declaration of the state of emergency, that the conditions leading to or causing the emergency no longer exist and the City's agencies and departments are able to manage the situation without extraordinary assistance. Provided, however, that a State of Emergency established under F.S. Section 870.041 et seq. shall terminate at the end of a period of seven (7) consecutive days after the declaration of the emergency, unless, prior to the end of the seventy- two-hour period, the public official calling for a declaration of emergency or the City Council has terminated such State of Emergency. Notice of termination of the emergency declaration shall be made to the public by the City Manager by available means. Sec. 8-6. City manal!er to act as Director of Emerl!encv Manal!ement. Pursuant to the Comprehensive Emergency Management Plan, the City Manager shall act as the Director of Emergency Management with all of the authority of that position either granted by the Citv's Comprehensive Emergency Management Plan, the City Council. Federal or State law, City or County ordinances. The City Manager or his designee shall appoint a Coordinator of Emergency Management whose duties shall include the ongoing planning for and coordination of those actions necessary for the creation and maintenance of an effective emergency response capability to prepare for and manage emergency conditions. Sec. 8-7. Powers and duties of Director of Emerl!encv Manal!ement. The powers and duties of the director of emergency management shall include, but are not limited to, all of the following emergency measures: 15 Strike through passages are deleted. Underlined passages are added. #2010-0-20 (1) Direct pre-emergency and emergency response activities by city departments and such emergency services personnel as the director of emergency management may designate or appoint. (2) Execute contracts and purchase or lease goods and services for emergency protection, construction or repair of public improvements and property to the extent allowed by law. (3) Lease real property or structures necessary for the continued operation of city government and essential services provided by the City. (4) Recommend the suspension of or limit the sale, dispensing or transportation of alcoholic beverages, firearms, explosives and combustibles. (5) Recommend the establishment of curfews, including but not limited to, prohibition or restriction of pedestrian and/or vehicular movement, standing or parking, except for the provision of essential services, such as fire, police, utility emergency repairs, emergency medical services and hospital services, including the transportation of patients and emergency calls by physicians. (6) Identify and recommend the declaring of certain areas off limits. (7) Make provisions for availability and use of temporary emergency housing and emergency warehousing of materials and equipment. (8) Establish and operate emergency operation centers and shelters as necessary. (9) Recommend the declaring that it shall be unlawful for any person to use the fresh water supplied by the City of Edgewater for any purpose other than cooking, drinking or bathing. (10) Request assistance from other governmental agencies as necessary for mitigation of the emergency or disaster. (11) Coordinate with federal. state and other governmental agencies as may be necessary to plan and implement a ioint iurisdiction emergency planning and disaster services plan and mutual aid arrangement. (12) Coordinate the City Comprehensive Emergency Management Plan with the county emergency management agency pursuant to F.S. Chapter 252. Comply with all laws, rules, and requirements applicable to county emergency management agencies. Coordinate requests for state or federal emergency response assistance with the County of Vol usia. (13) Consult with the City Attorney in the planning and exercise of emergency powers. 16 Strike through passages are deleted. Underlined passages are added. #2010-0-20 (14) Recommend for adoption by the City Council mutual aid plans and agreements. (15) Direct emergency training activities. (16) Maintain a liaison with other municipal. state, regional and federal emergency management agencies. (17) In consultation with the City Attorney, prepare all necessary emergency declarations, orders and rules and contracts or agreements. (18) Act as, or appoint, a media contact person during the state of local emergency. (19) Utilize those powers enumerated in F.S. Chapter 252. (20) Delegate responsibilities as necessary to members of the recovery operations management team. (21) As necessary during and following any period of a declared State of Emergency, enter onto roadways in private or gated communities or on private property for collection and removal of event-generated debris located in the rights-of-way and/or utility easements or on private property when it is determined on a case-by-case basis that the removal of such debris from private property may be in the public interest when it is required to eliminate or lessen an immediate threat to life, public health and safety, to reduce a threat of additional damage to improved property, or to promote economic recovery of the community at large, subiect to the section 8-13 below, on debris and hazard removal. (22) Assume other emergency responsibilities as assigned by the City Council. Sec. 8-8. Operational oreanization. The emergency management services organization of the city, which includes but is not limited to; Emergency Operation Center Management Group, Emergency Preparedness Task Force, Emergencv Response Team and the Long Term Disaster Recoverv Team, shall consist of municipal officers and employees who may be designated by the Director of Emergency Management, volunteer workers, and paid non-city workers deemed necessary by the Director of Emergency Management to accomplish emergency management planning and response goals. Sec. 8-9. Police Emereencies. (1) A public emergency may be declared because of civil unrest or imminent threat to public peace or order when the Chief of Police, or if unavailable, the next highest ranking officer in the Police Department chain of command, certifies to the City Manager (or, if unavailable, the Acting City Manager) that an emergency condition arising from hostile actions of others, armed or unarmed or other imminent threat to public peace or order, reqUIres extraordinarv measures for control. including, but not limited to curfew; 17 Strike through passages are deleted. Underlined passages are added. #2010-0-20 blockade; proscription of the sale of firearms and other weapons, alcoholic beverages; explosives and combustibles; evacuation; and other like actions. The City Manager, or if unavailable, the Acting City Manager, shall report said certification to the officials in the order named in Section 8-4(2) regarding the need to declare a state of emergency. Pursuant to Section 8-4, a declaration of emergency may then be issued. (2) Declaration of a public emergency because of civil unrest or imminent threat to public peace or order shall authorize the Mayor, Vice-Mayor, City Manager or other designated official to exercise the powers provided in Section 8-4 or require automatic emergency measures pursuant to F.S. Section 870.44 et seq. In addition, additional discretionary emergency measures pursuant to F.S. Section 870.045 may be issued. Sec. 8-10. Fire and Hazardous Materials Emen?:encies. (l) A public emergency may be declared because of fire, emergency medical condition or a hazardous materials incident emergency when the Chief of the Fire-Rescue Department, or if unavailable, the next highest ranking officer in the Fire-Rescue Department chain of command, certifies to the City Manager or designee that an actual or potential condition arising from fire, medical condition, explosion, chemical. radiological or biological spill. release or exposure, building or bridge collapse, or plane, train, or other vehicle accident, or other actual or potential occurrences which pose an unreasonable risk to health, safety and property, which requires extraordinary measures for control. including, but not limited to calling out of off-duty and reserve personnel; assistance by outside agencies; evacuation; and other like actions. The City Manager shall report said certification to the officials in the order named in Section 8-4(2) regarding the need to declare a state of emergency. Pursuant to Section 8-4, a declaration of emergency may then be issued. (2) Declaration of a public emergency because of fire, chemical. radiological or biological and hazardous material emergency shall authorize the City Manager or other designated official to exercise the powers provided in Section 8-4. Sec. 8-11. Utility Emen?:encies. (l) A public emergency may be declared because of utility conditions when the Director of the Environmental Services Department, or if unavailable, the next highest ranking Environmental Services Department official. certifies to the City Manager that: (a) A condition exists or is imminent that endangers the safety, potability, quantity, availability, collection, conveyance, transmission, distribution, treatment, or storage of water or waste water through or within the City's water or waste water utility system; or (b) A condition exists or is imminent that endangers the safety, quality, quantity, availability, transmission, distribution, or storage of gas through or within the gas utility system provided throughout the City; and 18 Strike through passages are deleted. Underlined passages are added. #2010-0-20 (c) Extraordinary actions to control and correct the situation are required, including, but not limited to, emergency purchase; call-in of off-duty personnel; assistance by other communities and agencies; and other like actions. (2) The City Manager shall report said certification to the officials, in the order named in Section 8-4(2) regarding the need to declare a state of emergency. Pursuant to Section 8- 4, a declaration of emergency may then be issued. (3) Declaration of a public emergency because of utility conditions shall authorize the exercise of emergency powers provided in Section 8-4. Sec. 8-12. Weather Emer2encies. (1) A public emergency may be declared because of weather conditions when the National Weather Service or a State, County or local emergency management agency informs the City or the public that emergency conditions resulting from meteorological conditions are present or imminent. Meteorological conditions covered by this Section shall include, but are not limited to, hurricanes, floods, tornadoes, or other severe weather conditions and the results may be considered to be hazardous or harmful to the community. The City Manager shall request a declaration of a state of emergency from the officials in the order named in Section 8-4(2). Pursuant to Section 8-4, a declaration of emergency may then be issued. (2) Declaration of a public emergency because of weather conditions shall authorize the exercise of emergency powers provided in Section 8-4. Sec. 8-13. Debris and hazard removal. A declaration of local emergency under this chapter shall implement the process by which the City of Edgewater assumes responsibility during and following any period of a declared state of local emergency to enter onto roadways in private or gated communities or on private property for collection and removal of event-generated debris located in the rights-of-way and/or utility easements or on private property when it is determined on a case-by-case basis by the Director of Emergency Management that the removal of such debris from private property may be in the public interest when it is required to eliminate or lessen an immediate threat to life, public health and safety, to reduce a threat of additional damage to improved property, or to promote economic recovery of the community at large. Prior to such entry, the owner(s) of said roadways in private or gated communities, or the authorized representative(s) of the private or gated community, shall agree in writing to indemnify, when reasonable to do so, and hold harmless the City, County, and State from liability associated with or arising out of entry onto private roadways and/or utility easements and the collection and removal of event-generated debris under this section. If the owners or authorized representative( s) of private property cannot be immediately contacted in order to obtain a written agreement for entry, the City shall complete the minimal task required on the private property in order to correct any immediate threat to life, public health and safety. 19 Strike through passages are deleted. Underlined passages are added. #2010-0-20 Sec. 8-14. Suspension of Local Buildin2 Re2ulations. The City Manager may authorize a suspension of local building regulations during and following a declared state of emergency when the Chief Building Official certifies to the City Manager that such action is necessary for the expeditious restoration of property damaged by the emergency event. Such suspension of building regulations may be applied on a case-by-case basis as required to remedy specific conditions and to facilitate the provision of emergency housing to disaster victims. The Chief Building Official shall specify the provisions of the building code to be suspended and the reasons therefore, when certifying the necessity of such suspension to the City Manager. The City Manager shall communicate to the City Council the need to suspend local building regulations to the officials, in the order named in Section 8-4(2). The City Council shall confirm the suspension pursuant to Section 8-4. Sec. 8-15. Certification of Emer2encv Conditions. A certification of emergency conditions to the City Manager may be verbal, but each verbal certification shall be confirmed in writing within twenty-four (24) hours following an emergency declaration. Sec. 8-16. Prohibition on Price Gou2in2. (1 ) Upon declaration of an emergency pursuant to Section 8-4, and during the duration of such emergency, it shall be prima facie evidence that an unlawful method of competition and an unfair and deceptive trade act or practice has occurred if any individual or business entity doing business in the City of Edgewater charges more than the average retail price for any consumer good and such price exceeds the average price at which the same or similar consumer good was readily obtainable in the City of Edgewater during the thirty (30) days immediately prior to a declaration of a State of Emergency; or the charges represent a gross disparity between the price of the consumer good or dwelling unit or self-storage facility that is the subiect of the offer or transaction and the average price at which that commodity or dwelling unit or self-storage facility was rented, leased, sold, or offered for rent or sale in the usual course of business during the thirty (30) days immediately prior to a declaration of a State of Emergency, and the increase in the amount charged is not attributable to additional costs incurred in connection with the rental or sale of the commodity or rental or lease of any dwelling unit or self-storage facility, or national or international market trends; or for a person or his agent or business entity or its employee to rent or sell or offer to rent or sell at an unconscionable price within the area for which the State of Emergency is declared, any consumer good including, but not limited to, supplies, services, provisions or equipment that is necessary for consumption or use as a direct result of the emergency. (2) This Section does not prevent the seller of consumer goods from charging an amount in excess of the average retail price if such higher price is the direct result of, and limited to, any increased costs due to the transportation of the consumer good during the State of Emergency or any increased cost for the consumer goods from the manufacturer, 20 Strike through passages are deleted. Underlined passages are added. #2010-0-20 distributor or wholesaler to the seller. In such instances, only the actual cost increase per item from the manufacturer, distributor or wholesaler can be added to the average retail pnce. (3) A price increase approved by an appropriate government agency shall not be in violation of this ordinance. Sec. 8-17. Portable Generators. (1) The use and operation of a portable auxiliary electrical generator is prohibited within or on the following areas: (a) Within five (5) feet of any opening (includes, but is not limited to, doors and windows) into a building or structure; (b) Within garages, enclosed or partially enclosed areas, or under eaves or other overhangs; (c) On roofs or roof areas, balconies, ingress/egress areas and discharge ways, including but not limited to walkways, stairways and stairwells. (d) The generator shall be operated in a safe manner and in accordance with NFP A 70, the National Electric Code and all other applicable laws, regulations and City ordinances. Sec. 8-18. Penalty for violation of emen?:ency declaration, order or rule. Any violation of an emergency declaration, order or rule issued {>ursuant to F.S. Chapter 252 shall be punishable as provided in F.S. Chapter 252. 21 Strike through passages are deleted. Underlined passages are added. #2010-0-20 8b AGENDA REQUEST Date: September 16.2010 PUBLIC HEARING X RESOLUTION ORDINANCE 9/27/10 BOARD APPOINTMENT CONSENT OTHER BUSINESS ITEM DESCRIPTION 2nd Reading - Ordinance No. 2010-0-21 An amendment to Article I V (Peddlers, Solicitors, Canvassers) of Chapter II of the Code of Ordinances. BACKGROUND Article I V is currently titled "Peddlers, Solicitors, Canvassers" and has not been updated since 1995. Staff felt with growth of the City and changing needs of the residents and businesses, the Article should be updated to reflect additional needs. The following are areas of the Article being addressed: · The inclusion of a definition and criteria for "itinerant merchants" and "itinerant vendors". · Requiring photographs and fingerprints of the applicant are provided with the application. · Clearer criteria for issuance and denial of permit. · Clearer criteria for the revocation of a permit. RECOMMENDA TION Staff recommends approval of Ordinance No. 2010-0-21; amending Article IV (Peddlers, Solicitors, Canvassers) of Chapter 11 of the Code of Ordinances. ACTION REQUESTED Motion to approve Ordinance No. 2010-0-21 FINANCIAL IMP ACT: (FINANCE DIRECTOR) PREVIOUS AGENDA ITEM: YES X NO DATE: 9/13/1 0 AGENDA ITEM NUMBER: 8F Respectfully Submitted By: L~O, 1, }m.y1J Bonnie Wenzel City Clerk c:5\c6.~'t:ll}~ k) Robin Matusick Paralegal ORDINANCE NO. 2010-0-21 AN ORDINANCE OF THE CITY OF EDGEW A TER, FLORIDA, AMENDING ARTICLE IV (PEDDLERS, SOLICITORS, CANV ASSERS) OF CHAPTER 11 (BUSINESS TAX RECEIPTS AND BUSINESS REGULATIONS); PROVIDING FOR CONFLICTING PROVISIONS, SEVERABILITY AND APPLICABILITY; AND PROVIDING FOR CODIFICATION, AN EFFECTIVE DATE AND ADOPTION. WHEREAS, the City Council of the City of Edgewater, Florida, has made the following determinations: 1. Article IV (Peddlers, Solicitors, Canvassers) of Chapter 11 (Business Tax Receipts and Business Regulations) of the City of Edgewater Code of Ordinances has not been modified since 1995. 2. Amendment of Article IV (Peddlers, Solicitors, Canvassers) will include a section related to the regulation of itinerant merchants doing business within the City of Edgewater. NOW, THEREFORE, BE IT ENACTED by the People of the City of Edgewater, Florida: PART A. AMEND ARTICLE IV (PEDDLERS, SOLICITORS, CANV ASSERS) OF CHAPTER 11 (BUSINESS TAX RECEIPTS AND BUSINESS REGULATIONS) OF THE CODE OF ORDINANCES IN ITS ENTIRETY FOR THE CITY OF EDGEW A TER, FLORIDA. Chapter 11 (Business Tax Receipts and Business Regulations), Article IV (Peddlers, Solicitors, Canvassers) is hereby amended to read as follows: Chapter 11 (Business Tax Receipts and Business Regulations), Article IV (Peddlers, Solicitors, Canvassers) is now amended to read Article IV (Peddlers, Solicitors, Canvassers and Itinerant Merchant); Code of Ordinances, City of Edgewater, Florida is hereby repealed and restated in its entirety as set forth in Exhibit "A", which is attached hereto and incorporated herein. 1 Strike through passages are deleted. Underlined passages are added. #2010-0-21 PART B. CONFLICTING PROVISIONS. All conflicting ordinances and resolutions, or parts thereof, in conflict with this ordinance, are hereby superseded by this ordinance to the extent of such conflict. PART C. SEVERABILITY AND APPLICABILITY. If any portion of this ordinance is for any reason held or declared to be unconstitutional, inoperative, or void by a court of competent jurisdiction, such holding shall not affect the remaining portions of this ordinance. If this ordinance or any provisions thereof shall be held to be inapplicable to any person, property, or circumstances by a court of competent jurisdiction, such holding shall not affect its applicability to any other person, property, or circumstance. PART D. CODIFICATION. Provisions of this ordinance shall be incorporated in the Code of Ordinances of the City of Edgewater, Florida, and the word "ordinance", may be changed to "section", "article", or other appropriate word, and the sections of this ordinance may be renumbered or relettered to accomplish such intention; provided, however, that Parts B through F shall not be codified. PART E. EFFECTIVE DATE. This Ordinance shall take place upon adoption. 2 Stril,e through passages are deleted. Underlined passages are added. #2010-0-21 PART F. ADOPTION. After Motion to approve by Councilwoman Rogers and Second by Councilwoman Bennington, the vote on the first reading of this ordinance held on September 13, 2010, was as follows: AYE NAY Mayor Mike Thomas X Councilwoman Debra J. Rogers X Councilwoman Gigi Bennington X Councilwoman Harriet B. Rhodes ABSENT Councilman Ted Cooper X After Motion to approve by and Second by , the vote on the second reading of this ordinance was as follows: AYE NAY Mayor Mike Thomas Councilwoman Debra J. Rogers Councilwoman Gigi Bennington Councilwoman Harriet B. Rhodes Councilman Ted Cooper 3 Strike through passages are deleted. Underlined passages are added. #2010-0-21 PASSED AND DULY ADOPTED this 27th day of September, 2010. ATTEST: Bonnie Wenzel City Clerk CITY COUNCIL OF THE CITY OF EDGEW A TER, FLORIDA By: Mike Thomas Mayor Robin L. Matusick Paralegal For the use and reliance only by the City of Edgewater, Florida. Approved as to form and legality by: Carolyn S. Ansay, Esquire City Attorney Doran, Sims, Wolfe, Ansay, Kundid & Birch Approved by the City Council of the City of Edgewater at a meeting held on this 27th day of September, 2010 under Agenda Item No. 8 Strike threugh passages are deleted. Underlined passages are added. #2010-0-21 4 EXHIBIT "A" ARTICLE IV. PEDDLERS, SOLICITORS, CANVASSERS AND ITINERANT MERCHANT Sec. 11-61. Statement of purpose. It is the purpose of the city to assist in the accomplishment of the following goals: (I) Prevention and/or reduction of crimes; (2) Protection of the privacy and peaceful enjoyment of the home and business; and (3) Making available to residents information helpful to determine their response to solicitors. Sec. 11-62. Definitions. As used in this article, the following definitions shall apply: Itinerant merchant or itinerant vendor means any person. firm. organization. corporation. or other entity whether its owner. agent. consignee or employee. whether a resident of the City or not. who engages in temporary (not to exceed three months) business 'of selling and delivering goods. wares and merchandise i.e holiday tree sales and pumpkin sales during the fall season within the City for the exhibition and sale of such wares or merchandise. The term "itinerant merchant" also includes a business operator. on said operator's own property. when said operator conducts activities in open spaces outside of an enclosed structure. including but not limited to. approved activities. the sale or display of goods and/or services not part of the normal business activities of that operator but encompassed by said City local business tax receipt. Person. firms or corporations so engaged shall not be relieved from complying with provisions herein by reason of temporary association with or sponsorship by any local dealer. trade. merchant or auctioneer. or by conducting such itinerant business with. as a part of. or in the name of any local licensee. Notwithstanding anything to the contrary herein. the term "itinerant merchant" shall also include business operators who conduct activities within enclosed structures at flea markets operating during recognized events on days flea markets are not normally operated with appropriate City approvals. Vendors registered by approved Special Activity Permits are excluded from this provision. Peddler, solicitor or canvasser7"" Irrespective of common usage, these terms may be used interchangeably to describe means any person who makes uninvited contact, directly or indirectly, by telephone, mail or in person or otherwise with any resident of the city for the purpose of soliciting lirrespective of common usage. these terms may be used interchangeably. This includes any person who, without invitation, goes upon private property to request contribution of funds or anything of value or to sell goods or services for political, charitable, religious, or other noncommercial purposes. 5 Strike through passages are deleted. Underlined passages are added. #2010-0-21 Resident of the city means Af!IlY person with a mailing or street address located within the city, including temporary visitors, renters or boarders. Solicit solicitation or soliciting~ These terms describe means the act of requesting, directly or indirectly, expressly or by implication, money, credit, property, financial assistance, information or any other thing of value either in return for goods or services, or for an order for either goods or services, or as a contribution or donation whether or not such contribution or donation results in receipt of any goods, merchandise or service or any similar exchange of something of value between the person engaging in the act of solicitation and a resident of the city, whether such things of value be tangible or intangible. Structure;- means Af!IlY object constructed or installed by a person having a permanent location on the ground. Transient 1.1erch6mt. j\ "transient merchant" which shall include the words "itinerant merchant," " or "itinerant vendor," is defined as any person, firm or eorporation, 'whether its ovmer, agent, consignee or employee, whether a resident of the city or not, VfflO engages in temporary business of selling and delivering goods, ,vares and merchandise ',vithin the city, and ','/ho, in furtherance of such purpose hires, leases, uses or occupies any building, or structure, vehicle, tent, room, apartment, shop, street, alley, property, or other place within the city for the exhibition and sale of such wares or merchandise, either privately or at a publie auction, provided that such definition shall not include any person who, while occupying such temporary location, docs not sell from stock, but exhibits samples only for the purpose of securing orders f-or future delivery. Persons, firms or corporations so engaged shall not be relieved from complying v.ith provisions herein by reason of temporary association with or sponsorship by any local dealer, trader, merchant or auctioneer, or by condt:lcting such itinerant business v/ith, as a part of, or in the name of any local licensee. Sec. 11-63. Registration--Required. (a) Except as otherwise provided in section 11-73, it shall be unlawful for any person 18 years of age or older to engage in soliciting or itinerant merchandising sales within the city without first being registered for that purpose as provided in this article. (b) No person under the age of 18 shall be permitted to engage III soliciting or itinerant merchandising: sales except as provided in this section. (c) A registration shall be obtained by a sponsoring person, company or organization for the conduct of any solicitation or itinerant merchandising sales activities involving, in whole or in part, a sales force of one or more person under 18 years of age. (d) The sponsor shall be responsible for supervising and controlling the conduct of all persons, including juveniles, soliciting under the sponsor's registration. For the purposes of this section, supervision shall mean that the sponsor has the person soliciting under the sponsor's registration within view at all times. 6 Strike through passages are deleted. Underlined passages are added. #2010-0-21 (e) For solicitation.+lhe sponsor shall provide to each individual in its sales force a badge or other easily readable form of identification which identifies the name of the sponsor and the name of the individual. The sponsor shall require all individuals in its sales force to wear such identification so that it is clearly visible at all times when the individuals are soliciting. Sec. 11-64. Same--Application. (a) Form. Applicants for registration shall complete and return to the city clerk, not fewer than five working days in advance of the date upon which the applicant wishes to commence solicitations within the City and fourteen working davs in advance for itinerant merchants, a registration form furnished by the city which shall require the following information: (1) Name, Social Security number, permanent address and telephone number, and temporary address and telephone number. ill A physical description of the applicant. setting forth the applicant's date of birth and any other distinguishing physical characteristics. ~ ill The make, model and license number of any vehicles to be used by applicant. ~ ill The place where the applicant may be contacted for at least seven days after leaving the city. (41 ill Name, address and telephone number of the person or organization the applicant represents or is employed by, (if applicable). ~ (Q) Name and title of an officer of such organization who can verify the authority of the applicant to represent the organization. f6j ill The name of three previous cities where applicant (or the organization represented) conducted similar solicitations or itinerant merchandising sales (if applicable). t+1 00 A statement as to whether or not applicant has been convicted, pled guilty or pled nolo contendere to any crime or any ordinance yiolation inyol-:ing moral turpitude v.ithin the preceding five years and the place and nature thereof; A statement of any convictions. nolo contendere pleas. or forfeitures for violating any local. state or federal law. excluding traffic fines of$50.00 or less. the nature and location of the offense(s) and the penalty imposed. {2} The applicant shall furnish with the form two photographs of the applicant taken within 60 days immediately prior to the date of filing of the application. which shall be at least two inches by two inches. showing the head and shoulder of the applicant in a clear and distinguishable manner. one of which shall remain on file in the office of the City Clerk and the other shall be attached to and made part of the permit. 