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FY 2013 CAFR el I I V Or Ebel , COMPREHENSIVE ANNUAL FINANCIAL REPORT Fiscal Year Ended September 30, 2013 il 11 City of IL E ■GEWATER . ')'" , , , , a` t 1 is -sN 2. Jw . I. r . . .. :_,,„ .:,..' - . ,.,. . -,.. ,......... . ,....„1v . t ` • ■ > - � �� i. K A.- 1 1bi- CITY OF EDGEWATER, FLORIDA ARIN mss= a _e +� e .mww.. �sir ,. City of �� � ILID Inc. 1951 ERAir COMPREHENSIVE ANNUAL FINANCIAL REPORT For the fiscal year ended September 30, 2013 Prepared by: The Finance Department is 1111: City of ILEIDG Inc. 1951 TER This page intentionally left blank TABLE OF CONTENTS Page Introductory Section Letter of Transmittal Ill GFOA Certificate of Achievement VII List of Principal Officials VIII Organizational Chart IX Financial Section Independent Auditor's Report 1 Management's Discussion and Analysis 3 Basic Financial Statements Government-Wide Financial Statements: Statement of Net Position 15 Statement of Activities 16 Fund Financial Statements: Balance Sheet-Governmental Funds 18 Reconciliation of the Balance Sheet of Government Funds to the Statement of Net Position 19 Statement of Revenues, Expenditures and Changes in Fund Balances-Governmental Funds 20 Reconciliation of the Statement of Revenues, Expenditures and Changes in Fund Balances of Governmental Funds to the Statement of Activities 21 Statement of Revenues, Expenditures and Changes in Fund Balances-Budget and Actual-General Fund 22 Statement of Net Position-Proprietary Funds 23 Statement of Revenues, Expenses and Changes in Fund Net Position-Proprietary Funds 24 Statement of Cash Flows-Proprietary Funds 25 Statement of Fiduciary Net Position-Fiduciary Funds 26 Statement of Changes in Fiduciary Net Position—Pension Trust Funds 27 Notes to Financial Statements 29 Required Supplementary Information (Unaudited) 58 Combining and Individual Fund Statements and Schedules Nonmajor Governmental Funds—Fund Descriptions 61 Combining Balance Sheet-Nonmajor Governmental Funds 62 Combining Statement of Revenues, Expenditures and Changes In Fund Balances -Nonmajor Governmental Funds 64 Schedule of Revenues, Expenditures and Changes in Fund Balances- Budget and Actual—Nonmajor Special Revenue Funds 66 Schedule of Revenues, Expenditures and Changes in Fund Balances-Budget and Actual—Nonmajor Debt Service Funds 70 Schedule of Revenues, Expenditures and Changes in Fund Balances-Budget and Actual—Nonmajor Capital Projects Funds 71 Internal Service Funds—Fund Descriptions 73 Combining Statement of Net Position 74 Combining Statement of Revenues, Expenses, and Changes in Fund Net Position—Internal Service Funds 75 Combining Statement of Cash Flows—Internal Service Funds 76 I Page Financial Section-Continued Other Supplemental Scheduled—Fiduciary Funds—Fund Descriptions 77 Combining Statement of Fiduciary Net Position—Pension Trust Funds 78 Combining Statement of Changes in Fiduciary Net Position—Pension Trust Funds 79 Statistical Section (Unaudited) Table of Contents 81 Financial Trends Net Position by Component 82 Changes in Net Position 83 Fund Balances of Governmental Funds 85 Changes in Fund Balances of Governmental Funds 86 Revenue Capacity: Tax Revenues by Source of Governmental Funds 87 Assessed Value and Actual Value of Taxable Property 88 Property Tax Rates-Direct and Overlapping Governments 89 Principal Taxpayers 90 Property Tax Levies and Collections 91 Debt Capacity: Ratios of Outstanding Debt by Type 92 Ratios of General Obligation Bonded Debt Outstanding 94 Direct and Overlapping Debt 95 Legal Debt Margin Information 96 Pledged-Revenue Coverage 97 Demographic and Economic Information: Demographic and Economic Statistics 98 I Principal Employers 99 Operating Information Full-time Equivalent City Government Employees by Function/Program 100 Operating Indicator by Function/Program 101 Capital Asset Statistics by Function/Program 102 Other Reports: Schedule of State Financial Assistance 103 Schedule of Findings and Questioned Costs -State Projects 104 Independent Auditors' Report on Compliance For Each Major State Project and , Report on Internal Control Over Compliance in Accordance With Chapter 10.550,Rules of the Auditor General 106 Independent Auditors' Report on Internal Control over Financial Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements Performed In Accordance with Government Auditing Standards 108 Independent Auditors' Management Letter 110 Reply to the Independent Auditor's Report 112 Affidavit of Impact Fee Compliance 113 I I II n C[n tf 1WGEVATER1 March 26, 2014 To the Honorable Mayor, and Members of the City Council, and Citizens of the City of Edgewater City Charter and State law requires that all general-purpose local governments publish a complete set of financial statements presented in conformity with the generally accepted accounting principles in the United States of America (GAAP) and that they be audited in accordance with generally accepted auditing standards in the United States of America by a firm of licensed certified public accountants. Pursuant to the requirement, it is with great pleasure that we present to the City of Edgewater, the Comprehensive Annual Financial Report(CAFR)for the fiscal year ended September 30`h, 2013. This report consists of management's representations concerning the finances of the City of Edgewater. Consequently, management assumes full responsibility for the completeness and reliability of all the information presented in this report. To provide a reasonable basis for making these representations, management of the City of Edgewater has established a comprehensive internal control framework that is designed both to protect the government's assets from loss, theft, or misuse and to compile sufficient reliable information for the preparation of the City of Edgewater's financial statements in conformity with GAAP. Because the cost of internal controls should not outweigh their benefits, the City of Edgewater's comprehensive framework of internal controls has been designed to provide reasonable rather than absolute assurance that the financial statements will be free from material misstatements. As management, we assert that, to the best of our knowledge and belief, this financial report is complete and reliable in all material respects. James Moore & Co., P.L. a firm of licensed certified public accountants, has issued an unmodified ("clean") opinion on the City of Edgewater's financial statements for the fiscal year ended September 30, 2013. The independent auditor's report is located at the front of the financial section of this report. Management's discussion and analysis (MD&A) immediately follows the independent auditor's report. GAAP requires that management provide a narrative introduction, overview, and analysis to accompany the basic financial statements in the form of Management's Discussion and Analysis (MD&A). This letter of transmittal is designated to complement the MD&A and should be read in conjunction with it. Profile of the Government The City of Edgewater was incorporated in 1952 and has operated under the Council-Manager form of government since 1981. Primary responsibilities of the City Manager are to implement the policies of the elected officials. The City Manager assumes responsibilities of the day-to-day operations of the City, annual budget preparation, appointing/removing officers and employees. In addition to supervising the daily operations, the City Manager works with elected officials, committees and citizens to plan for the future of the community. The City of Edgewater is located in southeast Volusia County, primarily east of 1-95 south of New Smyrna Beach, two miles west of the Atlantic Ocean and runs along 10.5 miles of the Indian River coastline. The City is within the economic zone of Central Florida, which roughly follows Interstate 4 from Tampa through Orlando to Daytona Beach and the communities along the Atlantic Coast in Volusia County. There are 14,362 acres of land within the City with an estimated population of 20,737. III The City of Edgewater offers a full range of services to its citizens through multiple funds. The City uses funds to separate resources and assure that the City adheres to restrictions placed upon it by legislators, grantors, donors, and other outside parties (e.g. GASB, GAAP). The following is a list of services provided by each fund: • General Fund - provides planning and zoning, economic development, building (e.g. permits, inspections, etc), police, fire, fire rescue, animal control, parks, recreation, streets (new and maintained), code enforcement, and general administrative services. • Water and Sewer Fund -provides water and sewer services. • Refuse Fund - uses a combination of City personnel and assets along with private contracted companies to provide solid waste collection. • Stormwater Fund—provides and ensures proper water drainage from all properties. • Internal Service Funds — account for fleet management services, management information systems, general liability insurance, health insurance, and workers compensation insurance. Whenever possible the City seeks alternative sources of revenue to provide services, enhance services, and supplement the existing expenses in the budget. The most prominent example of alternative revenue is grants through the federal, state, and local levels. Local economy Long established businesses such as Boston Whaler, Edgewater Power Boats, R.J. Dougherty Associates, Inc, Porta Products, Tropical Blossom Honey, Lane Construction, as well as new businesses provide employment opportunities within the City. NASA and related supporting enterprises at Cape Canaveral as well as the cruise industry located at Port Canaveral provide further employment opportunities. The City of Edgewater currently has a 6.8 percent unemployment rate (in line with the state average of 6.7 percent). During the last year, taxable assessment values of property in Edgewater increased 1.80 percent. The City continues exploring several options to increase economic growth within the City and improve economic development within southeast Volusia County. The City's Economic Development Board is continuing its emphasis on result-oriented initiatives as well as the City is working with the County in creating a Community Revelopment Agency to encourage redevelopment along our US. 1 and Park Ave. corridor. The City continues to develop many partnerships between various economic development agencies and local businesses. The City of Edgewater's outlook for fiscal year 2014 is for modest gains in economic growth as the recovery and expansion from the financial crisis and national and international recessions gain a small degree of traction in the local economy. With the modest gains, the City of Edgewater continues to apply for Federal and State and did receive State Revolving Funds for the renewal and replacement of an aging Waste Water Treatment plant as well as Department of Transportation funds for sidewalks along our major corridor US. 1. The Waste Water Treatment Plant R&R should be completed in FY2014 with the Sidewalks to be completed in FY2015. Without these funds, this project would not have been completed within the foreseeable future. Financial planning and budgeting The City continued to stress expenditure control in preparing the FY2014 General Fund budget. The City ad valorem millage rate for FY2013 was 6.50, which was 2.17% more than the rolled-back rate. The millage rate increased from the prior year rate of 6.47, resulting in property tax collections increase of 2.2%due to a decrease in property assessments The City adopts a five-year capital improvement plan that identifies future funding needs to maintain, repair and upgrade capital assets and infrastructure including road resurfacing, water line upgrades and vehicle and technology replacement programs within the funding constraints. It should be noted; however, that the CIP is not a fixed document but a flexible, evolutionary document that may change to reflect changing priorities, opportunities, costs, or different financing approaches. Iv Relevant financial policies The City Council recognizes the need to meet seasonal shortfalls in cash flows, its susceptibility to emergency or unanticipated expenditures or the possibility of revenue shortfalls during any fiscal year. To