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93-R-14RESOLUTION NO. 93-R-199 A RESOLUTION AMENDING RESOLUTION NO. 98-R-10 OF THE CITY OF EDGEWATER, FLORIDA. AS SUPPLEMENTED, 80 AS TO CONFORM CERTAIN PROVISIONS OF THE RESOLUTION WITH THE RE9uIREMENTS OF THE COMMITMENT LETTER. DATED JUNE S. 2993 OF THE INSURER; AND PROVIDING AN EFFECTIVE DATE. WHEREAS, the City Council of the City of Edgewater. Florida (the "Issuer") has, by Resolution No. 93-R-10, duly adopted on June 3, 1993, as supplemented (the "Authorizing Resolution") authorized the issuance of Water and Sewer Revenue Refunding Bonds, Series 1993 of the Issuer In the aggregate principal amount of $12.460.000 (the "Bonds'; and WHEREAS, the Issuer has received from Municipal Bond Investors Assurance Corporation (the "Insurer"), a commitment, dated June 3, 1993. to Insure the payment of principal and interest on the Bonds (the "Commitment"); NOW THEREFORE, WHEREAS, the Issuer desires to modify the Authorizing Resolution so as to precisely conform certain provisions with the requirements of the Commitment; and WHEREAS, the Issuer has determined that the amendments to the Authorizing Resolution are not "materially adverse to the owners of the Bonds" within the meaning of Section 19 of the Authorizing Resolution; NOW THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF EDGEWATER, FLORIDA: Section 1. AMENDMENTS TO AUTHORIZING RESOLUTION. The Authorizing Resolution is hereby amended, as follows: (a) Subparagraph (10) of the following definition in Section 2 of the Authorizing Resolution is hereby amended in its entirety to read as follows: "Authorized Investments" shall mean any of the following If and to the extent the same are at the time legal for investment of municipal funds: (10) Repurchase agreements which provide for the transfer of securities from a dealer bank or securities Arm (seller/borrower) to the Issuer (buyer/lender), and the transfer of cash from the Issuer to the dealer bank or securities Arm with an agreement that the dealer bank or securities firm will repay the cash plus a yield to the Issuer in exchange for the securities at a specified date. Repurchase agreements must satisfy the following criteria or be approved by the Insurer. (a) The agreement must be between the issuer and a dealer bank or securities firm described below: LK-07/08/93-3368-Amendan -I- (i) Primary dealers on the Federal Reserve Reporting dealer list which are rated A or better by Standard & Poor's Corporation and Moody's Investor Services, or (fi) Banks rated "A" or above by Standard & Poor's Corporation and Moody's Investor Services. (b) The written contract must include the following: (i) Securities which are acceptance for transfer are: (1) Direct U.S. governments, or (2) Federal agencies backed by the full faith and credit of the U.S. government (and FNMA & FHLMC) (it) The term of the agreement may be up to 30 days (fir) The collateral must be delivered to the Issuer before or simultaneously with payment (perfection by possession of certificated securities). (iv) The securities must be valued weekly, marked -to market at current market price plus accrued interest. The value of collateral must be equal to 104% of the amount of cash transferred by the Issuer to the dealer bank or security firm under the agreement plus accrued interest. If the value of securities held as collateral drops below 104% of the value of the cash transferred by municipality, then additional cash and/or acceptable securities must be transferred. If, however, the securities used as collateral are FNMA or FHLMC, then the value of the collateral must equal 105%. (c) A legal opinion must be delivered to the Issuer to the effect that the repurchase agreement meets guidelines under state law for legal investment of public funds." (b) Section 15C.(6)(d) of the Authorizing Resolution is hereby amended in its entirety to read as follows: "(d) Notwithstanding the foregoing provisions, in lieu of the required deposits of Gross Revenues into the Reserve Account. the Issuer may with the prior written consent of the Insurer cause to be deposited into the Reserve Account for any series of Bonds a surety bond. a letter of credit or an insurance policy issued by a reputable and recognized insurer for the benefit of the Owners in an amount equal to the difference between the Reserve Requirement and the sums then on deposit in the Reserve Account, if any, which surety bond, letter of credit or insurance policy shall be payable (upon the giving of notice as required thereunder) on any interest payment date on which a deficiency exists which cannot be cured by funds in arty other fund or account held pursuant to this Resolution and available for such purpose. The insurer providing such surety bond or insurance policy shall be an insurer whose municipal bond insurance policies insuring the payment, when due, of the principal of and interest on municipal bond issues LK-07/09/93-3388-AmendFes -2- results in such issues being rated In the highest rating category by either Standard & Poor's Corporation and Moody's Investors Service, Inc., or their successors or any insurer who holds the highest policyholder rating accorded insurers by A.M. Best & Co. or any comparable service. The bank providing such letter of credit shall be a bank which Is rated In the highest rating category by either Standard & Poor's Corporation and Moody's Investors Service, or their successors. If a disbursement is made from a surety bond, letter of credit or an insurance policy provided pursuant to this paragraph, the Issuer shall be obligated to either reinstate the maximum limits of such surety bond, letter of credit or insurance policy Immediately following such disbursement or to deposit into the Reserve Account, as herein provided in this paragraph (6)(d) for restoration of withdrawals from the Reserve Account. funds in the amount of the disbursement made under such policy, or a combination of such alternatives." Section 2. RESOLUTION TO REMAIN IN EFFECT. Except as expressly amended herein, the Authorizing Resolution shall remain in full force and effect. Section 3. SEVERABILITY OF INVALID PROVISIONS. If any one or more of the covenants, agreements, or provisions herein contained shall be held contrary to any express provision of law or contrary to the policy of express law, though not expressly prohibited, or against public policy, or shall for any reason whatsoever be held invalid, then such covenants, agreements or provisions shall be null and void and shall be deemed separable from the remaining covenants, agreements or provisions and shall in no way affect the validity of any of the other provisions hereof. Section 4. REPEALING CLAUSE. All ordinances and resolutions or parts thereof of the Issuer in conflict with the provisions herein contained are, to the extent of such conflict, hereby superseded and repealed. LK-07/08/63-336&A.midan -3- Section 5. Effective Date. This resolution shall take effect immediately upon its adoption. After Motion by Councilman Jones and Second by Councilwoman Martin , the vote on this resolution was as follows: Mayor Jack H. Hayman, Sr. AYE Councilman Kirk Jones AYE Councilwoman Louise A. Martin AYE Councilman Mike Hays AYE Councilman David L. Mitchum AYE PASSED AND DULY ADOPTED this 19th day of July, 1993. ATTEST: -4- CITY COUNCIL OF THE CITY OF EDGEWATER, FLORIDA By: Jack H. ay an, Sr. Mayor