7 8tril(e through passages are deleted. Underlined passages are added. #2010-0-21 Qill The applicant shall provide a set of fingerprints which shall remain on file with the city. t8j.Q..D. A statement as to whether or not the applicant (and/or represented organization, if applicable), has: a. Engaged in solicitations or itinerant merchandising sales of a similar nature in the city before; and b. If so, whether any license, permit or registration issued by the city has ever been revoked; t9j Q..I} The nature of the solicitations to be conducted and a brief description of any good or services offered. fl-G1 Ll1l The proposed method of delivery of goods or services, if applicable. fH1 Ll.il The period length of time during which solicitations will be eonducted within solicitation/business or itinerant merchandising sales is to be conducted in the city of Edgewater. (H1 @ A statement that the registration does not represent and will not be used by the applicant as an endorsement of the solicitor's or itinerant merchants product, service or cause by the city. (16) For itinerant merchants. a notarized statement from the property owner authorizing applicant to conduct itinerant merchant activities on the property. Statement shall also acknowledge that the property owner recognizes that he/she will be responsible for any code violations on the property. Nothing herein alters the City's ability to cite and lien the property owner pursuant to the authority in Chapter 162. Florida Statutes. if the statement is not provided by the property owner. All statements made by the applicant upon the application or in connection therewith, shall be under oath. (b) Additional information. Each applicant shall present to the city clerk for examination: (1) A driver's license or some other proof of identity providing equivalent information; (2) Any certificates, licenses or other authorizations as may be required by the city, state or other regulatory bodies applicable to the applicant's proposed solicitation activity. Sec. 11-65. Same--Fee. At the time the application is submitted, a fee shall be paid to the city clerk to partially defray the cost of processing the registration and issuing the certificate of registration. The fee shall be established by a resolution from the city council and subject to change accordingly. This 8 Strike thrsugh passages are deleted. Underlined passages are added. #2010-0-21 fee is not refundable if the registration is refused for any reason noted in section 11-66 or if the applicant withdraws the application at any time after the close of the business day on the day during which it was submitted. Sec. 11-66. Same Investigation Review; issuance or denial. (a) Upon receipt of an application, the city clerk shall refer it as soon as possible to the chief of police who shall make and complete an investigation of the information contained in the application. cause such review of the applicant's criminal background. (b9.) The city clerk shall refuse to register the applicant if it is determined, pursuant to the chief of police's investigation review that: (1) The application is incomplete or contains false data; (2) The applicant Vias convicted of a crime, statutory violation of an ordinance violation involving moral turpitude v.ithin the preceding five years; or has been convicted of a felony offense or first degree misdemeanor; (3) The applicant failed to comply with any applicable provision of section 11-64. (eg) Absent a cause to refuse registration in accordance with subsection (b), the city clerk shall grant a registration and issue to the applicant a certificate of registration. Such certificate shall authorize the holder to conduct business within the city for a Hthree-month period of time. The city clerk shall maintain an accurate record of every application received and acted upon together with all other information and data pertaining to the application and all certificates of registration issued and applications refused. (~) A permit is not transferable between solicitors or itinerant merchants. When a solicitor changes employers, or his permit is revoked, the permit is automatically void; and he shall return the void permit to the city clerk. Sec. 11-67. Appeal. Any person aggrieved by the action or decision of the city clerk to deny or revoke a registration may appeal such decision to the city council by filing a written request with the city manager within 30 days after the rendition of the decision by the city clerk. The request shall be placed on the agenda of the next available regular meeting of the city council. Sec. 11-68. Loud noises and speaking devices. No applicant, nor any person in his behalf, shall shout, cry out, blow a horn, ring a bell or use any sound-amplifying device upon any of the streets, alleys, parks or other public places of the city or upon private premises where sound of sufficient volume is emitted or produced therefrom to be capable of being plainly heard upon the streets, avenues, alleys, parks or other public places, for the purpose of attracting attention to any goods, wares or merchandise which such applicant proposes to sell. 9 Strike through passages are deleted. Underlined passages are added. #2010-0-21 Sec. 11-69. Prohibited practices. It is unlawful for any peddler, solicitor or itinerant merchant to make exclusive use of any location on any street, alley, sidewalk or right-of-way for the purpose of selling, delivering or exhibiting goods or merchandise. Sec. 11-70. Solicitor Bbusiness regulations. It shall be unlawful for any solicitor: (1) To call at any residence prior to the hour of9:00 a.m. or after 8:00 p.m.; (2) To call at any residence or other place bearing a notice of "No Peddlers" or "No Solicitors" or words of a similar meaning, providing such notice is posted in a conspicuous place or near the main entrance, is plainly visible, is at least three inches by five inches in height; (3) To call at other than the front or main door of any residence; (4) To remain on any premises after being asked to leave by the owner, occupant or other person having authority over such premises; (5) To misrepresent or make false, deceptive or misleading statements concerning the quality, quantity or character of any goods or services provided, the purpose of the visit, his or her identity or the identity of the represented organization; or (6) To impede the free use of sidewalks and streets by pedestrians and vehicles. Sec. 11-71. Solicitor Disclosure. All registered solicitors shall conform to the following requirements: (1) After the initial greeting and before any other statement is made to a prospective solicitee, a solicitor shall expressly disclose his or her name, the name of the organization represented, if any, and identify the nature of the solicitation, i.e. selling seeking information for , asking for contributions to or for , etc. (2) If the solicitation is for the purchase of goods or services or for any order for the later delivery of goods or services, the solicitor shall clearly inform the solicitee of their right to cancel the transaction at any time within 72 hours if it involves the extension of credit or is a cash transaction of more than $25.00. (3) If the solicitation results in an order for the later delivery of goods or services, the solicitor shall, at the time the order is taken, provide the buyer with a copy of all signed documents, containing at the minimum: the terms of the agreement, the amount paid in advance and whether such amount represents full, partial or no advance payment; the name, address and telephone number of the seller or provider, the delivery or 10 Strike through passages are deleted. Underlined passages are added. #2010-0-21 performance date; and whether a guarantee or warranty is provided, if so, the terms thereof. (4) Upon any request to do so, the solicitor shall display for review the certificate of registration issued by the city. Sec. 11-72. ReyoeatioB Itinerant merchant business re!!ulations. (1) The site shall have appropriate sanitary facilities available at the premises upon which temporary business will be permitted. (2) The proposed location will not result in unsafe ingress/egress for either pedestrians or vehicles. (3) The proposed location shall comply with the appropriate Florida Fire Prevention Codes. (4) The proposed location will direct on-site lighting awav from adiacent parcels and roadways. (5) The City may add other conditions to protect the health. safety and welfare of the residents. The City shall provide scheduled and unscheduled inspections prior to and/or during the period of the permit by police. fire. code compliance. building and/or City administration representatives to monitor and ensure compliance with all applicable City. County and State codes. Sec. 11-7~~. Revocation. Any certificate of registration shall may be revoked by the city clerk if the holder conducts peddling. ef solicitation or itinerant merchandising activities contrary to any of the provisions of this article; has made a false statement in the application; has made a misrepresentation or a false statement in the conduct of business; is convicted of illY erime involving moral turpitude; has been convicted of a felony offense or first degree misdemeanor; conducts peddling or solicitation or itinerant merchandising activities in such a manner as to create a public nuisance, constitute a breach of the peace or endanger the health, safety or general welfare of the public; or otherwise becomes disqualified for the issuance of a certificate of registration under the terms of this article. Immediately upon such revocation, written notice thereof shall be given by the city clerk to the holder of the certificate in person or by registered United States mail addressed as set forth in the application. Immediately upon the giving of such notice, the certificate of registration shall become null and void. Sec. 11-7~. Exemptions. The following, or their authorized agents, are exempt from the provisions of this article; any person: (1) Delivering newspapers, fuel, dairy products or bakery goods to regular customers on established routes; (2) Selling goods at wholesale dealers in such goods; 11 Strike through passages are deleted. Underlined passages are added. #2010-0-21 (3) Who has an established place of business where goods or services being sold are offered for sale on a regular basis, and where the buyer has initiated contact with and specifically requested a home visit by such person; (4) Who has had, or one who represents an organization which has had, a prior transaction similar to that being solicited with the solicitee; (5) Who is an officer or employee of the city, county, state or federal government or any subdivision thereof, when on official business; (6) Conducting solicitations from the membership of the represented organization for the sole benefit or under the auspices of that organization, and (7) Nonprofit organizations are exempt from paying the fee but shall register. with proof of nonprofit status (2) Wholesale dealers conducting business with commercial or industrial businesses within the City. Sec. 11-745. Enforcement. The provisions of this chapter shall be enforced by the city clerk. code enforcement division. police department and fire department. Sec. 11-74~. Reserved. Sec. 11-7S1. Penalty. Any person violating the provisions of this article shall, upon conviction, be subject to the penalties in section 1-8 of this Code. Each separate day of violation constitutes a separate offense. 12 Strike through passages are deleted. Underlined passages are added. #2010-0-21 k AGENDA REQUEST C.A. #201 O-TA-l 004 Date: September 10, 2010 PUBLIC HEARING September 27.2010 RESOLUTION ORDINANCE x BOARD APPOINTMENT CONSENT OTHER BUSINESS ITEM DESCRIPTION: 151 Reading - Ordinance No. 2010-0-22 Amendment to the City of Edgewater Land Development Code, Article III, Section 21-36.07 - Boat Docks and Slips APPLICANT/AGENT: City of Edgewater REQUESTED ACTION: Approve the Land Development Code (LDC) text amendment to Article III proposing a modification to Section 21- 36.07 - Boat Docks and Slips Background: The LDC Article X (Boat Slip Allocation) provides more in-depth standards regarding the number of boat slips permitted for lots of record along the Indian River, thereby necessitating the proposed amendment to the above-referenced LDC section, which conflicts with recently adopted language in Article X. The Planning and Zoning Board recommended approval of the proposed amendment on September 8, 2010. STAFF RECOMMENDATION: Staff recommends approving Ordinance 2010-0-22; the Land Development Code text amendment to Article III modifying Section 21-36.07 - Boat Docks and Slips. ACTION REQUESTED: . Motion to approve Ordinance 2010-0-22. FINANCIAL IMPACT:(Finance Director) N/A (SPECIFY IF BUDGET AMENDMENT IS REQUIRED) YES NO x PREVIOUS AGENDA ITEM: YES_ NO x If so, DATE: AGENDA ITEM # Concurrence: cYb&~~L~~U Robin L. Matusick Paraleg ORDINANCE NO. 2010-0-22 AN ORDINANCE OF THE CITY OF EDGEW A TER, FLORIDA, AMENDING CHAPTER 21 (LAND DEVELOPMENT CODE), ARTICLE III (PERMITTED, CONDITIONAL, ACCESSORY AND PROHIBITED USES), SECTION 21-36.07 (BOAT DOCKS AND SLIPS); PROVIDING FOR CONFLICTING PROVISIONS, SEVERABILITY AND APPLICABILITY; AND PROVIDING FOR AN EFFECTIVE DATE, ADOPTION AND CODIFICATION. WHEREAS, the City Council of the City of Edgewater, Florida, has made the following determinations: 1. On July 10, 2000, City Council adopted Ordinance #2000-0-12 which enacted Chapter 21 (Land Development Code) of the City of Edgewater Code of Ordinances. 2. September 11, 2006, Council adopted Ordinance #2006-0-27 which amended and restated Chapter 21 (Land Development Code) in its entirety. 3. The modification of Section 21-36.07 (Boat Docks and Slips) will bring this section into compliance with Article X (Boat Slip Allocations). NOW, THEREFORE, BE IT ENACTED by the People of the City of Edgewater, Florida: PART A. AMENDING CHAPTER 21 (LAND DEVELOPMENT CODE), ARTICLE III (PERMITTED, CONDITIONAL, ACCESSORY AND PROHIBITED USES), SECTION 21- 36.07 (BOAT DOCKS AND SLIPS), OF THE CODE OF ORDINANCES, CITY OF EDGEW A TER, FLORIDA. Amend Chapter 21 (Land Development Code) of the City of Edgewater, Florida by amending Section 21-36.07 (Boat Docks and Slips) of Article III (Permitted, Conditional, Strike through passages are deleted. Underlined passages are added. #2010-0-22 Accessory and Prohibited Uses) of Chapter 21 (Land Development Code) as set forth in Exhibit "A" which are attached hereto and incorporated herein. PART B. CONFLICTING PROVISIONS. All conflicting ordinances and resolutions, or parts thereof, in conflict with this ordinance, are hereby superseded by this ordinance to the extent of such conflict. PART C. SEVERABILITY AND APPLICABILITY. If any portion of this ordinance is for any reason held or declared to be unconstitutional, inoperative, or void by a court of competent jurisdiction, such holding shall not affect the remaining portions of this ordinance. If this ordinance or any provisions thereof shall be held to be inapplicable to any person, property, or circumstances by a court of competent jurisdiction, such holding shall not affect its applicability to any other person, property, or circumstance. PART D. CODIFICATION. Provisions of this ordinance shall be incorporated in the Code of Ordinances of the City of Edgewater, Florida, and the word "ordinance", may be changed to "section", "article", or other appropriate word, and the sections of this ordinance may be renumbered or relettered to accomplished such intention; provided, however, that Parts B through F shall not be codified. PART E. EFFECTIVE DATE. This Ordinance shall take place upon adoption. 2 Strike through passages are deleted. Underlined passages are added. #2010-0-22 PART F. ADOPTION. After Motion to approve by and Second by , the vote on the first reading of this ordinance held on September 27, 2010, was as follows: AYE NAY Mayor Mike Thomas Councilwoman Debra J. Rogers Councilwoman Gigi Bennington Councilwoman Harriet B. Rhodes Councilman Ted Cooper After Motion to approve by and Second by the vote on the second reading of this ordinance was as follows: AYE NAY Mayor Mike Thomas Councilwoman Debra J. Rogers Councilwoman Gigi Bennington Councilwoman Harriet B. Rhodes Councilman Ted Cooper 3 8tril,e through passages are deleted. Underlined passages are added. #2010-0-22 PASSED AND DULY ADOPTED this ATTEST: Bonnie Wenzel City Clerk day of October, 2010. CITY COUNCIL OF THE CITY OF EDGEW A TER, FLORIDA By: Mike Thomas Mayor Robin L. Matusick Paralegal For the use and reliance only by the City of Edgewater, Florida. Approved as to form and legality by: Carolyn S. Ansay, Esquire City Attorney Doran, Sims, Wolfe, Ansay, Kundid & Birch Approved by the City Council of the City of Edgewater at a meeting held on this _ day of October, 2010 under Agenda Item No. 8 Strike through passages are deleted. Underlined passages are added. #2010-0-22 4 Exhibit "A" ARTICLE III (PERMITTED, CONDITIONAL, ACCESSORY AND PROHIBITED USES) SECTION 21-36.07 (BOAT DOCKS AND SLIPS) 5 Strike through passages are deleted. Underlined passages are added. #2010-0-22 SECTION 21-36 - ACCESSORY USE REQUIREMENTS 21-36.01- Purpose This Section includes those accessory uses and detached structures that are subordinate to the main use or building or located on the same lot. The term other accessory buildings shall include, but not be limited to such structures as greenhouses, gazebos, storage buildings, storage shed, garages, carports and the like. 21-36.02 - General Regulations a. The principle permitted use must be built or permitted prior to a permit for an accessory use is permitted. b. All accessory uses, buildings and structures shall be located on the same lot as the principle or permitted use. c. No accessory use, building or structure shall exceed the height limit shown in that district. d. Accessory buildings shall not be rented or otherwise used as a dwelling unit. e. No accessory structure may be located within a public right-of-way or public easement. f. All accessory structures are required to obtain a building permit. g. No accessory structure may be located in any front yard in any zoning district. h. Accessory buildings shall conform to the setback requirements described in Table V-I. 1. No accessory building may be located within any required parking area, landscape area or storm water facility area. J. Accessory buildings shall be limited to 2 per parcel. k. Storage sheds of 120 sq. ft. or less may be located five (5') feet from rear and side property lines. 21-36.03 - Outdoor Storage and Display: Commercial/Industrial The purpose of this Section is to provide regulations for the location of outdoor storage and display facilities where such storage is an accessory use and a part of normal operations on the premIses. a. Outdoor storage and display may be permitted in conjunction with the uses allowed in certain commercial and industrial districts as indicated in Table III-3. Such outdoor storage or Rev 06/15/09 (LandDevelopmentCode) 111-19 display shall not be located adjacent to any residential district or use unless such storage or display is screened from the view of the neighboring residential district or use. b. No outdoor storage may be located in any required front yard, parking areas, fire zones, loading areas or access lanes. c. All outdoor storage areas shall be screened from view by a six foot (6') high stockade fence or masonry wall. However, the wall or fencing shall not interfere with the flow of traffic entering or leaving the site. Existing sites with a chain link fence may be enclosed with slatting. New sites shall require stockade fencing or masonry wall. d. Loose materials such as sand, Styrofoam, cardboard boxes, mulch, compost areas, and similar materials, which are subject to being scattered or blown about the premises by normal weather conditi,Qlls, shall be contained by an adequate enclosure. No outdoor storage area or building shall be located in a public right-of-way, utility or drainage easement. e. Commercial outdoor display of merchandise may be permitted as an accessory use within the required front, side or rear yard areas, providing that such outdoor display shall not be located adjacent to a residential street. f. Outdoor display of vehicles, watercraft, etc., for sale shall be set back no less than ten feet (10') from the front and side comer property line and five feet (5') from the interior side and rear property line. Landscaping shall be installed in this area on any adjacent local street. g. All display merchandise and related display equipment shall be removed at the close of business each day. No outdoor display areas shall be permitted within required parking spaces or areas, public sidewalks or pedestrian or vehicular access areas, parking aisles, driveway entrances or exits. h. All unattended machines dispensing a product, with the exception of ice and water machines, LP gas, newspaper machines (general circulation), shall be located indoors. 21-36.04 - Satellite Dishes and Antennas The purpose of this Section is to control the location of satellite dishes and antennas in order to allow their use without sacrificing property values. Telecommunication tower location and site development standards are found in Article XII. a. Privately owned ham radio antennas, citizens band radio and/or satellite dish antennas shall be considered accessory uses. All other such facilities belonging to companies whose business involves the reception or transmissions of wireless communication signals shall be considered commercial uses. b. Pursuant to the Federal Telecommunications Act of 1996, satellite dishes 39 centimeters (approximately 36 inches) or less in diameter shall not require an installation permit. Rev 06/15/09 (LandDevelopmentCode) 111-20 c. A satellite dish greater than 36 inches (36") in diameter shall require a building permit from the City. d. Except as provided in Article XII, antennas and satellite dishes greater than 36 inches in diameter shall be set back five feet (5') from side and rear lot lines or easements. e. No satellite dishes larger than 39 centimeters (approximately 36 inches) or antennas shall be permitted in the front yard of any parcel. f. The required setback shall be measured from the closest point of the outermost edge of the antenna or satellite dish to the property line. g. Except as provided in Article XII, the height restrictions for antennas and satellite dishes shall not exceed the height limit in that district. 21-36.05 - Places of Worship - Schools/Child Care The purpose of this Section is to establish criteria for the operation of schools and recreation facilities as an accessory use associated with places of worship. a. A school operated by a place of worship shall not be permitted to locate within 25 feet (25') of property used as residential. b. Recreation areas associated with places of worship shall not use artificial site lighting at night unless shielded from adjacent residential areas. c. No recreational activity shall be located closer than 25 feet (25') to an adjacent parcel. d. The front yard of a place of worship shall be on an arterial or collector roadway. e. The building design for new construction shall be substantially similar to the design of the existing structures. No portables, trailers or like buildings are permitted. f. Parking and service areas shall be located away from adjacent parcels. 21-36.06 - Boathouses The following regulations shall apply to boathouses in all the R-I, R-2, R-3, R-4 and R-5 districts. a. Height of boathouses: No boathouse shall be erected or altered to a height exceeding fifteen (15') feet from mean high water. b. Boathouse setback: No boathouse shall be built less than five (5') feet from the established bulkhead line or less than ten (10') feet from any side lot line. If no bulkhead line is established, then the mean high tide watermark shall be used as the line of measurement. Rev 06/15/09 (LandDevelopmentCode) 111-21 c. Accessory building attached to boathouse: No accessory building which is attached to a boathouse and a part thereof shall be erected or altered less than twenty (20') feet away from the established bulkhead line. If a bulkhead line is not established, then the mean high water mark shall be used as the line of measurement. d. Detached accessory building to boathouse: A detached accessory building to a boathouse is prohibited in the R-l, R-2, R-3, R-4 and R-5 residential districts. e. Area of boathouses: No boathouse or similar structure shall exceed twenty (20') feet in width measured on a line parallel to the established bulkhead line or exceed forty (40') feet in depth measured at right angles to the established bulkhead line. If a bulkhead line is not established, then the mean highwater mark shall be used as a line of measurement. 21-36.07 - Boat Docks and Slips a. Boat docks and slips for mooring pleasure boats, yachts and non-commercial watercraft shall be permitted in accordance with Volusia County's Manatee Protection Plan in any residential district as an accessory use to the residential use. b. If no bulkhead line is established, then the mean highwater mark shall be used as the line of measurement. b. Each lot of record with frontage along the Indian River shall be entitiCdtoone -(1) boat slip' ~ r- - .-----. p~r...YQ!ill;ia Coun!y's Manf!~e protection Plan. 21-36.08 - Boats as Dwelling Units No boat or vessel shall be used or maintained as a dwelling unit which is not sound, seaworthy and equipped with sanitary facilities that are either: a. Connected to a public sewer system, or b. Have a self-contained waste treatment system. 21-36.09 - Canopiesffemporary Carports and Tents/Gazebos a. Owners of canopies/temporary carports and tents/gazebos shall be required to secure the above objects so as to prevent them from becoming airborne or from leaving the property where installed, as well as keep them in a good state of repair. b. The below specifications are intended to be minimum only and are no indication or guarantee of fitness for securing the temporary items covered under this Section. Quantities and sizing will vary by the size of the item being secured. Rev 06/15/09 (LandDevelopmentCode) 11I-22 1. All tie downs must be secured to solid, immoveable objects such as: mobile home anchors, concrete driveways, buildings, etc., or as per manufacturer's installation instructions or engineer's specifications. 2. All tie down leads must be a minimum of 3/16" galvanized or stainless steel cable or a minimum of 3/8" true nylon rope, (not polyethylene, polypropylene or polyester) or sized as per manufacturer's installation instructions or engineer's specifications. 3. It is forbidden to use concrete blocks or weights of any kind as a method of tie down, because attaching weight or other moveable objects to canopies/temporary carports and tents/gazebos can cause those weights to be catapulted by wind lift. c. Canopies/temporary carports shall be located in the driveway, immediately parallel to the driveway, in the side yard or back yard, but at no time shall they extend over the property line or into the public right-of-way. There shall be a limit of one such canopy/temporary structure in the front setback/front yard area and shall be as far from the front property line/street as the yard size or driveway permits. This location must not cause a safety problem. No enclosing or side tarps will be allowed in the front setback/front yard area. d. Tarps/tops of temporary structures shall be removed during hurricane warning conditions. e. Use of such canopies within the front setback/front yard, shall be limited to cover automobiles, watercraft, watercraft trailers, motor homes, trailers, recreational vehicle trailers, campers and other motorized vehicles. 21-36.10 - Swimming Pools a. Definitions As used in this Article, the following terms shall have the respective meanings ascribed to them: Residential swimming pool: Any swimming pool used or intended to be used solely by the owner, operator or lessee thereof and his family, and by guests invited to use it without charge or payment of any fee. Swimming Pool: A body of water in an artificial or semi-public or private swimming setting or other water-related recreational activity intended for the use and enjoyment by adults and/or children, whether or not any charge or fee is imposed upon such adults or children, operated and maintained by any person, and shall include all structures, appurtenances, equipment, appliances and other facilities appurtenant to and intended for the operation and maintenance of a swimming pool. This definition shall include whirlpools, spas, and hot tubs unless separately identified and shall exclude 110-volt plug-in Jacuzzi/hot tubs. Rev 06/15/09 (LandDevelopmentCode) 111-23 Wading pool: Any pool with a surface area of less than two hundred fifty (250) square feet and less than twenty-four (24) inches in depth at any point. Wading pools shall not be required to comply with this Article. b. Permit - Application; plans and specifications 1. Application: Before the erection, construction or alteration of any swimming pool has begun, an application for a permit shall be submitted to the Building Official for approval. 2. Plans and specifications: The application shall be accompanied by two (2) sets of full and complete plans and specifications of the pool, including a survey of the lot showing distance between buildings or structures and the distance from all property lines. Plans must show method of compliance with the Pool Safety Act, F.S. 515. c. Structural Requirements 1. General: All swimming pools whether constructed of reinforced concrete, pneumatic concrete, steel, plastic or others, shall be designed and constructed in accordance with the requirements of the Florida Building Code, 424 and accepted engineering principles. d. Location 1. Front yard and side comer yard swimming pools are prohibited. 2. No swimming pool shall be constructed closer than five (5) feet from any building without engineering, nor within any easement or ten (10) feet from any property line, unless a Development Agreement or P.D.D. Agreement is established for the property. e. Enclosures 1. All swimming pools, unless entirely screened in, shall be completely enclosed with a fence or wall at least four feet (4') high, and so constructed as to not be readily climbable by small children. All gates or doors providing access to the pool area shall be equipped with a self-closing and self-latching device installed on the pool side for keeping the gates or doors securely closed at all times when the pool area is not in actual use, except that the door of any dwelling which forms a part of the enclosure need not be so equipped, per Child Safety Act, F.S. 515. 2. All whirlpools, spas or hot tubs unless entirely screened in or equipped with a lock down cover shall be completely enclosed with a fence or wall at least four feet (4') high and so constructed as to not be readily climbable by small children, and comply with the Child Safety Act, F.S. 515. Rev 06/15/09 (LandDevelopmentCode) 111-24 f. Filtration and recirculation system All swimming pools shall be equipped with a filtering and recirculation system and such systems shall be compliant with all applicable requirements as set forth by the American National Standards Institute. g. Electrical wiring All electrical wiring must comply with the National Electrical Code (NEC). h. Plumbing When plumbing is connected to City service for water supply, all plumbing shall be in strict accordance with the local plumbing code. When water is supplied from sources other than City connected service to family pools, then plastic pipe stamped and approved one hundred (100) by an ASTM laboratory may be accepted, if inspected and approved by a licensed plumbing inspector. 1. Discharge water Water being discharged from the pool or from the back flushing of the filtering system may be discharged to a storm sewer, dry well, seepage pit, or through an irrigation system or other approved method by the City. Discharge water may not be discharged into a sanitary or combined sewer. J. Rim height The overflow rim of all swimming pools shall be a minimum grade above surrounding ground level and in all cases sufficiently high enough to prevent groundwater from flowing into the pool. k. Walkway A walkway of concrete or other approved materials shall surround all swimming pools from the overflow rim outward a distance of three feet (3') for at least two-thirds (2/3) of the pool perimeter and shall be so designed that water cannot drain from the walkway into the pool. n. Overflow Skimmer A beam overflow skimmer shall be required and be designed so that debris caught in it will not be washed back into the pool by water movements. Rev 06/15/09 (LandDevelopmentCode) 11\-25 8d AGENDA REQUEST Date: September 10, 20 I 0 PUBLIC HEARING September 27.2010 RESOLUTION x ORDINANCE BOARD APPOINTMENT OTHER BUSINESS CONSENT ITEM DESCRIPTION: Resolution No. 20 I O-R-I 0 Authorizing the establishment of the City of Edgewater Manatee Trust Fund APPLICANT/AGENT: City of Edgewater REQUESTED ACTION: Establish the City of Edgewater Manatee Trust Fund BACKGROUND: The City has recently adopted Article X (Boat Slip Allocations) within the Land Development Code. This article establishes regulations as to how the finite number of boat slips, as established by Phase II of the V olusia County Manatee Protection Plan, is distributed. The Edgewater Manatee Trust Fund is needed for collection and disbursement of monies derived from the boat slip allocation standards set forth in Article X. This fund, in addition to Vol usia County's Manatee Trust Fund, will be dedicated to assist in the implementation of enforcement, education and aquatic habitat conservation and restoration activities designed to protect manatees on the Indian River. STAFF RECOMMENDATION: Staff recommends approval of Resolution 20 I O-R-I 0 establishing the City of Edgewater Manatee Trust Fund. ACTION REQUESTED: Motion to approve Resolution 20 I O-R-I O. FINANCIAL IMP ACT:(Finance Director) (SPECIFY IF BUDGET AMENDMENT IS REQUIRED) PREVIOUS AGENDA ITEM: YES NO X YES NO X Re AGENDA ITEM # Concurrence: ~c-!0-oJa-Y~Jc) Robin L. Matuslck Paralegal RESOLUTION NO. 2010-R-IO A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF EDGEW A TER, FLORIDA AUTHORIZING THE CREATION OF THE CITY OF EDGEWATER MANATEE TRUST FUND; ESTABLISHING FUND ADMINISTRATION WHICH PROVIDES FOR COLLECTION AND EXPENDITURES; PROVIDING FOR CONFLICTING PROVISIONS, AN EFFECTIVE DATE AND ADOPTION. WHEREAS, the City of Edgewater, Florida has made the following determinations: 1. The City of Edgewater has been involved with V olusia County and the State of Florida Fish & Wildlife Conservation Commission (FWC) in furthering the Manatee Protection Plan (MPP) for V olusia County. 2. Phase II of the Manatee Protection Plan sets forth framework for permitting of boat slips along our waterways. 3. The City received approval from the State to utilize the "slip aggregation" option which creates a level of service for the number of slips which resulted in 798 motorized slips along our shoreline. Upon subtracting existing slips and residential parcels (of record as of 07/13/2005), there are 418 spaces available in the excess boat slip pool. 4. The City wishes to create the City of Edgewater Manatee Trust Fund; establish fund administration which provides for collection and expenditures of the fund. NOW, THEREFORE, be it resolved by the City Council of the City of Edgewater, Florida: Section 1. Council hereby authorizes the creation of the Edgewater Manatee Trust Fund; establishes fund administration and provides for the collection and expenditures of said Fund as contained in Exhibit "A" which is attached hereto and incorporated herein. Section 2. All resolutions or parts of resolutions in conflict herewith are hereby repealed. Section 3. This resolution shall take effect upon adoption. 