address these issues, the City Council included in its Charter a requirement to maintain reserves at a minimum of 15 percent to a maximum of 25 percent of the general fund appropriations (excluding operating transfers). The unassigned fund balance at September 30, 2013 was 23.62% which is within the range of 15-25% per the charter. For Fiscal Year 2013 operating budget cuts were necessary in many areas to offset increasing operating cost while still maintaining our five year salary step plan. Budgeting Controls The annual budget serves as the foundation for the City of Edgewater's financial planning and control. All departments of the City of Edgewater are required to submit requests for appropriation to the City Manager. The City Manager then uses these requests as the starting point for developing a proposed budget. The City Manager then presents this proposed budget to the City Council for review. The City Council is required to hold public hearings on the proposed budget and to adopt a final budget by no later than September 30, the close of the City of Edgewater's fiscal year. The appropriated budget is prepared by fund (i.e., General Fund), department (i.e., Fire Department) and division (i.e., Fire Operations). The City Manager may make transfers of appropriations within and between divisions and departments; however, any revisions that alter the total appropriations of any funds must be approved by City Council. Original and final amended budget-to-actual comparisons are provided in this report for each individual governmental fund. Cash management policies and practices The city administers a cash management and investment program that seeks to maximize, in order of priority, the preservation of funds, liquidity and interest earnings over its cash and investments. Cash resources of the individual funds are combined to form a pool of cash and investments. The City's cash and investment pool balance at September 30, 2013 (not including pension funds) was $12,029,656. Investment income includes the change in the fair value of investments. During the year monies were invested in U.S. Agencies and Treasuries and the State Board Administration Local Government Investment Pool in accordance with the City's Investment Policy. Pension fund assets were invested mainly in equity and bond funds in accordance with the City's Investment Policy for Retirement Funds. The total pension fund assets at September 30, 2013 were$27,830,908. Risk Management During the ordinary course of its operations, the City is exposed to various risks of losses. The City maintains commercial insurance coverage in amounts management feels is adequate to protect and safeguard the assets of the City. In the opinion of the City's management and legal counsel, legal claims and litigation are not anticipated to have a material impact on the financial position of the City. Pension and other postretirement benefits The City of Edgewater sponsors three defined benefit and one defined contribution pension plan for its employees. The general employee pension has been closed since 1996. Each year an independent actuary by the pension plan calculates the amount of the Annual Required Contribution (ARC) that the City of Edgewater must make to the pension plan to ensure that the plan will be able to fully meet its obligations to retired employees on a timely basis. The following Defined Benefit Plan employee contributions are required, police and firefighters contribute 6% and general employees contribute 2.5% of their salary to the plan. The City provides retirees with the option to purchase health insurance at the City's group rate. This creates an implicit rate subsidy benefit for the retirees' participation. GASB Statement No. 45 "Other Postemployment Benefits" was implemented at September 30, 2010. There was neither an OPEB asset nor liability at transition. V Certificate of Achievement Award The Government Finance Officers Association of the United States and Canada (GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to the City of Edgewater for its comprehensive annual financial report for the fiscal year ended September 30, 2012. This was the twenty- ninth consecutive year that the City of Edgewater has achieved this prestigious award. In order to be awarded a Certificate of Achievement, a government must publish an easily readable and efficiently organized comprehensive annual financial report. This report must satisfy both generally accepted accounting principles and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. We believe that our current comprehensive annual financial report continues to meet the Certificate of Achievement Program's requirements and we are submitting it to the GFOA to determine its eligibility of another certificate. Acknowledgements The preparation of this report would not have been possible without the efficient and dedicated commitment of the entire Finance Department. The City departments, although not extensively involved in year-end audit activities, contributed significantly by ensuring the accuracy and integrity of the accounting information and statistics compiled throughout the year. Without their diligence, the work of the Finance Department would have been considerably more difficult. Appreciation must also be expressed to the City's external auditor whose suggestions and attention to detail enhanced the quality of this report. In closing, special thanks to the Mayor and City Council for their support and commitment to maintaining the financial integrity and sustainability of the City. Respectfully submitted, Tracey T. Barlow City Manager Finance Director air VI �a Yw Government Finance Officers Association Certificate of Achievement for Excellence in Financial as Reporting Presented to City of Edgewater �• Florida For its Comprehensive Annual Financial Report for the Fiscal Year Ended September 30, 2012 i• *Cr,e ..440frk, Executive Director/CEO a a W VII • CITY OF EDGEWATER FLORIDA List of Elected and Appointed Officials September 30, 2013 CITY COUNCIL , Michael L.Thomas, Mayor Christine Power, Michael Ignasiak, District 1 District 3 Gigi Bennington, Gene Emter, District 2 District 4 ADMINISTRATION CITY MANAGER FINANCE DIRECTOR Tracey T. Barlow Jonathan McKinney CITY ATTORNEY FIRE CHIEF Aaron R. Wolfe Stephen Cousins CITY CLERK POLICE CHIEF Bonnie Wenzel David J. Arcieri PERSONNEL DEVELOPMENT SERVICES DIRECTOR DIRECTOR Donna Looney Darren Lear ENVIRONMENTAL SERVICES LEISURE SERVICES DIRECTOR DIRECTOR Brenda Dewees Jack Corder VIII CITY OF EDGEWATER FLORIDA ,,.. City Organization Chart September 30, 2013 ■w or Citizens of Edgewater I + Mayor and City Council or i City Attorney City Manager Advisory City Clerk Boards as r it r r __ Leisure Community Environmental, Support to Services Development', Services Public Safety Services Il_ Recreation Building Utilities Public Works Fire/Rescue Finance a ? L Maintenance Planning Water Stormwater J Code Personnel OD Enforcement or Animal Control Wastewater Refuse Police Technoloion gy Animal Shelter Field Street ON Operations Wastewater Fleet MI Collections_JI UN rrs ill all -rr IX rn C ikt of jWGE1ATER1 Inc. 1951 I This page intentionally left blank ' 1 I1 1 I X I IMF AI James Moore t�1 Certified Public Accountants and Consultants INDEPENDENT AUDITORS' REPORT rr To the Honorable Mayor,City Council,and City Manager City of Edgewater,Florida: Report on the Financial Statements A" We have audited the accompanying financial statements of the governmental activities, business-type activities, each major fund, and the aggregate remaining fund information of the City of Edgewater, Florida(the City), as of and for the year ended September 30, 2013, and the related notes to the financial statements, which collectively comprise the City's basic financial statements as listed in the table of es contents. Management's Responsibility for the Financial Statements Management is responsible for the preparation and fair presentation of these financial statements in accordance with accounting principles generally accepted in the United States of America; this includes the design, implementation, and maintenance of internal control relevant to the preparation and fair vie presentation of financial statements that are free from material misstatement, whether due to fraud or error. Auditors'Responsibility Our responsibility is to express opinions on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in „r the financial statement. The procedures selected depend on the auditors' judgment, including the assessment of the risks of material misstatement of the financial statements,whether due to fraud or error. In making those risk assessments, the auditor considers internal control relevant to the City's preparation and fair presentation of the financial statements in order to design audit procedures that are appropriate in rr the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the City's internal control. Accordingly, we express no such opinion. An audit also includes evaluating the appropriateness of accounting principles used and significant estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinions. Opinions In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business-type activities, each major fund, .lr and the aggregate remaining fund information of the City as of September 30, 2013, and the respective changes in financial position and, where applicable, cash flows thereof and the respective budgetary comparison for the general fund for the year then ended in conformity with accounting principles generally accepted in the United States of America. nr 121 Executive Circle 5931 NW 1st Place 2477 Tim Gamble Place,Suite 200 ws Daytona Beach,FL 32114-1180 Gainesville,Ft.32607-2063 Tallahassee,FL 32308-4386 Telephone:386/257-4100 Telephone:352/378-1331 Telephone:850/386-6184 Fax:386/255-3261 Fax:352/372-3741 Fax:850/422-2074 ow dab @jmco.com gnv @jmco,com tlh @jmco.com Member ofAGN International with offices in principal cities worldwide 1 1 Other Matters Required Supplementary Information Accounting principles generally accepted in the United States of America require that the management's discussion and analysis and other required supplementary information, as listed in the table of contents, be presented to supplement the basic financial statements. Such information, although not a part of the basic financial statements, is required by the Governmental Accounting Standards Board, who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic, or historical context. We have applied certain limited procedures to the required supplementary information in accordance with auditing standards generally accepted in the United States of America, which consisted principally of inquiries of management regarding the methods of measurement and presentation of the required supplementary information. