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93-R-11RESOLUTION NO. 93-R-11 A RESOLUTION AWARDING $12,460,000 WATER AND SEWER REVENUE REFUNDING BONDS, SERIES 1993, OF THE CITY OF EDGEWATER, FLORIDA; AUTHORIZING EXECUTION AND DELIVERY OF A BOND PURCHASE AGREEMENT FOR SUCH BONDS; FIXING THE DATE, DENOMINATIONS, MATURITIES, INTEREST RATES AND REDEMPTION PROVISIONS WITH RESPECT TO SUCH BONDS; AUTHORIZING USE OF AN OFFICIAL STATEMENT IN CONNECTION WITH DISTRIBUTION OF SUCH BONDS AND OTHER ACTION IN CONNECTION WITH THE ISSUANCE AND DELIVERY OF SUCH BONDS; DESIGNATING AN ESCROW AGENT, PAYING AGENT AND REGISTRAR FOR SUCH BONDS; AND PROVIDING AN EFFECTIVE DATE. WHEREAS, the City Council of the City of Edgewater, Florida (the "Issuer") has, by Resolution No. 93-R-11 duly adopted on June 3. 1993 (as supplemented hereby. the "Bond Resolution") authorized the issuance of Water and Sewer Revenue Refunding Bonds, Series 1993 of the Issuer in the aggregate principal amount of $12,460,000 (the "Bonds"); and WHEREAS, the Issuer desires to supplement the Bond Resolution by adoption of this Resolution; and WHEREAS, the Issuer hereby finds that the timing, size and complexity of the financing and the present volatility of the municipal bond market require that its terms be negotiated at private sale rather than offered by competitive bid at public sale in order to assure the most favorable terms in the bond market and, therefore, has determined to sell the Bonds at private, negotiated sale; and WHEREAS, the Issuer has received an offer to purchase the Bonds in the form of a Bond Purchase Agreement dated June 3, 1993 attached hereto as Exhibit "A" (the "Purchase Contract") from A. G. Edwards & Sons, Inc. (the "Underwriter"), the acceptance of which the Issuer determines to be in its best interest and hereby approves; and WHEREAS, the Issuer desires to approve and ratify the use of the Official Statement, in substantially the form of the Preliminary Official Statement dated May 18, 1993 attached hereto as Exhibit "B" (the "Preliminary Official Statement'), to designate the Escrow Agent, Paying Agent and Registrar for the Bonds, and to authorize the taking of all necessary action in connection with the delivery of the Bonds; NOW THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF EDGEWATER, FLORIDA. Section I. AWARD OF BONDS. The Issuer hereby finds, determines and declares that the timing and size of the issue and complexity of the financing plan for the Bonds, and current rapidly changing bond market conditions require that the sale of the Bonds be negotiated at private sale rather than offered by competitive bid at public sale in order to assure the necessary flexibility to change the maturities, redemption features and yields necessary to obtain the most favorable terms in the LK W/M/93-3368-Awvda -I- bond market. The negotiated sale of the principal amount of Bonds stated in the Purchase Contract is hereby authorized pursuant to Section 218.385, Florida Statutes. The offer in the form of the Purchase Contract, attached hereto as Exhibit "A" and made a part hereof, relating to the purchase of the Bonds is hereby accepted and such principal amount of Bonds are hereby awarded and sold to the Underwriter at the purchase price and upon the terms and conditions set forth in the Purchase Contract attached hereto. The Issuer acknowledges receipt of the information required by Section 218.385, Florida Statutes, in connection with the negotiated sale of the Bonds. A copy of the Underwriter's letter containing the required information is attached to the Purchase Contract as Exhibit "C" and "D" thereto. Section 2. APPROVAL OF OFFICIAL STATEMENTS FOR BONDS. The use of a final Official Statement relating to the Bonds, in substantially the form of the Preliminary Official Statement, with such revisions as are consistent with the Purchase Contract and as shall hereafter be approved by the Mayor and City Manager of the Issuer, such approval to be evidenced by their execution thereof, is hereby authorized and approved in connection with marketing of the Bonds, and the proper officers of the Issuer are hereby authorized to certify that the Preliminary Official Statement is "deemed final" as of its date for purposes of, and except for certain omissions permitted by, SEC Rule 15c2-12, and are hereby authorized to execute the final Official Statement and to deliver same to the Underwriter. Use by the Underwriter of the Preliminary Official Statement in marketing the Bonds is hereby ratified and approved. Section 3. EXECUTION OF PURCHASE CONTRACT, PAYING AGENT AGREEMENT AND AUTHORIZATION OF ALL OTHER NECESSARY ACTION. The proper officers of the Issuer are hereby authorized and directed to execute and deliver the Purchase Contract and to execute the Bonds when prepared and deliver the same to the Underwriter upon payment of the purchase price and pursuant to the conditions stated in the Purchase Contract. The proper officers of the Issuer are hereby authorized to execute and deliver a Paying Agent Agreement, in form approved by the Mayor, City Manager and City Attorney, and deliver the same to the Paying Agent. The Mayor, City Clerk, City Manager, City Attorney, and Livermore & IUein, P.A., bond counsel for the Issuer, are each designated agents of the Issuer in connection with the issuance and delivery of the Bonds, and are authorized and empowered, collectively or individually, to take all action and steps to execute and deliver any and all instruments, documents or contracts on behalf of the Issuer which are necessary or desirable in connection with the execution and delivery of the Bonds and which are not inconsistent with the terns and provisions of this resolution and other actions relating to the Bonds heretofore taken by the Issuer. Section 4. DESIGNATION OF ESCROW AGENT, PAYING AGENT AND REGISTRAR. NationsBank, N.A., Fort Lauderdale, Florida, is hereby designated and approved as escrow agent, paying agent and registrar for the Bonds. Section 5. SEVERABDdTY OF INVALID PROVISIONS. If any one or more of the covenants, agreements, or provisions herein contained shall be held contrary to any express provision of law or contrary to the policy of express law, though not expressly prohibited, or against public policy, or shall for any reason whatsoever be held invalid, then such covenants, agreements or provisions shall be null and void and shall be deemed separable from the remaining covenants, agreements or provisions and shall in no way affect the validity of any of the other provisions hereof. LK-00/02/93-3 Aw.MR. -2- X Section 6. REPEALING CLAUSE. All ordinances and resolutions or parts thereof of the Issuer in conflict with the provisions herein contained are, to the extent of such conflict, hereby superseded and repealed. Section 7. EFFECTIVE DATE. This resolution shall take effect immediately upon its adoption. After Motion by Councilman Mitchum and Second by Councilwoman Martin the vote on this resolution was as follows: Mayor Jack H. Hayman, Sr. AYE Councilman Kirk Jones AYE Councilwoman Louise A. Martin AYE Councilman Mike Bays ABSENT Councilman David L. Mitchum AYE PASSED AND DULY ADOPTED this 3rd day of June, 1993. ",.ATTEST: Susan J. Wadsworth City Clerk LK-06/02/93-3368-AwardRes -3- CITY COUNCIL OF THE CITY OF EDGEWATER, FLORIDA By: }GL/ Jack H yman, Sr. mayor APPROVED FOR FORM AND CORRECTNESS: aniel U. Livermore, Jr. Bond Counsel Livermore S Klein, P.A. 1750 Gulf Life Tower Jacksonville, FL 32207 (904)399-0500