201O-R-10 After Motion to approve by with Second by the vote on this resolution held on September 27,2010, was as follows: Mayor Mike Thomas Councilwoman Debra J. Rogers Councilwoman Gigi Bennington Councilwoman Harriet B. Rhodes Councilman Ted Cooper AYE NAY PASSED AND DULY ADOPTED this 27th day of September, 2010. ATTEST: Bonnie Wenzel City Clerk For the use and reliance only by the City of Edgewater, Florida. Approved as to form and legality by: Carolyn S. Ansay, Esquire City Attorney Doran, Sims,Wolfe, Ansay, Kundid & Birch 201O-R-IO CITY COUNCIL OF THE CITY OF EDGEW A TER, FLORIDA By: Mike Thomas Mayor Robin L. Matusick Paralegal Approved by the City Council of the City of Edgewater at a meeting held on this 27th day of September, 2010 under Agenda Item No. g 2 EXHIBIT" A" MANATEE TRUST FUND PURPOSE The City of Edgewater Manatee Trust Fund shall be established separately and in addition to the V olusia County Manatee Trust Fund to augment the City of Edgewater resources dedicated to assist in the implementation of enforcement, education and aquatic habitat conservation and restoration activities designed to protect manatees on the Indian River within its jurisdiction. The following information establishes the basis and method the City will use to implement its Manatee Protection Plan. DEFINITIONS Boat trailer space - a parking space associated with a boat ramp, marina or other water-related facilities designed to accommodate a boat trailer and vehicle used to tow the trailer. Such space must have direct access to the Indian River within the Edgewater municipal boundaries. Commercial Slip - any slip, other than a Single-Family Residential Slip/Dock. Dry dock/storage - a commercial storage space for a boat located out of the water but with direct or adjacent access to the Indian River within the City of Edgewater municipal boundaries. Single-Family Residential Slip/Dock - a single-family residential shall have the right and be allocated no more than two boat slips for every single-family residential parcel along the Indian River and built for the exclusive use of the owner of the parcel without applying for excess slip(s). Parking facilities on such parcels shall not be counted as slips. A single-family residential parcel may also include a fishing/observation pier. Slip or Boat Slip - any space located on, adjacent to, or with direct access to the river, which space is designed for the mooring or storage of motorized watercraft or a motor vehicle with attached boat trailer. The term includes wet and dry mooring or storage spaces. The term excludes any space designated exclusively for the mooring or storage of sailboats, and excludes any space designated for transitory use only such as restaurant, bait shop, or fuel dock spaces. Piers authorized only for fishing, or observation, are not considered wet slips. Slip pool or excess Boat Slips - any slip that has not been previously allocated for single-family residential purposes or allocated for existing non-residential slips and is within the maximum number of permitted slips for the city. The number of available excess slips will make up the slip pool. The allowance for powerboat slips to be aggregated as specific parcels within the City of Edgewater municipal boundaries rather than evenly distributed. The slip pool is based on the State approved total number of 798 allowable slips was subtracted by the number of existing single- family parcels as of 07/13/2005 resulting in 418 excess boat slips in the slip pool. 2010-R-I0 3 Slip pool or excess Boat Slips allocation fee - a fee established by the City of Edgewater and deposited in the Edgewater Manatee Trust Fund, is to be remitted to the City for each slip allocated from the slip pool. DESCRIPTION OF FUND Trust Fund Revenue Sources: a) Excess boat slip pool allocation fees collected for excess boat slip allocation shall be deposited in the Edgewater Manatee Trust Fund. The fund will be separate from other city funds and will be in addition to the mitigation grants received from V olusia County pursuant to the Manatee Protection Plan. b) All new or expanding boat facilities, with the exception of all presently inventoried single-family residential slip/docks, must remit an excess boat slip pool allocation fee to the City of Edgewater for each new or expanded slip. c) The excess boat slip pool allocation fee will be established by Resolution of the City of Edgewater City Council. d) The slip pool allocation fee will be re-evaluated every two (2) years by the City of Edgewater to determine whether the fee is still reasonable. Any adjustments deemed appropriate will be recommended to the City Manager. e) The City of Edgewater shall set up a Trust Fund for the collection of fees into the Edgewater Manatee Trust Fund. f) In addition to excess boat slip pool allocation fees, the City shall deposit all fees received for the renewal of the Use Fee into the Edgewater Manatee Trust Fund. g) Other sources of revenue such as fines, penalties, donations, grants, or other contributions may be accepted and/or considered to match the intended use of the Edgewater Manatee Trust Fund. Trust Fund Expenditures: a) The Edgewater Manatee Trust Fund will provide funding for projects and/or programs that enhance or benefit the river basin and/or ecosystem, including but not limited to, water quality enhancement, aquatic habitat conservation/restoration, increased enforcement of manatee speed zones, manatee conservation and education and additional equipment for on-the-water law enforcement efforts. b) The Edgewater Manatee Trust Fund revenue may be used as matching funds for various County, State and Federal grants. 2010-R-1O 4 c) All of the Edgewater Manatee Trust Funds generated from the excess boat slip pool allocation fees will be eligible for expenditure immediately. d) Expenditures from the Edgewater Manatee Trust Fund will be made in accordance with the City of Edgewater budgeting and purchasing policy. Fund Administration: a) The Edgewater Manatee Trust fund will be administered by the City of Edgewater Leisure Services Department and accounted for by the City of Edgewater Finance Department. b) The excess boat slip pool allocation application fee will be collected, along with the V olusia County mitigation fee, prior to building permit issuance. c) The renewal of the excess boat slip annual Use Fee will be due on October 1st of each year following permit issuance. d) Any excess boat slip pool allocation renewal fee that is not received within thirty (30) days beyond the due date will receive a Notice of Violation requesting remittance of the fee. If the renewal fee is not satisfied within thirty (30) days of issuance of the Notice of Violation, the City of Edgewater may impose appropriate liens equivalent to the excess boat slip pool allocation renewal fee and any additional filing and administration fees. The lien shall be placed on the real property that the excess boat slip is assigned to. 201O-R-lO 5 ~ '6~ AGENDA REQUEST Date: September 27, 2010 PUBLIC HEARING CONSENT x RESOLUTION x ORDINANCE OTHER BUSINESS_ CORRESPONDENCE ITEM DESCRIPTION: Approve Final Millage Rates for the City for Fiscal Year 2010-2011 pursuant to Resolution 201 0-R-14. BACKGROUND: Per Florida Statutes, including Chapter 200.065 (2)(e) 1. Provides that the City Council shall adopt a Final Millage rate prior to the adoption of a Final Budget. STAFF RECOMMENDATION: Staff recommends City Council approve Final Millage Rates for Fiscal Year 2010-2011 pursuant to Resolution 2010-R-14. ACTION REQUESTED: Motion to approve the Final Millage Rates for Fiscal Year 2010-2011. FINANCIAL IMPACT: (FINANCE DIRECTOR) (SPECIFY IF BUDGET AMENDMENT IS REQUIRED) PREVIOUS AGENDA ITEM: DATE: YES NO ~ AGENDA ITEM NO. Concurrence: ~r') Robin Matusick Parale I RESOLUTION 2010-R-14 A RESOLUTION OF THE CITY COUNCIL OF EDGEW A TER, FLORIDA, ADOPTING FINAL MILLAGE RATES FOR THE CITY FOR FISCAL YEAR 2010-2011; PROVIDING FOR CONFLICTING PROVISIONS, SEVERABILITY AND APPLICABILITY; PROVIDING FOR AN EFFECTIVE DATE. WHEREAS, the Florida Statutes, including Section 200.065, provide that the City Council shall adopt a final millage rate prior to the adoption of a final budget; and, WHEREAS, the Volusia County Property Appraiser has certified the gross taxable value of property within the City of Edgewater as $685,099,203 and has certified a rolled-back rate of $7.7048 per $1,000 of taxable value for the City of Edgewater; and WHEREAS, October 1, 2010 is the commencement of the fiscal year for the City of Edgewater; and WHEREAS, on September 13, 20 I 0, a public hearing was held on the tentative millage rate of $6.591 mills for fiscal year 2010-2011 and all persons desiring to voice objection or make comment upon said millage rate were given an opportunity to do so; and WHEREAS, on September 27,2010, a public hearing was held on the final millage rate of $6.591 for fiscal year 2010-2011 and all persons desiring to voice objections or to make comment upon said millage were given an opportunity to do so. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF EDGEW A TER: Section 1: That the City Council of the City of Edgewater, Florida, deems it necessary to levy and does hereby levy a tax of $6.591 mills upon all real and personal property, railroads, telegraph and telephone lines within the City of Edgewater for operational purposes and $0.0475 mills for Voted Debt Service. Section 2: The operating levy of $6.591 mills represents a (17.45%) change from the rolled-back rate. Section 3: The Voted Debt Service levy of $0.0475 mills based on the sale of the Limited General Obligation Note Payable in 2005. 2010-R-14 Section 4. This Resolution shall become effective immediately upon passage and adoption. After Motion for approval by and Second by the vote on this Resolution was as follows: AYE NAY Mayor Mike Thomas Councilwoman Debra .J. Rogers Councilwoman Gigi Bennington Councilwoman Harriet B. Rhodes Councilman Ted Cooper PASSED AND DULY ADOPTED this 2ih day of September, 20 1 O. ATTEST: APPROVED: CITY OF EDGEW A TER, FLORIDA By: Bonnie Wenzel, City Clerk Mike Thomas, Mayor (Seal) Robin L. Matusick, Paralegal For use and reliance only by the City of Approved by the City Council of the City of Edgewater, Florida. Approved as to form and Edgewater at a meeting held this 2ih day of legality by: Carolyn S. Ansay, Esquire September, 20 1 0 under agenda Item No. _' City Attorney Doran, Wolfe, Ansa)' & Kundid 2010-R-14 2 I . I ' ~f ". t AGENDA REQUEST Date: September 27. 2010 PUBLIC HEARING x RESOLUTION x ORDINANCE CONSENT OTHER BUSINESS_ CORRESPONDENCE ITEM DESCRIPTION: Approve Final Budget and providing for appropriations for Fiscal Year 2010-2011 pursuant to Resolution 2010-R-15. BACKGROUND: Per Florida Statutes, including Chapter 200.065 (2)(e) 1. Provides that the City Council shall adopt a Final Budget after the Final Millage. STAFF RECOMMENDATION: Staff recommends City Council approve the Final Budget for Fiscal Year 2010-2011 pursuant to Resolution 2010-R-15. ACTION REQUESTED: Motion to approve the Final Budget for Fiscal Year 2010-2011. FINANCIAL IMPACT: (FINANCE DIRECTOR) (SPECIFY IF BUDGET AMENDMENT IS REQUIRED) PREVIOUS AGENDA ITEM: DATE: YES NO X AGENDA ITEM NO. Concurrence: ~~~-D Robin Matusick Paralegal ~ ~~ cey rldW ~ nager - .. . RESOLUTION 20IO-R-IS A RESOLUTION OF THE CITY COUNCIL OF EDGEW A TER, FLORIDA, ADOPTING THE GENERAL FUND, ENTERPRISE FUNDS, AND ALL OTHER RELATED FUNDS BUDGETS AND THE CAPITAL IMPROVEMENTS PROGRAM FOR THE FISCAL YEAR 2010-2011; PROVIDING FOR APPROPRIATIONS; PROVIDING SEVERABILITY AND FOR AN EFFECTIVE DATE. WHEREAS, the City Manager of the City of Edgewater has recommended an annual budget for the next ensuing fiscal year beginning October I, 2010 and ending September 30, 2011; and WHEREAS, a notice of public hearing on said budget was duly published; and WHEREAS, a public hearing was held on September 13,2010, after having first adopted a tentative millage rate for the City for the Fiscal year 2010-2011, to consider the tentative budget and all persons desiring to voice objection or make comments upon said budget were given an opportunity to do so; and WHEREAS, within five days after due public advertising, a Public Hearing was held to finalize the budget on September 27, 2010; and WHEREAS, a public hearing was held on September 27, 2010, after having first adopted a final millage rate for the City for the Fiscal year 2010-2011, to consider the final budget and all persons desiring to voice objection or make comments upon said budget were given an opportunity to do so. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY Section 1: That the City Council of the City of Edgewater, Florida pursuant to the Charter of the City of Edgewater and Chapter 166, Florida Statutes, does hereby adopt the attached General, Enterprise and all other related Fund Budgets and Capital Improvements Program which may later be amended by the City Council. Section 2. If any section, subsection, sentence, clause, phrase or portion of this Ordinance is for any reason held invalid or unconstitutional by any court of competent 2010-R-15 jurisdiction, such portion shall be deemed a separate, distinct and independent provision and such holding shall not affect the validity of the remaining portion hereto. Section 3. This Resolution shall become effective immediately upon passage and adoption. After Motion for approval by and Second by the vote on this Resolution was as follows: AYE NAY Mayor Mike Thomas Councilwoman Debra J. Rogers Councilwoman Gigi Bennington Councilwoman Harriet B. Rhodes Councilman Ted Cooper PASSED AND DULY ADOPTED this 2ih day of September, 2010. ATTEST: APPROVED: CITY OF EDGEW A TER, FLORIDA By: Bonnie Wenzel, City Clerk Mike Thomas, Mayor I (Seal) Robin L. Matusick, Paralegal For use and reliance only by the City of Approved by the City Council of the City of Edgewater, Florida. Approved as to form and Edgewater at a meeting held this 2ih day of legality by: Carolyn S. Ansay, Esquire September, 2010 under agenda Item No._. City Attorney Doran, Wolfe, Ansa)' & Kundid 20IO-H.-IS 2 " , TENTATIVE SUMMARY OF FUNDS REVENUES AND EXPENSES FY 2010 - 2011 REVENUES EXPENDITURES 001 - GENERAL FUND $ 12,197,558 $ 12,197,558 105 - ANIMAL SERVICES $ 245,759 $ 245,759 113 - LAW ENFORCEMENT BLOCK $ 2,000 $ 2,000 114 - GRANTS FUND $ 1,730,688 $ 1,730,688 115 - SPECIAL LAW ENFORCEMENT TRUST FUND $ 77,502 $ 77,502 116 - TRANSPORTATION IMPACT FEE $ 209,153 $ 209,153 117 - POLICE IMPACT FEE FUND $ 137,888 $ 137,888 118 - FIRE IMPACT FEE FUND $ 220,095 $ 220,095 119 - RECREATION IMPACT FEE $ 75,745 $ 75,745 205 - I & S DEBT SERVICE FUND $ 30,915 $ 30,915 220 - DEBT SERVICE $ 700,000 $ 700,000 331 - CAPITAL PROJECTS FUND $ 2,978,449 $ 2,978,449 440 - WATER & SEWER $ 8,853,510 $ 8,853,510 442 - WATER DEVELOPMENT $ 587,622 $ 587,622 443 - SEWER DEVELOPMENT $ 674,887 $ 674,887 444 - RENEWAL & REPLACEMENT $ 1,376,153 $ 1,376,153 445- WATER & SEWER RATE STABILIZATION $ 536,117 $ 536,117 447 - REFUSE $ 3,274,221 $ 3,274,221 448 - STORMWATER OPERATING $ 1,296,047 $ 1,296,047 449 - STORMWATER CAPITAL $ 312,750 $ 312,750 501 - MIS $ 340,058 $ 340,058 502 - FLEET $ 731,381 $ 731,381 503 - LOSS FUND $ 355,916 $ 355,916 504-FULLYINSUREDINSURANCE $ 2,085,103 $ 2,085,103 505 - WORKERS COMPENSATION $ 224,010 $ 224,010 TOTAL ALL FUNDS $ 39,253,527 $ 39,253,527 r ~8 AGENDA REQUEST Date: September 27, 2010 PUBLIC HEARING x RESOLUTION x ORDINANCE BOARD APPOINTMENT CONSENT OTHER BUSINESS ITEM DESCRIPTION: Resolution No. 2010-R-16; modifying administrative fees to the Schedule of costs/fees relating to the City of Edgewater Code of Ordinances, which includes Chapter 19 (Utilities) and other administrative fees and costs. BACKGROUND: At the budget Workshops held on August 16th and 30th, 2010 staff provided a presentation of the Fiscal Year 2011 budgets. Based on this presentation of budget to Council, staff was instructed to bring a resolution back to Council for formal action that incorporated the charges for services, penalties and fees that the Fiscal Year 2011 budget is based on. STAFF RECOMMENDATION: Staff recommends adopting Resolution No. 2010-R-16 modifying administrative fees to the Schedule of costs/fees relating to the City of Edgewater Code of Ordinances, which includes Chapter 19 (Utilities) and other administrative fees and costs. ACTION REQUESTED: A motion to approve Resolution No. 2010-R-16. FINANCIAL IMPACT: (Finance Director) (SPECIFY IF BUDGET AMENDMENT IS REQUIRED) PREVIOUS AGENDA ITEM: If so, DATE: YES NO YES NO AGENDA ITEM # Re ectful submitted, \ II1lt---. nathan C. McKinney inance Director _ Concurrence: C'~~C-) Robin L. Matusick Paralegal RESOLUTION NO. 2010-R-16 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF EDGEW A TER, FLORIDA, MODIFYING THE SCHEDULE OF FINES, FEES, COSTS AND/OR PENALTIES AND VARIOUS ADMINISTRATIVE FEES RELATING TO THE CITY OF EDGEWATER CODE OF ORDINANCES; REPEALING RESOLUTIONS IN CONFLICT HEREWITH; PROVIDING FOR SEVERABILITY AND APPLICABILITY AND ESTABLISHING AN EFFECTIVE DATE. WHEREAS, the City Council of the City of Edgewater, Florida, has made the following determinations: -h 1. During 20062, Council adopted Resolution No. 20026-R-27Q4 which incorporated various fees/costs, surcharges and administrative costs/fees relating to the Code of Ordinances, Land Development Code and various administrative costs/fees. 2. From time to time, the City has modified/restated the Schedule of Fines, Fees, Costs and/or Penalties to be consistent with all fees related to City charges. 3. The Schedule of Fines, Fees, Costs and/or Penalties (which is attached hereto and incorporated herein as "Exhibit "A") is being restated in its entirety to reflect annual modifications and incorporate other various charges. NOW THEREFORE, BE IT RESOLVED by the City Council of the City of Edgewater, Florida: Section 1. Modifying the Schedule of Fines, Penalties, Costs and Various Fees. Pursuant to the Code of Ordinances and Land Development Code, the schedule of fines, fees, costs and/or penalties and administrative fees as set forth in Exhibit "A", attached hereto and incorporated by reference, is hereby established/modified and restated. Section 2. Conflictine Provisions. All resolutions or parts of resolutions m conflict are hereby repealed. Section 3. Severabilitv and Applicabilitv. If any portion of this resolution is for any reason held or declared to be unconstitutional, inoperative, or void, such holding shall not affect the remaining portions of this resolution. If this resolution or any provisions thereof shall be held to be inapplicable to any person, property, or circumstances, such holding shall not affect its applicability to any other person, property, or circumstance. Section 4. Adoption and Effective Date. The effective date of this Resolution shall be upon adoption. After Motion for approval by and Second , the vote on this resolution was as follows: AYE NAY Mayor Mike Thomas Councilwoman Debra J. Rogers Councilwoman Gigi Bennington Councilwoman Harriet B. Rhodes Councilman Ted Cooper PASSED AND DULY ADOPTED this _ day of September, 2010. ATTEST: CITY COUNCIL OF THE CITY OF EDGEW A TER, FLORIDA By: Bonnie Wenzel City Clerk Mike Thomas Mayor Robin L. Matusick Paralegal For the use and reliance only by the City of Edgewater, Florida. Approved as to form and legality by: Carolyn Ansay, Esquire City Attorney Doran, Sims, Wolfe, Ansay, Kundid & Birch Approved by the City Council of the City of Edgewater at a meeting held on this day of September, 2010 under Agenda Item No.8 CHAPTER 1 (GENERAL PROVISIONS) EXHIBIT "A" SECTION 1-8 -(GENERAL PENALTY; CONTINUING VIOLATIONS) CITY OF EDGEW A TER SCHEDULE OF FINES, FEES, COSTS AND/OR PENAL TIES THE FOLLOWING CAPTION RELATES TO ALL CITATIONS ISSUED BY THE CITY OF EDGEWATER POLICE DEPARTMENT, ANIMAL CONTROL OFFICE OR OTHER ASSOCIATED CITY DEPARTMENT AUTHORIZED TO ISSUE CITATIONS: The amounts shown in this Schedule include additional costs pursuant to Chapter 938, Florida Statutes ($3.00 Teen Court) . If there is a conflict between the amount established by this and the amount shown on the Notice to Appear, the lesser amount shall control. . The fine for any City Code or Ordinance violation not specifically listed shall be classified as a Class I offense and shall result in the applicable civil fine thereto. . Add to all fines, fees, costs and/or penalties as shown, the following: Add additional $15.00 to the amount shown ifpaid late, but before a capias issues. Add additional $25.00 to the amount shown ifpaid after a capias issues. Add additional $80.50 to the amount shown if paid after a capias is served. . Clerk of Court - Associated Fees/Court Costs All citations that are not paid directly to the City of Edgewater prior to the citation being delivered to the Clerk of Court for processing, may be charged an additional court costs charged by the Clerk of Court. Charges as follows: o An additional ten dollars ($10.00) above the citation amount, as may be amended by the Clerk of Court from time to time (charged to the City of Edgewater for Clerk of Court processing), and o An additional ten percent (10%) above the citation amount (Clerk's fee), as may be amended by the Clerk of Court. 2010-R-16 3 Chapter 21 (Land Development Code)- Pursuant to Section 21-121.05 (Classification of Violations and a Schedule of Civil Fines, Penalties and/or Costs) of Article X (Code Compliance Process), Chapter 21 (Land Development Code), the following is hereby established in the following schedule. Any violation of any of the following provisions shall be classified and shall carry the corresponding civil fine prescribed in section 21-121.05. Any offense that is not specified shall be classified as a Class I offense and shall result in the applicable civil fine thereto. Classification of Violations and Civil Fines The following classifications of violations and corresponding civil fines shall be as follows: Classification Class I Class II Class III Class IV First Offense $ 75.00 $ 150.00 $ 300.00 Mandatory Court Appearance Each Repeat Offense $ 150.00 $ 300.00 $ 500.00 SCHEDULE OF CIVIL FINES Table I Code of Ordinances Chapter Statutorv Title Classification/ Issuim! and/or Reference Fines Authoritv Section and Costs Chapter Advertising Signs I CO/PD 3 Chapter Alcoholic Beverages, except I PD 4 4-2 ~562.14 Sale only from licensed II PD premises (Unlawful sale of alcoholic beverages) 4-4 ~877.03 Improper conduct upon II PD ~856.011 licensed premises (Disorderly 4-5 ~562.14 Hours of sale (Alcoholic II PD beverages) 4-8 Closing restrictions II PD 4-9 Set-ups II PD 4-11(a) Possession of open containers II PD in a public place 2010-R-16 4 4-1 I (b) ~316.1936 Possession of open containers II PD in vehicle Chapter Animal Services, except I ACO/PD 5 5-4 Interfering with Animal III ACO/PD Control Officer 5-18 ~828.08 Poisoning or Trapping of III ACO/PD Animals 5-19 ~828.12 Cruelty to Animals III ACO/PD ~828.13 5-60 Dangerous Dogs III ACO/PD Unprovoked biting, attacking or IV wounding of a domestic animal ACO/PD Destruction or loss of property IV Chapter Boats, Docks and I PD 6 Watenvays, except 6-31 ~327.53 Marine sanitation II PD Chapter Building and Construction, I Or twice the 7 Fire Safety, except amount of the building permit fee, whichever is greater Sections within the Code that II identify a specific penalty which may be greater than fine Chapter Health, Sanitation, Property I 10 Maintenance and Code Enforcement except 10-6 Abandoned airtight containers II CO/PD ARTICLE Noise Pursuant to CO/PD II. Sec. 10-28 Sec. 10- Penalties 22 - 10- 28 10-169 Unsafe Structure II CO/PD 10-172 Unlawful Structure II CO/PD I 0-1 73 Prohibited occupancy II CO/PD 2010-R-16 5 10-215 Enclosures (Swimming Pools, II CO/PD Spas and Hot Tubs) 10-322 Electrical System Hazards II CO/PD Chapter Business Tax Receipts and II 11 Business Regulations 11-2 License required; issuance II CO/PD (Doing business without occupational license ) 11-27 ~538.04 Pawnbrokers, secondhand III CO/PD dealers - Records of transactions of pawnbrokers 11-63 Registration - Required III CO/PD (Peddlers/so I ic itors/itinerant merchants, permit required) 11-68 Loud noises and speaking III CO/PD devices (Sale by use of vehicle/noise in right-of-way) Chapter Offenses and Miscellaneous I PD 12 Provisions, except 12-2 ~800.03 Display of genitals, women's III PD breasts, prohibited at certain commercial establishments (SexualconducUexposurein alcoholic beverage establishments) 12-4 ~790.l5 Discharge of firearms, II PD weapons 12- 77 ~800.03 Prohibited activities (Exposure II PD of breast in public place) Chapter Parks and Recreation I CO/PD 12.5 Chapter Streets and Sidewalks, I 15 except 15-2 ~316.2035 Display or storage of goods II CO/PD ~316.2045 restricted (Obstructing street or sidewalk) 15-5 Excavations in streets - Permit II CO/PD required Chapter Traffic, except I PD 17 2010-R-16 6 17-42 ~316.1955 Handicap parking II PD ~316.1957 ~316.1958 ~316.1959 Chapter Utilities and Services, except I CO/PD/ESD 19 Environmental Services Designee ("ESD") 19-3 Unlawful connections III COIPD/ESD 19-22 Tampering with meters, tap, II CO/PD/ESD etc., unlawful 19-25.1 Cross Connections- II CO/PD/ESD Requirements 19-33 Unauthorized connections III CO/PD/ESD prohibited 19-37 Making or maintaining II CO/PD/ESD connections for disposal of certain substances prohibited 19-41 General discharge prohibitions II CO/PD/ESD 19-45 Specific pollutant limitations II COIPD/ESD 19-66 Builders, building contractors II CO/PD/ESD and privately employed tree trimmers and tree surgeons 19-67 Transporting and disposing of II CO/PD/ESD garbage and trash The Sections listed below relating to misuse of potable, well or reclaimed/reuse water by any person who does not contest a citation shall be fined the following: 15t Offense Warning Notice 2nd Offense Class I 3 rd Offense Class II 4th Offense Class III 5th Offense Mandatory Court Appearance 19-90 Levels of water conservation See list above CO/PD/ESD and water shortage (Violation of watering times) 19-91 General restrictions on water See list above CO/PD/ESD use 19-123 Required use of reclaimed See list above CO/PD/ESD water system 2010-R-16 7 19-124 Limitations on use of See list above CO/PD/ESD reclaimed water 19-126 Ownership and maintenance See list above CO/PD/ESD of reclaimed water system 19-127 Prohibited activities and See list above CO/PD/ESD biennial inspections Chapter Vehicles for Hire, except I CO/PD/ESD 19.5 19.5-6 Business Tax Receipt and II CO/PD/ESD Certificate o(Use required for business 19.5-12 Public liability insurance II CO/PD/ESD required 19.5-28 Issuance and contents of II PD permits Chapter Land Development Code CO 21 Article Permitted, Conditional, I CO III Accessory and Prohibited Uses, except 21-37.01 Code specific CO thru 21-37.08 Article Resource Protection I CO IV Standards, except 21-41.03 Permit required (Wetland III CO alteration) Article Site Design Criteria, except I CO V 21-53.02 Storm water Management II CO Requirements, Permit Authority 21-55.02 Tree Protection Requirements, II CO Tree Removal Permit required Article Sign Regulations I CO VI Article Applications Procedure I CO IX 21-102 Mining Permits Only III CO Article Reserved X 2010-R-16 8 Article Telecommunication Towers I CO XII Article Subdivisions I CO XIII Article Historic Preservation II CO XIV Article Fire and Hazard Prevention I CO XVI SECTION 1-9- (ADDITIONAL COURT COST FOR LAW ENFORCEMENT EDUCATION) Section 1-9(a): Court Costs pursuant to Section 318.18(ll)(b), Florida Statutes: $3.00 Criminal Justice Education pursuant to Section 938.15, Florida Statutes: $2.00 Section 2-6 Dishonored check policy $25.00 or 5% whichever is greater CHAPTER 5 (ANIMAL SERVICES) SCHEDULE OF FEES AND CIVIL PENALTIES FEES Section 5-21. Disposition of dead animals $20.00 Section 5-31. Licenserrag Required (a) Fee (1) Sterilized animal (2) Unsterilized animal Duplicate tag Administrative fee $12.50 $22.50 $ 7.00 $ 2.50 (b) (c) Section 5-36. Breeding and Kennels Annual Breeder Permit Fee with required Inspection Additional re-inspection Breeder facility fee $150.00 $ 50.00 Section 5-41. Disposition of impounded animals Initial intake, registration, etc.: Each additional day: $35.00 - 1 st day fee $15.00/per day Surcharge for unlicensed animals $10.00 Section 5-60(e). Dangerous animal registration (a) (b) Sterilized animal Unsterilized animal $100.00 $150.00 2010-R-16 9 Section 5-70(h): Animal Control Surcharge pursuant to Section 828.27(4)(b), Florida Statutes. $5.00 ANIMAL CONTROL - MISCELLANEOUS FEES Emergency Call-Out Fee - 31.60 per hour (minimum call-out of 3 hrs) Fee is for emergency call-out after normal business hours for an animal control officer to respond to a call. Return to Owner Fee's (Fee assessed for animals returned to owner prior to being impounded) (a) (b) Licensed Unlicensed $10.00 $20.00 ANIMAL SHELTER - MISCELLANEOUS FEES Adoption Fee: Cat Dog $60.00 *base charge $60.00 *base charge * The base charge may be increased or decreased based on shelter staffs evaluation of animal and/or other veterinary and associated expenses. Animal Microchipping Fee (including National registration) $30.00 base charge Boarding Charges: Initial intake, registration, etc.: Each additional day: $35.00 - 151 day fee $15.00/per day CHAPTER 10 (HEALTH, SANITATION, PROPERTY MAINTENANCE AND CODE ENFORCEMENT) Section 10-97. Lien Against Property Section 1O-97(d): Lien Inquiry/Reports: $30.00/parcel Cap for Civil Fines A fine shall not accrue in an amount over five thousand dollars and nolI 00 ($5,000.00). Once a fine reaches the amount of the cap, the City may take the following actions: 1) file a civil suit against the property owner(s); 2) place a lien against the property; or 3) cure/correct the violation and then place a lien on the property. CHAPTER 12 (OFFENSES AND MISCELLANEOUS PROVISIONS) ARTICLE III. FALSE ALARMS Section 12-62. Alarm Permit Required $50.00 Section 12-66. False Alarms - Service Charges Police Department - 151 False Alarm - (in excess of 3 in any 6 month period) 2010-R-16 10 $50.00 2nd False Alarm - (in excess of 3 in any 6 month period) 3rd False Alarm - (for the 3rd & each successive false alarm in excess of 3 in any 6 month period) Fire/Rescue Services 1 sl False Alarm - (in excess of 3 in any 6 month period) 2nd False Alarm - (in excess of 3 in any 6 month period) 3rd False Alarm - (for the 3rd & each successive false alarm in excess of 3 in any 6 month period) $75.00 $100.00 $125.00 $150.00 $200.00 CHAPTER 19 (UTILITIES AND SERVICES) SCHEDULE OF COSTSIFEES Section 19-2. Depositsmr..wcerc~~dl't;mrsflr1f~: The utility deposits are kept in a non-interest bearing account. The city shall retain the deposit until a request for termination of service is received. At such time the deposit amount shall be applied to the final bill. Any amount remaining shall be returned to the customer. Upon written request, a customer may request that a credit refund in the amount of the utility deposit be given after establishment of 36 successive months of good credit. Residential service: ~inilfireSi:ae1ffi.ol'a~~&H1~mgl~raimIKwJ.ana~'t'.it"..iamil1~Ji;esiience~pe:'ni1mt-j Water service only.......................................................... $ 75.00 Sewer service only.......... .................. ............. ......... ........ $ 75.00 Water and sewer service................................................. $150.00 Non-residential service...................... Three times average monthly water, sewer and reclaimed service charge. Service charge! (to establish account ~anSfeF..k0ilSenvfce4S): $ 25.00 Restoration from termination of service for potable and/or reclaimed water: during normal working hours $ 30.00 after hours (during work week) $ 75.00 weekendslholidays $100.00 Payment plan administration: $ 25.00 Section 19-12. Water Connection fees: See Section 21-325.07 for amounts specified for various water connection fees. Section 19-14. Water Rates: Residential ~ N0ij;~R~sidentia1 $ ~:3~ fJf9:~ base rate f:4!i ~';'S:S/1 ,000gal. ~ ~.09/1 ,000gal. ~ 1:t:8J/1,000gal. 5:85 ~.2d/1 ,000gal. up to 2,000 gal. 2,000 to 6,000 gal. 6,000 to 12,000 gal. 12,000 and higher Charges outside the City shall be in an amount equal to the equivalent charge for a corresponding 2010-R-16 11 connection inside the City limits plus a twenty-five percent (25%) surcharge or as allowed by applicable State Statutes, whichever is greater. County and City Interlocal Water and Wastewater Agreement Pursuant to an Interlocal Water and Wastewater Agreement executed on October 26, 1999, the City provides wholesale water service to the County with the County- ~rovidi_holesale wastewater service to the Ci~ Rates to be charged are mm1~S:;{p-%t;sJan~ gteeme-m mlrclY.0ilffiesequelitfaIIfenmne-'h ~b'&r~r~a~~Iml!iiiCrj:;ase!aimoo~i; ~~~~ Extraordinary service calls: Meter bench test - there shall be a fifty dollar ($50.00) service charge for a customer request of a meter test for accuracy. The first test, if deemed necessary, may be waived by the Environmental Services Director. If the meter is found to be inaccurate, this charge will be voided. Extraordinary service calls outside of regular maintenance, shall require a fifty dollar ($50.00) charge; for example, locating the meter when covered during sodding or filling on the property. Actual replacement costs shall be charged for meter damage caused by building or construction on the property or other causes. The required commercial backflow device testing shall be conducted by the City at required intervals for a fee of fifty dollars ($50.00) per inspection and billed on the utility bill after inspection. Section 19-34. Sewer Connection Charge: Sewer Connection Charge: $ 165.32 Section 19-35. Sewer Rates: Sewer Rates: $ l!. I1rFl~g1' base rate $ ~~., M<9~11 ,000 gallons Charges outside the City limits shall be in an amount equal to the equivalent charge for a corresponding connection inside the City limits plus a twenty-five percent (25%) surcharge or as allowed by applicable State Statutes, whichever is greater. Section 19-50. Industrial Pretreatment Program Fees Industrial Pretreatment Program Initial Permit Fee: Industrial Pretreatment Program Annual Permit Fee: $50.00 $25.00 (includes annual inspection) Industrial Pretreatment Program: Inspection Fees: $25.00 2010-R-16 12 Section 19-60. (Solid Waste) Service charges and rates A. Residential Refuse Services: all residential services include single family and multi- family residence; multiple dwelling; trailer park and mobile home park and shall be charged the following: $20.15 per month for collection and disposal t;eil'i:inil In addition to the fees listed above, each location that has more than three (3) cans for pickup shall be charged an additional $3.00 per can. B. Non-Residential Refuse Services: non-residential services include all types of business, commercial and professional establishments and shall be charged the following: $22.65 per month for collection and disposal ~1 In addition to the fees listed above, each location that has more than three (3) cans for pickup shall be charged an additional $3.00 per can. C. Recycling Rates: All recycling which includes, but is not limited to: residential, non- residential for all types of business, commercial and professional establishments: $ 2.50 per month for collection and disposal pe'il'tlifll D. Special Pickups: Special pickups of non-bundled yard trash will be assessed a $45.00 minimum charge for up to four (4) cubic yards. Each additional cubic yard will be charged $11.50. Section 19-82/19-83. Stormwater management utility fee/Schedule: Charges per EDU will be eight dollars ($8.00) per month consists of a base fee of $4.40 per EDU applicable to all developed properties, plus an assessment fee of $3.60 per EDU applicable to all developed property. All non-residential property with site mitigation facilities will not pay the assessment fee. Section 19-97. Water Conservation Violation - Civil Penalty If there is a disconnection of reclaimed water service due to water conservation restrictions and/or violations, each customer will be assessed a thirty dollar ($30.00) re-connection fee for services. Section 19-130. Reclaimed Monthly Residential Customer Charge: City Council enacted the "Increase Reclaim Customer Initiative" by the adoption of Resolution #2009-R-24 on September 28, 2009. Adoption of this resolution authorized the abatement of reclaimed water impact fees for a one (1) year period, adjusting the connection fee, reducing the reclaim water rates and authorizing a monthly payment plan for new connections. The one (1) year period begins on October 1, 2009 and terminates on September 30, 2010 unless otherwise stipulated by Council anch5utsuantlttoi-CouncfIaeiion1aken on Septeinoer 27. to 1 d. 2010-R-16 13 Base Rate (0 20,000 gallons) $ 9.50 20,00 I 30,000 gallons $ 0.60/1 ,000 30,001 + gallons $ 1.20/1,000 =:~~ I ".lIaeSl O. Initiative Rate Base Rate (O~,OOO gallons) $9.50 21,0011- 3~,000 gallons $0.31/1,000 3~,001 + gallons $0.42/1,000 Chapter 19 - NJiiscelraWOOlis,~ ~ Delinquency fee: ~;;;:i':"~Pi~mren:tipTa:n~ At the discretion of the City a payment plan may be established for accounts that are currently disconnected or have a past due balance greater than three hundred dollars ($300.00). The monthly payment plan shall be for a period of no longer than six months and will be in addition to the normal monthly utility bill. There will be no waiver/reduction of the accrued delinquency charges tCIDienflY~<"noF;~:'di'SC~cff.e:e''t$':3~O:C)o~ and an additional administration fee of $25.00 will be charged for setting up and administering the payment plan. Upon establishment of the payment plan, agreement by the customer and receipt of the first payment then service can be restored. If a customer fails to complete the payment plan in full, the City shall be entitled to take all legal action permissible, including but not limited to, delivering the underlying utility lien to the county court for enforcement and/or forwarding this matter to a collection agency to secure payment. Annual Review/Increase: rhere~.vill; bc,~anfulnuat'~iflpl:~e,;ot:~an ".feeslrutes'.:1isted" nerein:{~\'iHerrates, se';/ei"f~es ;iilld .. ~.