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. Other Information Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise City of Edgewater, Florida's basic financial statements. The introductory section, combining and individual nonmajor fund financial statements, budgetary comparison schedules, statistical section, and the schedule of state financial assistance, as required by Section 215.97, Florida Statutes, are presented for purposes of additional analysis and are not a required part of the basic financial statements. The combining and individual nonmajor fund financial statements, budgetary comparison schedules, and the schedule of state financial assistance are the responsibility of management and were derived from and relate directly to the underlying accounting and other records used to prepare the basic financial statements. Such information has been subjected to the auditing procedures applied in the audit of the basic financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the basic financial statements or to basic the financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the information is fairly stated in all material respects in relation to the financial statements as a whole. The introductory section and statistical section have not been subjected to the auditing procedures applied in the audit of the basic financial statements and, accordingly, we do not express an opinion or provide any assurance on them. Other Reporting Required by Government Auditing Standards In accordance with Government Auditing Standards, we have also issued our report dated March 13, 2014,on our consideration of City of Edgewater,Florida's internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements and other matters.The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the City's internal control over financial reporting and compliance. a•44* NyC L8. Daytona Beach,Florida March 13,2014 2 Management's Discussion and Analysis As management of the City of Edgewater, Florida we offer readers of the City of Edgewater's financial statements this narrative overview and analysis of the financial activities of the City of Edgewater for the fiscal year ended September 30, 2013. We encourage readers to consider the information presented here in conjunction with additional information that we have furnished in our letter of transmittal. Financial Highlights • Net Position - The assets of the City exceeded its liabilities at the close of FY 2012-13 by $83,089,962, which represents a decrease in net assets of $3,296,815 or 3.82% from the prior fiscal year. • The City's governmental funds reported combined ending fund balance of $3,920,037, a decrease of$1,120,939 from the prior fiscal year. • At the end of FY 2012-13, the General Fund unassigned fund balance was $2,744,608 or 23.62% of the budgeted FY 2014 General Fund expenditures, excluding transfers. This represents a increase of$291,685 from the prior fiscal year. • During the fiscal year, the City's total debt increased by $2,602,228. Governmental debt decreased by $285,131 and business-type debt reflected an increase of$2,887,359. Overview of the Financial Statements This discussion and analysis are intended to serve as an introduction to the City of Edgewater's (the City) basic financial statements. The City's basic financial statements comprise three components: 1) government-wide financial statements, 2) fund financial statements, and 3) notes to the financial statements. This report also contains other supplementary information in addition to the basic financial statements themselves. Government-Wide Financial Statements The government-wide financial statements are designed to provide readers with a broad overview of the City of Edgewater's finances, in a manner similar to a private-sector business. The statement of net assets presents information on all of the City's assets and liabilities, with the difference between the two reported as net position. Over time, increases or decreases in net position may serve as a useful indicator of whether the financial position of the City is improving or deteriorating. The statement of activities presents information showing how the government's net position changed during the most recent fiscal year. All changes in net position are reported as soon as the underlying event giving rise to the change occurs, regardless of the timing of related cash flows. Thus, revenues and expenses are reported in this statement for some items that will only result in cash flows in future fiscal periods (e.g., uncollected taxes and earned but unused vacation leave). 3 I erc Both of the government-wide financial statements distinguish functions of the City of Edgewater that are principally supported by taxes and intergovernmental revenues (governmental activities) from other functions that are intended to recover all or a significant portion of their costs through user fees and charges (business-type activities). The governmental activities of the City of Edgewater include general government, public safety, transportation/public works and leisure services. The business-type activities of the City of Edgewater include water and sewer, refuse collection and stormwater management. The government-wide financial statements include only the City of Edgewater itself (known as the primary government). The City of Edgewater has no component units. The government-wide financial statements can be found on pages 15-17 of this report. Fund Financial Statements A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The City of Edgewater, like other state and local governments, uses fund accounting to ensure and demonstrate compliance with finance- related legal requirements. All of the funds of the City of Edgewater can be divided into three categories: governmental funds, proprietary funds and fiduciary funds. Governmental Funds - Governmental funds are used to account for essentially the same functions reported as governmental activities in the government-wide financial statements. However, unlike the government-wide financial statements, governmental fund financial statements focus on near-term inflows and outflows of spendable resources, as well as on balances of spendable resources available at the end of the fiscal year. Such information may be useful in evaluating a government's near-term financing requirements. Because the focus of governmental funds is narrower than that of the government-wide financial statements, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government-wide financial statements. By doing so, readers may better understand the long-term impact of the government's near-term financing decisions. Both the governmental fund balance sheet and the governmental fund statement of revenues, expenditures, and changes in fund balances provide a reconciliation to facilitate this comparison between governmental funds and governmental activities. The City of Edgewater maintains nine individual governmental funds. Information is presented separately in the governmental fund balance sheet and in the governmental fund statement of revenues, expenditures, and changes in fund balances for the general fund, and the capital projects fund, both of which are considered to be major funds. Data from the other eight governmental funds are combined into a single, aggregated presentation.. Individual fund data for each of these nonmajor governmental funds is provided in the form of combining statements elsewhere in this report. The City of Edgewater adopts an annual appropriated budget for all of its governmental funds. Budgetary comparison statements have been provided for the general fund to demonstrate compliance with this budget at page 22. Budgetary comparison schedules have been provided for the nonmajor, debt service and capital projects funds at pages 66-71. The basic governmental fund financial statements can be found on pages 18-22 of this report. 4 Proprietary Funds - The City of Edgewater maintains one type of proprietary fund. Enterprise funds are used to report the same functions presented as business-type activities in the government-wide financial statements. The City of Edgewater uses enterprise funds to account for water and sewer, refuse collection and stormwater management. Proprietary funds provide the same type of information as the government-wide financial statements, only in more detail. The proprietary fund financial statements provide separate information for water and sewer, refuse collection and stormwater management which are all considered to be major funds. The basic proprietary fund financial statements can be found on pages 23-25 of this report. Internal Services Funds — Internal Service funds are used to account for the financing of centralized services to the City departments on a cost-reimbursement basis. The basic internal services fund financial statements can be found on pages 74-76 of this report. Fiduciary Funds- Fiduciary funds are used to account for resources held for the benefit of parties outside the government. Fiduciary funds are not reflected in the government-wide financial statements because the resources of those funds are not available to support the City of Edgewater's own programs. The accounting used for fiduciary funds is much like that used for the proprietary funds. The basic fiduciary fund financial statements can be found on pages 78-79 of this report. Notes to the Financial Statements The notes provide additional information that is essential to a full understanding of the data provided in the government-wide and fund financial statements. The notes to financial statements can be found on pages 29-57 of this report. Other Information In addition to the basic financial statements and accompanying notes, this report also presents certain required supplementary information concerning the City's progress in its obligation to provide pension benefits to its employees. The combining statements referred to earlier in connection with nonmajor governmental funds are presented immediately following the Notes to Financial Statements. Combining and individual fund statements and schedules can be found on pages 62-65 of this report. Government-Wide Financial Analysis As noted earlier, net position may serve over time as a useful indicator of a government's financial position. In the case of the City of Edgewater, assets exceeded liabilities by $83,089,962 at the close of the most recent fiscal year. The following table reflects the condensed statement of net position for the current and prior years. For more detail see the Statement of Net Position on page 15. 5 1 City of Edgewater's Statement of Net Position (in whole dollars) Governmental Activities Business-Type Activities Total Primary Government Assets: 2013 2012 2013 2012 2013 2012 Current and other assets $5,178,148 $6,690,619 $10,627,203 $9,899,175 $15,805,351 $16,589,794 Capital Assets 44,948,205 47,443,547 52,601,859 48,871,661 97,550,064 96,315,208 Total Assets 50,126,353 54,134,166 63,229,062 58,770,836 113,355,415 112,905,002 Liabilities: Long term liabilities 3,625,438 3,715,131 23,340,342 20,410,868 26,965,780 24,125,999 Other liabilities 710,725 927,778 2,588,948 1,464,448 3,299,673 2,392,226 Total Liabilities 4,336,163 4,642,909 25,929,290 21,875,316 30,265,453 26,518,225 Net Position: Net investment in capital assets 43,278,270 45,488,481 30,199,966 29,330,978 73,478,236 74,819,459 Restricted 1,000,424 1,063,323 1,860,458 2,250,279 2,860,882 3,313,602 Unrestricted 1,511,496 2,939,453 5,239,348 5,314,263 6,750,844 8,253,716 Total Net Position $45,790,190 $49,491,257 $37,299,772 $36,895,520 $83,089,962 $86,386,777 At the end of the current fiscal year, the government's liabilities increased by $3,747,228 which is mainly attributed to the increase of long term in business-type activities of $2,887,359. Other liabilities increased by$1,145,000 which is attributed to increases in accounts payable, OPEB, and compensated absence liabilities of the City. Eighty-eight percent (88%) of the City's net position reflect its investment in capital assets (e.g., land, buildings, improvements, infrastructure and equipment) less any related debt used to acquire those assets that is still outstanding. The City uses these capital assets to provide services to citizens; consequently, these assets are not available for future spending. Although the City of Edgewater's investment in its capital assets is reported net of related debt, it should be noted that the resources needed to repay this debt must be provided from other sources, since the capital assets themselves cannot be used to liquidate these liabilities. An additional portion of the City of Edgewater's net position (3%) represents resources that are subject to external restrictions on how they may be used. The remaining balance of unrestricted net position $6,750,844 may be used to meet the government's ongoing obligations to citizens and creditors. At the end of the current fiscal year, the City of Edgewater is able to report positive balances in all categories of net position, both for the government as a whole, as well as for its separate governmental and business-type activities. The government's net position decreased by $3,296,815 in the current fiscal year. The government's restricted net position decreased by $452,720 in the current fiscal year. This was mainly attributed to decreases in net position being restricted for use in capital projects of$492,956 for business-type activities. Further explanations of the increase are detailed below. The following table reflects the condensed Statement of Activities for the current and prior years. For more detail see the Statement of Activities on page 16-17. 