-~" ., ,t ,.."t' l '....~ ;~.f' ,~ d~\:: ~~~~,1!'-'~~",. /' .~, ~:.~ ';;:"'~':"-,J -~ , , " . ~ '~)A~' ,~: ~ , '" <' '1_ ,l r~~:::~:[";~~~ ~~~:~~ ~:'~9"ase~ Qn:~the, qEJi',("L)J::~tJrQan Uses,~ o~1.1;1ly) Df !h:..fu:.~pe.ri.~Bt (:lli1 whfchcxci:iklcss. ~8aid iIierease willflJkc effe..ctoh October 1 of eaCh y~ iIbere willt5e" an annual increase'{of atl~fees/iafes risted[.herein~fof water,rates and sewer fees witIt the iiicrease: based'on Citv 'Co-uncirdirection ie~eived August 3'0. 2&tO as follows~ 2010-R-16 fiscal Year 2011 - 6%1 14 ~ !li1se-OM"e~ !BfseatR~jJt4f}!;! - ~ann'1ialbeMf~Wsem.ees!lMImmAm:er.e_ ZEier:~IR'tlexif'dtiiOOi~~JMelpeleent~~~~e.veAess] ~T_Baanl'ami1mf~iitsrffliHliWareJf~sW'~uall~aselVJifllmlJaSedremtlre"il@Rl ~ae~m"~JmBWI~elpeI!eentf~~~etll!S1l~ 8ii~iirer.ease(lS!~~11~eVefffeCtl"0'iiI@)~1RiIfi'ea~~ UTILITIES AND SERVICES - MISCELLANEOUS FEES WATER and SEWER Reserved Capacity Not connected within twelve (12) months of readiness to serve: Water Sewer Monthly Base Fee $ $ $ , . ,J month Vmonth --.i.!month Assessment District when water or sewer is deemed to be available: Water $ ~....~a ~~. in City "\<i\~ Sewer $ i. R~j<t'8~ in City Charges outside the City shall be in an amount equal to the equivalent charge for a corresponding connection inside the City limits plus a twenty-five percent (25%) surcharge or as allowed by applicable State Statutes, whichever is greater. ~-c~"" ;~'c:'~-'i~~~:~]!~-' .. ..-:- ~,. c~ .>t..~,~ - ~ . ~ .1 CHAPTER 21 (LAND DEVELOPMENT CODE) ARTICLE III. Section 21-34.05 b. Permitted, Conditional, Accessory, and Prohibited Uses Vehicles - Restoration & Permits - For Residential Properties Application fee: $50.00 Restoration permit: $25.00 annual renewal c. ARTICLE IX. Section 21-90.03 Application Procedures Application Fee Schedule 201O-R-16 15 DEVELOPMENT FEES PLANNING & ENGINEERING, APPROVALS & PERMITS APPLICATION FEES: Abandonment/Plat Vacation (Easement) Abandonment/Plat Vacation (Right-of-way) Address (1st - ten addresses) Address (11 th _ 20th addresses) Address (21st - 50th addresses) Address (each additional address after 50) Annexation (residential 4 lots or less) Annexation (all others) Appeals Comprehensive Plan Amendment $ 500.00 $2,000.00 $ 25.00 per address - new $ 15.00 per address - new $ 10.00 per address - new $ 5.00 each - new $ 500.00 $1,000.00 $ 500.00 Large Scale $4,000.00 Small Scale $3,500.00 $1,000.00 $2,500.00 $15,000.00 $ 300.00 $ 300.00 plus fees for any approvals bundled with agreement $ 200.00 $ 300.00 includes two inspections $ 25.00 re-inspection Preliminary Record Plat and Construction Plan Approval Final Plat $3,000.00 Re-Plat $ 500.00 Preliminary Plat $2,000.00 Site Plan Approval (minor-staff review only) $2,200.00 Site Plan Approval (major-P&Z/Council review) $2,700.00 Special Activity $ 300.00 per day Stormwater Permits $50.00 per acre or $250.00 whichever is greater Stormwater Plan Review $2,100.00 Stormwater - Residential $ 50.00* * (other than approved subdivisions) Street Name Change $ 175.00 Telecommunication Towers $1,000.00 Text Amendment to Land Development Code $6,000.00 Variance (administrative) $ 100.00 Variance (1 & 2 family residence, non-habitable structure) $ 150.00 Variance (all others) $ 500.00 Vested Rights Determination $2,300.00 Wetland Alteration Permit $ 100.00 Zoning Agreement Amendment $2,300.00 Zoning/Land Use Designation Letter $ 50.00 Zoning Alcoholic Beverage Signoff $ 50.00 Zoning Map Amendment Planned Unit Development (PUD) $8,500.00 Other $6,500.00 Conditional Use Permit De-annexation Development of Regional Impact (DRI) - Application DRI - Determination of Substantial Deviation Zoning Agreements Mining Permits Minor Replats/Lot Splits 2010-R-16 16 *Engineering, Recording, Legal Fees, Surveying and Arborist (if applicable) shall be paid by the applicant. * Any additional charges required by the City relating to administration, building or permitting shall be born by the applicant. These fees may include, but are not limited to: engineering, recording, legal, advertisements, surveying and arborist (if applicable). DEVELOPMENT FEES CONSTRUCTION PERMITS BUILDING PERMIT FEES Building valuations shall be as per the latest issued building valuation published in the Building Safety Journal by the International Code Council. Application Fee (non-refundable) 1 &2 Family Residences Mobile Homes Commercial $200.00 $ 50.00 $400.00 TOTAL VALUATION FEE $1,000 and less $40.00 MINIMUM $1,000 to $40,000 $40.00 for the first $1,000.00, $6.00 for each additional thousand or fraction thereof, to and including $40,000.00. $40,000 to $100,000 $274.00 for the first $40,000.01 plus $4.00 for each additional thousand or fraction thereof, to and including $100,000.00. $100,000.01 to $500,000 $510.00 for the first $100,000.01 plus $3.00 for each additional thousand or fraction thereof, to and including $500,000.00. $500,000.01 and up $1,707.00 for the first $500,000.01 plus $2.00 for each additional thousand or fraction thereof. DEMOLITION FEES For the demolition of any building or structures, the fee shall be: $0.15 per square foot of building under roof/footprint DRIVEWAY PERMITS $50.00 includes one inspection $25.00 re-inspection ELECTRICAL FEES Before a permit is issued for any electrical work or installation for which a permit is required, fees in accordance with the table below shall be paid. 2010-R-16 17 Base $ 40.00 250 Amp $ 80.00 100 Amp $ 50.00 300 Amp $ 95.00 125 Amp $ 60.00 400 Amp $ 125.00 150 Amp $ 70.00 Temporary Pole $ 40.00 200 Amp $ 75.00 Swimming Pools $ 40.00 Signs $ 40.00 EXCA V A TIONILANDFILL Placement or removal of 40 cubic yards or less Placement or removal over 40 cubic yards $ 50.00 $100.00 FENCE PERMIT $40.00 for 1st $1,000.00 of value. $6.00 for each additional $1,000.00. FIRE PROTECTION FEES Pre-engineered hood system/other pre-engineered Fire sprinkler system Base Standpipe Head Fire alarm system Base Pull station Detection device $ 50.00 $ 20.00 $ 10.00 each 1.00 each $ 20.00 $ 5.00 each $ 5.00 each GAS PERMIT FEES Base Per outlet charge $ 40.00 $ 5.00 MANUF ACTURED/MOBILE HOME PLACEMENT Base Electrical Plumbing Mechanical $250.00 $ 40.00 $ 40.00 $ 40.00 Double Wide Triple Wide $275.00 $300.00 MECHANICAL PERMIT FEES Before a permit is issued for any mechanical work or installation for which a permit is required, a fee or fees, in accordance with the table below, shall be paid. Base up to $1,000.00 $ 40.00 Each additional $1,000 or fraction thereof $ 7.00 MOVING FEES For the moving of any building or structure, the fee is as follows: Building 1,000 square feet or less Building over 1,000 square feet OTHER USE PERMIT - Working in Public Right-of-Way 2010-R-16 18 $200.00 $400.00 $ 50.00 PLUMBING PERMIT FEES Before a permit is issued for any plumbing, sewer, or drainage work or installation for which a permit is required, a fee or fees, in accordance with the table below, shall be paid. Fee for permit Per fixture charge Fire sprinkler system connected to City water supply Fire stand pipe lines, Siamese, roof manifold lines Each outlet, sprinkler head Sprinkler or irrigation system $40.00 5.00 7.00 2.00 1.00 $25.00 SIGN PERMIT FEES Each application for a sign permit for a sign containing no electrical wiring or lighting shall be accompanied by a fee in the amount of twenty dollars ($20.00) for the first five (5) square feet, or fraction thereof, of the advertising display area of the sign and two dollars ($2.00) for each additional square foot, or fraction thereof, of such area. For a sign containing electrical wiring or lighting, there shall be an additional fee as required by the Edgewater Electrical Code. STORMW A TER CONSTRUCTION PERMIT $50.00 per unit for residential $250.00 or $50.00 per acre for commercial projects (whichever is greater) $25.00 re-inspection fee SW ALE MODIFICA TION/EXFIL TRA TION SYSTEM $50.00 (includes one inspection) $25.00 re-inspection fee SWIMMING POOL FEES Residential Pools: Pools without enclosure Pools with enclosure $ 100.00 $ 150.00 Commercial Pools: Pools without enclosure Pools with enclosure Above Ground Pools: $200.00 $250.00 $ 40.00 TEMPORARY PERMIT FOR ST AGE/PLA TFORMIBLEACHER/ETC. TENT $50.00 $50.00 TREE REMOVAL PERMITS: SPECIMEN $25.00 per 1 & 2 family lots $75.00 per multi-family & non-residential HISTORIC $5.00/square inch PENAL TIES Any person who commences any work on a building structure, fence, sign, electrical, gas, mechanical or plumbing system before obtaining the necessary permits, shall be subject to a penalty of 200% of the usual permit fee in addition to the required permit fees. 2010-R-16 19 REINSPECTION At any time building inspection personnel are obligated to reinspect any building or premises, mobile home lot or mobile home within the City to ascertain compliance with the codes as adopted by the City regarding building, electrical, plumbing, mechanical, gas, storm water systems and other, a reinspection fee of twenty-five dollars ($25.00) shall be levied for said reinspection and increases of twenty-five dollars ($25.00) shall be added for each additional reinspection. AFTER HOUR INSPECTION (Inspections requested of city inspectors beyond normal working hours. After hour inspection fees from consultants/engineer will be based on fees established by said consultant/engineer): $50.00 per hour with a 2-hour minimum. LIFE SAFETY PLANS-CHECKING FEE When plan and associated documents require additional plan checking by Fire-Rescue personnel, the following fees shall be assessed: Fire flow calculation Building Construction Fire alarm system Fire sprinkler system Fuel tank installation Underground fuel tank All others $25.00 $0.35 per $1,000 of valuation, max. $92.00 $4.00 per $1,000 of valuation, max $92.00 $4.00 per $1,000 of valuation, max $92.00 $4.00 per $1,000 of valuation, max $118.00 $4.00 per $1,000 of valuation, max $116.00 $35.00 base plus $4.00 per $1,000 of value *Engineering Fees shall be paid by the applicant * All Recording Fees shall be paid by the applicant * Any additional charges required by the City relating to administration, building or permitting shall be born by the applicant. These fees may include, but are not limited to: engineering, recording, legal and surveying. Plans Review for Buildings: New Construction, and Renovation; Fees A fee for plan review shall be charged to recover a portion of the costs of this service. This fee shall be calculated by building use, as found in the Florida Building Code, and shall be calculated on the basis of square footage. This fee shall be paid at the Edgewater City Hall at the time of submission of the planes). The fees shall be as follows: (a) (b) (c) (d) (e) (t) (g) (h) (i) ffi Exception: Assembly Business Educational Factory/Industrial Hazardous Institutional Mercantile Residential Storage Mixed $0.0025/sq.ft. $O.OOllsq.ft. $0.0025/sq.ft. $0.005/sq.ft. $0.0075/sq.ft. $0.0025/sq.ft. $O.OOI/sq.ft. $0.0025/sq.ft. $0.002/sq.ft. This section with the highest level of life safety risk shall determine the rate for the entire building Reviews of an automatic fire suppression systems plans protecting an entire building(s) and its contents, and installed in accordance with the 20 2010-R-16 requirements of the appropriate N.F.P.A. Standard, shall be exempt from plans review fees charged in the previous sections. Specialty Plan Review Fees A fee for planes) review of unusual or atypical projects shall be charged to recover a portion of the costs of this service. Examples of these types or structures or projects would include, but not be limited to: fuel tank farms, outdoor materials storage, etc. The fees will be calculated as follows: 1. $0.0025 per square foot of improved area ~][~~i;';;, " ''''~Ri~:9BWfS1iiWAimcruOi1 DE ARTICLE XVI. Fire and Prevention - Section 21-230.03 Bum Permits $75.00 ARTICLE XVII. Development/Impact Fees 21-310.04 - Pedestrian System Development Fee Schedule PEDESTRIAN SYSTEM DEVELOPMENT FEE SCHEDULE Street/Roadway Minimum Pedestrian/Sidewalk Development Fee Per Classification Width Linear Foot Local 4 feet $10.36 Collector 5 feet $12.96 Arterial 6 feet $15.55 21-311.04 - Tree Relocation Fee Schedule and Replacement Tree Fee Schedule Determination of the bond amount and the tree replacement contribution shall be computed based upon the most current version of the Guide for Plant Appraisal, published by the International Society of Arboriculture. 2010-R-16 21 21-311.05 - Payment in Lieu of Tree Replacement Payment shall be $5.00 per square inch of required mitigation in lieu of tree replacement. 21-320.03 Recreational Parks and Open Space Impact Fee Schedule RECREATIONAL PARKS AND OPEN SPACE IMP ACT FEE SCHEDULE LAND USE TYPE FEE AMOUNT RESIDENTIAL Single Family Detached 2 Bedroom or less $ 571.84 3 Bedroom $ 612.11 4 Bedroom or more $ 757.09 Single Family Attached 2 Bedroom or less $ 378.55 3 Bedroom or more $ 676.55 Multi-Family 2 Bedroom or less $ 434.92 3 Bedroom or more $ 716.81 Mobile Home 1 Bedroom or less $ 298.01 2 Bedroom $ 451.03 3 Bedroom or more $ 636.27 Hotel or Motel Per Room $ 459.09 21-321.03 - Fire Protection and EMS Impact Fee Schedule FIRE PROTECTION AND EMS IMP ACT FEE SCHEDULE I Land Use I Development CallslUnit Net Net Unit Cost/Call CostlUnit Single-Family/Mobile Dwelling/Unit/ 0.200 $1,652.53 $330.51 Home/Hotel Room Multi-Family Dwelling 0.087 $1,652.53 $143.77 R/V Park Pad Site 0.00 $1,652.53 0.00 Retail/Commercial 1,000 sq.ft. 0.146 $1,652.53 $241.27 Offi ce/lnstitutional 1,000 sq.ft. 0.1 00 $1,652.53 $165.25 Industrial/Warehouse 1,000 sq.ft 0.007 $1,652.53 $ 11.57 2010-R-16 22 21-322.03 - Police Impact Fee Schedule POLICE IMP ACT FEE SCHEDULE Land Use Development Functional Net Net Unit Unit Cost CostlUnit Single-Family/Detached * Dwelling 1.46 $92.32 $150.66 Single- Family/Attached Dwelling 1.08 $92.32 $111.45 Duplex! Apartment! Dwelling 0.97 $92.32 $100.10 Condominium Mobile Home or R/V Park Pad Site 0.80 $92.32 $ 82.55 Hotel/Motel Room 2.21 $92.32 $228.06 Retail/Commercial 1,000 sq.ft. 3.25 $92.32 $335.38 Offi ce/lnsti tutional 1,000 sq.ft. 1.96 $92.32 $202.27 IndustriallWarehouse 1,000 sq. ft. 1.16 $92.32 $119.72 * Includes mobile homes on single lots. 21-323.03 - Transportation/Road Impact Fee Schedule TRANSPORT A TION/ROAD IMP ACT FEE SCHEDULE ITE Use Unit Trip Trip 0/0 New FEE PER Code Rate Length Trips unit (or) 1,000 s.f. Residential 210 Single Family DU 9.21 4.53 100.00 $1,426.17 220 Apartment DU 6.46 4.77 100.00 $1,053.97 230 Residential DU 5.94 3.45 100.00 $701.46 Condominium/Townhouse 240 Mobile Home Park DU 4.86 3.32 100.00 $551.95 310 Hotel Rooms 8.72 4.78 72.65 $1,035.53 320 Motel Rooms 6.28 3.47 77.63 $577.48 620 Nursing Home Beds 2.65 2.00 88.50 $160.17 2010-R-16 23 Office and Financial 610 Hospital 1,000 sf 15.78 3.92 81.60 $1,727.69 710 Office under 10,000 sf 1,000 sf 19.45 4.18 93.62 $2,602.02 710 Office over 10,000 sf 1,000 sf 12.72 4.04 94.35 $1,658.47 714 Corporate headquarters 1,000 sf 7.72 3.37 93.00 $826.49 building 720 Medical Office 1,000 sf 36.48 3.72 87.70 $4,067.95 750 Office Park 1,000 sf 15.01 5.63 82.00 $2,367.76 760 Research Center 1,000 sf 7.11 4.77 87.00 $1,007.14 770 Business Park 1,000 sf 16.87 4.69 81.80 $2,212.37 911 Bank w/out Drive-through 1,000 sf 153.98 1.71 35.80 $3,219.60 912 Bank w/Drive-through 1,000 sf 291.04 1.83 51.52 $9,364.76 Industrial 110 Light Industry 1,000 sf 6.98 4.68 93.20 $1,039.78 130 Industrial Park 1,000 sf 8.26 4.99 92.00 $1,295.11 140 Manufacturing 1,000 sf 3.82 4.68 93.60 $571.06 150 Warehouse 1,000 sf 4.95 4.59 92.00 $717.14 151 Mini-Warehouse 1,000 sf 2.52 2.99 93.20 $240.02 Retail 812 Building Materials and 1,000 sf 32.88 4.16 69.80 $3,263.20 Lumber Store 2010-R-16 24 816 Hardware/Paint Store 1,000 sf 51.29 6.56 74.00 $8,504.85 820 Retail, less than 10,00 sf 1,000 sf 144.40 1.39 51.25 $3,505.39 820 Retail, 10,000 - 99,999 sf 1,000 sf 73.50 1.47 60.50 $2,237.32 820 Retail, 100,000 - 1,000,000 sf 1,000 sf 27.67 2.17 84.00 $1,722.18 820 Retail, Greater than 1,000,000 1,000 sf 29.18 2.81 86.00 $2,407.73 sf 831 Quality Restaurant 1,000 sf 95.63 2.22 77.80 $5,642.08 821 High-Turnover Restaurant 1,000 sf 148.84 2.11 75.35 $8,089.22 834 Fast Food Restaurant 1,000 sf 552.12 1.43 58.04 $15,708.53 CBC Sandwich Shop 1,000 sf 19.30 4.05 100.00 $2,674.51 836 Bar/Lounge/Drinking Place 1,000 sf 130.34 3.17 72.00 $10,177.50 837 Quick Lube Bays 41.69 2.56 71.13 $2,592.89 840 Auto Care/Detailing 1,000 sf 35.76 2.39 74.32 $2,169.54 841 New and Used Car Sales 1,000 sf 37.20 3.21 78.80 $3,215.15 847 Car Wash 1,000 sf 129.60 1.66 69.00 $5,066.84 849 Tire Store/Auto Repair Bays 30.55 2.09 70.70 $1,544.99 850 Supermarket 1,000 sf 112.18 1.67 53.00 $3,401.67 851 Convenience Store 1,000 sf 755.56 1.02 40.66 $10,727.68 853 Convenience Store w/Gas 1,000 sf 793.28 1.18 28.63 $9,169.39 Pumps Convenience Store w/Gas 1,000 sf 940.20 1.91 32.67 $20,027.14 Pumps and Fast Food 2010-R-16 25 862 Home Improvement Store 1,000 sf 38.13 3.09 50.00 $2,013.84 881 Pharmacy/Drugstore w/Drive 1,000 sf 89.89 1.74 41.33 $2,203.72 Through 890 Furniture Store 1,000 sf 4.81 4.06 59.12 $395.00 Recreational General Recreation Parking 3.02 4.43 95.00 $434.17 Space 411 City Park Parking 14.23 2.84 96.67 $1,334.59 Space 412 Major Park Parking 2.11 4.05 100.00 $292.40 Space 416 Campground/R V Park Space 3.90 4.55 77.00 $466.58 420 Marina Slip 2.97 5.77 94.67 $555.20 Major Sports Facility Parking 2.10 3.63 100.00 $260.85 Space Miscellaneous 444 Movie Theater Screens 124.48 1.89 82.12 $6,593.92 560 Church 1,000 sf 9.11 2.97 90.00 $832.20 565 Day Care 1,000 sf 75.13 1.55 73.32 $2,914.99 Airport Hanger 1,000 sf 4.96 8.36 92.00 $1,303.30 Veterinary Clinic 1,000 sf 32.80 1.77 70.00 $1,389.24 21-325.01 - Water Capital Charges A water capital charge is hereby established at ~7;9o-6A4 per gallon of potable water capacity or $1 ,612.43 (one thousand six hundred twelve dollars and 43/1 00) per equivalent residential unit (ERU). Those persons, corporations or entities who or which have entered into an agreement with the City providing credits against the water connection fee shall be exempt from paying this water capital charge. 2010-R-16 26 21-325.06 - System Design; Independent Engineers; City's Engineer Fees for the City Engineer's review/comments on engineering plans relating to all system design shall be borne by each developer. Said developer shall pay all costs incurred for review and comments related to said review. 21-325.07 - Meter Installation and Connection Fees METER INSTALLATION AND CONNECTION FEES FEE TYPE AMOUNT Reclaimed Meter Installation Fee $ 650.00 Meter Installation Fee 3/4 inch $ 556.96 Meter Installation Fee 1 inch $ 724.05 Meter Installation Fee 1.5 inch $ 946.84 Meter Installation Fee 2 inch $1,519.40 turbine meter Meter Connection Fee 3 inch $1,936.01 turbine meter Meter Connection Fee 4 inch $3,751.71 turbine meter Meter Connection Fee 6 inch $4,126.00 turbine meter Meter Connection Fee 8 inch $7,024.44 turbine meter Meter Connection Fee 10 inch $9,907.29 turbine meter Meter Installation Fee 2 inch $2,234.55 compound meter Meter Connection Fee 3 inch $2,860.57 compound meter Meter Connection Fee 4 inch $4,504.73 compound meter Meter Connection Fee 6 inch $8,285.41 compound meter 21-325.08 - Inspection Fees All facilities proposed for transference to the City for ownership, operation and control shall be inspected to insure all construction/installation was in accordance with approved designs, Standard Construction Details, etc. Inspection fees shall be borne by each developer with all costs being reimbursed to the City as determined by the City's consulting engineer. 2010-R-16 27 21-325.12 - Water Capital Charges for Consumers Outside City Limits All consumers located outside the corporate limits of the City shall be charged the applicable water capital charges required to be paid by all City residents along with a twenty-five percent (25%) surcharge as allowed by applicable State Statutes. 21-327 Sewer Capital Charges A sewer capital charge is hereby established at $~ 1R(ij~~ per gallon of wastewater capacity or $2,226.69 (two thousand two hundred twenty six dollars and 69/1 00) per ERU. Those persons, corporations or entities who or which have previously prepaid the existing sewer capacity charges shall be exempt from paying this sewer capital charge (i.e. Florida Shores assessment area). For the purpose of calculating and imposing non-residential water and sewer capital charges, the following ERU conversf!1ion ratios may be utilized as a reference: I WATER & SEWER CAPITAL CHARGES I I ESTABLISHMENT I UNIT I ERU FACTOR I Residential: Single-family detached per dwelling unit 1.0 Duplex (1-2 bedrooms) per dwelling unit 1.0 Duplex (greater than 2 bedrooms) per dwelling unit 1.0 Multi-family (efficiency) per dwelling unit 1.0 Multi-family (1-2 bedrooms) per dwelling unit 1.0 Multi-family (greater than 2 bedrooms) per dwelling unit 1.0 Mobile home (1-2 bedrooms) per dwelling unit 1.0 Mobile home (greater than 2 bedrooms) per dwelling unit 1.0 Commercial: Shopping center & retail shopping per 1,000 sq.ft. gross 0.5 Office building (add food service & retail space) per 1,000 sq.ft. gross 0.4 Auditorium per seat 0.02 Laundry, self-service per machine 1.4 Barberlbeauty shop per operating station 0.333 Bowling alley per lane 0.333 Theater per seat 0.02 Dinner theater per seat 0.1 Trailer Park (overnight) per space 0.833 Dentist's office per dentist 1.0 2010-R-16 28 Dentist's office per wet chair 0.667 Doctor's office per doctor 1.0 Hospital per bed 0.833 Nursing home per bed 0.5 Automotive service and/or detailing facility per bay 1.0 Automotive care per wash bay 3.2 Automotive care per public restroom 1.5 Convenience store/self service gas pumps per public restroom 1.5 Industrial building (not including food service of industrial waste flows) Without showers per 1,000 sq. ft. 0.4 With showers per 1,000 sq.ft. 1.25 Hotel or motel per room 0.5 (not including food service, banquet and meeting rooms, and laundries calculated separately) Church per seat 0.02 Warehouse per restroom 0.75 per 1,000 sq.ft. 0.2 Per 1,000 sq.ft. 0.75 Grocery store per 1,000 sq.ft. gross 0.75 Food service: Restaurant/cafeteria per seat 0.1 Restaurant (24 hours) per seat 0.185 Restaurant (fast food) per seat 0.1 Bar/cocktail lounge per seat 0.1 Schools, middle & high per student 0.075 Schools, elementary & nursery per student 0.033 I RECLAIMED WATER IMP ACT FEE I TYPE OF DEVELOPMENT FEE AMOUNT All types _(waived per 2009-R-24) 2010-R-16 29 21-327.06 - System Design; Independent Engineer; City's Engineer Fees for the City Engineer's review/comments on engineering plans relating to all system design shall be borne by each developer. Said developer shall pay all costs incurred for review and comments related to said review. 21-327.07 - Inspection Fees All facilities proposed for transference to the City for ownership, operation and control shall be inspected to insure all construction/installation was in accordance with approved designs, etc. Inspection fees shall be borne by each developer with all costs being reimbursed to the City as determined by the City's consulting engineer. 21-327.11 - Sewer Capital Charges for Consumers Outside City Limits All consumers located outside the corporate limits of the City shall be charged the applicable sewer capital charges required to be paid by all City residents along with a twenty-five percent (25%) surcharge as allowed by applicable State Statutes. CITY OF EDGEW A TER ADDITIONAL ADMINISTRATIVE FEES/COSTS 1. R~0~:ft ...~. LEISURE SERVICES Ballfield without lights Ballfield with lights Rental Fees $35.00 per hour $65.00 per hour *** Note - Programs operated by the Leisure Services Department are seasonal, therefore, fees for events and other programs will be set by staff of the Leisure Services Department based on the event/program costs. Rental of ball fields for school activities may be negotiated between both parties to provide a serviceable rate. lJ. 'MJS~EI:;~~E(9:mSiFEES; Storage fee - $1 0;'6rn per'aa~ Ifhis fee is foi;,an'. item"aT>anabnea:~found ,and'lorJ;rocate~ofIkCit . ri t~of-wa f 'oi l"li"'-'-; t ~-~'-'~t"'''' liJ.', ,'"'" ~l'i, C'm~"~' N'" q.-r x~~;..,:... :...r<'. '~l\("'~';:;" ': ..rJt" 1i_: '":~). . easemenUrreaS th'atmave'~Been;remo.vea:~lby tIle @itY cilidstoreQ bv the City caoes hot include forfeiturelihipooifament ~fee)'J 2010-R-16 30 ~ ~. POLICE DEPARTMENT Funeral/Miscellaneous Escorts Outside Details/Security Fingerprinting $100.00 per escort $ 56.00 per officer per hour (includes vehicle) $ 10.00 for two cards or less $ 10.00 each additional Jl ~~ FINANCE DEPARTMENT Garage/Yard Sale Permit Fees $ 5.00 per request, maximum of two per year If permit is obtained after the Garage/Yard Sale, the fee is double the original permit fee Payments made by telephone $ 5.00 per transaction for any City payments (utilities, building permits, licenses, etc) 4 ~. CITY CLERK PUBLIC RECORDS POLICY It is the policy of the City of Edgewater that all municipal records, '?lith the exception of exempted records identified pursuant to ~ 119.07, Florida Statutes, shall be open for personal inspection by any person. "Public rccerds" means all documents, papers, letters, maps, books, tapes, photographs, films, sound recordings, data processing software, or other material, regardless of the physical form, characteristics, or means of transmission, made or received pursuant to la'.'.', ordinance, or in connection with the transaction of official businesses by the City (~119.011(1), F.S.). Pursuant to ~119.07(1)(a), Florida Statutes, "every person vlho has custody of a public record shall permit the record to be inspected and examined by any person desiring to do so, at any reasonable time, under reasonable conditions, and under supervision by the custodian of the public record or the custodian's designee." For the purpose of this policy, "reasonable" time to provide access to public records is during normal business hours Monday Friday, 8:00 a.m. 1 :30 p.m.. "Reasonable" time frame to provide copies, dependent upon the 'Iolume of records requested, shall be five (5) worldng days. Note: This is not to assume that a "minor" request f"Dr records should be delayed until the end of the fifth working day. Any records/documents kept in off site storage shall require an additional time frame for delivery of said records/documents. Upon request, the City will furnish copies of public records based on the f"Dllovl'ing fce schedule: Peddfers/S61icitors. CallviiS-sers~ana$1firlel'ant ~~rcl1anis, 'i.&"" e ::~~ $28.94P-eEWipp!icatron ~iscellaRe0ns charges for",c0pies1 Single-sided copies, up to 8 12" x 14" Double-sided copies, up to 8 12" x 14" Single-sided copies, up to 11" x 17" Double-sided copies, up to 11" x 17" Larger size copies Certified copy of a public record .15 each .20 each .50 each .75 each Based on actual cost of duplication $1.00 per page in addition to actual copy cost 2010-R-16 31 Duplicate CD or DVD (citizen provided) Duplicate audio tape $5.00 Duplicate CD or DVD $5.00 Duplicate audio tape (citizen provided tape) No charge unless extensive clerical assistance is required No charge unless extensive clerical assistance is required Based on actual cost of duplication Based on actual cost of duplication $1.00 per faxed page Duplicate video tape Reprints of photographs Facsimile Transmission Note: Additional charges will be added to cover the cost of postage and packaging if necessary. ~ 119.07(1 )(b), Florida Statutes, provides: "If the nature or volume of public records requested to be inspected, examined, or copied is such as to require extensive use of information technology resources or extensive clerical or supervisory assistance by personnel of the agency involved, or both, the agency may charge, in addition to the actual cost of duplication, a special service charge, which shall be reasonable and shall be based on the cost incurred for such extensive use of information technology resources or the labor cbst of the personnel providing the service that is actually incurred by the agency or attributable to the agency for the clerical and supervisory assistance required, or both." For the purpose of this policy, "extensive clerical or supervisory assistance" is determined to be requests that require more thOR ORe hour of OR employee's time to research, retrieye and copy the requested records. For public records requests requiring more than one hour, the requester ':/ill be required to pay the hourly salary of the employee doing the research, copying the records and/or supervising the requester's research. This hourly fee '."ill begin after the first hour of clerical or supervisory assistance is completed. for requests estimated to require more than one hour of a City employee's time, a minimum deposit of $25.00 will be required (deposit will be adjm;ted depending on the 'Iolume of records/research requested). The deposit 'Nill be applied to the final cost of the public records request. I.ny requestor of public records who submits a request for records to be delivered by facsimile transmission shall be informed that the charge for the records/documents '."ould be the normal charges listed herein (which would cost less per page) versus the charge for facsimile transmission. Cash, personal check (on a local bank), money order, credit card, debit card or certified check shall be paid prior to the delivery of the requested materials. ,\11Y check, money order, or certified check shall be made payable to the "City of Edgewater". 2010-R-16 32 qQ AGENDA REQUEST EDB-APT-RL Date: Sept. 7, 2010 PUBLIC HEARING RESOLUTION ORDINANCE BOARD APPOINTMENT Sept 20, 2010 CONSENT OTHER BUSINESS ITEM DESCRIPTION: Request for appointment to the Economic Development Board to fill an expiring term. BACKGROUND: Mr. Robert Lott whose term is expiring on September 27,2010, is seeking reappointment. STAFF RECOMMENDATION: The Economic Development Board recommendations that Mr. Lott be reappointed for additional 3- year term on the Board. ACTION REQUESTED: Motion to reappoint Mr. Robert Lott for 3-year terms on the Economic Development Board. FINANCIAL IMPACT: (Finance Director) N/A (SPECIFY IF BUDGET AMENDMENT IS REQUIRED) YES NO PREVIOUS AGENDA ITEM: YES NOX If so, DATE: AGENDA ITEM # Respectfully submitted, Concurrence: \6sno- C;..