6 Statement of Activities Governmental Activities - Governmental activities decreased the City of Edgewater's net position by$3,701,067. Key elements of this decrease are as follows: • Capital grants decreased $950,893 due to major sidewalk construction projects on 30th Street and U.S. Highway 1 becoming complete or near complete during the year. • Governmental fixed asset depreciation increased $186,341 from the prior year. • Public safety expenses increased by $506,290 (8%) during the year primarily due to increases in the City's portion for Police and Fire pension contributions of$384,130. Business-Type Activities - Business-type activities increased the City of Edgewater's net position by$404,252. Key elements of this increase are as follows: • Charges for services increased by$655,237 (6%) during the year due to a 6.0% increase in the water and sewer rates. • Stormwater expenses increased by $131,313 (13%) during the year due to increased personnel costs and professional services. • Transfers out increased $110,516 (276%) during the year due to the transfer from the Water and Sewer Fund to the Capital Projects Fund for the US 1 irrigation project. The remainder of this page intentionally left blank. City of Edgewater's Changes in Revenues, Expenses and Net Position (in whole dollars) 1 Governmental Activities Business-Type Activities Total Primary Government 2013 2012 2013 2012 2013 2012 Revenues: Program revenues- Chargesforservices $ 788,185 $ 579,090 $ 12,198,937 $ 11,543,700 $ 12,987,122 $ 12,122,790 Operating grants and contributions 586,345 591,002 - - 586,345 591,002 Capital grants and contributions 515,775 1,466,668 83,417 86,937 599,192 1,553,605 General revenues- Property taxes 3,763,456 3,669,226 - - 3,763,456 3,669,226 Franchise and utility taxes 3,051,649 2,947,266 - - 3,051,649 2,947,266 Intergovernmental 1,814,689 1,680,896 - - 1,814,689 1,680,896 Investment income and miscellaneous 76,082 90,878 74,861 81,371 150,943 172,249 Total revenues 10,596,181 11,025,026 12,357,215 11,712,008 22,953,396 22,737,034 Expenses: General government 2,098,288 1,869,872 - - 2,098,288 1,869,872 Public safety 7,094,211 6,587,921 - - 7,094,211 6,587,921 Transportation/public works 3,719,716 3,542,650 - - 3,719,716 3,542,650 Leisure services 1,490,505 1,388,241 - - 1,490,505 1,388,241 Interest on long-term debt 45,094 36,397 - - 45,094 36,397 Water and sewer - - 8,086,388 8,020,597 8,086,388 8,020,597 Refuse collection - - 2,558,753 2,604,683 2,558,753 2,604,683 Stormwatermanagement - - 1,157,256 1,025,943 1,157,256 1,025,943 Total expenses 14,447,814 13,425,081 11,802,397 11,651,223 26,250,211 25,076,304 Excess(deficiency)before transfers (3,851,633) (2,400,055) 554,818 60,785 (3,296,815) (2,339,270) Transfers in/(out) 150,566 40,050 (150,566) (40,050) - - , Increase(Decrease)in net position (3,701,067) (2,360,005) 404,252 20,735 (3,296,815) (2,339,270) Net Position-Beginning 49,491,257 51,851,262 36,895,520 36,874,785 86,386,777 88,726,047 Net Position-Ending $ 45,790,190 $ 49,491,257 $ 37,299,772 $ 36,895,520 $ 83,089,962 $ 86,386,777 The remainder of this page intentionally left blank. 8 Expenses and Program Revenues - Governmental Activities $8,000,000 $7,000,000 I$7,094,211 $6,000,000 $5,000,000 $3,719,716 $4,000,000 .r r $3,000,000 $2,098,288 r $1,490505 $2,000,000 $1133974 1 $1,000,000 $567,824 $165479 e $23,028 $45,094 $0 General government Public safety Transportation/public Leisure services Interest on long-term works debt ❑Expense ®Program Revenues Revenues by Source — Governmental Activities Investment Other Taxes Income& 29% Miscellaneous 1% Program Revenues 18% Property Taxes Intergovernmental 35% 17% ❑Property Taxes ®Intergovernmental 0 Program Revenues 0 Investment Income&Miscellaneous Other Taxes 9 lb Expenses and Program Revenues - Business-Type 1 $8,086,388 $8,321,516 $9,000,000 _ I $8,000,000 $7,000,000 $6,000,000 $5,000,000 00 $4,000,000 0101 1 $2,558,753 $2,673,005 $3,000,000 00 -� $1,157,256 $1,287,833 $2,000,000 00 ‘ $1,000,000 , L .___ _ $0 , ________.__, Water and Sewer Refuse Collection Stromwater Management I❑Expense III Program Revenues I Revenues by Source - Business-Type I Capital Grants and Contributions ' 1% / Investment Charges for Income & Services I Miscellaneous 98% 1% 0 Capital Grants and Contributions I (Charges for Services ❑Investment Income&Miscellaneous I I 10 I Financial Analysis of the Government's Funds As noted earlier, the City of Edgewater used fund accounting to ensure and demonstrate compliance with finance-related requirements. Governmental Funds - The focus of the City's governmental funds is to provide information on near-term inflows, outflows, and balances of spendable resources. Such information is useful in assessing the City of Edgewater's financing requirements. In particular, unassigned fund balance may serve as a useful measure of a government's net resources available for spending at the end of the fiscal year. As of the end of the current fiscal year, the City of Edgewater's governmental funds reported combined ending fund balances of $3,920,037, a decrease of $1,120,939 in comparison with the prior year. Approximately 70% of this amount or $2,744,608 constitutes unassigned fund balance, which is available for spending at the City's discretion. The City has assigned fund balance for the replacement of City Hall in the amount of $500,000. Restricted fund balance of $653,259 is for scholarships, public safety, debt service, and capital projects. Nonspendable fund balance of$22,170 is held for inventories and prepaids. The General Fund is the chief operating fund of the City of Edgewater. At the end of the current fiscal year, unassigned fund balance of the General Fund was $2,744,608, while total fund balance was $3,270,806. As a measure of the General Fund's liquidity, it may be useful to compare both unassigned fund balance and total fund balance to total fund expenditures. Unassigned fund balance represents 23% of the total General Fund expenditures, while total fund balance represents 28% of that same amount. During the current fiscal year, the fund balance of the General Fund decreased by $1,058,090. This decrease was attributed to the use of fund balance in the current year. Proprietary Funds - The City of Edgewater's proprietary funds provide the same type of information found in the government-wide financial statements, but in more detail. Unrestricted net position of the proprietary funds at the year-end amounted to $5,204,249. The total increase in net position for these funds was $366,782. Other factors concerning the finances of these funds have already been addressed in the discussion of the City of Edgewater's business-type activities. General Fund Budgetary Highlights During the year, actual revenues were $29,761 less than budgeted revenues primarily due to lesser than anticipated utility and franchise taxes, charges for services, and fines and forfeitures. Actual expenditures were $11,338 less than budgeted expenditures primarily due to decreased repair and maintenance costs. 11 Capital Asset and Debt Administration Capital Assets - The City of Edgewater's investment in capital assets for its governmental and business-type activities as of September 30, 2013, amounts to $97,550,064 net of accumulated depreciation. This investment in capital assets includes land, buildings, improvements, machinery and equipment and infrastructure. The total increase in the City's investment in capital assets for the current fiscal year was 1.3%. City of Edgewater's Capital Assets (net of depreciation)(in whole dollars) Governmental Activities Business-Type Activities Total Primary Government 2013 2012 2013 2012 2013 2012 Land $ 23,094,577 $ 23,078,325 $ 1,235,467 $ 1,235,467 $ 24,330,044 $ 24,313,792 Buildings 4,343,106 2,246,730 9,517,679 10,368,082 13,860,785 12,614,812 Improvements 8,866,817 9,215,844 30,836,526 31,905,588 39,703,343 41,121,432 Machinery and equipment 1,155,500 1,249,887 4,499,609 5,026,374 5,655,109 6,276,261 Infrastructure 5,912,669 7,677,137 - - 5,912,669 7,677,137 Construction in progress 1,575,536 3,975,624 6,512,578 336,150 8,088,114 4,311,774 Total $ 44,948,205 $ 47,443,547 $ 52,601,859 $ 48,871,661 $ 97,550,064 $ 96,315,208 Additional information on the City of Edgewater's capital assets can be found in Note IV E of the notes to the financial statements on pages 40-41 of this report. Long-Term Debt At the end of the current fiscal year, the City of Edgewater had total debt outstanding of $24,162,289. This debt includes bonds payable, notes payable, state revolving loan and capital leases. In FY 2013, the City issued City of Edgewater, Florida Lease Refunding Note, Series 2013 for the refinancing of the City's Water and Sewer Fund meter equipment lease, State Revolving Loan for the wastewater treatment plant renewal and replacement, and Branch Banking and Trust Company Vehicle Lease 2013 for the purchase of seven vehicles (governmental activities). The City is current on all required debt service obligations. City of Edgewater's Outstanding Debt (in whole dollars) Governmental Activities Business-Type Activities Total Primary Government 2013 2012 2013 2012 2013 2012 Bonds payable $ - $ - $ 13,946,595 $ 15,077,524 $ 13,946,595 $ 15,077,524 Notes payable 1,382,019 1,799,037 4,142,717 - 5,524,736 1,799,037 State revolving loan - - 4,403,042 - 4,403,042 - Capital leases 287,916 156,029 - 4,527,471 287,916 4,683,500 $ 1,669,935 $ 1,955,066 $ 22,492,354 $ 19,604,995 $ 24,162,289 $ 21,560,061 During the current fiscal year, the City's total debt increased by $2,602,228 (12%). Additional information on the City of Edgewater's long-term debt can be found in Note IV H of the notes to the financial statements on pages 42-46 of this report. 12 Reserve Policy The City Council has approved a Reserve Policy, which was adopted within the City Charter. The policy addresses that the City is required to maintain reserves at a minimum of 15 percent with a maximum of 25 percent of the general fund. The reserve range is established based on a percentage of current years' budget. Reserve levels above the top of the range are deemed to be available for capital or other lawful purposes. The Reserve amount per Charter is currently set at $1,950,000 (16%) of the FY2013 — 2014 General Fund Budget. The City Council has designated $500,000 towards the future replacement of City Hall. The nonspendable balance is $22,170 with restricted balances of $4,028. The amount available for capital or other lawful purposes less any reserves or set asides is $2,744,608 at September 30, 2013. The increase in available reserves is attributed to revenues exceeding forecast while maintaining expenditures at or below forecast. Next Year's Budget and Rates The City Council adopted a conservative budget for Fiscal Year 2013/2014. The proposed budget contains many ambitious work plan objectives that are intended to address the highest priorities in the community and the goals of the City Council. This budget also sets the financial foundation to establish an accurate and understandable assessment and tracking of the uses and sources of all funds. The 2013/2014 budget presents a number of opportunities and challenges to improve overall service to the community while dealing with the slow recovery as a result of the severe economic downturn. By any standard this is a very aggressive program of work that will challenge the capacity of staff and the City Council to accomplish under the slow recovery. The proposed General Fund budget for Fiscal Year 2013/2014 includes the following assumptions: • Realization of reduced revenues as a result of the current economic conditions. • Decreases in operating expenditures consistent with the revenue forecasts. • Maintenance of service levels and program to the extent possible and minimal reductions in service levels where appropriate. Requests for Information This financial report is designed to provide a general overview of the City of Edgewater's finances for those with an interest in the government's finances. Questions concerning any of the information should be addressed to the office of the Finance Director, City of Edgewater, P.O. Box 100, Edgewater, Florida 32132-0100. 