~ Patricia Drosten Economic Development Board Coordinator Robin L. Matusick Paralegal P Drosten From: Sent: To: Subject: Robert LoU [rwloU@cfl.rr.com] Wednesday, September 01, 2010 3:20 PM P Drosten EDB term expiration Pat, Would you please pass my request for re-appointment on to council and the City Manager. Edgewater Council, I currently sit on the Board of Economic Development for the City of Edgewater and have enjoyed the privilege of serving my community through this very active group. My term is set to expire 9/27/2010 and I would very much like to continue my service. We have a varied and active group and have been successful in recruiting very dedicated board members. Working with staff and volunteer citizens we have developed a very progressive program of work and I would very much enjoy the opportunity to continue in this good work. Please consider my re-appointment. A very proud citizen, Ro bert Loti 2112 S Riverside Drive Edgewater FL 32141 386-689-8973 Cell 1 IDa.. AGENDA REQUEST Date: September 15,2010 PUBLIC HEARING RESOLUTION ORDINANCE BOARD APPOINTMENT CONSENT OTHER BUSINESS 9/27/2010 ITEM DESCRIPTION: Authorization to extend the Increase Reclaim Customer Initiative as set forth in Resolution 2009-R-24. BACKGROUND: On September 28, 2009, City Council adopted Resolution 2009-R-24 authorizing the Increase Reclaim Customer Initiative to encourage residents to connect to the reclaimed water service. This resolution abated the impact fee, adjusted the connection fee and reduced the reclaimed water rates for a one-year period. This resolution also authorized Staff to utilize a monthly payment plan for new reclaimed water connections if requested by residents at the time of application. The initiative proved beneficial in encouraging connections to the reclaimed water system. Since October 1,2009, through August 31, 2010, forty (40) new connections have been installed and four (4) have been disconnected. This compared to fiscal year 2008 when there were only eight (8) new connections and one (1) disconnection proves this was a positive program. This resolution will terminate on September 30,2010, unless Council authorizes an additional time period. ST AFF RECOMMENDATION: Staff recommends extending the Increase Reclaim Initiative one year to terminate on September 30, 2011, unless Council authorizes an additional time period. ACTION REOUESTED: Authorize an extension to the Increase Reclaim Initiative as set forth in Resolution 2009- R-24 to 1. Abate reclaimed water impact fees, 2. Adjust the connection fees, 3. Reduce the reclaimed water rates, and 4. Authorize Staff to utilize a monthly payment plan. FINANCIAL IMPACT: (Finance Director) UDGET AMENDMENT IS REQUIRED) \ YES NO XX PREVIOUS AGENDA ITEM: If so, DATE: YES NO XX AGENDA ITEM # ~~ny submitted, I ~1/I2L~ Brenda L. Dewees Director of Environmental Services Concurrence: Gt~~~~~ Robin L. Matusick Paralegal RESOLUTION NO. 2009-R-24 A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF EDGEW ATER, FLORIDA; ENACTING THE "INCREASE RECLAIM CUSTOMER INITIATIVE" BY AUTHORIZING THE ABATEMENT OF RECLAIMED WATER IMPACT FEES FORA ONE (1) YEAR PERIOD, ADJUSTING THE CONNECTION FEE, REDUCING THE RECLAIM RATES AND AUTHORIZING A MONTHLY PA YMENTPLAN FOR NEW CONNECTIONS; REPEALING RESOLUTIONS IN CONFLICT HEREWITH; AND ESTABLISHING AN EFFECTIVE DATE. WHEREAS, the City of Edgewater wishes to encourage our residents to utilize the reclaimed water system in an effort to reduce the effluent discharge in the Indian River by endorsing the "Increase Reclaim Customer Initiative"; and WHEREAS, the City feels that by authorizing the abatement ofreclaimed water impact fees for a one (1) year period, adjusting the connection fee and reducing the reclaimed water rates would encourage the reduction in use of potable water and increase reclaimed water connections; and WHEREAS, the City also wishes to authorize Staff to utilize a monthly payment plan for new reclaimed water connections if requested by residents at the time of application. NOW, THEREFORE, be it resolved by the City Council of the City of Edge water, Florida: Section 1. The City Council hereby authorizes the abatement of the reclaimed water impact fees for a one (1) year period. This period would begin on October 1,2009 and terminate on September 30, 2010 unless Council authorizes an additional time period. Section 2. The City Council hereby authorizes the adjustment of the connection feeJor a one (1) year period. This period would begin on October 1, 2009 and terminate on September 30, 2010 unless Council authorizes an additional time period. Section 3. The City Council authorizes the reduction in reclaimed water rates pursuant to Exhibit "A" (which is attached hereto and incorporated herein). The reduction ofmtes would begin with billings after October 1, 2009 and terminate on September 30, 2010 unless otherwise stipulated. . Section 4. The City Council hereby authorizes Staff to utilize a monthly payment plan for new 2009-R-24 *,:c~.==~;w.imW"'~""',)==-===^=ff;""=~"""'" ::l.;.....~~4,":'=-~ ---..:.~~~ 'IIIIIIm"'Ilil N~~>U lti. I; c'" =-"'-"""c-=::!::11'!=,"""",""~~"",,~jl!a..;::,,,,~',~,<'~'ffI!!i!~~~~ ~6"""""'."_M--= reclaimed water connections if requested by residents at the time of application. This payment plan will be in accordance to the policies and procedures set forth by the Finance Department. Section 5. All resolutions or parts of resolutions in conflict herewith are hereby repealed. Section 6. This resolution shall take effect upon adoption. After Motion by r oW"\{\ \.\ rro.n C'...cx::p1.\" with Second by ColJ(\~ i \ wOIVIClf\K'notl...s the vote on this resolution was as follows: AYE NAY Councilman Ted Cooper 'K y.. v.. X X Mayor Michael Thomas Councilwoman Debra 1. Rogers Councilwoman Gigi Bennington Councilwoman Harriet E. Rhodes PASSED AND DULY ADOPTED this 28th day of September, 2009. ATTEST: RIDA ~Cj ) li'locnoQ. Bonn.i~~ ",e!l~el Ci~;itl ~\ ..... l' .L#. er, '; ,,' r.'~'''' .' It if. () " l'.. tjJ ,,-'7;.~', . ,r.. " ,",~ -' ,': .," ........V.... " lfj " r- \ \ 17 .~ )':;;' : \ \tj \.{ . ; '~'.J . ( 'C) l'~ " ~ Q \/ (~ \ ! ~.' .... ? ' .' ~ - ,. .'-1 . (I..... · . ... . '":. #', ~ .' 'ii' ::. "'.4'~ ,....".1.....<,. ;,.a~'t-"/ '..'~V"'l"" 1'\~ ?~~' I".....,', ;....... .~ i Eor th'e'use' and reliance only by the City of Edgewater, Florida. Approved as to form and legality by: Carolyn S. Ansay, Esquire City Attorney Doran, Wolfe, Ansay & Kundid ~A':v~---t-) Robin L. Matusick Paralegal Approved by the City Council of the City of Edgewater at a meeting held on this 28th day of September, 2009 under Agenda Item No. sL. 2 2009-R-24 ~':'7""='"'' ';:::::~ '= ,-:==',,':;,~=~"""""''''===-=':..':,,;::: "~;~,~~_~;:;., :;~- n";~lf'0.';::rr'tnJ.t!l*~- ~_lllbd:o.."'j_l" _..:~~,..L"""__>>'_""''''''''''''''''''__=<<,M.00".-",.,.IH\!8!! !II ~..: ~..:~~ k:...~ 1!; ~ -=::::.....:.. -;.. ;;;:;:. ........ .,..... .........'"" ,_""'. A_' , .,.,_.~_,,"~ ~''''''--- _, = :..:::::.::. ~ "'- ~- ;~=,.;,=;r::~:... ~: III~ ~ ,,-f:~y~i::'7'C':;;_>~:::;;7'T:.::::;:r::~;,;;::,'C"':-' ~;:'~Tci..T~ ": .-~= :2 .=4 lOb AGENDA REQUEST (AMENDED) Date: September 27. 2010 PUBLIC HEARING CONSENT RESOLUTION ORDINANCE OTHER BUSINESS..L- CORRESPONDENCE ITEM DESCRIPTION: State Revolving Fund (SRF) Loan Agreements DW640501 and DW640511 for the Water Supply Wells and Southeast Water Storage and Pump Station. BACKGROUND: The City submitted an application for request for inclusion on funding of the Southeast Water Storage And Pump Station to the Florida Department of Environmental Protection (FDEP) State Revolving Fund (SRF) program because the American Recovery & Reinvestment Act (ARRA) had allocated funding of water and wastewater improvements. This project was chosen because of the need of additional water storage in the southeast quadrant of the utility service area and the desire of the Federal Government to have shovel ready projects. The City of Edgewater is eligible for 85% principal forgiveness, which means the loan repayment will only be for 15% of the total construction of the project. Repayment will be made over 20 years. These loans are part of Resolutions 2009-R-33 and 2009-R-34 which authorized the City Manager to submit an application to the Florida Department of Environmental Protection for financial assistance under the State Revolving Fund Drinking Water Facilities Loan program for the Water Supply Wells and Southeast Water Storage and Pump Station. STAFF RECOMMENDATION: Staff recommends the approval of the State Revolving Fund Loan Agreement for the Water Supply wells and the Southeast Water Storage and Pump Station in an amount not to exceed $449,749. ACTION REQUESTED: Motion to authorize the City Manager to execute the Loan Agreements for the Water Supply wells and the Southeast Water Storage and Pump Station. FINANCIAL IMPACT: (FINANCE DIRECTOR) (SPECIFY IF BUDGET AMENDMENT IS REQUIRED) PREVIOUS AGENDA ITEM: DATE: YES NO .1S. AGENDA ITEM NO. submitted, ;rtL~ Concurrence: ~J~--'l'~~'~~~ 0 Robin Matusick Paralegal RESOLUTION NO. 2009-R-33 A RESOLUTION OFTHE CITY COUNCIL OFTHE CITY OF EDGEW A TER, VOLUSIA COUNTY, FLORIDA, AUTHORIZING THE CITY MANAGER TO SUBMIT AN APPLICATION TO THE FLORIDA DEPARTMENT OF ENVIRONMENTAL PROTECTION FOR FINANCIAL ASSISTANCE UNDER THE STATE REVOLVING FUND DRINKING \\'ATER FACILITIES LOAN PROGRAM FOR THE NE'" 'VATER SUPPLY \\'ELLSj IDENTIFYING REVENUES PLEDGED FOR REPAYMENT OF LOAN FUNDS; REPEALING RESOLUTIONS IN CONFLICT HEREWITH, PROVIDING FOR SEVERABILITY, AN EFFECTIVE DATE AND FOR ADOPTION. WHEREAS, the City Council of the City of Edgewater, has made the following determinations: \VHEREAS, City staff has recommended that the City of Edgewater apply for financial assistance under the State Revolving Fund Drinking Water Facilities Loan Program administcred by the Florida Department of Environmcntal Protection for construction of the New Water Supply Wells: and WB EREAS, City Council concurs with staff's recommendations and desires to authorize the submission of an application for financial assistance for the New Water Supply Wells: and WH EREAS, Florida Dcpartment of Environmental Protcction requires a resolution authorizing the local government to apply for assistance as part of the loan application: and NOW, THERI<:FORE, BE IT RESOLVED by the People oCthe City of Edgewater, Florida as l'ollows: PART A. STIPULATIONS. Section I. The City Manager of the City of Edgewater, Florida, is hereby authorized to submit an application to the Florida Department of Environmental Protection far financial assistance uncleI' the State Rcvolving Fund Drinking Watcr Facilities Loan Program ('or the New Water Supply Wells. #2009-R-33 Section 2. The State Revolving Fund (SRF) loans are secured by a junior lien on and pledge of the net revenues of the water and sewer system. Section 3. The City Manager is authorized to provide assurances, execute the loan agreement. and represent the City of Edgewater in carrying out responsibilities under the loan agreement. PART B. SEVERABILITY AND APPLICABILITY. Ifany section, subsection, sentence, clause, phrase, or portion of this Resolution, or application hcrcol~ is for any reason held invalid or unconstitutional by any Court such portion or application shall be deemed a separate, distinct, and independent provision, and such holding shall not affect the validity of the remaining portions or applications hereof. PART C. CONFLICTING PROVISIONS. All resolutions, or parts thereof that are in connict are hereby repealed. PART D. EFFECTIVE DATE. This resolution shall become effective immediately upon its adoption. PART E. ADOPTION. During the November ] 6, 2009 Council meeting, a motion to approve was made by with Second by r 0\ I fir ~ \ f't\[;L r\ Cooper . The vote on this resolution is as follows: AYE NAY Mayor Mike Thomas f' f-\ bSCUL.+ - A ~C-L1- Councilwoman Debra J. Rogers Councilman Ted Cooper x. X )< Councilwoman Gigi Bennington Councilwoman Harriet B. Rhodes 112009-R-33 2 PASSED AND DULY ADOPTED this 16th day of November, 2009. ATTEST: /fx- )Y\f\l. LC' _ 'I:> C ~ ') ()J Bonnie Wenzel () City Clerk .' For the use and reliance only by the City of Edgewater, Florida. Approved as to form and legality by: Carolyn S. Ansay, Esquire City Attorney Doran, Wolfe, Ansay & Kundid #2009-R-33 <:::J ~ _'--'" . '~~~~ I) ~ \. ;!L( 1-;:X C 0 Robin L. Matusick Paralegal Approved by the City Council of the City of Edgcwater at a meeting held on this 16th day of November, 2009 uncler Agenda Item No. 8-L-. 3 RESOLUTION NO. 2009-R-34 A RESOLUTION OFTHE CITY COUNCIL OFTHE CITY OF EDGEWATER, VOLUSIA COUNTY, FLORIDA, AUTHORIZING TI-m CITY MANAGER TO SUBMIT AN APPLICATION TO THE FLORIDA DEPARTMENT OF ENVIRONMENTAL PROTECTION FOR FINANCIAL ASSISTANCE UNDER THE STATE REVOLVING FUND DRINKING WATER FACILITIES LOAN PROGRAM FOR THE SOUTHEAST WATER STORAGE AND PUMP STATION; IDENTIFYING REVENUES PLEDGED FOR REPA VMENT OF LOAN FUNDS; REPEALING RESOLUTIONS IN CONFLICT HEREWITTI, PROVIDING FOR SEVERABILITY, AN EFFECTIVE DATE AND FOR ADOPTION. WHEREAS, the City Council of the City of Edgewater, has made the following determinations: WHEREAS, City stall has recommended that the City of Edgewater apply lar financial assistance under the State Revolving Fund Drinking \Vater Facilities Loan Program administered by the Florida Department of Environmental Protection for construction ofthe Southeast Water Storage and Pump Station: and WII E R EAS. the City Council concurs with staffs recommendations and desires to authorize the submission of an application lar linancial assistance for the Southeast Water Storagc and Pump Station: and \VII EREAS, the Florida Department of Environmental Protection requires a resolution authorizing the local governmcnt to apply for assistance as part ofthc loan application; and NOW, 'I'll EREFORE, BE IT RESOLVED by the People of the City of Edgewater, Florida as follows: PART A. STIPULATIONS. Section I. The City Manager of the City of Edgewater, Florida, is hereby authorized to submit an application Lo the Florida Department of Environmental Protection for linancial assistance under the State Revolving Fund Drinking Water Facilities Loan Program for the Southeast Water #2009-R-3-t Storage And Pump Station. Section 2. The State Revolving Fund (SRF) loans are secured by a junior lien on and pledge of the net revenues of the water and sewer system. Section 3. The City Manager is authorized to provide assurances, execute the loan agreement. and represent the City in carrying out responsibilities under the loan agreement. PART B. SEVERABILITY AND APPLICABILITY. I r any section. subsection, sentence, clause, phrase, or portion of this Resolution, or application hereof. is f()r any reason held invalid or unconstitutional by any Court, such portion or application shall be deemed a separate, distinct, and independent provision, and such holding shall not affect the validity of the remaining portions or applications hereof. PART C. CONFLICTING PROVISIONS. 1\ll resolutions, or parts thereof that are in conflict are hereby repealed. PART D. EFFECTIVE DATE. This resolution shall become effective immediately upon its adoption. PAI~T E. ADOPTION. During the November 16, 2009 Council meeting, a motion to approve was made by Lit" .1.. (l_,..,_ ('lll\lli ,'\'''lLL:/~' with Second byrnll y\t'l IIUDru,((t\Khor1(b' The vote on this resolution is as follows: AYE NAY Mavor Mike Thomas (~l~+ - A bS(d'-..J Councilwoman Debra.l. Rogers Councilwoman Gigi Bennington x Councilwoman Harriet B. Rhodes x Councilman Ted Cooper x #2 ()()()-1{-3.t 2 PASSED AND DULY ADOPTED this 16th day of November, 2009. ATTEST: ,/-', " J.J () ("I 'I, "^ t C. . ) \ I"~ k 'V--:) f jJ Bonnie Wenz~1 .) t'jrS 'C\~rk' ) : ,.. .:.;.. ,- For the use and reliance only by the City of L::dgcwater. Florida. /\pproved as to form and legality by: Carolyn S. Ansay, Esquire City Attorney Doran. Wolre, Ansa)' &. Kundid #2009-R-3.t CITY COUNCIL OF THE CITY OF EDGE\VATER, FLORIDA Q~~' , . .' ~L,I A c"'yr:rrJ- ) Robin L. Matusick Paralegal Approved by the City Council of the City of Edgewater at a meeting held on this 16th day of November, 2009 under Agenda Item No. S+-. 3 r' ';. " . . ",.",.,' . . MARKAHAMPTON.P.~.. . '. ." . . BRADT. BLl\IS: P.E~. ...~ . DAVID A. KING, 1:.1:; .':.. H .', . '. ANORElN M. GIANNINI, P.E.; .' . . KEVIN A. l.EE, I':E . .... . " .' , ',' H' . . ." . '.' : . ; ~ . ' . :.' : . I.;'" . :,':"~.Quenti,p..~.Hampt6ii~?~iat~iJnc; .... ' ,'" . '. <:'Consult~irg:fJiigi1ieers . :. :"', . 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ST ATE OF FLORIDA DEPARTMENT OF ENVIRONMENTAL PROTECTION AND CITY OF EDGEWATER, FLORIDA DRINKING WATER STATE REVOLVING FUND CONSTRUCTION LOAN AGREEMENT DW640S01 Florida Department of Environmental Protection Bureau of Water Facilities Funding Bob Martinez Center 2600 Blair Stone Road, MS 3505 Tallahassee, Florida 32399-2400 . DRINKING WATER STATE REVOLVING FUND CONSTRUCTION LOAN AGREEMENT CONTENTS PAGE ARTICLE I - DEFINITIONS 1.01. WORDS AND TERMS. 1.02. CORRELATIVE WORDS. 1 1 3 ARTICLE II - WARRANTIES, REPRESENT A TIONS AND COVENANTS 2.01. WARRANTIES, REPRESENTATIONS AND COVENANTS. 2.02. LEGAL AUTHORIZATION. 2.03. AUDIT AND MONITORING REQUIREMENTS. 3 3 5 5 ARTICLE III - LOAN REPAYMENT ACCOUNT 3.01. LOAN DEBT SERVICE ACCOUNT. 3.02. INVESTMENT OF LOAN DEBT SERVICE ACCOUNT MONEYS. 3.03. LOAN DEBT SERVICE ACCOUNT WITHDRAWALS. 3.04. ASSETS HELD IN TRUST. 8 8 9 9 9 ARTICLE IV - PROJECT INFORMATION 4.01. PROJECT CHANGES. 4.02. TITLE TO PROJECT SITE. 4.03. PERMITS AND APPROVALS. 4.04. ENGINEERING SERVICES. 4.05. PROHIBITION AGAINST ENCUMBRANCES. 4.06. COMPLETION MONEYS. 4.07. CLOSE-OUT. 4.08. LOAN DISBURSEMENTS. 9 9 9 10 10 10 10 . 10 10 ARTICLE V - RATES AND USE OF THE WATER AND SEWER SYSTEMS 5.01. RATE COVERAGE. 5.02. NO FREE SERVICE. 5.03. MANDA TORY CONNECTIONS. 5.04. NO COMPETING SERVICE. 5.05. MAINTENANCE OF THE WATER AND SEWER SYSTEMS. 5.06. ADDITIONS AND MODIFICATIONS. 5.07. COLLECTION OF REVENUES. 11 11 11 11 11 12 12 12 ARTICLE VI - DEFAULTS AND REMEDIES 6.01. EVENTS OF DEFAULT. 6.02. REMEDIES. 6.03. DELAY AND WAIVER. 12 12 13 14 ARTICLE VII - THE PLEDGED REVENUES 7.01. SUPERIORITY OF THE PLEDGE TO THE DEPARTMENT. 7.02. ADDITIONAL DEBT OBLIGATIONS. 14 14 14 ARTICLE VIII - GENERAL. PROVISIONS 8.01. DISCHARGE OF OBLIGATIONS. 14 14 DRINKING WATER STATE REVOL VlNG FUND CONSTRUCTION LOAN AGREEMENT CONTENTS PAGE 8.02. PROJECT RECORDS AND STATEMENTS. 8.03. ACCESS TO PROJECT SITE. 8.04. ASSIGNMENT OF RIGHTS UNDER AGREEMENT. 8.05. AMENDMENT OF AGREEMENT. 8.06. ANNULMENT OF AGREEMENT. 8.07. SEVERABILITY CLAUSE. 8.08. RESERVED. 8.09. RESERVED. 8.10. COMPLIANCE VERIFICATION. 15 15 15 15 15 16 16 16 16 ARTICLE IX - CONSTRUCTION CONTRACTS AND INSURANCE 9.01. A UTHORIZA TION TO AWARD CONSTRUCTION CONTRACTS. 9.02. SUBMITTAL OF CONSTRUCTION CONTRACT DOCUMENTS. 9.03. INSURANCE REQUIRED. ARTICLE X - DETAILS OF FINANCING 10.01. PRINCIPAL AMOUNT OF LOAN. 10.02. LOAN SERVICE FEE. 10.03. INTEREST RATE. 10.04. LOAN TERM. 10.05. REPAYMENT SCHEDULE. 10.06. PROJECT COSTS. 10.07. SCHEDULE. 10.08. SPECIAL CONDITION. 17 17 17 18 18 18 18 19 19 19 19 20 20 ARTICLE XI - EXECUTION OF AGREEMENT 21 ji DRINKING WATER STATE REVOLVING FUND CONSTRUCTION LOAN AGREEMENT DW640501 THIS AGREEMENT is executed by the STATE OF FLORIDA DEPARTMENT OF ENVIRONMENTAL PROTECTION (Department) and the CITY OF EDGEW A TER, FLORIDA, (Project Sponsor) existing as a local governmental agency under the laws of the State of Florida. WITNESSETH: WHEREAS, pursuant to Section 403.8532, Florida Statutes, the Department is authorized to make loans to finance or refinance the construction of public water systems, the planning and design of which have been reviewed by the Department; and WHEREAS, the Project Sponsor has made application for the financing of the Project, and the Department has determined that such Project meets all requirements for a loan. NOW, THEREFORE, in consideration of the Deparlment loaning money to the Project Sponsor, in the principal amount and pursuant to the covenants hereinafter set forth, it is agreed as follows: ARTICLE I - DEFINITIONS 1.01. WORDS AND TERMS. Words and terms used herein shall have the meanings set forth below: (1) "Agreement" or "Loan Agreement" shall mean this construction loan agreement. (2) If ARRA" shall mean the American Recovery and Reinvestment Act of 2009. (3) "Associated Loan" shall mean the money awarded to the Project Sponsor for the Project by the Department pursuant to the Associated Loan Agreement and amendments thereto. (4) If Associated Loan Agreement" shall mean the Drinking Water SRF Loan Agreement, Number DW640500, including amendments thereto, between the Project Sponsor and the Department. (5) "Authorized Representative" shall mean the official of the Project Sponsor authorized by ordinance or resolution to sign documents associated with the Loan. (6) "Capitalized Interest" shall mean the interest accruing on Loan proceeds from the time of disbursement until six months before the first Semiannual Loan Payment is due. Capitalized Interest is financed as part of the Loan principal. (7) "Depository" shall mean a bank or trust company, having a combined capital and unimpaired surplus of not less than $50 million, authorized to transact commercial banking or savings and loan business in the State of Florida and insured by the Federal Deposit Insurance Corporation. (8) "Gross Revenues" shall mean all income or earnings received by the Project Sponsor from the ownership or operation of its Water and Sewer Systems, including investment income, all as calculated in accordance with generally accepted accounting principles. Gross Revenues shall not include proceeds from the sale or other disposition of any part of the Water or Sewer System, conderrmation awards or proceeds of insurance, except use and occupancy or business interruption insurance, received with respect to the Water or Sewer System. (9) "Loan" shall mean the amount of money to be loaned pursuant to this Agreement and subsequent amendments. (10) "Loan Application" shall mean the completed form which provides all information required to support obtaining construction loan financial assistance. (1 ]) "Loan Debt Service Account" shall mean an account, or a separately identified component of a pooled cash or liquid account, with a Depository established by the Project Sponsor for the purpose of accumulating Monthly Loan Deposits and making Semiannual Loan Payments. (12) "Loan Service Fee" shall mean an origination fee which shall be paid to the Department by the Project Sponsor. (13) "Monthly Loan Deposit" shall mean the monthly deposit to be made by the Project Sponsor to the Loan Debt Service Account. (14) "Operation and Maintenance Expense" shall mean the costs of operating and maintaining the Water and Sewer Systems determined pursuant to generally accepted accounting principles, exclusive of interest on any debt payable from Gross Revenues, depreciation, and any other it~ms not requiring the expenditure of cash. (15) "Pledged Revenues" shall mean the specific revenues pledged as security for repayment of the Loan and the Associated Loan and shall be the Gross Revenues derived yearly from the operation of the Water and Sewer Systems after payment of the Operation and Maintenance Expense and the satisfaction of all yearly payment obligations on account of the Senior Revenue Obligations and any senior obligations issued pursuant to Section 7.02 of this Agreement. (16) "Project" shall mean the works financed by this Loan and the Associated Loan and shall consist of furnishing all labor, materials, and equipment to construct the supply and transmission project in accordance with the plans and specifications accepted by the Department for the "New Water Supply Wells" contract. The Project is in agreement with the Water Facilities Plan accepted by the Department effective September 16, 2009. A Florida Finding of No Significant Impact was published on 2 June 12, 2009 and no adverse comments were received. The Project is an Equivalency Project as defined in Chapter 62-552, Florida Administrative Code. (17) "Semiannual Loan Payment" shall mean the payment due from the Project Sponsor to the Department at six-month intervals. (18) "Senior Revenue Obligations" shall mean the following debt obligations: (a) City of Edgewater, Florida, Water and Sewer Revenue Note, Series 2002, issued in the amount of $5,140,000, pursuant to Resolution No. 2002-R-06; and (b) City of Edgewater, Florida, Water and Wastewater System Refunding Revenue Bond, Series 2009, issued in the amount of $8,147,125, pursuant to Resolution No. 2009-R-31 as supplemented by Resolution No. 2009-R-32; and (c) Any refunding bonds issued to refund the obligations identified above provided such bonds shall not increase annual debt service during the repayment period of this Loan. (19) "Sewer System" shall mean all facilities owned by the Project Sponsor for collection, transmission, treatment and reuse of wastewater and its residuals. (20) "Water System" shall mean all facilities owned by the Project Sponsor for supplying and distributing water for residential, commercial, industrial, and governmental use. 1.02. CORRELATIVE WORDS. Words of the masculine gender shall be understood to include correlative words of the feminine and neuter genders. Unless the context shall otherwise indicate, the singular shall include the plural and the word "person" shall include corporations and associations, including public bodies, as well as natural persons. ARTICLE II - W ARRANTIES, REPRESENTATIONS AND COVENANTS 2.01. WARRANTIES, REPRESENTATIONS AND COVENANTS. The Project Sponsor warrants, represents and covenants that: (1) The Project Sponsor has full power and authority to enter into this Agreement and to comply with the provisions hereof. (2) The Project Sponsor currently is not the subject of bankruptcy, insolvency, or reorganization proceedings and is not in default of, or otherwise subject to, any agreement or any law, administrative regulation, judgment, decree, note, resolution, charter or ordinance which would currently restrain or enjoin it from entering into, or complying with, this Agreement. (3) There is no material action, suit, proceeding, inquiry or investigation, at law or in equity, before any court or public body, pending or, to the best of the Project Sponsor's 3 knowledge, threatened, which seeks to restrain or enjoin the Project Sponsor from entering into or complying with this Agreement. (4) All permits, real property interests, and approvals required as of the date of this Agreement have been obtained for construction and use of the Project. The Project Sponsor knows of no reason why any future required permits or approvals are not obtainable. (5) The Project Sponsor shall undertake the Project on its own responsibility, to the extent permitted by law. (6) To the extent permitted by law, the Project Sponsor shall release and hold harmless the State, its officers, members, and employees from any claim arising in connection with the Project Sponsor's actions or omissions in it,> planning, engineering, administrative, and construction activities financed by this Loan or its operation of the Project. (7) All Project Sponsor representations to the Department, pursuant to the Loan Application and Agreement, were true and accurate as of the date such representations were made. The financial information delivered by the Project Sponsor to the Department was current and correct as of the date such information was delivered. The Project Sponsor shall comply with Chapter 62-552, Florida Administrative Code, and all applicable State and Federal laws, rules, and regulations which are identified in the Loan Application or Agreement. Minority and Women's Business Enterprise goals as stated in the plans and specifications apply to this Project. To the extent that any assurance, representation, or covenant requires a future action, the Project Sponsor shall take such action as is necessary for compliance. (8) The Project Sponsor shall maintain records using generally accepted accounting principles established by the Governmental Accounting Standards Board. As part of its bookkeeping system, the Project Sponsor shall keep accounts of the Water and Sewer Systems separate from all other accounts and it shall keep accurate records of all revenues, expenses, and expenditures relating to the Water and Sewer Systems, and of the Pledged Revenues, Loan disbursement receipts, and Loan Debt Service Account. (9) In the event the anticipated Pledged Revenues are shown by the Project Sponsor's annual budget to be insufficient to make the Semiannual Loan Payments for such Fiscal Year when due, the Project Sponsor shall include in such budget other legally available non-ad valorem funds which will be sufficient, together with the Pledged Revenues, to make the Semiannual Loan Payments. Such other legally available non-ad valorem funds shall be budgeted in the regular annual governmental budget and designated for the purpose provided by this Subsection, and the Project Sponsor shall collect such funds for application as provided herein. The Project Sponsor shall notify the Department immediately in writing of any such budgeting of other legally available non-ad valorem funds. Nothing in this covenant shall be construed as creating a pledge, lien, or charge upon any such other legally available non-ad valorem fundsj requiring the Project Sponsor to levy or appropriate ad valorem tax revenueSj or preventing the Project Sponsor fr.om pledging to the payment of any bonds or other obligations all or any part of such other legally available non-ad valorem funds. (10) Each year, beginning three months before the first Semiannual Loan Payment and ending with the year during which the final Loan repayment is made, the Project Sponsor's 4 Authorized Representative or its chief financial officer shall submit, pursuant to the schedule established in Section 10.07, a certification that: (a) Pledged Revenue collections satisfy the rate coverage requirement; (b) the Loan Debt Service Account contains the funds required; and (c) insurance in effect for the facilities generating the Pledged Revenues adequately covers the customary risks to the extent that such insurance is available. (II) Pursuant to Section 216.347 of the Florida Statutes, the Project Sponsor shall not use the Loan proceeds for the purpose of lobbying the Florida Legislature, the Judicial Branch, or a State agency. (12) The Project Sponsor agrees to construct the Project in accordance with the Project schedule. Delays incident to strikes, riots, acts of God, and other events beyond the reasonable control of the Project Sponsor are excepted. If for any reason construction is not completed as scheduled, there shall be no resulting diminution or delay in the Semiannual Loan Payment or the Monthly Loan Deposit. (13) The Project Sponsor covenants that this Agreement is entered into for the purpose of constructing, refunding, or refinancing the Project which will in all events serve a public purpose. The Project Sponsor covenants that it will, under all conditions, complete and operate the Project to fulfill the public need. 2.02. LEGAL A UTHORIZA TION. Upon signing this Agreement, the Project Sponsor's legal counsel hereby expresses the opinion, subject to laws affecting the rights of creditors generally, that: (I) This Agreement has been duly au thorized by the Project Sponsor and shall constitute a valid and legal obligation of the Project Sponsor enforceable in accordance with its terms upon execution by both parties; and (2) This Agreement specifies the revenues pledged for repayment of the Loan, and the pledge is valid and enforceable. 2.03. AUDIT AND MONITORING REQUIREMENTS. The Project Sponsor agrees to the following audit and monitoring requirements. (1) The financial assistance authorized pursuant to this Loan Agreement consists of the following: Federal Resources, Including Slate Match, Awarded to the Recipient Pursuant to this Agreement Consist of the FolIowin : Federal State Program Federal CFDA Funding A ppropria tion Number Agency Number CFDA Title Amount Category FS984522-090 EPA 66.468 Capitalization Grants $218,143 140129 for Drinking Water State Revolving Fund 5 (2) Audits. (a) In the event that the Project Sponsor expends $500,000 or more in Federal awards in its fiscal year, the Project Sponsor must have a single or program-specific audit conducted in accordance with the provisions of OMB Circular A-133, as revised. Subsection 2.03(1) of this Agreement indicates that Federal funds are awarded through the Department by this Agreement. In determining the Federal awards expended in its fiscal year, the Project Sponsor shall consider all sources of Federal awards, including Federal resources received from the Department of Environmental Protection. The determination of amounts of Federal awards expended should be in accordance with the guidelines established by OMB Circular A-133, as revised. An audit of the Project Sponsor conducted by the Auditor General in accordance with the provisions of OMB Circular A-133, as revised, will meet the requirements of this part. (b) In connection with the audit requirements addressed in the preceding paragraph (a), the Project Sponsor shall fulfill the requirements relative to auditee responsibilities as provided in SubpartC of OMB Circular A-133, as revised. (c) If the Project Sponsor expends less than $500,000 in Federal awards in its fiscal year, an audit conducted in accordance with the provisionS of OMB Circular A-133, as revised, is not required. The Project Sponsor shall inform the Department of findings and recommendations pertaining to the State Revolving Fund in audits conducted by the Project Sponsor in which the $500,000 threshold has not been met. In the event that the Project Sponsor expends less than $500,000 in Federal awards in its fiscal year and elects to have an audit conducted in accordance with the provisions of OMB Circular A-133, as revised, the cost of the audit must be paid from non-Federal resources (i.e., the cost of such an audit must be paid from Project Sponsor resources obtained from other than Federal entities). (d) The Project Sponsor may access information regarding the Catalog of Federal Domestic Assistance (CFDA) via the internet at www.cfda.gov/index?cck=l&au=&ck=. (3) Report Submission. (a) Copies of reporting packages for audits conducted in accordance with OMB Circular A-133, as revised, and required by Subsection 2.03(2) of this Agreement shall be submitted, when required by Section .320 (d), OMB Circular A-133, as revised, by or on behalf of the Project Sponsor directly to each of the following: (i) The Department at the following address: Joe Aita, Audit Director Office of the Inspector General Florida Department of Environmental Protection 3900 Commonwealth Boulevard, MS 41 Tallahassee, Florida 32399-3123 (ii) The Federal Audit Clearinghouse designated in OMB Circular A-133, as revised (the number of copies required by Sections .320 (d)(l) and (2), OMB Circular A-133, as revised, should be submitted to the Federal Audit Clearinghouse), at the following address: 6 Federal Audit Clearinghouse Bureau of the Census 1201 East 10th Street Jeffersonville, IN 47132 Submissions of the Single Audit reporting package for fiscal periods ending on or after January 1, 2008, must be submitted using the Federal Clearinghouse's Internet Data Entry System which can be found at h.tl12J Iharvester.census.gov I facl (iii) Other Federal agencies and pass-through entities in accordance with Sections .320(e) and (f), OMB Circular A-133, as revised. (b) Pursuant to Sectio~ .320(f), OMB Circular A-133, as revised, the Project Sponsor shall submit a copy of the reporting package described in Section .320(c), OMB Circular A-133, as revised, and any management letters issued by the auditor, to the Department at the address listed under Subsection 2.03(3) (a) of this Agreement. (c) Any reports, management letters, or other information required to be submitted to the Department pursuant to this Agreement shall be submitted timely in accordance with OMB Circular A-133, Florida Statutes, or Chapters 10.550 (local governmental entities) or 10.650 (nonprofit and for-profit organizations), Rules of the Auditor General, as applicable. (d) Project Sponsors, when submitting financial reporting packages to the Department for audits done in accordance with OMB Circular A-133, or Chapters 10.550 (local governmental entities) or 10.650 (nonprofit and for-profit organizations), Rules of the Auditor General, should indicate the date that the reporting package was delivered to the Project Sponsor in correspondence accompanying the reporting package. (4) Project-Specific Audit. Within 12 months after the amendment establishing final Project costs, the Project Sponsor shall submit to the Department a Project-specific audit report for the Loan related revenues and expenditures. The audit shall address Loan disbursements received, Project expenditures, and compliance with Loan Agreement covenants. The Project Sponsor shall cause the auditor to notify the Department immediately if anything comes to the auditor's attention during the examination of records that would constitute a default under the Loan Agreement. The audit findings shall set aside or question any costs that are unallowable under Chapter 62-503, Florida Administrative Code. A final determination of whether such costs are allowed shall be made by the Department. (5) Record Retention. The Project Sponsor shall retain sufficient records demonstrating its compliance with the terms of this Agreement for a period of five years from the date the audit report is issued, and shall allow the Department, or its designee, Chief Financial Officer, or Auditor General access to such records upon request. The Project Sponsor shall ensure that audit working papers are made available to the Department, or its designee, Chief Financial Officer, or Auditor General upon request for a period of five years from the date the audit report is issued, unless extended in writing by the Department. 7 The Project Sponsor is hereby advised that the Federal and/ or Florida Single Audit Act Requirements may further apply to lower tier transactions that may be a result of this Agreement. For federal financial assistance, the Project Sponsor shall utilize the guidance provided under OMB Circular A-133, Subpart B, Section _.210 for determining whether the relationship represents that of a subrecipient or vendor. The Project Sponsor should confer with its chief financial officer, audit director or contact the Department for assistance with questions pertaining to the applicability of these requirements. In addition, the Project Sponsor agrees to complete and submit the Certification of Applicability to Single Audit Act Reporting, Attachment A, attached hereto and made a part hereof, within four (4) months following the end of the Project Sponsor's fiscal year. Attachment A should be submitted to the Department's Grants Development and Review Manager at 3900 Commonwealth Boulevard, Mail Station 93, Tallahassee, Florida 32399-3000. The Grants Development and Review Manager is available to answer any questions at (850) 245-2361. (6) Monitoring. In addition to reviews of audits conducted in accordance with OMB Circular A-133, as revised (see audit requirements above), monitoring procedures may include, but not be limited to, on-site visits by Department staff, limited scope audits as defined by OMB Circular A-133, as revised, and/ or other procedures. By entering into this Agreement, the Project Sponsor agrees to comply and cooperate with any monitoring procedures/ processes deemed appropriate by the Department. In the event the Department determines that a limited scope audit of the Project Sponsor is appropriate, the Project Sponsor agrees to comply with any additional instructions provided by the Department to the Project Sponsor regarding such audit. The Project Sponsor further agrees to comply and cooperate with any inspections, reviews, investigations, or audits deemed necessary by the Chief Financial Officer or Auditor General. ARTICLE III - LOAN REPAYMENT ACCOUNT 3.01. LOAN DEBT SERVICE ACCOUNT. The Project Sponsor shall establish a Loan Debt Service Account with a Depository and begin making Monthly Loan Deposits no later than the date set forth for such action in Section 10.07 of this Agreement. Beginning six months prior to each Semiannual Loan Payment, the Project Sponsor shall make six Monthly Loan Deposits. The first five deposits each shall be at least equal to one-sixth of the Semiannual Loan Payment. The sixth Monthly Loan Deposit shall be at least equal to the amount required to make the total on deposit in the Loan Debt Service Account equal to the Semiannual Loan Payment amount, taking into consideration investment earnings credited to the account pursuant to Section 3.02. Any month in which the Project Sponsor fails to make a required Monthly Loan Deposit, the Project Sponsor's chief financial officer shall notify the Department of such failure. 8 In addition, the Project Sponsor agrees to budget, by amendment if necessary, payment to the Department from other legally available non-ad valorem funds all sums becoming due before the same become delinquent. This requirement shall not be construed to give superiority to the Department's claim on any revenues over prior claims of general creditors of the Project Sponsor, nor shall it be construed to give the Department the power to require the Project Sponsor to levy and collect any revenues other than Pledged Revenues. 3.02. INVESTMENT OF LOAN DEBT SERVICE ACCOUNT MONEYS. Moneys on deposit in the Loan Debt Service Account shall be invested pursuant to the laws of the State of Florida. Such moneys may be pooled for investment purposes. The maturity or redemption date of investments shall be not later than the date upon which such moneys may be needed to make Semiannual Loan Payments. The investment earnings shall be credited to the Loan Debt Service Account and applied toward the Monthly Loan Deposit requirements. 3.03. LOAN DEBT SERVICE ACCOUNT WITHDRAWALS. The withdrawal of moneys from the Loan Debt Service Account shall be for the sole purpose of making the Semiannual Loan Payment or for discharging the Project Sponsor's obligations pursuant to Section 8.01. 3.04. ASSETS HELD IN TRUST. The assets in all accounts created under this Loan Agreement shall be held in trust for the purposes provided herein and used only for the purposes and in the manner prescribed in this Agreement; and, pending such use, said assets shall be subject to a lien and charge in favor of the Department. ARTICLE IV - PROJECT INFORMATION 4.01. PROJECT CHANGES. Project changes prior to bid opening shall be made by addendum to plans and specifications. Changes after bid opening shall be made by change order. The Project Sponsor shall submit all addenda and all change orders to the Department for an eligibility determination. After execution of all construction, equipment and materials contTacts, the Project contingency may be reduced. 4.02. TITLE TO PROJECT SITE. The Project Sponsor shall have an interest in real properly sufficient for the construction and location of the Project free and clear of liens and encumbrances which would impair the usefulness of such sites for the intended use. 9 4.03. PERMITS AND APPROVALS. The Project Sponsor shall have obtained, prior to the Department's authorization to award construction contracts, all permits and approvals required for construction of the Project or portion of the Project funded under this Agreement. 4.04. ENGINEERING SERVICES. A professional engineer, registered in the State of Florida, shall be employed by, or under contract with, the Project Sponsor to oversee construction. 4.05. PROHIBITION AGAINST ENCUMBRANCES. The Project Sponsor is prohibited from selling, leasing, or disposing of any part of the Water or Sewer System which would materially reduce operational integrity or Gross Revenues so long as this Agreement, including any amendments thereto, is in effect unless the written consent of the Department is first secured. 4.06. COMPLETION MONEYS. In addition to the proceeds of this Loan, the Project Sponsor covenants that it has obtained, or will obtain, sufficient moneys from other sources to complete construction and place the Project in operation on, or prior to, the date specified in Article X. Failure of the Department to approve additional financing shall not constitute a waiver of the Project Sponsor's covenants to complete and place the Project in operation. 4.07. CLOSE-OUT. The Department shall conduct a final inspection of the Project and Project records. Following the inspection, deadlines for submitting additional disbursement requests, if any, shall be established, along with deadlines for uncompleted Loan requirements, if any. Deadlines shall be incorporated into the Loan Agreement by amendment. The Loan principal shall be reduced by any excess over the amount required to pay all approved costs. As a result of such adjustment, the Semiannual Loan Payment shall be reduced accordingly, as addressed in Section 10.05. 4.08. LOAN DISBURSEMENTS. Disbursements shall be made only by the State Chief Financial Officer and only when the requests for such disbursements are accompanied by a Department certification that such withdrawals are proper expenditures. Disbursements shall be made directly to the Project Sponsor for engineering and administrative allowances, and reimbursement of the incurred construction costs and related services. Disbursement of the allowances shall be made upon the Department's receipt of a disbursement request form. Disbursements for materials, labor, or services shall be made upon receipt of the following: (1) A completed disbursement request form signed by the Authorized Representative. Such requests must be accompanied by sufficiently itemized summaries of the materials, labor, 10 or services to identify the nature of the work performed; the cost or charges for such work; and the person providing the service or performing the work. (2) A certification signed by the Authorized Representative as to the current estimated costs of the Project; that the materials, labor, or services represented by the invoice have been satisfactorily purchased, performed, or received and applied to the project; that all funds received to date have been applied toward completing the Project; and that under the terms and provisions of the contracts, the Project Sponsor is required to make such payments. (3) A certification by the engineer responsible for overseeing construction stating that equipment, materials, labor and services represented by the construction invoices have been satisfactorily purchased, or received, and applied to the Project in accordance with construction contract documents; stating that payment is in accordance with construction contract provisions; stating that construction, up to the point of the requisition, is in compliance with the contract documents; and identifying all additions or deletions to the Project which have altered the Project's performance standards, scope, or purpose since the issue of the Department construction permit. (4) Such other certificates or documents by engineers, attorneys, accountants, contractors, or suppliers as may reasonably be required by the Department. ARTICLE V - RATES AND USE OF THE WATER AND SEWER SYSTEMS 5.01. RATE COVERAGE. The Project Sponsor shall maintain rates and charges for the services furnished by the Water and Sewer Systems which will be sufficient to provide, in each Fiscal Year, Pledged Revenues equal to or exceeding 1.15 times the sum of the Semiannual Loan Payments due in such Fiscal Year. In addition, the Project Sponsor shall satisfy the coverage requirements of all senior and parity debt obligations. 5.02. NO FREE SERVICE. The Project Sponsor shall not permit connections to, or furnish any services afforded by, the Water or Sewer System without making a charge therefor based on the Project Sponsor's uniform schedule of rates, fees, and charges. 5.03. MANDA TORY CONNECTIONS. The Project Sponsor shall adopt, as necessary, and enforce requirements, consistent with applicable laws, for the owner, tenant or occupant of each building located on a lot or parcel of land which is served, or may reasonably be served, by the Sewer System to connect such building to the Sewer System. 5.04. NO COMPETING SERVICE. The Project Sponsor shall not allow any person to provide any services which would compete with the Water or Sewer System so as to adversely affect Gross Revenues. II 5.05. MAINTENANCE OF THE WATER AND SEWER SYSTEMS. The Project Sponsor shall operate and maintain the Water and Sewer Systems in a proper, sound and economical manner and shall make all necessary repairs, renewals and replacements. 5.06. ADDITIONS AND MODIFICATIONS. The Project Sponsor may make any additions, modifications or improvements to the . Water and Sewer Systems which it deems desirable and which do not materially reduce the operational integrity of any part of the Water or Sewer System. All such renewals, replacements, additions, modifications and improvements shall become part of the Water and Sewer Systems. 5.07. COLLECTION OF REVENUES. The Project Sponsor shall use its best efforts to collect all rates, fees and other charges due to it. The Project Sponsor shall establish liens on premises served by the Water or Sewer System for the amount of all delinquent rates, fees and other charges where such action is permitted by law. The Project Sponsor shall, to the full extent permitted by law, cause to discontinue the services of the Water and Sewer Systems and use its best efforts to shut off water service furnished to persons who are delinquent beyond customary grace periods in the payment of Water and Sewer System rates, fees and other charges. ARTICLE VI - DEFAULTS AND REMEDIES 6.01. EVENTS OF DEFAULT. Each of the following events is hereby declared an event of default: (1) Failure to make any Monthly Loan Deposit or to make any installment of the SemiaImual Loan Payment when it is due and such failure shall continue for a period of 30 days. (2) Except as provided in Subsections 6.01(1) and 6.01(7), failure to comply with the provisions of this Agreement or failure in the performance or observance of any of the covenants or actions required by this Agreement and such failure shall continue for a period of 60 days after written notice thereof to the Project Sponsor by the Department. (3) Any warranty, representation or other statement by, or on behalf of, the Project Sponsor contained in this Agreement or in any information furnished in compliance with, or in reference to, this Agreement, which is false or misleading. . (4) An order or decree entered, with the acquiescence of the Project Sponsor, appointing a receiver of any part of the Water or Sewer System or Gross Revenues thereof; or if such order or decree, having been entered without the consent or acquiescence of the Project Sponsor, shall not be vacated or discharged or stayed on appeal within 60 days after the entry thereof. ]2 (5) Any proceeding instituted, with the acquiescence of the Project Sponsor, for the purpose of effecting a composition between the Project Sponsor and its creditors or for the purpose of adjusting the claims of such creditors, pursuant to any federal or state statute-now or hereafter enacted, if the claims of such creditors are payable from Gross Revenues of the Water or Sewer System: . (6) Any bankmptcy, insolvency or other similar proceeding instituted by, or against, the Project Sponsor under federal or state bankmptcy or il)solvency law now or hereafter in effect and, if instituted against the Project Sponsor, is not dismissed within 60 days after filing. (7) Failure of the Project Sponsor to give immediate written notice of default to the Department and such failure shall continue for a period of 30 days. 6.02. REMEDIES. Upon any event of default and subject to the rights of others having prior liens on the Pledged Revenues, the Department may enforce its rights by any of the following remedies: (1) By mandamus or other proceeding at law or in equity, cause to establish rates and collect fees and charges for use of the Water and Sewer Systems, and to require the Project Sponsor to fulfill this Agreement. (2) By action or suit in equity, require the Project Sponsor to account for all moneys received from the Department or from the ownership of the Water and Sewer Systems and to account for the receipt, use, application, or disposition of the Pledged Revenues. (3) By action or suit in equity, enjoin any acts or things which may be unlawful or in violation of the rights of the Department. (4) By applying to a court of competent jurisdiction, cause to appoint a receiver to manage the Water and Sewer Systems, establish and collect fees and charges, and apply the revenues to the reduction of the obligations under this Agreement. (5) By certifying to the Auditor General and the Chief Financial Officer delinquency on loan repayments, the Department may intercept the delinquent amount plus six percent, expressed as an annual interest rate, penalty of the amount due to the Department from any unobligated funds due to the Project Sponsor under any revenue or tax sharing fund established by the State, except as otherwise provided by the State Constitution. Penalty interest shall accrue on any amount due and payable beginning on the 30th day following the date upon which payment is due. (6) By notifying financial market credit rating agencies and potential creditors. (7) By suing for payment of amounts due, or becoming due, with interest on overdue payments together with all costs of collection, including attorneys! fees. (8) By accelerating the repayment schedule or increasing the interest rate on the unpaid principal of the Loan to as much as 1.667 times the Loan interest rate for a default under Subsection 6.01(1). 13 6.03. DELAY AND WAIVER. No delay or omission by the Department to exercise any right or power accruing upon event of default shall impair any such right or power or shall be construed to be a waiver of any such default or acquiescence therein, and every such right and power may be exercised as often as may be deemed expedient. No waiver or any default under this Agreement shall extend to or affect any subsequent event of default, whether of the same or different provision of this Agreement, or shall impair consequent rights or remedies. ARTICLE VII - THE PLEDGED REVENUES 7.01. SUPERIORITY OF THE PLEDGE TO THE DEPARTMENT. From and after the effective date of this Agreement, the Department shall have a lien on the Pledged Revenues, which along with any other Department State Revolving Fund liens on the Pledged Revenues, on equal priority, will be prior and superior to any other lien, pledge or assignment with the following exception. All obligations of the Project Sponsor under this Agreement shall be junior, inferior, and subordinate in all respects in right of payment and security to the Senior Revenue Obligations defined in Section 1.01 of this Agreement and to any additional senior obligations issued with the Department's consent pursuant to Section 7.02. Any of the Pledged Revenues may be released from the lien on such Pledged Revenues in favor of the Department if the Department makes a determination, based upon facts deemed sufficient by the Department, that the remaining Pledged Revenues will, in each Fiscal Year, equal or exceed 1.15 times the debt service coming due in each Fiscal Year under the terms of tips Agreement. 7.02. ADDITIONAL DEBT OBLIGATIONS. The Project Sponsor may issue additional debt obligations on a parity with, or senior to, the lien of the Department on the Pledged Revenues provided the Department's written consent is obtained. Such consent shall be granted if the Project Sponsor demonstrates at the time of such issuance that the Pledged Revenues, which may take into account reasonable projections of growth of the Water and Sewer Systems and revenue increases, plus revenues to be pledged to the additional proposed debt obligations will, during the period of time Semiannual Loan Payments are to be made under this Agreement, equal or exceed 1.15 times the annual combined debt service requirements of this Agreement and the obligations proposed to be issued by the Project Sponsor and will satisfy the coverage requirements of all other debt obligations secured by the Pledged Revenues. However, no such consent is required with respect to issuance of Senior Revenue Obligations as defined in Section 1.01. ARTICLE VIII - GENERAL PROVISIONS 8.01. DISCHARGE OF OBLIGATIONS. All payments required to be made under this Agreement shall be cumulative and any deficiencies in any Fiscal Year shall be added to the payments due in the succeeding year andeall years thereafter until fully paid. Payments shall continue to be secured by this Agreement 14 until all of the payments required shall be fully paid to the Deparhnent. If at any time the Project Sponsor shall have paid, or shall have made provision for the timely payment of, the entire principal amount of the Loan and interest, the pledge of, and lien on, the Pledged Revenues to the Department shall be no longer in effect. Deposit of sufficient cash, securities, or investments, authorized by law from time to time, may be made to effect defeasance of this Loan. However, the deposit shall be made in irrevocable trust with a banking institution or trust company for the sole benefit of the Department. There shall be no penalty imposed by the Department for early retirement of this Loan. 8.02. PROJECT RECORDS AND STATEMENTS. Books, records, reports, engineering documents, contract documents, and papers shall be available to the authorized representatives of the Department and the U.s. Environmental Protection Agency's Inspector General for inspection at any reasonable time after the Project Sponsor has received a disbursement and until five years after the date that the Project-specific audit report, required under Subsection 2.03(4), is issued. 8.03. ACCESS TO PROJECT SITE. The Project Sponsor shall provide access to Project sites and administTative offices to authorized representatives of the Department at any reasonable time. The Project Sponsor shall cause its engineers and contractors to cooperate during Project inspections, including making available working copies of plans and specifications and supplementary materials. 8.04. ASSIGNMENT OF RIGHTS UNDER AGREEMENT. The Department may assign any part of its rights under this Agreement after no'tification to the Project Sponsor. The Project Sponsor shall not assign rights created by this Agreement without the written consent of the Department. 8.05. AMENDMENT OF AGREEMENT. This Agreement may be amended in writing, except that no amendment shall be permitted which is inconsistent with statutes, rules, regulations, executive orders, or written agreements between the Department and the U.S. Environmental Protection Agency. This Agreement may be amended after all construction contracts are executed to re-establish the Project cost, Loan amount, Project schedule, and Semiannual Loan Payment amount. A final amendment establishing the final Project costs shall be completed after the Department's final inspection of the Project records. 8.06. ANNULMENT OF AGREEMENT. The Department may unilaterally annul this Agreement if the Project Sponsor has not drawn any of the Loan proceeds by the date set in Section 10.07 for establishing the Loan Debt Service Account. If the Department unilaterally annuls this Agreement, the Department will provide written notification to the Project Sponsor. 15 8.07. SEVERABILITY CLAUSE. If any provision of this Agreement shall be held invalid or unenforceable, the remaining provisions shall be construed and enforced as if such invalid or unenforceable provision had not been contained herein. 8.08. RESERVED. 8.09. RESERVED. 8.10. COMPLIANCE VERIFICATION. (1) The Local Government shall periodically interview a sufficient number of employees entitled to Davis-Bacon prevailing wages (covered employees) to verify that contractors or subcontractors are paying the appropriate wage rates. As provided in 29 CFR 5.6(a)(6), all interviews must be conducted in confidence. The Local Government must use Standard Form 1445 or equivalent documentation to memorialize the interviews. Copies of the SF 1445 are available from EPA on request. (2) The Local Government shall establish and follow an interview schedule based on its assessment of the risks of noncompliance with Davis-Bacon posed by contractors or subcontractors and the duration of the contract or subcontract. At a minimum, the Local Government must conduct interviews with a representative group of covered employees within two weeks of each contractor or subcontractor's submission of its initial weekly payroll data and two weeks prior to the estimated completion date for the contract or subcontract. Local Governments must conduct more frequent interviews if the initial interviews or other information indicates that there is a risk that the contractor or subcontractor is not complying with Davis-Bacon. Local Governments shall immediately conduct necessary interviews in response to an alleged violation of the prevailing wage requirements. All interviews shall be. conducted in confidence. (3) The Local Government shall periodically conduct spot checks of a representative sample of weekly payroll data to verify that contractors or subcontractors are paying the appropriate wage rates. The Local Government shall establish and follow a spot check schedule based on its assessment of the risks of noncompliance with Davis-Bacon posed by contractors or subcontractors and the duration of the contract or subcontract. At a minimum, the Local Government must spot check payroll data within two weeks of each contractor or subcontractor's submission of its initial payroll data and two weeks prior to the completion date the contract or subcontract. Local Governments must conduct more frequent spot checks if the initial spot check or other information indicates that there is a risk that the contractor or subcontractor is not complying with Davis-Bacon. In addition, during the examinations the Local Government shall verify evidence of fringe benefit plans and payments thereunder by contractors and subcontractors who claim credit for fringe benefit contributions. (4) The Local Government shall periodically review contractors and subcontractors use of apprentices and trainees to verify registration and certification with respect to apprenticeship and training programs approved by either the V.S Department of Labor (DOL) or a state, as appropriate, and that contractors and subcontractors are not using disproportionate numbers 16 of, laborers, trainees and apprentices. These reviews shall be conducted in accordance with the schedules for spot checks and interviews described in items (2) and (3) above. (5) Local Governments must immediately report potential violations of the Davis- Bacon prevailing wage requirements to the EP A Davis-Bacon contact Sheryl Parsons at Parsons.5heryl@epamail.epa.gQY and to the appropriate DOL Wage and Hour District Office listed at http://www.dol.gov/esa/contacts/whd/america2.htm. ARTICLE IX - CONSTRUCTION CONTRACTS AND INSURANCE 9.01. AUTHORIZATION TO AWARD CONSTRUCTION CONTRACTS. The following documentation is required to receive the Department's authorization to award construction conlTacts: (1) Proof of advertising. (2) Award recommendation, bid proposal, and bid tabulation (certified by the responsible engineer). (3) Certification of compliance with the conditions of the Department's approval of competitively or non-competitively negotiated procurement, if applicable. (4) Certification Regarding Disbarment, Suspension, Ineligibility and Voluntary Exclusion. (5) Certification by the Authorized Representative that affirmative steps were taken to encourage Minority and Women's Business Enterprises participation in Project construction. (6) Current certifications for Minority and Women's Business Enterprises participating in the contract. If the goals as stated in the plans and specifications are not met, documentation of actions taken shall be submitted. (7) Assurance that the Local Government and conlTactors are in compliance with Section 1606 with labor standards, including prevailing wage rates established for its locality by the u.s. Department of Labor under the Davis-Bacon Act for Project construction. (8) Certification that all procurement is in compliance with Section 1605 of the ARRA, which states that all iron, steel, and manufactured goods used in the Project must be manufactured or assembled in the United States unless (a) a waiver is provided to the Project Sponsor by the Environmental Protection Agency (EPA) or (b) compliance would be inconsistent with United States obligations under international agreements. 9.02. SUBMITTAL OF CONSTRUCTION CONTRACT DOCUMENTS. After the Department's authorization to award construction contracts has been received, the Project Sponsor shall submit: ]7 (1) Contractor insurance certifications, (2) Executed Contract(s). (3) Notices to proceed with construction. 9.03. INSURANCE REQUIRED. The Project Sponsor shall cause the Project, as each part thereof is certified by the engineer responsible for overseeing construction as completed, and the Water and Sewer Systems (hereafter referred to as "Revenue Producing Facilities") to be insured by an insurance company or companies licensed to do business in the State of Florida against such damage and destruction risks as are customary for the operation of Revenue Producing Facilities of like size, type and location to the extent such insurance is obtainable from time to time against anyone or more of such risks. The proceeds of insurance policies received as a result of damage to, or destruction of, the Project or the other Revenue Producing Facilities, shall be used to restore or replace damaged portions of the facilities. If such proceeds are insufficient, the Project Sponsor shall provide additional funds to restore or replace the damaged portions of the facilities. Repair, construction or replacement shall be promptly completed. ARTICLE X - DETAILS OF FINANCING 10.01. PRINCIPAL AMOUNT OF LOAN. The estimated principal amount of the Loan is $219,843, which consists of $218,143 ta be disbursed to the Project Sponsor and $1,700 of Capitalized Interest. Capitalized interest is not disbursed to the Project Sponsor, but is amortized via periodic loan repayments to the Department as if it were actually disbursed. Capitalized interest is computed at the interest rate, or rates, set for the Loan. It accrues and is compounded annually . from the time when disbursements are made until six months before the first Semiannual Loan Payment isdue. Capitalized Interest is estimated prior to establishing the schedule of actual disbursements. 10.02. LOAN SERVICE FEE. The Loan Service Fee is $4,363 far the Loan amount authorized to date. The fee represents two percent of the Loan amount excluding Capitalized Interest; that is, two percent of $218,143. An additional Loan Service Fee amount will be assessed for any additional funding provided by amendment to this Agreement. The fee shall be adjusted downward if adjustment of Project costs results in a Loan decrease, provided that the decrease amendment is executed before the first Semiannual Loan Payment due date. Interest shall accrue on the Loan Service Fee at the rate, or rates, set for the Loan until the fee is paid. Loan Service Fee interest shall be compounded annually from the effective date 18 of the LOaTI until six months before the first Semiannual Loan Payment is due at which time it is capitalized. The estimated Loan Service Fee capitalized interest is $70. 10.03. INTEREST RATE. The rate of interest on the unpaid principal of the Loan amount specified in Section 10.01 is 2.61 percent per annum; however, if this Agreement is not executed by the Project Sponsor and returned to the Department before October 1, 2010, the interest rate may be adjusted. A separate interest rate shall be established for any additional funds provided by amendment to this Agreement. 10.04. LOAN TERM. The Loan shall be repaid in 40 Semiannual Loan Payments. 