13 City of "ED G Inc. 1951 TER This page intentionally left blank 14 I CITY OF EDGEWATER, FLORIDA Statement of Net Position September 30, 2013 Governmental- Business-type type Activities Activities Total ASSETS Cash and cash equivalents $ 1,579,464 $ 6,365,775 $ 7,945,239 Investments 2,001,223 - 2,001,223 Receivables,net 403,729 1,593,902 1,997,631 Special assessment receivable,net - 169,484 169,484 Due from other governments 639,100 321,025 960,125 Inventories and prepaids 42,531 3,362 45,893 Deferred charges,net - 90,461 90,461 Restricted assets: Cash and cash equivalents - 2,083,194 2,083,194 Investment in joint venture 163,209 - 163,209 Pension assets 348,892 - 348,892 Capital Assets Nondepreciable assets 24,670,113 7,748,045 32,418,158 Depreciable assets,net 20,278,092 44,853,814 65,131,906 Total assets 50,126,353 63,229,062 113,355,415 LIABILITIES Accounts payable and other current liabilities 642,652 1,438,020 2,080,672 Accrued interest payable 8,768 222,736 231,504 Unearned revenue 58,201 - 58,201 Due to other governments 1,104 - 1,104 Customer deposits - 928,192 928,192 Noncurrent liabilities Due within one year 1,348,273 2,222,133 3,570,406 Due in more than one year 2,277,165 21,118,209 23,395,374 Total liabilities 4,336,163 25,929,290 30,265,453 NET POSITION Net investment in capital assets 43,278,270 30,199,966 73,478,236 Restricted for: Debt service - 1,241,486 1,241,486 Public safety 357,346 - 357,346 Capital projects 639,050 618,972 1,258,022 Scholarships 4,028 - 4,028 Unrestricted 1,511,496 5,239,348 6,750,844 Total net position $ 45,790,190 $ 37,299,772 $ 83,089,962 The notes to the financial statements are an integral part of this statement. 15 CITY OF EDGEWATER, FLORIDA Statement of Activities For the Fiscal Year Ended September 30, 2013 Program Revenues Operating Capital Charges for Grants and Grants and Functions/Programs Expenses Services Contributions Contributions Governmental activities: General administrative $ 2,098,288 $ 165,479 $ - $ - Public works 3,719,716 169,864 577,754 386,356 Public safety 7,094,211 439,680 8,591 119,553 Culture and recreation 1,490,505 13,162 - 9,866 Interest on long-term debt 45,094 - - - Total governmental activities 14,447,814 788,185 586,345 515,775 Business-type activities: Water/Sewer 8,086,388 8,238,099 - 83,417 Refuse 2,558,753 2,673,005 - - Stormwater 1,157,256 1,287,833 - - Total business-type activities 11,802,397 12,198,937 - 83,417 Total primary government $ 26,250,211 $ 12,987,122 $ 586,345 $ 599,192 General revenues: Property taxes Utility and franchise taxes Intergovernmental shared revenue-non-program Investment earnings Gain on sale of assets Miscellaneous revenue Transfers Total general revenues and transfers Change in net position Net position-beginning Net position-ending The notes to the financial statements are an integral part of this statement. 16 Net(Expense)Revenue and Changes in Net Position Governmental Business-type Activities Activities Total $ (1,932,809) $ - $ (1,932,809) (2,585,742) - (2,585,742) (6,526,387) - (6,526,387) .. (1,467,477) - (1,467,477) (45,094) - (45,094) (12,557,509) - (12,557,509) - 235,128 235,128 - 114,252 114,252 - 130,577 130,577 - 479,957 479,957 (12,557,509) 479,957 (12,077,552) 3,763,456 - 3,763,456 3,051,649 - 3,051,649 M 1,814,689 - 1,814,689 25,339 3,879 29,218 11,855 - 11,855 38,888 70,982 109,870 150,566 (150,566) - 8,856,442 (75,705) 8,780,737 (3,701,067) 404,252 (3,296,815) 49,491,257 36,895,520 86,386,777 $ 45,790,190 $ 37,299,772 $ 83,089,962 17 CITY OF EDGEWATER, FLORIDA Balance Sheet Governmental Funds September 30,2013 Other Total Capital Projects Governmental Governmental General Fund Fund Funds Funds ASSETS Cash $ 770,202 $ 89,255 $ 509,215 $ 1,368,672 Investments 2,001,223 - - 2,001,223 �. Receivables-net of allowance for uncollectibles 403,706 - 23 403,729 Due from other governments 517,643 121,419 38 639,100 Inventories and prepaids 22,170 - - 22,170 Total assets $ 3,714,944 $ 210,674 $ 509,276 $ 4,434,894 LIABILITIES AND FUND BALANCES Liabilities Accounts payable $ 89,075 $ 69,564 $ 1,155 $ 159,794 Accrued liabilities 295,758 - - 295,758 Due to other governments 1,104 - - 1,104 Unearned revenues 58,201 - - 58,201 Total liabilities 444,138 69,564 1,155 514,857 Fund balances Nonspendable: Inventories and prepaids 22,170 - - 22,170 ... Restricted for: Scholarships 4,028 - - 4,028 Public safety - - 8,454 8,454 Debt service - - 1,727 1,727 Capital projects - 141,110 497,940 639,050 Assigned to: City Hall 500,000 - - 500,000 Unassigned 2,744,608 - - 2,744,608 Total fund balances 3,270,806 141,110 508,121 3,920,037 Total liabilities and fund balances $ 3,714,944 $ 210,674 $ 509,276 $ 4,434,894 The notes to the financial statements are an integral part of this statement. i 18 CITY OF EDGEWATER, FLORIDA Reconciliation of the Balance Sheet of Governmental Funds To the Statement of Net Position September 30,2013 Total governmental funds fund balance $3,920,037 Amounts reported for governmental activities in the statement of net position are different because: Capital assets used in governmental activities are not financial resources and,therefore,are not reported in the funds-total less accumulated depreciation. Land and land rights $ 23,094,577 Buildings and improvements 26,115,118 Infrastructure 56,359,796 Furniture and equipment 3,938,677 Construction in progress 1,575,536 Accumulated depreciation (66,226,417) 44,857,287 Investment in joint venture is not a financial asset and therefore is not reported in the funds. 163,209 Internal service funds are used by management to charge the costs of fleet,management information systems and insurance activities to individual funds.The assets and liabilities of the internal service funds are included in governmental activities in the statement of net position. 55,819 The cumulative net pension contribution in excess of the annual required contribution is presented as an asset on the government-wide statement of net position. 348,892 Long-term liabilities are not due and payable in the current period and,therefore,are not reported in the funds. Compensated absences $ 1,517,215 OPEB 359,136 Long-term debt 1,669,935 (3,546,286) Accrued interest payable on bonds that is not recognized on the fund statements. (8,768) Net position of governmental activities $45,790,190 The notes to the financial statements are an integral part of this statement. 19 CITY OF EDGEWATER, FLORIDA Statement of Revenues, Expenditures, and Changes in Fund Balances Governmental Funds For the Fiscal Year Ended September 30,2013 Other Total Capital Projects Governmental Governmental General Fund Fund Funds Funds REVENUES Taxes: Property $ 3,728,368 $ - $ 35,088 $ 3,763,456 Utility and franchise taxes 3,051,649 - - 3,051,649 Intergovernmental 2,488,040 441,752 3,303 2,933,095 Licenses and permits 236,820 - - 236,820 Charges for services 1,132,520 - - 1,132,520 Fines and forfeitures 194,651 - 1,200 195,851 Investment earnings 25,211 69 58 25,338 Impact fees - - 44,136 44,136 Miscellaneous revenue 38,539 - - 38,539 Total revenues 10,895,798 441,821 83,785 11,421,404 EXPENDITURES Current: Legislative 93,377 - - 93,377 Executive 558,357 - - 558,357 Legal counsel 89,195 - - 89,195 Community development 413,255 6,221 - 419,476 Public works 562,286 - - 562,286 Public safety. Law enforcement 3,191,318 - 40,796 3,232,114 Fire and emergency services 2,942,859 - - 2,942,859 Code enforcement 144,716 - - 144,716 Animal services 132,794 - - 132,794 Culture and recreation 1,237,586 - - 1,237,586 General administrative services 1,590,455 - - 1,590,455 Debt Service: Principal 425,714 - 20,000 445,714 Interest 38,296 - 14,419 52,715 Capital outlay 267,125 1,053,679 - 1,320,804 Total expenditures 11,687,333 1,059,900 75,215 12,822,448 Excess(deficiency)of revenues over (under)expenditures (791,535) (618,079) 8,570 (1,401,044) OTHER FINANCING SOURCES(USES:1 Transfers in - 676,660 - 676,660 Transfers out (438,994) - (130,000) (568,994) Issuance of debt 160,583 - - 160,583 Sale of capital assets 11,856 - - 11,856 Total other financing sources(uses) (266,555) 676,660 (130,000) 280,105 Net change in fund balances (1,058,090) 58,581 (121,430) (1,120,939) Beginning fund balances 4,328,896 82,529 629,551 5,040,976 Ending fund balances $ 3,270,806 $ 141,110 $ 508,121 $ 3,920,037 The notes to the financial statements are an integral part of this statement. 20 ill CITY OF EDGEWATER,FLORIDA Reconciliation of the Statement of Revenues, Expenditures,and Changes in Fund Balances of Governmental Funds To the Statement of Activities For the Fiscal Year Ended September 30,2013 Net change in fund balances-total governmental funds $ (1,120,939) Amounts recorded for governmental activities in the statement of activities are different because: Governmental funds report capital outlays as expenditures.However,in the statement of activities the cost of those assets is allocated over their estimated useful lives and reported as depreciation expense.This is the amount by which capital outlays exceeded depreciation in the current period. Expenditure for capital assets $ 1,109,284 Current year depreciation (3,680,699) (2,571,415) The net effect of various miscellaneous transactions involving capital assets(I.e.sales,trade-ins and donations)is to increase net position. (1,230) Some expenses reported in the statement of activities do not require the use of current financial resources and,therefore,are not reported as expenditures in the governmental funds. Changes in compensated absences $ (120,195) Changes in OPEB obligation (63,501) Changes in interest payable 7,621 Changes in joint venture balance (79,069) (255,144) The net revenue of certain activities of internal service funds is reported with governmental activities. (37,470) .. The issuance of long-term debt(I.e.,bonds and leases)provides current financial resources to governmental funds,while the repayment of the principal long-term debt consumes the current financial resources of governmental funds. Neither transaction has any effect on net position.Also,governmental funds report the effect of premiums,discounts,and deferred amount on refunding,when debt is first issued,whereas these amounts are deferred and amortized in the Statement of Activities. Principal payments $ 445,714 Debt issued (160,583) 285,131 Change in net position of governmental activities $ (3,701,067) The notes to the financial statements are an integral part of this statement. 21 CITY OF EDGEWATER, FLORIDA Statement of Revenues,Expenditures,and Changes in Fund Balances--Budget and Actual General Fund For the Fiscal Year Ended September 30,2013 Variance with Budgeted Amounts Final Budget- Actual Positive Original Final Amounts (Negative) REVENUES Taxes: Property $ 3,685,403 $ 3,685,403 $ 3,728,368 $ 42,965 Utility and franchise taxes 3,138,576 3,144,388 3,051,649 (92,739) Intergovernmental 2,393,221 2,435,758 2,488,040 52,282 Licenses and permits 159,550 237,317 236,820 (497) Charges for services 917,902 1,141,349 1,132,520 (8,829) Fines and forfeitures 173,500 208,385 194,651 (13,734) Investment earnings 1,500 25,145 25,211 66 , Miscellaneous revenue 80,160 47,814 38,539 (9,275) Total revenues 10,549,812 10,925,559 10,895,798 (29,761) EXPENDITURES Current: Legislative 102,425 102,425 93,377 9,048 Executive 580,013 564,013 558,357 5,656 Legal counsel 106,500 91,500 89,195 2,305 Community development 486,987 417,987 413,255 4,732 Public works 643,199 582,927 562,286 20,641 Public safety: .». Law enforcement 3,345,139 3,073,639 3,191,318 (117,679) Fire and emergency services 2,942,366 2,968,872 2,942,859 26,013 Code enforcement 153,949 153,949 144,716 9,233 Animal services 111,722 134,197 132,794 1,403 -. Culture and recreation 1,264,226 1,239,626 1,237,586 2,040 General administrative services 1,560,520 1,606,863 1,590,455 16,408 Debt service: Principal 395,714 440,714 425,714 15,000 Interest 36,600 36,600 38,296 (1,696) Capital outlay 225,359 285,359 267,125 18,234 Total expenditures 11,954,719 11,698,671 11,687,333 11,338 .. Excess(deficiency)of revenues over (under)expenditures (1,404,907) (773,112) (791,535) (18,423) OTHER FINANCING SOURCES(USES) Transfers in - - - - Transfers out (438,994) (438,994) (438,994) - Proceeds from issuance of debt 187,361 160,583 160,583 - -. Sale of capital assets 3,500 11,856 11,856 - Total other financing sources(uses) (248,133) (266,555) (266,555) - Net change in fund balances (1,653,040) (1,039,667) (1,058,090) (18,423) Beginning fund balances 4,328,896 4,328,896 4,328,896 - Ending fund balances $ 2,675.856 $ 3,289,229 $ 3,270,806 $ (18,423) The notes to the financial statements are an integral part of this statement. 