10.05. REPAYMENT SCHEDULE. The Semiannual Loan Payment shall be computed based upon the principal amount of the Loan plus the Loan Service Fee and Loan Service Fee capitalized interest and the principle of level debt service. The Department will deduct the Loan Service Fee and all associated interest from the first two payments. The Semiannual Loan Payment amount may be adjusted, by amendment of this Agreement, based upon revised information. After the final disbursement of Loan proceeds, the Semiannual Loan Payment shall be based upon the actual Project costs and actual dates and amounts of disbursements, taking into consideration any previous payments. Actual Project costs shall be established after the Department's inspection of the completed Project and associated records. Each Semiannual Loan Payment shall be in the amount of $7,233 until the payment amount is adjusted by amendment. The interest portion of each Semiannual Loan Payment shall be computed on the unpaid balance of the principal amount of the Loan, including Capitalized Interest. Interest also shall be computed on the unpaid balance of the Loan Service Fee and Loan Service Fee capitalized interest. Interest shall be computed as of the due date of each Semiannual Loan Payment. Semiannual Loan Payments shall be received by the Department beginning on November 15, 2011 and semiannually thereafter on May 15 and November 15 of each year until all amounts due hereunder have been fully paid. Funds transfer shall be made by electronic means. The Semiannual Loan Payment amount is based on the total amount owed of $224,276, which consists of the Loan principal plus the Loan Service Fee with its capitalized interest. 10.06. PROJECT COSTS. The Project Sponsor and the Department acknowledge that the actual Project costs have not been determined as of the effective date of this Agreement. Project cost adjustments may be made as a result of mutually agreed upon Project changes. Capitalized Interest will be recalculated based on actual dates and amounts of Loan disbursements. If the Project Sponsor receives other governmental financial assistance for this Project, the costs funded by such other 19 governmental assistance will not be financed by this Loan. The Department shall establish the final costs after its final inspection of the Project records. Changes in Project costs may also occur ?Is a result of the Project Sponsor's Project audit or a Department audit. The Project Sponsor agrees to the following estimates of Project costs: PROJECT COSTS TOTAL ARRA Loan Companion LINE ITEM COSTS DW640500 DW640501 Administrative Allowance 12,000 0 12,000 Engineering Allowance 85,000 0 85,000 Construction 964,850 899,950 64,900 Technical Services 145,163 137,163 8,000 Contingency 48,243 0 48,243 Subtotal (Disbursable Amount) 1,255,256 1,037,113 218,143 Estimated Principal Forgiveness (881,546) (881,546) 0 Subtotal (Loan Amount) 373,710 155,567 218,143 Estimated Capitalized Interest 4,600 2,900 1,700 Total (Loan Principal Amount) 378,310 158,467 219,843 10.07. SCHEDULE. The Project Sponsor agrees by execution hereof: (1) Completion of Project construction is scheduled for May 15, 2011. (2) The Loan Debt Service Account shall be established and Monthly Loan Deposits shall begin no later than May 15, 2011. (3) The initial annual certification required under Subsection 2.01(10) of this Agreement shall be due August 15,2011. Thereafter the certification shall be submitted no later than September 30 of each year until the final Semiannual Loan Payment is made. (4) The first Semiannual Loan Payment in the amount of $7,233 shall be due November 15,2011. 10.08. SPECIAL CONDITION. Project costs, as provided for in this Loan and the Associated Loan shall be reviewed, and may be adjusted, once the final Project costs have been established. REMAINDER OF P AGE INTENTIONALLY LEFT BLANK 20 ARTICLE XI - EXECUTION OF AGREEMENT This Loan Agreement DW640501 shall be executed in three or more counterparts, any of which shall be regarded as an original and all of which constitute but one and the same instrument. IN WITNESS WHEREOF, the Department has caused this Agreement to be executed on its behalf by the Deputy Director and the Project Sponsor has caused this Agreement to be executed on its behalf by its Authorized Representative and by its affixed seal. The effective date of this Agreement shall be as set forth below by the Deputy Director. for CITY OF EDGEW ATER City Manager I attest to the opinion expressed in Section 2.02, entitled Legal Authorization. Attest City Clerk City Attorney SEAL for STATE OF FLORIDA DEPARTMENT OF ENVIRONMENTAL PROTECTION Depu ty Director Division of Water Resource Management Date Attachment included as part of this Agreement: Attachment A - Certification of Applicability to Single Audit Act Reporting 21 ATTACHMENT A CERTIFICATION OF APPLICABILITY TO SINGLE AUDIT ACT REPORTING Grantee's Name: Grantee Fiscal Year Period: FROM: TO: Total State Financial Ass{stance Expended during Grantee's most recently completed Fiscal Year: $ Total Federal Financial Assistance Expended during Grantee's most recently completed Fiscal Year: $ I INSTRUCTIONS FOR COMPLETING THE A 1'1' ACHMENT Grantee Fiscal Year Period: FROM: MonthlY ear TO: MonthlY car NOTE: THIS SHOULD BE THE GRANTEE'S FISCAL YEAR FROM (MONTH/YEAR) TO (MONTHfYEAR). Total State Financial Assistance Expended during Grantee's most recently completed Fiscal Year: NOTE: THIS AMOUNT SHOULD BE THE TOTAL STATE FINANCIAL ASSISTANCE EXPENDED FROM ALL STATE AGENCIES, NOT JUST DEP. $ Total Federal Financial Assistance Expended during Grantees most recently completed Fiscal Year: NOTE: THIS AMOUNT SHOULD BE THE TOTAL FEDERAL FINANCIAL ASSISTANCE EXPENDED FROM ALL FEDERAL AGENCIES, NOT .JUST THROUGH DEP. $ The Certification should be signed by your Chief Financial Officer. Please print the name and include the title and date ofthe signature. CERTIFICA TION OF APPLICABILITY TO SINGLE AUDIT ACT REPORTING FREQUENTL Y ASKED QUESTIONS 1. Question: Do I complete and return this form when I return my signed Agreement! Amendment? Answer: No, this form is to be completed and signed by your Chief Financial Officer and returned 4 months after the end of your fiscal year. 2. Question: Can I fax the form to you? Answer: Yes, you can fax the Certification form, the fax number is 850/245-2411. 3. Question: How can I submit the form if our audit is not completed by the due date of this letter? Answer: You should be able to complete the form from the information in your accounting system. This is just to let our Office of the Inspector General know which . entities they should be getting an audit from. If you are under the threshold you do not have to submit a copy of your audit, only the Certification form. 4. Question: Do you only want what we received from DEP? Answer: No, the Single Audit is the TOTAL AMOUNT of funds that you expended towards all state or federal grants that you receive. You should list those that are specific to DEP on the form. 5. Question: Do I have to submit the completed form and a copy of my audit? Answer: No, you do not have to submit your audit unless you are over the threshold of $500,000. If you would prefer to submit your audit (CAFR) instead of the form, that is fine. You must submit a paper copy of your audit, we cannot receive it electronically. 6. Question: Our CAFR will not be ready before your due date and we don't have the information necessary to complete the certification. Can we get an extension? Answer: Yes, just send us an Email letting us know when you will have your CAFR completed and we will place the Email with your letter in our file so that you don't get a 2nd notice. 7. Question: Can I submit my Certification Form or CAFR electronically? Answer: Yes, you can submit them by Email toDebbie.skelton@dep.state.f1.us , . ' ' . . . . MARk A. HAMPTON, P.E. BRAD T; BLAIS, P:E. U,' . DAVID A. KING,P.E. .' ANDREW M.,GIANNINI, P.E. KEVIN A. LEE,P.E., ."'. :" ; Quei1tlD. L.H~pt6nAssocia.tes;bi~.. .,' : ,i:onSU1!ini:Eni:i~eers" ". '. .,' ......P.O:.DRAWER 290247:':. : .... ," ' PORT ORANGE, f'LO~IDA 32129-024~ .... '.:".' '-;,',. '.' ,.,... ".,.. ". . 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STATE OF FLORIDA DEP ARTMENT OF ENVIRONMENTAL PROTECTION AND CITY OF EDGEWATER, FLORIDA DRINKING WATER STATE REVOLVING FUND CONSTRUCTION LOAN AGREEMENT DW640511 Florida Department of Environmental Protection Bureau of Water Facilities Funding Bob Martinez Center 2600 Blair Stone Road, MS 3505 Tallahassee, Florida 32399-2400 DRINKING WATER STA TE REVOLVING FUND CONSTRUCTION LOAN AGREEMENT CONTENTS ARTICLE I - DEFINITIONS 1.01. WORDS AND TERMS. 1.02. CORRELATIVE WORDS. ARTICLE II - WARRANTIES, REPRESENT A TIONS AND COVENANTS 2.01. WARRANTIES, REPRESENTATIONS AND COVENANTS. 2.02. LEGAL AUTHORIZATION. 2.03. AUDIT AND MONITORING REQUIREMENTS. ARTICLE III - LOAN REPAYMENT ACCOUNT 3.01. LOAN DEBT SERVICE ACCOUNT. 3.02. INVESTMENT OF LOAN DEBT SERVICE ACCOUNT MONEYS. 3.03. LOAN DEBT SERVICE ACCOUNT WITHDRAWALS. 3.04. ASSETS HELD IN TRUST. ARTICLE IV - PROJECT INFORMATION 4.01. PROJECT CHANGES. 4.02. TITLE TO PROJECT SITE. 4.03. PERMITS AND APPROVALS. 4.04. ENGINEERING SERVICES. 4.05. PROHIBITION AGAINST ENCUMBRANCES. 4.06. COMPLETION MONEYS. 4.07. CLOSE-OUT. 4.08. LOAN DISBURSEMENTS. ARTICLE V - RATES AND USE OF THE WATER AND SEWER SYSTEMS 5.01. RATE COVERAGE. 5.02. NO FREE SERVICE. 5.03. MANDATORY CONNECTIONS. 5.04. NO COMPETING SERVICE. 5.05. MAINTENANCE OF THE WATER AND SEWER SYSTEMS. 5.06. ADDITIONS AND MODIFICATIONS. 5.07. COLLECTION OF REVENUES. ARTICLE VI - DEFAULTS AND REMEDIES 6.01. EVENTS OF DEFAULT. 6.02. REMEDIES. 6.03. DELAY AND WAIVER. ARTICLE VII - THE PLEDGED REVENUES 7.01. SUPERIORITY OF THE PLEDGE TO THE DEPARTMENT. 7.02. ADDITIONAL DEBT OBLIGATIONS. ARTICLE VIII - GENERAL PROVISIONS 8.01. DISCHARGE OF OBLIGA TrONS. PAGE 1 1 3 3 3 5 5 8 8 9 9 9 9 9 9 10 10 10 10 10 10 11 11 1 J II 11 12 J2 J2 12 12 13 J4 14 14 J4 14 14 DRINKING WATER STATE REVOLVING FUND CONSTRUCTION LOAN AGREEMENT CONTENTS PAGE 8.02. PROJECT RECORDS AND STATEMENTS. 8.03. ACCESS TO PROJECT SITE. . 8.04. ASSIGNMENT OF RIGHTS UNDER AGREEMENT. 8.05. AMENDMENT OF AGREEMENT. 8.06. ANNULMENT OF AGREEMENT. 8.07. SEVERABILITY CLAUSE. 8.08. RESERVED. 8.09. RESERVED. 8.10. COMPLIANCE VERIFICATION. 15 15 15 15 15 16 16 16 16 ARTICLE IX - CONSTRUCTION CONTRACTS AND INSURANCE 9.01. AUTHORIZATION TO A WARD CONSTRUCTION CONTRACTS. 9.02. SUB MITT AL OF CONSTRUCTION CONTRACT DOCUMENTS. 9.03. INSURANCE REQUIRED. ARTICLE X - DETAILS OF FINANCING 10.01. PRINCIPAL AMOUNT OF LOAN. 10.02. LOAN SERVICE FEE. 10.03. INTEREST RATE. 10.04. LOAN TERM. 10.05. REPAYMENT SCHEDULE. 10.06. PROJECT COSTS. 10.07. SCHEDULE. 10.08. SPECIAL CONDITION. 17 17 17 18 18 18 18 19 .19 19 19 20 20 ARTICLE XI - EXECUTION OF AGREEMENT 21 ii DRINKING WATER ST ATE REVOLVING FUND CONSTRUCTION LOAN AGREEMENT DW640511 THIS AGREEMENT is executed by the STATE OF FLORIDA DEPARTMENT OF ENVJRONMENT AL PROTECTION (Department) and the CITY OF EDGEW A TER, FLORIDA, (Project Sponsor) existing as a local governmental agency under the laws of the State of Florida. WITNESSETH: WHEREAS, pursuant to Section 403.8532, Florida Statutes, the Department is authorized to make loans to finance or refinance the construction of public water systems, the planning and design of which have been reviewed by the Department; and WHEREAS, the Project Sponsor has made application for the financing of the Project, and the Department has determined that such Project meets all requirements for a loan. NOW, THEREFORE, in consideration of the Department loaning money to the Project Sponsor, in the principal amount and pursuant to the covenants hereinafter set forth, it is agreed as follows: ARTICLE I - DEFINITIONS 1.01. WORDS AND TERMS. Words and terms used herein shall have the meanings set forth below: (1) "Agreement" or "Loan Agreement" shall mean this consb'uction loan agreement. (2) "ARRA" shall mean the American Recovery and Reinvestment Act of 2009. (3) "Associated Loan" shall mean the money awarded to the Project Sponsor for the Project by the Department pursuant to the Associated Loan Agreement and amendments thereto. (4) "Associated Loan Agreement" shall mean the Drinking Water SRF Loan Agreement, Number DW640510, including amendments thereto, between the Project Sponsor and the Department. (5) "Authorized Representative" shall mean the official of the Project Sponsor authorized by ordinance or resolution to sign documents associated with the Loan. (6) "Capitalized Interest" shall mean the interest accruing on Loan proceeds from the time of disbursement until six months before the first Semiannual Loan Payment is due. Capitalized Interest is financed as part of the Loan principal. , I (7) "Depository" shall mean a bank or trust company, having a combined capital and unimpaired surplus of not less than $50 million, authorized to transact commercial banking or savings and loan business in the State of Florida and insured by the Federal Deposit Insurance Corporation. (8) "Gross Revenues" shall mean all income or earnings received by the Project Sponsor from the ownership or operation of its Water and Sewer Systems, including investment income, all as calculated in accordance with generally accepted accounting principles. Gross Revenues shall not include proceeds from the sale or other disposition of any part of the Water or Sewer System, condemnation awards or proceeds of insurance, except use and occupancy or business interruption insurance, received with respect to the Water or Sewer System. (9) "Loan" shall mean the amount of money to be loaned pursuant to this Agreement and subsequent amendments. (IO) "Loan Application" shall mean the completed form which provides all information required to support obtaining construction loan financial assistance. (11) "Loan Debt Service Account" shall mean an account, or a separately identified component of a pooled cash or liquid account, with a Depository established by the Project Sponsor for the purpose of accumulating Monthly Loan Deposits and making Semiannual Loan Payments. (12) "Loan Service Fee" shall mean an origination fee which shall be paid to the Department by the Project Sponsor. (13) "Monthly Loan Deposit" shall mean the monthly deposit to be made by the Project Sponsor to the Loan Debt Service Account. (14) "Opera tion and Maintenance Expense" shall mean the costs of operating and maintaining the Water and Sewer Systems determined pursuant to generally accepted accounting principles, exclusive of interest on any debt payable from Gross Revenues, depreciation, and any other items not requiring the expenditure of cash. (15) "Pledged Revenues" shall mean the specific revenues pledged as security for repayment of the Loan and the Associated Loan and shall be the Gross Revenues derived yearly from the operation of the Water and Sewer Systems after payment of the Operation and Maintenance Expense and the satisfaction of all yearly payment obligations on account of the Senior Revenue Obligations and any senior obligations issued pursuant to Section 7.02 of this Agreement. . (16) "Project" shall mean the works financed by this Loan and the Associated Loan and shall consist of furnishing all labor, materials, and equipment to construct the storage and distribution project in accordance with the plans and specifications accepted by the Department for the "Southeast Water Storage and Pump Station" contract. The Project is in agreement with the Water Facilities Plan accepted by the Department effective September 16, 2009. A Florida Finding of No Significant Impact was published on 2 June 12, 2009 and no adverse comments were received. The Project is an Equivalency Project as defined in Chapter 62-552, Florida Administrative Code. ' i (17) "Semiannual Loan Payment" shall mean the payn;tent due from the Project Sponsor to the Department at six-month intervals. ! (I 8) "Senior Revenue Obligations" shall mean the fall~wing debt obligations: \ (a) City of Edgewater, Florida, Water and Sewer Rev~nue Note, Series 2002, issued in the amount of $5,140,000, pursuant to Resolution No. 2002-R-Q6; and l (b) City of Edgewater, Florida, Water and Wastewater System Refunding Revenue Bond, Series 2009, issued in the amount of $8,147,125, pursuartt to Resolution No. 2009-R-31 as supplemented by Resolution No. 2009-R-32; and (c) Any refunding bonds issued to refund the obligations identified above provided such bonds shall not increase annual debt service during the repayment period of this Loan. (19) "Sewer System" shall mean all facilities owned by:the Project Sponsor for collection, transmission, treatment and reuse of wastewater and its residuals. (20) "Water System" shall mean all facilities owned bYlthe Project Sponsor for supplying and distributing water for residential, commercial, ipdustrial, and governmental use. 1.02. CORRELA TNE WORDS. ; , i , Words of the masculine gender shall be understood to include correlative words of the I feminine and neuter genders. Unless the context shall otherwi:se indicate, the singular shall include the plural and the word "person" shall include corponitions and associations, including public bodies, as well as natural persons. ! ARTICLE II - WARRANTIES, REPRESENTATIONS AND COVENANTS ! 2.01. WARRANTIES, REPRESENT A TlONS AND COVENAN1iS. i I. The Project Sponsor warrants, represents and covenant~ that: , I , (I) The Project Sponsor has full power and authority to: enter into this Agreement and to comply with the provisions hereof. : (2) The Project Sponsor currently is not the subject of bankruptcy, insolvency, or reorganization proceedings and is notin default of, or otherwise subject to, any agreement or any law, administrative regulation, judgment, decree, note, res6lution, charter or ordinance which would currently restrain or enjoin it from entering into, or complying with, this Agreement. i (3) There is no material action, suit, proceeding, inquir~ or investigation, at law or in equity, before any court or public body, pending or, to the bestbf the Project Sponsor's ! 3 knowledge, threatened, which seeks to restrain or enjoin the Project Sponsor from entering into or complying with this Agreement. ' (4) All permits, real property interests, and approvals required as of the date of this Agreement have been obtained for construction and use of the Project. The Project Sponsor knows of no reason why any future required permits or approvals are not obtainable. (5) The Project Sponsor shall undertake the Project on its own responsibility, to the extent permitted by law. (6) To the extent permitted by law, the Project Sponsor shall release and hold harmless the State, its officers, members, and employees from any claim arising in connection with the Project Sponsor's actions or omissions in its plamring, engineering, administrative, and construction activities financed by this Loan or its operation of the Project. (7) All Project Sponsor representations to the Department, pursuant to the Loan Application and Agreement, were true and accurate as of the date such representations were made.' The financial information delivered by the Project Sponsor to the Departmentwas current and correct as of the date such information was delivered. The Project Sponsor shall comply with Chapter 62-552, Florida Administrative Code, and all applicable State and Federal laws, rules, and regulations which are identified in the Loan Application or Agreement. Minority and Women's Business Enterprise goals as stated in the plans and specifications apply to this Project. To the extent that any 'assurance, representation, or covenant requires a future action, the Project Sponsor shall take such action as is necessary for compliance. (8) The Project Sponsor shall maintain records using generally accepted accounti.iLg principles established by the Governmental Accounting Standards Board. As part of its bookkeeping system, the Project Sponsor shall keep accounts of the Water and Sewer Systems separate from all other accounts and it shall keep accurate records of all revenues, expenses, and expenditures relating to the Water and Sewer Systems, and of the Pledged Revenues, Loan disbursement receipts, and Loan Debt Service Account. (9) In the event the anticipated Pledged Revenues are shown by the Project Sponsor's annual budget to be insufficient to make the Semiannual Loan Payments for such Fiscal Year when due, the Project Sponsor shall include in such budget other legally available non-ad valorem funds which will be sufficient, together with the Pledged Revenues, to make the Semiannual Loan Payments. Such other legally available non-ad valorem funds shall be budgeted in the regular annual governmental budget and designated for the purpose provided by this Subsection, and the Project Sponsor shall collect such funds for application as provided herein. The Project Sponsor shall notify the Department immediately in writing of any such budgeting of other legally available non-ad valorem funds. Nothing in this covenant shall be construed as creating a pledge, lien, or charge upon any such other legally available non~ad valorem funds; requiring the Project Sponsor to levy or appropriate ad valorem tax revenues; or preventing the Project Sponsor from pledging to the payment of any bonds or other obligations all or any part of such other legally available non-ad valorem funds. (10) Each year, beginning three months before the first Semiannual Loan Payment and ending with the year during which tl1e final Loan repayment is made, the Project Sponsor's 4 Authorized Representative or its chief financial officer shall submit, pursuant to the schedule established in Section 10.07, a certification that: (a) Pledged Revenue collections satisfy the rate coverage requirement; (b) the Loan Debt Service Account contains the funds required; and (c) . insurance in effect for the facilities generating the Pledged Revenues adequately covers the customary risks to the extent that such insurance is available. (11) Pursuant to Section 216.347 of the Florida Statutes, the Project Sponsor shall not use the Loan proceeds for the purpose of lobbying the Florida Legislature, the Judicial Branch, or a State agency. (12) The Project Sponsor agrees to constTuct the Project in accordance with the Project schedule. Delays incident to strikes, riots, acts of God, and other events beyond the reasonable control of the Project Sponsor are excepted. If for any reason construction is not completed as scheduled, there shall be no resulting diminution or delay in the Semiannual Loan Payment or the Monthly Loan Deposit. (13) The Project Sponsor covenants that this Agreement is entered into for the purpose of constructing, refunding, or refinancing the Project which will in all events serve a public purpose. 111e Project Sponsor covenants that it will, under all conditions, complete and operate the Project to fulfill the public need. 2.02. LEGAL AUTHORIZATION. Upon signing this Agreement the Project Sponsor's legal counsel hereby expresses the opinion, subject to laws affecting the rights of creditors generally, that: (1) nus Agreement has been duly authorized by the Project Sponsor and shall constitute a valid and legal obligation of the Project Sponsor enforceable in accordance with its terms upon execution by both parties; and (2) This Agreement specifies the revenues pledged for repayment of the Loan, and the pledge is valid and enforceable. 2.03. AUDIT AND MONITORING REQUIREMENTS. The Project Sponsor agrees to the following audit and monitoring requirements. (1) The financial assistance authorized pursuant to this Loan Agreement consists of the following: Federal Resources, Including State Match, Awarded to the Recipient Pursuant to this Agreement Consist of the Pollowin Federal State Program Federal CFDA Funding Appropriation Number Agency Number CFDA Title Amount Catel!ory FS984522-090 EPA 66.468 Capitalization Grants $228,106 140129 for Drinking Water State Revolving Fund 5 (2) Audits. (a) In the event that the Project Sponsor expends $500,000 or more in Federal awards in its fiscal year, the Project Sponsor must have a single or program-specific audit conducted ill accordance with the provisions of OMB Circular A-133, as revised. Subsection 2.03(1) of this Agreement indicates that Federal funds are awarded through the Department by this Agreement. In determining the Federal awards expended in its fiscal year, the Project Sponsor shall consider all sources of Federal awards, including Federal resources received from the Department of Environmental Protection. The determination of amounts of Federal awards expended should be in accordance with the guidelines established by OMB Circular A-133, as revised. An audit of the Project Sponsor conducted by the Auditor General in accordance with the provisions of OMB Circular A-133, as revised, will meet the requirements of this part. (b) In connection with the audit requirements addressed in the preceding paragraph (a), the Project Sponsor shall fulfill the requirements relative to auditee responsibilities as provided in Subpart C of OMB Circular A-133, as revised. (c) If the Project Sponsor expends less than $500,000 in Federal awards in its fiscal year, an audit conducted in accordance with the provisions of OMB Circular A-133, as revised, is not required. The Project Sponsor shall inform the.Department of findings and recommendations pertaining to the State Revolving Fund in audits conducted by the Project Sponsor in which the $500,000 threshold has not been met. In the event that the Project Sponsor expends less than $500,000 in Federal awards in its fiscal year and elects to have an audit conducted in accordance with the provisions of OMB Circular A-133, as revised, the cost of the audit must be paid from non-Federal resources (i.e., the cost of such an audit must be paid from Project Sponsor resources obtained from other than Federal entities). (d) The Project Sponsor may access information regarding the Catalog of Federal Domestic Assistance (CFDA) via the internet at www.cfda.gov / index?cck=l&au=&ck=. (3) Report Submission. (a) Copies of reporting packages for audits conducted in accordance with OMB Circular A-133, as revised, and required by Subsection 2.03(2) of this Agreement shall be submitted, when required by Section .320 (d), OMB Circular A-133, as revised, by or on behalf of the Project Sponsor directly to each of the following: (i) The Department at the following address: Joe Aita, Audit Director Office of the Inspector General Florida Department of Environmental Protection 3900 Commonwealth Boulevard, MS 41 Tallahassee, Florida 32399-3123 (ii) The Federal Audit Clearinghouse designated in OMB Circular A-133, as revised (the number of copies required by Sections .320 (d)(I) and (2), OMB Circular A-133, as revised, should be submitted to the Federal Audit Clearinghouse), at the following address: 6 Federal Audit Clearinghouse Bureau of the Census 1201 East 10th Street Jeffersonville, IN 47132 Submissions of the Single Audit reporting package for fiscal periods ending on or after January 1,2008, must be submitted using the Federal Clearinghouse's Internet Data Entry System which can be found at http://harvester.census.gov / fac/ (iii) Other Federal agencies and pass-through entities in accordance with Sections .320(e) and (f), OMB Circular A-133, as revised. (b) Pursuant to Section .320(f), OMB Circular A-133, as revised, the Project Sponsor shall submit a copy of the reporting package described in Section .320(c), OMB Circular A-133, as revised, and any management letters issued by the auditor, to the Department at the address listed under Subsection 2.03(3)(a) of this Agreement. (c) Any reports, management letters, or other information required to be submitted to the Department pursuant to this Agreement shall be submitted timely in accordance with OMB Circular A-133, Florida Statutes, or Chapters 10.550 (local governmental entities) or 10.650 (nonprofit and for-profit organizations), Rules of the Auditor General, as applicable. (d) Project Sponsors, when submitting financial reporting packages to the Department for audits done in accordance with OMB Circular A-133, or Chapters 10.550 (local governmental entities) or 10.650 (nonprofit and for-profit organizations), Rules of the Auditor General, should indicate the date that the reporting package was delivered to the Project Sponsor in correspondence accompanying the reporting package. (4) Project-Specific Audit. Within 12 months.after the amendment establishing final Project costs, the Project Sponsor shall submit to the Department a Project-specific audit report for the Loan related revenues and expenditures. The audit shall address Loan disbursements received, Project expenditures, and compliance with Loan Agreement covenants. The Project Sponsor shall cause the auditor to notify the Department immediately if anything comes ~o the auditor1s attention during the examination of records that would constitute a default under the Loan Agreement. The audit findings shall set aside or question any costs that are unallowable under Chapter 62-503, Florida Administrative Code. A final determination of whether such costs are allowed shall be made by the Department. (5) Record Retention. The Project Sponsor shall retain sufficient records demonstrating its compliance with the terms of this Agreement for a period of five years from the date the audit report is issued, and shall allow the Department, or its designee, Chief Financial Officer, or Auditor General access to such records upon request. The Project Sponsor shall ensure that audit working papers are made available to the Department, or its designee, Chief Financial Officer, or Auditor General upon request for a period of five years from the date the audit report is issued, unless extended in writing by the Department. 7 The Project Sponsor is hereby advised that the Federal and/ or Florida Single Audit Act Requirements may further apply to lower tier transactions that may be a result of this Agreement. For federal financial assistance, the Project Sponsor shall utilize the guidance provided under OMB Circular A-133, Subpart B, Section _.210 for determining whether the relationship represents that of a subrecipient or vendor. The Project Sponsor should confer with its chief financial officer, audit director or contact the Department for assistance with questions pertaining to the applicability of these requirements. In addition, the Project Sponsor agrees to complete and submit the Certification of Applicability to Single Audit Act Reporting, Attachment A, attached hereto and made a part hereof, within four (4) months following the end of the Project Sponsor's fiscal year. Attachment A should be submi~ted to the Department's Grants Development and Review Manager at 3900 Commonwealth Boulevard, Mail Station 93, Tallahassee, Florida 32399-3000. The Grants Development and Review Manager is available to answer any questions at (850) 245-2361. (6) Monitoring. In addition to reviews of audits conducted in accordance with OMB Circular A-133, as revised (see audit requirements above), monitoring procedures may include, but not be limited to, on-site visits by Department staff, limited scope audits as defined by OMB Circular A-133, as revised, and/or other procedures. By entering into this Agreement, the Project Sponsor agrees to comply and cooperate with any monitoring procedures/ processes deemed appropriate by the Department. In the event the Department determines that a limited scope audit of the Project Sponsor is appropriate, the Project Sponsor agrees to comply with any additional instructions provided by the Department to the Project Sponsor regarding such audit. The Project Sponsor further agrees to comply and cooperate with any inspections, reviews, investigations, or audits deemed necessary by the Chief Financial Officer or Auditor General. ARTICLE III - LOAN REPAYMENT ACCOUNT 3.01. LOAN DEBT SERVICE ACCOUNT. The Project Sponsor shall establish a Loan Debt Service Account with a Depository and begin making Monthly Loan Deposits no later than the date set forth for such action in Section 10.07 of this Agreement. Beginning six months prior to each Semiannual Loan Payment, the Project Sponsor shall make six Monthly Loan Deposits. The first five deposits each shall be at least equal to one-sixth of the Semiannual Loan Payment. The sixth Monthly Loan Deposit shall be at least equal to the amount required to make the total on deposit in the Loan Debt Service Account equal to the Semiannual Loan Payment amount, taking into consideration investment earnings credited to the account pursuant to Section 3.02. Any month in which the Project Sponsor fails to make a required Monthly Loan Deposit, the Project Sponsor's chief financial officer shall notify the Department of such failure. 8 In addition, the Project Sponsor agrees to budget, by amendment if necessary, payment to the Department from other legally available non-ad valorem funds all sums becoming due before the same become delinquent. This requirement shall not be construed to give superiority to the Department's claim on any revenues over prior claims of general creditors of the Project Sponsor, nor shall it be construed to give the Department the power to require the Project Sponsor to levy and collect any revenues other than Pledged Revenues. 3.02. INVESTMENT OF LOAN DEBT SERVlCE ACCOUNT MONEYS. Moneys on deposit in the Loan Debt Service Account shall be invested pursuant to the laws of the State of Florida. Such moneys may be pooled for investment purposes. The maturity or redemption date of investments shall be not later than the date upon which such moneys may be needed to make Semiannual Loan Payments. The investment earnings shall be credited to the Loan Debt Service Account and applied toward the Monthly Loan Deposit requirements. 3.03. LOAN DEBT SERVICE ACCOUNT WITHDRA W ALS. The withdrawal of moneys from the Loan Debt Service Account shall be for the sole purpose of making the Semiannual Loan Payment or for discharging the Project Sponsor's obligations pursuant to Section 8.01. 