22 III CITY OF EDGEWATER, FLORIDA Statement of Net Position Proprietary Funds September 30,2013 Business-type Activities-Enterprise Funds Governmental Major Funds Activities- Water/Sewer Stormwater Internal Service Utility Refuse Utility Utility Total Funds ASSETS Current assets: Cash and cash equivalents $ 4,477,393 $ 851,903 $ 1,036,479 $ 6,365,775 $ 210,792 Receivables,net 1,071,684 354,564 167,654 1,593,902 - Due from other governments 321,025 - - 321,025 - Inventories - - - - 20,361 Prepaid items 2,003 316 1,043 3,362 - `* Special assessments receivable 96,779 - - 96,779 - Totalcurrentassets 5,968,884 1,206,783 1,205,176 8,380,843 231,153 Noncurrent assets: Restricted cash and cash equivalents: ,. Debt service 1,464,222 - - 1,464,222 - Capital projects 618,972 - - 618,972 - Total restricted cash and cash equivalents 2,083,194 - - 2,083,194 - Capital assets: Land and land rights 966,228 - 269,239 1,235,467 - Buildings and improvements 66,018,966 69,075 8,298,917 74,386,958 60,684 Machinery and equipment 8,040,160 2,171,490 1,055,534 11,267,184 88,186 Construction in progress 6,446,445 21,651 44,482 6,512,578 - Less accumulated depreciation (35,713,200) (1,438,278) (3,648,850) (40,800,328) (57,952) Total capital assets(net of accumulated depreciation) 45,758,599 823,938 6,019,322 52,601,859 90,918 Special assessment receivable 72,705 - - 72,705 - Deferred charges 90,461 - - 90,461 - Total noncurrent assets 48,004,959 823,938 6,019,322 54,848,219 90,918 Total assets $ 53,973,843 $ 2,030,721 $ 7,224,498 $ 63,229,062 $ 322,071 LIABILITIES Current liabilities: Accounts payable $ 1,157,289 $ 79,704 $ 2,026 $ 1,239,019 $ 174,302 Accrued liabilities 134,168 45,781 19,052 199,001 12,798 Compensated absences 287,821 110,960 57,352 456,133 28,598 Customer deposits 928,192 - - 928,192 - Accrued interest payable 222,736 - - 222,736 - Notes payable-current 493,000 - - 493,000 - Revenue bonds payable-current 1,273,000 - - 1,273,000 - Total current liabilities 4,496,206 236,445 78,430 4,811,081 215,698 Noncurrent liabilities: Compensated absences 157,222 37,617 7,836 202,675 37,780 OPEB obligation 116,506 51,267 21,407 189,180 12,774 Long-term debt payable after one year 20,726,354 - - 20,726,354 - Total noncurrent liabilities 21,000,082 88,884 29,243 21,118,209 50,554 Total liabilities 25,496,288 325,329 107,673 25,929,290 266,252 NET POSITION Net investment in capital assets 23,356,706 823,938 6,019,322 30,199,966 90,918 Restricted: Capital projects 618,972 - - 618,972 - Debt service 1,241,486 - - 1,241,486 - Unrestricted 3,260,391 881,454 1,097,503 5,239,348 (35,099) Total net position $ 28,477,555 $ 1,705,392 $ 7,116,825 $ 37,299,772 $ 55,819 The notes to the financial statements are an integral part of this statement. 23 CITY OF EDGEWATER,FLORIDA Statement of Revenues,Expense and Changes in Fund Net Position Proprietary Funds For the Fiscal Year Ended September 30,2013 Business-type Activities-Enterprise Funds Governmental Major Funds Activities- Water/Sewer Stormwater Internal Service Utility Refuse Utility Utility Total Funds Operating revenues: Charges for sales and services $ 8,238,099 $ 2,673,005 $ 1,287,833 $ 12,198,937 $ 3,761,605 Operating expenses: Salaries and employee benefits 2,556,532 1,110,889 577,118 4,244,539 2,579,213 Supplies and materials 574,489 149,254 45,300 769,043 481,804 Contract services 379,656 775,247 9,600 1,164,503 130,490 Other services and charges 1,629,666 346,553 208,563 2,184,782 637,212 Depreciation and amortization 2,409,515 176,810 316,675 2,903,000 13,256 Total operating expenses 7,549,858 2,558,753 1,157,256 11,265,867 3,841,975 Operating income(loss) 688,241 114,252 130,577 933,070 (80,370) Nonoperating revenues(expenses): Investment earnings 3,856 23 - 3,879 - Miscellaneous revenues 66,881 2,816 1,285 70,982 - Interest expense (536,530) - - (536,530) - Total nonoperating revenues(expenses) (465,793) 2,839 1,285 (461,669) - v. Income before capital contributions and transfers 222,448 117,091 131,862 471,401 (80,370) Transfers in - - - - 203,571 Transfers out (121,966) (14,300) (14,300) (150,566) (160,671) Capital contributions and grants 83,417 - - 83,417 - Change in net position 183,899 102,791 117,562 404,252 (37,470) Total net position-beginning 28,293,656 1,602,601 6,999,263 36,895,520 93,289 .. Total net position-ending $ 28,477,555 $ 1,705,392 $ 7,116,825 $ 37,299,772 $ 55,819 The notes to the financial statements are an integral part of this statement. 24 CITY OF EDGEWATER,FLORIDA Statement of Cash Flows Proprietary Funds For the Fiscal Year Ended September 30,2013 Business-type Activities-Enterprise Funds Governmental Major Funds Activities- Water/Sewer Stormwater Internal Service Utility Refuse Utility Utility Total Funds Cash flows from operating activities: Receipts-customers and users $ 8,153,531 $ 2,679,741 $ 1,288,438 $ 12,121,710 $ 3,765,041 xi. Payments-suppliers (1,487,940) (1,258,425) (263,554) (3,009,919) (3,490,448) Payments-employees (2,506,418) (1,141,766) (554,709) (4,202,893) (311,286) Net cash provided(used)by operating activities 4,159,173 279,550 470,175 4,908,898 (36,693) Cash flows from noncapital financing activities: Cash paid to other funds (121,966) (14,300) (14,300) (150,566) - Cash received from other funds - - - - 42,900 Net cash provided(used)by noncapital financing activities (121,966) (14,300) (14,300) (150,566) 42,900 Cash flows from capital and related financing activities: Acquisition and construction of capital assets (6,355,171) (153,270) (124,757) (6,633,198) (90,559) Interest payments on debt (539,310) - - (539,310) - Capital contributions and fees 1,010,112 2,816 1,285 1,014,213 - Proceeds from issuance of debt 8,544,668 - - 8,544,668 - Principal paid on debt (5,978,334) - - (5,978,334) - Net cash used by capital and related financing activities (3,318,035) (150,454) (123,472) (3,591,961) (90,559) Cash flows from investing activities: Interest on investments 3,856 23 - 3,879 - Net cash provided by investing activities 3,856 23 - 3,879 - Net increase(decrease)in cash and cash equivalents 723,028 114,819 332,403 1,170,250 (84,352) Beginning cash and cash equivalents 5,837,559 737,084 704,076 7,278,719 295,144 Ending cash and cash equivalents $ 6,560,587 $ 851,903 $ 1,036,479 $ 8,448,969 $ 210,792 Reconciliation of operating income(loss)to net cash provided (used) by operating activities: Operating income $ 688,241 $ 114,252 $ 130,577 $ 933,070 $ (80,370) Adjustments to reconcile operating income(loss)to net cash provided (used)by operating activities: Depreciation and amortization 2,409,515 176,810 316,675 2,903,000 13,256 (Increase)decrease in assets: Accounts receivable (74,397) 6,736 605 (67,056) 3,436 Inventories (2,003) (316) (1,043) (3,362) 7,238 Increase(decrease)in liabilities: Accounts payable and accrued expenses 1,098,882 12,256 164 1,111,302 8,005 w. Compensated absences 28,383 (39,425) 19,037 7,995 8,995 OPEB obligation 20,723 9,237 4,160 34,120 2,747 Customer deposits (10,171) - - (10,171) - Total adjustments 3,470,932 165,298 339,598 3,975,828 43,677 .. Net cash provided(used)by operating activities $ 4,159,173 $ 279,550 $ 470,175 $ 4,908,898 $ (36,693) Classified As Cash and cash equivalents $ 4,477,393 $ 851,903 $ 1,036,479 $ 6,365,775 $ 210,792 ,or Restricted cash and cash equivalents 2,083,194 - - 2,083,194 - Total $ 6,560,587 $ 851,903 $ 1,036,479 $ 8,448,969 $ 210,792 As The notes to the financial statements are an integral part of this statement. r r 25 r CITY OF EDGEWATER, FLORIDA Statement of Fiduciary Net Position Fiduciary Funds September 30, 2013 Pension Trust Funds ASSETS Cash and cash equivalents $ 32,852 Accrued interest 92,210 Investments,at fair value: Money market funds 1,019,197 Certificates of deposit 49,683 Bonds - US Treasury notes 552,657 GNMA 1,045,755 Municipal bonds 1,051,546 Corporate bonds 6,054,079 Equities 9,393,302 Mutual fund-equities 8,664,689 Total assets 27,955,970 LIABILITIES Deferred contributions 117,379 Total liabilities 117,379 NET POSITION Held in trust for pension benefits $ 27,838,591 The notes to the financial statements are an integral part of this statement. 26 CITY OF EDGEWATER, FLORIDA Statement of Changes in Fiduciary Net Position Pension Trust Funds For the Fiscal Year Ended September 30, 2013 Pension Trust Funds ADDITIONS Contributions: Employer $ 1,715,026 Employee 173,932 State of Florida 250,381 Total contributions 2,139,339 Investment earnings(loss): Interest and dividends 332,627 Net increase in the fair value of investments 2,853,011 Total investment earnings(loss) 3,185,638 Less investment expenses (58,444) Net investment earnings(loss) 3,127,194 Total Additions 5,266,533 DEDUCTIONS Pension benefits 5,253,107 Administrative expenses 206,869 Total deductions 5,459,976 Change in net assets (193,443) Net position-beginning of year 28,032,034 Net position-end of Year $ 27,838,591 The notes to the financial statements are an integral part of this statement. 27 I 1 t I I City of g" V1D GEWATE . Inc.1951 ors rr This page intentionally left blank 28 City of Edgewater, Florida Notes to the Financial Statements September 30, 2013 I. Summary of Significant Accounting Policies The accompanying financial statements present the financial position, changes in financial position and cash flows of the applicable fund types governed by the City Council of the City of Edgewater, Florida ("the City") and have been prepared in conformity with accounting principles generally accepted in the United States of America (GAAP) as applied to governmental units. The Governmental Accounting Standards Board (GASB) is the accepted standard-setting body for establishing governmental accounting and financial reporting principles. The most significant of the City's accounting policies are described below. A. Reporting Entity: The City of Edgewater was originally incorporated under general law on October 20, 1924. The City became the City of Edgewater and incorporated in 1951 as a political subdivision of the State of Florida and a municipal corporation with a five-member Council, including a Mayor and Vice-Mayor. The registered voters of the City of Edgewater elect the Mayor and Council. The Council appoints the City Manager, who in turn performs as the administrator of the everyday operations of the City. The City provides a full range of municipal services as directed by the City Charter including general government, public safety, public improvements, planning and zoning, water and sewer service, refuse collection, a recycling program, a stormwater management utility program, and related general and administrative services to 20,737 residents. In evaluating how to define the government, for financial reporting purposes, the City has considered all potential component units. The definition of the reporting entity is based primarily on the notion of financial accountability. A primary government is financially accountable for the organizations that make up its legal entity. It is also financially accountable for legally separate organizations if its officials appoint a voting majority of an organization's governing body, and either it is able to impose its will on that organization or there is a potential for the organization to provide specific financial benefits to, or to impose specific financial burdens on, the primary government. A primary government may also be financially accountable for governmental organizations that are fiscally dependent on it. A primary government has the ability to impose its will on an organization if it can significantly influence the programs, projects or activities of, or the level of services performed or provided by, the organization. A financial benefit or burden relationship exists if the primary government (a) is entitled to the organizations' resources; (b) is legally obligated or has otherwise assumed the obligation to finance the deficits of, or provide financial support to, the organization; or (c) is obligated in some manner for the debt of the organization. In applying the above criteria, management has determined that there are no component units to be included within the reporting entity. B. Government-wide and Fund Financial Statements: The government-wide financial statements (i.e., the statement of net position and the statement of changes in net position) report information on all of the non-fiduciary activities of the City. For the most part the effect of inter-fund activity has been removed from these statements. Governmental activities, which normally are supported by taxes and intergovernmental revenues, are reported separately from business-type activities, which rely to a significant extent, on fees and charges for support. The statement of activities demonstrates the degree to which the direct expenses of a given function or segments are offset by program revenues. Direct expenses are those that are clearly identifiable with a specific function or segment. Certain indirect expenses are included in the program expense reported for individual functions and segments. Program revenues include 1) charges to customers or applicants who purchase, use, or directly benefit from goods, services, or privileges provided by a given function or 29 City of Edgewater, Florida Notes to the Financial Statements September 30, 2013 segment and 2) grants and contributions that are restricted to meeting the operational or capital requirements of a particular function or segment. Taxes and other items not properly included among program revenues are reported as general revenues. Separate fund financial statements are provided for governmental funds, proprietary funds, and fiduciary funds, even though the latter are excluded from the government-wide financial statements. Major individual governmental funds and major individual enterprise funds are reported as separate columns in the fund financial statements. C. Measurement Focus, Basis of Accounting, and Financial Statement Presentation: The government-wide financial statements are reported using the economic resources measurement focus and the full accrual basis of accounting, as are the proprietary fund and fiduciary fund financial statements. Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes are recognized as revenues in the year for which they are levied. Grants and similar items are recognized as revenue as soon as all eligibility requirements imposed by the provider have been met. Grant funds received prior to the incurrence of eligible expenditures are reported as deferred revenues in the fund financial statements and are included in accounts payable and other current liabilities on the government-wide financial statements. Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the City considers revenues to be available if they are collected within 60 days of the end of the current fiscal period. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claims and judgments, are recorded when payment is due. Property taxes, franchise taxes, certain other tax revenues, intergovernmental revenues, licenses, and interest associated with the current fiscal period are all considered to be susceptible to accrual and so have been recognized as revenues of the current fiscal period. All other revenue items are considered to be measurable and available only when the City receives cash. The City reports the following major governmental funds: • The General Fund is the City's primary operating fund. It accounts for all financial resources of the general government, except those required to be accounted for in another fund. • The Capital Projects Fund is used to account for the financial resources to be used for the acquisition or construction of major capital facilities (other than those financed by proprietary and trust funds). The City reports the following major proprietary funds: • The Water and Sewer Utility Fund is used to account for the activities of the City's water and wastewater systems, which are financed similar to private business enterprises, where the costs, including depreciation, of providing services to the general public on an ongoing basis are financed through user charges. 30 City of Edgewater, Florida Notes to the Financial Statements September 30, 2013 • The Refuse Utility Fund accounts for the activities of the City's refuse collection and recycling services. • The Stormwater Management Utility Fund accounts for the activities of the City's stormwater management, conservation, protection, control, use and enhancement of stormwater. Additionally, the City reports the following fund types: • Special Revenue Funds account for specific revenue resources that are restricted by law or administrative action to expenditures for specific purposes. • Pension Trust Funds account for the activities of the Police Officers Pension Fund, the Firefighters Pension Fund and the General Employees Pension Fund, which accumulate resources for pension benefit payments to qualified employees. • Internal Services Funds account for fleet management services, management information systems, general liability insurance, health insurance, and workers compensation insurance. As a rule the effect of inter-fund activity has been eliminated from the government-wide financial statements. Exceptions to the rule are payments-in-lieu of taxes and other charges between the government's water, sewer, and stormwater functions and various other functions of the government. Elimination of these charges would distort the direct costs and program revenues reported for the various functions concerned. Amounts reported as program revenues include: 1. Charges to customers or applicants for goods, services, or privileges provided, 2. Operating grants and contributions, and 3. Capital grants and contributions. Internal, dedicated resources are reported as general revenues rather than as program revenues. Likewise, general revenues include all taxes. Proprietary funds distinguish operating revenues and expenses from non-operating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund's principal ongoing operations. The principal operating revenues of the Water and Sewer Utility Fund, the Refuse Fund, and the Stormwater Management Utility Fund are charges to customers for sales and services. The Water and Sewer Utility fund also recognize as operating revenue the portion of impact fees intended to recover the cost of connecting new customers to the system. Operating expenses for the enterprise funds include the cost of sales and services, administrative expenses, and depreciation on capital assets. All revenues and expenses not meeting this definition are reported as non-operating revenues and expenses. Sometimes the government will fund outlays for a particular purpose from both restricted (e.g., restricted bond or grant proceeds) and unrestricted resources. In order to calculate the amounts to report as restricted — net position and unrestricted — net position in the government-wide and proprietary fund financial statements, a flow assumption must be made about the order in which the resources are considered to be applied. It is the government's policy to consider restricted — net position to have been depleted before unrestricted— net position is applied. The preparation of financial statements in conformity with accounting principles generally accepted in the United States requires management to make use of estimates that affect reported amounts in the basic 31 City of Edgewater, Florida Notes to the Financial Statements September 30, 2013 financial statements. Actual results could differ from estimates. When both restricted and unrestricted resources are available for use, it is the City's policy to use restricted resources before unrestricted resources. D.Assets, Liabilities, and Net Position or Equity 1. Deposits and investments The City's cash consists of cash on hand, demand deposits, and equity in pooled cash. The equity in pooled cash represents a fund's share of a cash pool maintained by the City for the use of all funds except the pension trust funds and funds that require separate bank accounts. Florida Statutes and/or the City's investment policy authorize the City to invest in the Local Government Surplus Funds Trust Fund Investment Pool, United States Government Securities, United States Government Agencies, Federal Instrumentalities, Interest Bearing Time Deposit or Saving Accounts, Repurchase Agreements, Commercial Paper, High Grade Corporate Notes, Bankers' Acceptances, State and/or Local Government Taxable and/or Tax-Exempt Debt, Registered Investment Companies (Money Market Mutual Funds). Florida Statutes and/or the pension plans' investment policies allow the City's retirement plans' trustees to invest in time deposits, savings and money market deposit accounts of a national bank, a state bank insured by the Bank Insurance Fund, a savings/building and loan association insured by the Savings Association Insurance Fund, a state or federal chartered credit union whose share accounts are insured by the National Credit Union Share Insurance Fund; Obligations issued by the United States Government or obligations guaranteed as to principal and interest by the United States Government or by an agency of the United States Government; stocks, bonds or other evidences of indebtedness issued or guaranteed by a corporation organized under the laws of the United States or the District of Columbia; foreign stocks, bonds or other evidences of indebtedness; and real estate investments made through participation in diversified commingled funds of real properties. Investments are stated at fair value. Changes in the fair value during the year are included in investment income. The Local Governmental Surplus Funds Trust Fund (LGSF) is governed by Chapter 19-7 of the Florida Administrative Code which identifies the Rules of the State Board of Administration (SBA). These rules provide guidance and establish the general operating procedures for the administration of the LGSF. Additionally, the Office of the Auditor General performs the operational audit of the activities and investments of the SBA. The LGSF is not a registrant with the Securities and Exchange Commission; however, the Board has adopted operating procedures consistent with the requirements for a 2a-7-like fund. The LGSF Pool's investments are recorded at amortized cost. 2. Receivables and payables Activity between funds that are representative of lending/borrowing arrangements outstanding at the end of the fiscal year are referred to as either "due to/due from other funds" (i.e., the current portion of inter- fund loans) or "advances to/from other funds" (i.e., the non-current portion of inter-fund loans). All other outstanding balances between funds are reported as "due to/due from other funds". Any residual balances outstanding between governmental activities and business-type activities are reported in the governmental-wide financial statements as "internal balances". Accounts receivable balances are shown net of the allowance for uncollectibles. The allowances are determined based on management estimates of uncollectible amounts. 32 City of Edgewater, Florida Notes to the Financial Statements September 30, 2013 Advances between funds, as reported in the fund financial statements, are offset by nonspendable fund balance in applicable governmental funds to indicate that they are not available for appropriation and are not expendable available financial resources. 3. Inventories and prepaid items Inventories are valued at cost, using the first-in/first-out (FIFO) method. The costs of governmental fund- type inventories are recorded as expenditures when consumed rather than when purchased. Payments made to vendors for services that will benefit periods beyond the current fiscal year are recorded as prepaid items. 4. Restricted assets Certain proceeds of revenue bonds, as well as certain resources set aside for their repayment, are classified as restricted assets on the balance sheet and statement of net position and their use is limited by applicable bond covenants. Restricted cash and investments in the enterprise funds represent debt issuance proceeds that are restricted assets for purchase of assets, construction and repayment of bonded debt respectively. In the enterprise fund statement of net position, bond issuance proceeds as well as other assets are set aside for their repayment and itemized in the restricted cash and investments. 