3.04. ASSETS HELD IN TRUST. The assets in all accounts created under this Loan Agreement shall be held in trust for the purposes provided herein and used only for the purposes and in the manner prescribed in this Agreement; and, pending such use, said assets shall be subject to a lien and charge in favor of the Department. ARTICLE IV - PROJECT INFORMATION 4.01. PROJECT CHANGES. Project changes prior to bid opening shall be made by addendum to plans and specifications. Changes after bid opening shall be made by change order. The Project Sponsor shall submit all addenda and all change orders to the Department for an eligibility determination. After execution of all construction, equipment and materials contracts, the Project contingency may be reduced. 4.02. TITLE TO PROJECT SITE. The Project Sponsor shall have an interest in real property sufficient for the construction and location of the Project free and clear of liens and encumbrances which would impair the usefulness of such sites for the intended use. 9 4.03. PERMITS AND APPROVALS. The Project Sponsor shall have obtained, prior to the Department's authorization to award construction contracts, all permits and approvals required for construction of the Project or portion of the Project funded under this Agreement. 4.04. ENGINEERING SERVICES. A professional engineer, registered in the State of Florida, shall be employed by, or under contract with, the Project Sponsor to oversee construction. 4.05. PROHIBITION AGAINST ENCUMBRANCES. . The Project Sponsor is prohibited from selling, leasing, or disposing of any part of the Water or Sewer System which would materially reduce operational integrity or Gross Revenues so long as this Agreement, including any amendments thereto, is in effect unless the written consent of the Deparbnent is first secured. 4.06. COMPLETION MONEYS. In addition to the proceeds of this Loan, the Project Sponsor covenants that it has obtained, or will obtain, sufficient moneys from other sources to complete constTuction and place the Project in operation on, or prior to, the date specified in Article X. Failure of the Department to approve additional financing shall not constitute a waiver of the Project Sponsor's covenants to complete and place the Project in operation. 4.07. CLOSE-OUT. The Department shall conduct a final inspection of the Project and Project records. Following the inspection, deadlines for submitting additional disbursement requests, if any, shall be established, along with deadlines for uncompleted Loan requirements, if any. Deadlines shall be incorporated into the Loan Agreement by amendment. The Loan principal shall be reduced by any excess over the amount required to pay all approved costs. As a result of such adjuSbnent, the Semiannual Loan Payment shall be reduced accordingly, as addressed in Section 10.05. 4.08. LOAN DISBURSEMENTS. Disbursements shall be made only by the State Chief Financial Officer and only when the requests for such disbursements are accompanied by a Department certification that such withdrawals are proper expenditUres. Disbursements shall be made directly to the Project Sponsor for engineering and administrative allowances, and reimbursement of the incurred construction costs and related services. Disbursement of the allowances shall be made upon the Department's receipt of a disbursement request form. Disburse~ents for materials, labor, or services shall be made upon receipt of the following: (1) A completed disbursement request form signed by the Authorized Representative. Such requests must be accompanied by sufficiently itemized summaries of the materials, labor, 10 or services to identify the nature of the work performed; the cost or charges for such work; and the person providing the service or performing the work. (2) A certification signed by the Authorized Representative as to the current estimated costs of the Project; that the materials, labor, or services represented by the invoice have been satisfactorily purchased, performed, or received and applied to the project; that all ftmds received to date have been applied toward completing the Project; and that under the terms and provisions of the contracts, the Project Sponsor is required to make such payments. (3) A certification by the engineer responsible for overseeing construction stating that equipment, materials, labor and services represented by the construction invoices have been satisfactorily purchased, or received, and applied to the Project in accordance with construction contract documents; stating that payment is in accordance with construction contract provisions; stating that construction, up to the point of the requisition, is in compliance with the contract documents; and identifying all additions or deletions to the Project which have altered the Project's performance standards, scope, or purpose since the issue of the Department construction permit. (4) Such other certificates or documents by engineers, attorneys, accountants, contractors, or suppliers as may reasonably be required by the Department. ARTICLE V - RATES AND USE OF THE WATER AND SEWER SYSTEMS 5.01. RATE COVERAGE. The Project Sponsor shall maintain rates and charges for the services furnished by the Water and Sewer Systems which will be sufficient to provide, in each Fiscal Year, Pledged Revenues equal to or exceeding 1.15 times the sum of the Semiannual Loan Payments due in such Fiscal Year. In addition, the Project Sponsor shall satisfy the coverage requirements of all senior and parity debt obligations. 5.02. NO FREE SERVICE. TIle Project Sponsor shall not permit connections to, or furnish any services afforded by, the Water or Sewer System without making a charge therefor based on the Project Sponsor's uniform schedule of rates, fees, and charges. 5.03. MANDA TORY CONNECTIONS. The Project Sponsor shall adopt, as necessary, and enforce requirements, consistent with applicable laws, for the owner, tenant or occupant of each building located on a lot or parcel of land which is served, or may reasonably be served, by the Sewer System to connect such building to the Sewer System. 5.04. NO COMPETING SERVICE. The Project Sponsor shall not allow any person to provide any services which would compete with the Water or Sewer System so as to adversely affect Gross Revenues. II 5.05. MAINTENANCE OF THE WATER AND SEWER SYSTEMS. The Project Sponsor shall operate and maintain the Water and Sewer Systems in a proper, sound and economical manner and shall make all necessary repairs, renewals and replacements. 5.06. ADDITIONS AND MODIFICATIONS. The Project Sponsor may make any additions, modifications or improvements to the Water and Sewer Systems which it deems desirable and whicn do not materially reduce the operational integrity of , any part of the Water or Sewer System. All such renewals, replacements, additions, modifications and improvements shall become part of the Water and Sewer Systems. 5.07. COLLECTION OF REVENUES. The Project Sponsor shall use its best efforts to collect all rates, fees and other charges due to it. The Project Sponsor shall establish liens on premises served by the Water or Sewer System for the amount of all delinquent rates, fees and other charges where such action is permitted by law. The Project Sponsor shall, to the full extent permitted by law, cause to discontinue the services of the" Water and Sewer Systems and use its best efforts to shut off water service furnished to persons who are delinquent beyond customary grace periods in the payment of Water and Sewer System rates, fees and other charges. ARTICLE VI - DEFAULTS AND REMEDIES 6.01. EVENTS OF DEFAULT. Each of the following events is hereby declared an event of default: (1) Failure to make any Monthly Loan Deposit or to make any installment of the Semiannual Loan Payment when it is due and such failure shall continue for a period of 30 days. . (2) Except as provided in Subsections 6.01(1) and 6.01(7), failure to comply with the provisions of this Agreement or failure in the performance or observance of any of the covenants or actions required by this Agreement and such failure shall continue for a period of 60 days after written notice thereof to the Project Sponsor by the Department. (3) Any warranty, representation or other statement by, or on behalf of, the Project Sponsor contained in this Agreement or in any information furnished in compliance with, or in reference to, this Agreement, which is false or misleading. (4) An order or decree entered, with the acquiescence of the Project Sponsor, appointing a receiver of any part of the Water or Sewer System or Gross Revenues thereof; or if such order or decree, having been entered without the consent or acquiescence of the Project Sponsor, shall not be vacated or discharged or stayed on appeal within 60 days after the entry thereof. 12 (5) Any proceeding instituted, with the acquiescence of the Project Sponsor, for the purpose of effecting a composition between the Project Sponsor and its creditors or for the purpose of adjusting the claims of such creditors, pursuant to any federal or state statute now or hereafter enacted, if the claims of such creditors are payable from Gross Revenues of the Water or Sewer System. (6) Any bankruptcy, insolvency or other similar proceeding instituted by, or against, the Project Sponsor under federal or state bankruptcy or insolvency law now or hereafter in effect and, if instituted against the Project Sponsor, is not dismissed within 60 days after filing. (7) Failure of the Project Sponsor to give immediate written notice of default to the Department and such failure shall continue for a period of 30 days. 6.02. REMEDIES. Upon any event of default and subject to the rights of others having prior liens on the Pledged Revenues, the Department may enforce its rights by any of the following remedies: (1) By mandamus or other proceeding at law or in equity, cause to establish rates and collect fees and charges for use of the Water and Sewer Systems, and to require.the Project Sponsor to fulfill this Agreement. (2) By action or suit in equity, require the Project Sponsor to account for all moneys received from the Department or from the ownership of the Water and Sewer Systems and to account for the receipt, use, application, or disposition of the Pledged Revenues. (3) By action or suit in equity, enjoin any acts or things which may be unlawful or in violation of the rights of the Department. (4) By applying to a court of competent jurisdiction, cause to appoint a receiver to manage the Water and Sewer Systems, establish and collect fees and charges, and apply the revenues to the reduction of the obligations under this Agreement. (5) By certifying to the Auditor General and the Chief Financial Officer delinquency on loan repayments, the Department may intercept the delinquent amount plus six percent, expressed as an annual interest rate, penalty of the amount due to the Department from any unobligated funds due to the Project Sponsor under any revenue or tax sharing fund established by the State, except as otherwise provided by the State Constitution. Penalty interest shall accrue on any amount due and payable beginning on the 30th day following the date upon which payment is due. (6) By notifying financial market credit rating agencies and potentiai creditors. (7) By suing for payment of amounts due, or becoming due, with interest on overdue payments together with all costs of collection, including attomeysl fees. (8) By accelerating the repayment schedule or increasing the interest rate on the unpaid principal of the Loan to as much as 1.667 tirnesthe Loan interest rate for a default under Subsection 6.01(1). ]3 6.03. DELAY AND WANER. No delay or omission by the Department to exercise any right or power accruing upon event of default shall impair any such right or power or shall be construed to be a waiver of any such default or acquiescence therein, and every such right and power may be exercised as often as may be deemed expedient. No waiver or any default under this Agreement shall extend to or affect any subsequent event of default, whether of the same or different provision of this Agreement, or shall impair consequent rights or remedies. ARTICLE VII - THE PLEDGED REVENUES 7.01. SUPERIORITY OF THE PLEDGE TO THE DEPARTMENT. From and after the effective date of this Agreement, the Department shall have a lien on the Pledged Revenues, which along with any other Department State Revolving Fund liens on . the Pledged Revenues, on equal priority, will be prior and superior to any other lien, pledge or assignment with the following exception. All obligations of the Project Sponsor under this Agreement shall be junior, inferior, and subordinate in all respects in right of payment and security to the Senior Revenue Obligations defined in Section 1.01 of this Agreement and to any additional senior obligations issued with the Department's consent pursuant to Section 7.02. Any of the Pledged Revenues may be released from the lien on such Pledged Revenues in favor of the. Department if the Department makes a determination, based upon facts deemed sufficient by the Department, that the remaining Pledged Revenues will, in each Fiscal Year, equal or exceed 1.15 times the debt service coming due in each Fiscal Year under the terms of this Agreement. 7.02. ADDITIONAL DEBT OBLIGATIONS. The Project Sponsor may issue additional debt obligations on a parity with, or senior to, the lien of the Department on the Pledged Revenues provided the Department's written consent is obtained. Such consent shall be granted if the Project Sponsor demonstrates at the time of such issuance that the Pledged Revenues, which may take into account reasonable projections of growth of the Water and Sewer Systems and revenue increases, plus revenues to be pledged to the additional proposed debt obligations will, during the period of time Semiannual Loan Payments are to be made under this Agreement, equal or exceed 1.15 times the annual combined debt service requirements of this Agreement and the obligations proposed to be issued by the Project Sponsor and will satisfy the coverage requirements of all other debt obligations secured by the Pledged Revenues. However, no such consent is required with respect to issuance of Senior Revenue Obligations as defined in Section 1.01. ARTICLE VIII - GENERAL PROVISIONS 8.01. DISCHARGE OF OBLIGATIONS. All payments required to be made under this Agreement shall be cumulative and any deficiencies in any Fiscal Year shall be added to the payments due in the succeeding year and all years thereafter until fully paid. Payments shall continue to be secured by this Agreement 14 until all of the payments required shall be fully paid to the Department. If at any time the Project Sponsor shall have paid, or shall have made provision for the timely payment of, the entire principal amount of the Loan and interest, the pledge of, and lien on, the Pledged Revenues to the Department shall be no longer in effect. Deposit of sufficient cash, securities, or investments, authorized by law from time to time, may be made to effect defeasance of this Loan. However, the deposit shall be made in irrevocable trust with a banking institution or trust company for the sole benefit of the Department. There shall be no penalty imposed by the Department for early retirement of this Loan. 8.02. PROJECT RECORDS AND STATEMENTS. Books, records, reports, engineering documents, contract documents, and papers shall be available to the authorized representatives of the Department and the U.s. Environmental Protection Agency's Inspector General for inspection at any reasonable time after the Project Sponsor has received a disbursement and until five years after the date that the Project-specific audit report, required under Subsection 2.03(4), is issued. 8.03. ACCESS TO PROJECT SITE. The Project Sponsor shall provide access to Project sites and administrative offices to authorized representatives of the Deparl:Inent at any reasonable time. The Project Sponsor shall cause its engineers and contractors to cooperate during Project inspections, including making available working copies of plans and specifications and supplementary materials. 8.04. ASSIGNMENT OF RIGHTS UNDER AGREEMENT. The Department may assign any part of its rights under this Agreement after notification to the Project Sponsor. The Project Sponsor shall not assign rights created by this Agreement without the written consent of the Department. 8.05. AMENDMENT OF AGREEMENT. This Agreement may be amended in writing, except that no amendment shall be permitted which is inconsistent with statutes, rules, regulations, executive orders, or written agreements between the Department and the u.s. Environmental Protection Agency. This Agreement may be amended after all construction contracts are executed to re-establish the Project cost, Loan amount, Project schedule, and Semiannual Loan Payment amount. A final amendment establishing the final Project costs shall be completed after the Department's final inspection of the Project records. 8.06. ANNULMENT OF AGREEMENT. The Department may unilaterally annul this Agreement if the Project Sponsor has not drawn any of the Loan proceeds by the date set in Section 10.07 for establishing the Loan Debt Service Account. If the Department unilaterally annuls this Agreement, the Department will provide written notification to the Project Sponsor. 15 8.07. SEVERABILITY CLAUSE. If any provision of this Agreement shall be held invalid or unenforceable, the remaining provisions shall be construed and enforced as if such invalid or unenforceable provision had not been contained herein. 8:08. RESERVED. 8.09. RESERVED. 8.10. COMPLIANCE VERIFICATION. (1) The Local Government shall periodically interview a sufficient number of employees entitled to Davis-Bacon prevailing wages (covered employees) to verify that contractors or subcontractors are paying the appropriate wage rates. As provided in 29 CFR 5.6(a)(6), all interviews must be conducted in confidence. The Local Government must use Standard Form 1445 or equivalent documentation to memorialize the interviews. Copies of the SF 1445 are available from EPA on request. (2) The Local Government shall establish and follow an interview schedule based on its assessment of the risks of noncompliance with Davis-Bacon posed by contractors or subcontractors and the duration of the contract or subcontract. At a minimum, the Local Government must conduct interviews with a representative group of covered employees within two weeks of each contractor or subcontractor's submission of its initial weekly payroll data. and two weeks prior to the estimated completion date for the contract or subcontract. Local Governments must conduct more frequent interviews if the initial interviews or other information indicates that there is a risk that the contractor or subcontractor is not complying with Davis-Bacon. Local Governments shall immediately conduct necessary interviews in response to an alleged violation of the prevailing wage requirements. All interviews shall be conducted in confidence. (3) The Local Government shall periodically conduct spot checks of a representative sample of weekly payroll data to verify that contractors or subcontractors are paying the. appropriate wage rates. The Local Government shall establish and follow a spot check schedule based on its assessment of the risks of noncompliance with Davis-Bacon posed by contractors or subcontractors and the duration of the contract or subcontract. At a minimum, the Local Government must spot check payroll data within two weeks of each contractor or subcontractor's submission of its initial payroll data and two weeks prior to the completicm date the contract or subcontract. Local Governments must conduct more frequent spot checks if the initial spot check or other information indicates that there is a risk that the contractor or subcontractor is not complying with Davis-Bacon. In addition, during the examinations the Local Government shall verify evidence of fringe benefit plans and payments thereunder by contractors and subcontractors who claim credit for fringe benefit contributions. (4) The Local Government shall periodically review contractors and subcontractors use of apprentices and trainees to verify registration and certification with respect to apprenticeship and training programs approved by either the V.S Department of Labor (DOL) or a state, as appropriate, and that contractors and subcontractors are not using disproportionate numbers 16 oC laborers, trainees and apprentices. These reviews shall be conducted in accordance with the schedules for spot checks and interviews described in items (2) and (3) above. (5) Local Governments must immediately report potential violations of the Davis- Bacon prevailing wage requirements to the EP A Davis-Bacon contact Sheryl Parsons at Parsons.5heryl@epamail.epa.gov and to the appropriate DOL Wage and Hour District Office listed at http://www.do1.gov/esa/contacts/whd/america2.htm. ARTICLE IX - CONSTRUCTION CONTRACTS AND INSURANCE 9.01. AUTHORIZATION TO AWARD CONSTRUCTION CONTRACTS. The following documentation is required to receive the Department's authorization to award construction contracts: (1) Proof of advertising. (2) Award recommendation, bid proposal, and bid tabulation (certified by the responsible engineer). (3) Certification of compliance with the conditions of the Department's approval of competitively or non-competitively negotiated procurement, if applicable. (4) Certification Regarding Disbarment, Suspension, Ineligibility and Voluntary Exclusion. (5) Certification by the Authorized Representative that affirmative steps were taken to encourage Minority and Women's Business Enterprises participation in Project construction. (6) Current certifications for Minority and Women's Business Enterprises participating in the contract. If the goals as stated in the plans and specifications are not met, documentation of actions taken shall be submitted. (7) Assurance that the Local Government and contractors are in compliance with Section 1606 with labor standards, including prevailing wage rates established for its locality by the U.S. Department of Labor under the Davis-Bacon Act for Project construction. (8) Certification that all procurement is incompliance with Section 1605 of the ARRA, which states that all iron, steel, and manufactured goods used in the Project must be manufactured or assembled in the United States unless (a) a waiver is provided to the Project Sponsor by the Environmental Protection Agency (EP A) or (b) compliance would be inconsistent with United States obligations under international agreements. 9.02. SUBMITTAL OF CONSTRUCTION CONTRACT DOCUMENTS. After the Department's authorization to award construction contracts has been received, the Project Sponsor shall submit: 17 (1) Contractor insurance certifications, (2) Executed Contract(s). (3) Notices to proceed with construction. 9.03. INSURANCE REQUIRED. The Project Sponsor shall cause the Project, as each part thereof is certified by the engineer responsible for overseeing construction as completed, and the Water and Sewer Systems (hereafter referred to as "Revenue Producing Facilities") to be insured by an insurance company or companies licensed to do business in the State of Florida against such damage and destruction risks as are customary for the operation of Revenue Producing Facilities of like size, type and location to the extent such insurance is obtainable &om time to time against anyone or more of such risks. TIle proceeds of insurance policies received as a result of damage to, or destruction of, the Project or the other Revenue Producing Facilities, shall be used to restore or replace damaged portions of the facilities. If such proceeds arc insufficient, the Project Sponsor shall provide additional funds to restore or replace the damaged portions of the facilities. Repair, construction or replacement shall be promptly completed. ARTICLE X - DETAILS OF FINANCING 10.01. PRINCIPAL AMOUNT OF LOAN. The estimated principal amount of the Loan is $229,906, which consists of $228,106 to be disbursed to the Project Sponsor and $1,800 of Capitalized Interest. Capitalized interest is not disbursed to the Project Sponsor, but is amortized via periodic loan repayments to the Department as if it were actually disbursed. Capitalized interest is computed at the interest rate, or rates, set for the Loan. It accrues and is compounded annually from the time when disbursements are made until six months before the first Semiannual Loan Payment is due. Capitalized Interest is estimated prior to establishing the schedule of actual disbursements. 10.02. LOAN SERVICE FEE. The Loan Service Fee is $4,562 for the Loan amount authorized to date. The fee represents lwo percent of the Loan amount excluding Capitalized Interest; that is, two percent of $288,106. An additional Loan Service Fee amount will be assessed for any additional funding provided by amendment to this Agreement. The fee shall be adjusted downward if adjuslment of Project costs results in a Loan decrease, provided that the decrease amendment is executed before the first Semiannual Loan Payment due date. Interest shall accrue on the Loan Service Fee at the rate, or rates, set for the Loan unlil the fee is paid. Loan Service Fee interest shall be compounded annually from the effective date 18 of the Loan until six months before the first Semiannual Loan Payment is due at which time it is capitalized. The estimated Loan Service Fee capitalized interest is $70. 10.03. INTEREST RATE. The rate of interest on the unpaid principal of the Loan amount specified in Section 10.01 is 2.61 per,cent per annum; however, if this Agreement is not executed by the Project Sponsor and returned to the Department before October I, 2010, the interest rate may be adjusted. A separate interest rate shall be established for any additional'funds provided by amendment to this Agreement. 10.04. LOAN TERM. The Loan shall be repaid in 40 Semiannual Loan Payments. 10.05. REPAYMENT SCHEDULE. The Semiannual Loan Payment shall be computed based upon the principal amount of the Loan plus the Loan Service Fee and Loan Service Fee capitalized interest and the principle of level debt service. The Department will deduct the Loan Service Fee and all associated interest from the first two payments. The Semiannual Loan Payment amount may be adjusted, by amendment of this Agreement, based upon revised information. After the final disbursement of Loan proceeds, the Semiannual Loan Payment shall be based upon the actual Project costs and actual dates and amounts of disbursements, taking into consideration any previous payments. Actual Project costs shall be established after the Department's inspection of the completed Project and associated records. Each Semiannual Loan Payment shall be in the amount of $7,564 until the payment amount is adjusted by amendment. The interest portion of each Semiannual Loan Payment shall be computed on the unpaid balance of the principal amount of the Loan, including Capitalized Interest. Interest also shall be computed on the unpaid balance of the Loan Service Fee and Loan Service Fee capitalized interest. Interest shall be computed as of the due date of each Semiannual Loan Payment. Semiannual Loan Payments shall be received by the Department begirming on November 15, 2011 and semiannually thereafter on May 15 and November 15 of each year until all amounts due hereunder have been fully paid. Funds transfer shall be made by electronic means. The Semiannual Loan Payment amount is based on the total amount owed of $234,538, which consists of the Loan principal plus the Loan Service Fee with its capitalized interest. 10.06. PROJECT COSTS. The Project Sponsor and the Department acknowledge that the actual Project costs have not been determined as of the effective date of this Agreement. Project cost adjustments may be made as a result of mutually agreed upon Project changes. Capitalized Interest will be recalculated based on actual dates and amounts of Loan disbursements. If the Project Sponsor receives other govemmental financial assistance for this Project, the costs funded by such other 19 governmental assistance will not be financed by this Loan. The Department shall establish the final costs after its final inspection of the Project records. Changes in Project costs may also occur as a result of the Project Sponsor1s Project audit or a Department audit. The Project Sponsor agrees to the following estimates of Project costs: PROJECT COSTS TOTAL ARRA Loan Companion LINElTEM COSTS DW640510 DW640511 Administrative Allowance 12,000 0 12,000 Engineering Allowance 132,181 0 132,181 Construction 1,678,497 1,678,497 0 Technical Services 134,813 134,813 0 Contingency 83,925 0 83,925 Subtotal (Disbursable Amount) 2,041,416 1,813,310 228,106 Estimated Principal Forgiveness (1,541,313) (1,541,313) 0 Subtotal (Loan Amount) 500,103 271,997 228,106 Estimated Capitalized Interest 6,900 5,100 1,800 Total (Loan Principal Amount) 507,003 277,097 229,906 10.07. SCHEDULE. The Project Sponsor agrees by execution hereof: (1) Completion of Project construction is scheduled for May 15,2011. (2) The Loan Debt Service Account shall be established and Monthly Loan Deposits shall begin no later than May 15,2011. (3) The initial annual certification required under Subsection 2.01(10) of this Agreement shall be due August 15,2011. Thereafter the certification shall be submitted no later than September 30 of each year until the final Semiannual Loan Payment is made. (4) The first Semiannual Loan Payment in the amount of $7,564 shall be due ~ovember15,2011. 10.08. SPECIAL CO~DlTlO~. Project costs, as provided for in this Loan and the Associated Loan shall be reviewed, and may be adjusted, once the final Project costs have been established. REMAINDER OF P AGE I~TEmIO~ALL y LEFT BLA~K 20 ARTICLE XI - EXECUTION OF AGREEMENT This Loan Agreement DW640511 shall be executed in three or more counterparts, any of which shall be regarded as an original and all of which constitute but one and the same instrument. IN WITNESS WHEREOF, the Department has caused this Agreement to be executed on its behalf by the Deputy Director and the Project Sponsor has caused this Agreement to be executed on its behalf by its Authorized Representative and by its affixed seal. The effective date of this Agreement shall be as set forth below by the Deputy Director. for CITYOFEDGEWATER City Manager I attest to the opinion expressed in Section 2.02, entitled Legal Authorization. Attest City Clerk City Attorney SEAL for STATE OF FLORIDA DEPARTMENT OF ENVIRONMENTAL PROTECTION Deputy Director Division of Water Resource Management Date Attachment included as part of this Agreement: Attachment A - Certification of Applicability to Single Audit Act Reporting 2] ATTACHMENT A CERTIFICATION OF APPLICABILITY TO SINGLE AUDIT ACT REPORTING Grantee's Name: Grantee Fiscal Year Period: FROM: TO: Total State Financial Assistance Expended during Grantee's most recently completed Fiscal Year: $ Total Federal Financial Assistance Expended during Grantee's most recently completed Fiscal Year: $ INSTRUCTIONS FOR COMPLETING THE ATTACHMENT Grantee Fiscal Year Period: FROM: Month/Year TO: Month/Year NOTE: TillS SHOULD BE THE GRANTEE'S FISCAL YEAR FROM (MONTH/YEAR) TO {MONTH/YEAR)o Total State Financial Assistance Expended during Grantee's most recently completed Fiscal Year: NOTE: THIS AMOUNT SHOULD BE THE TOTAL STATE FINANCIAL ASSISTANCE EXPENDED FROM ALL STATE AGENCIES, NOT JUST DEPo $ Total Federal Financial Assistance Expended during Grantee's most recently completed Fiscal Year: NOTE: THIS AMOUNT SHOULD BE THE TOTAL FEDERAL FINANCIAL ASSISTANCE EXPENDED FROM ALL FEDERAL AGENCIES, NOT JUST THROUGH DEPo $ The Certification should be signed by your Chief Financial Officer. Please print thc name and include the title and date of the signature. ,.( CERTIFICA TION OF APPLICABILITY TO SINGLE AUDIT ACT REI>ORTING FREQUENTL Y ASKED QUESTIONS 1. Question: Do I complete and return this form when I return my signed Agreement! Amendment? Answer: No, this form is to be completed and signed by your Chief Financial Officer and returned 4 months after the end of your fiscal year. 2. Question: Can I fax the form to you? Answer: Yes, you can fax the Certification form, the fax number is 850/245-2411. 3. Question: How can I submit the form if our audit is not completed by the due date of this letter? Answer: You should be able to complete the form from the information in your accounting system. This is just to let our Office of the Inspector General know which entities they should be getting an audit from. If you are under the threshold you do not have to submit a copy of your audit, only the Certification fonn. 4. Question: Do you only want what we received from DEP? Answer: No, the Single Audit is the TOTAL AMOUNT of funds that you expended towards all state or federal grants that you receive. You should list those that are specific to DEP on the fOlill. 5. Question: Do I have to submit the completed form and a copy of my audit? Answer: No, you do not have to submit your audit unless you are over the threshold of $500,000. If you would prefer to submit your audit (CAFR) instead of the form, that is fine. You must submit a paper copy of your audit, we cannot receive it electronically. 6. Question: Our CAFR will not be ready before your due date and we don't have the information necessary to complete the certification. Can we get an extension? Answer: Yes, just send us an Email letting us know when you will have your CAFR completed and we will place the Email with your letter in our file so that you don't get a 2nd notice. 7. Question: Can I submit my Certification Form or CAFR electronically? Answer: Yes, you can submit them by Email toDebbie.skelton@dep.state.fl.us