5. Capital assets In the Government Wide and Proprietary Fund financial statements, capital assets purchased or acquired are carried at historical cost or estimated historical cost. Contributed assets are recorded at fair market value as of the date received. The City defines capital assets as assets with an initial, individual cost of more than $5,000 and an estimated useful life in excess of one year. The costs of normal maintenance and repairs that do not add to the value of the assets or materially extend asset lives are not capitalized. The City has implemented the provisions of GASB Statement No. 34. In this process, infrastructure assets are being accounted for using different methods. For governmental activities, the cost or estimated cost of roads and sidewalks are presented. The City compiled this information and recorded all roads and sidewalks acquired after June 30, 1980 during the fiscal year ending September 30, 2007. For business type activities, infrastructure assets have been capitalized at cost. Water and sewer utility improvements are being depreciated over their useful lives. The City has recorded all drainage infrastructure acquired including pre-GASB 34 assets. Major outlays for capital assets and improvements are capitalized as projects are constructed. Interest incurred during the construction phase of capital assets of business-type activities is included as part of the capitalized value of the assets constructed, net of any interest earnings on specific project debt issued. In Governmental funds capital outlay (capital assets) are reported as expenditures and no depreciation expense is reported. Buildings and improvements, improvements other than buildings, and machinery and equipment (including assets amortized under lease purchase contracts) are amortized using the straight-line method over the following estimated useful lives: Infrastructure 20-30 Years Buildings and improvements 10-50 Years Improvements other than buildings 5-65 Years Machinery and equipment 3-35 Years 33 City of Edgewater, Florida Notes to the Financial Statements September 30, 2013 6. Compensated absences The City records the vested portion of accumulated unused compensated absences at year-end based on each employee's unused hours and rate of pay, including the City's share of Social Security and Medicare taxes and pension costs. All compensated absences are accrued when earned in the government-wide and proprietary fund financial statements as accrued liabilities. A liability for these amounts is reported in the governmental funds only if they have matured, for example, as a result of employee resignations and retirements. The liability for compensated absences in the Enterprise Fund Types is liquidated in the Enterprise Fund in which the liability originally incurred. 7. Long-term obligations In the government-wide financial statements, and proprietary fund types in the fund financial statements, long-term debt and other long-term obligations are reported as liabilities in the applicable governmental activities, business-type activities, or proprietary fund type statement of net position. Bond premiums and discounts, as well as issuance costs, are deferred and amortized over the life of the bonds using the effective interest method. Bonds payable are reported net of the applicable bond premium or discount. Bond issuance costs are reported as deferred charges and amortized over the term of the related debt. In the fund financial statements, governmental fund types recognize bond premiums and discounts, as well as bond issuance costs, during the current period. The face amount of debt issued is reported as other financing sources. Premiums received on debt issuances are reported as other financing sources while discounts on debt issuances are reported as other financing uses. Issuances costs, whether or not withheld from the actual debt proceeds received, are reported as debt service expenditures. 8. Fund balance Beginning with fiscal year 2011, the City implemented GASB Statement No. 54, "Fund Balance Reporting and Governmental Fund Type Definitions." This Statement provides more clearly defined fund balance categories to make the nature and extent of the constraints placed on a government's fund balance more transparent. The following classifications describe the relative strength of the spending constraints: Nonspendable fund balance - amounts that are not in spendable form (such as prepaid expenses and advances due from other funds)or are required to be maintained intact. Restricted fund balance - amounts constrained to specific purposes by their providers (such as grantors, bondholders, and higher levels of government), through constitutional provisions or by enabling legislation. Committed fund balance - amounts constrained to specific purposes by the City itself, using its highest level of decision-making authority (City Council). To be reported as committed, amounts cannot be used for any other purpose unless the City takes the same highest level action to remove or change the constraint. City Council establishes (and modifies or rescinds) fund balance commitments by passage of a resolution. Assigned fund balance - amounts the City intends to use for a specific purpose. Intent can be expressed by the City Council or as delegated to the City Manager. The City Council has by resolution authorized City management to assign fund balance. The council may also assign fund balance as it does when appropriating fund balance to cover a gap between estimated revenue and appropriations in the subsequent year's appropriated budget. Unlike commitments, assignments generally only exist temporarily. In other words, an additional action does not normally have to be taken for the removal of an 34 City of Edgewater, Florida Notes to the Financial Statements September 30, 2013 assignment. Conversely, as discussed above, an additional action is essential to either remove or revise a commitment. Unassigned fund balance - amounts that are available for any purpose. Positive amounts are reported only in the general fund. Disbursements of fund balances will first be made from restricted amounts when both restricted and unrestricted fund balance is available.Additionally, the City will first use committed fund balance, followed by assigned fund balance, and then unassigned fund balance when expenditures are incurred for purposes which amounts in any of the unrestricted fund balance classifications could be used. II. Reconciliation of Government-wide and Fund Financial Statements A. Explanation of Certain Differences Between the Governmental Fund Balance Sheet and the Government-wide Statement of Net position: The governmental fund balance sheet includes a reconciliation between fund balance — total governmental funds and net position — governmental activities as reported in the government-wide statement of net position. B. Explanation of Certain Differences Between the Governmental Fund Statements of Revenues, Expenditures, and Changes in Fund Balances and the Government-wide Statement of Activities: The governmental fund statement of revenues, expenditures, and changes in fund balance includes a reconciliation between net changes in fund balances — total governmental funds and changes in net position of governmental activities as reported in the government-wide statement of activities. Ill. Stewardship, Compliance and Accountability A. Budgetary Information: The annual operating budgets are adopted by City Council using the following procedures: • Annual budgets are adopted for all funds of the City except for the Pension Trust funds that are effectively controlled through governing agreements and related City ordinances. The annual operating budgets are prepared on a basis consistent with accounting principles generally accepted in the United States of America. Annual budget appropriations lapse at the end of each fiscal year, except for unexpended appropriations on open grant programs and capital projects, which are carried forward in subsequent annual budgets. • Encumbrance accounting is employed in governmental funds. Encumbrances represent open purchase orders and other commitments for goods/services that are not yet received and are recorded to reserve that portion of the applicable appropriation. Encumbrances are recognized as expenditures in the period in which the actual goods/services are received and a liability is incurred. Encumbrances outstanding at year-end are canceled and re-appropriated in the succeeding year's budget; such amounts, if material, are disclosed in the notes as commitments. • Prior to the first day of August of each year, the City Manager prepares a recommended budget for the next succeeding fiscal year and submits it to the City Council. The recommended budget includes proposed expenditures and the source of receipts to finance them. • City Council holds a series of budget workshops in addition to a minimum of two public hearings on the proposed budget and adopts the official annual budget of the City, by ordinance, prior to September 30. 35 City of Edgewater, Florida Notes to the Financial Statements September 30, 2013 • The budget, as adopted, may only be amended through formal approval by City Council. Budgetary integration is established in the accounting records for control purposes at the object of expenditure level; however, the City Charter establishes the level at which expenditures may not legally exceed budget at the fund level. Therefore, the City Manager may transfer budgeted amounts within and between departments of the City without formal approval by City Council. B. Deficit Fund Equity: At September 30, 2013, Fully Insured and Workers Comp internal service funds reported $84,492 and $1,471 deficit net positions, respectively. C.Ad Valorem Property Taxes: Under Florida law, the assessment of all properties and the collections of all county, municipal, and school board property taxes are consolidated in the offices of the County Property Appraiser and the County Tax Collector. Florida Statutes regulating tax assessment are also designed to assure a consistent property valuation method statewide. State Statutes permit cities to levy property taxes at a rate of up to ten (10) mills. The millage rate in effect for the fiscal year ended September 30, 2013, was $6.50 and the Edgewater l&S 2005 voted debt millage was $.0612 for a total millage of$6.5612. The tax levy of the City is established by the City Council prior to October 1 of each year and the Volusia County Property Appraiser incorporates the millage into the total tax levy, which includes the municipalities, independent districts and the County School Board tax requirements. Property taxes are levied in November and attached as a lien on property as of January 1 of each year. All unpaid taxes become delinquent on April 1 following the year in which they are assessed. Discounts are allowed for early payment at the rate of 4% for payments received in the month of November, 3% for payments received in the month of December, 2% for payments received in the month of January and 1% for payments received in the month of February. The taxes paid in March are not subject to discount. Tax certificates on all property for which taxes are delinquent are sold on or about June 1 of each year. D. Connection Fees and Impact Fees: Water and sewer connection fees represent reimbursement of the costs incurred to perform the connection of the respective utilities. These fees are recorded as non-operating revenue at the time of service. Impact fees, which are not considered connection fees since they substantially exceed the cost of connection, are recorded as non-operating revenue in the period earned in the appropriate Enterprise Fund. IV. Detailed Notes on All Funds A. Deposits: At September 30, 2013, the carrying amount of the City's bank deposits was $10,013,344. The bank balance at September 30, 201:3 was $10,327,567, all of which is held by a bank that qualifies as a public depository, as required by Chapter 280 of the Florida Statutes. All of the deposits were covered by the FDIC or collateralized in accordance with the "Florida Security for Public Deposits Act". (Under the Act, every qualified public depository shall deposit with the Treasurer eligible collateral having a market value equal to 50% of the average daily balance for each month that all public deposits are in excess of any applicable deposit insurance. If the public deposits exceed the total amount of the regulatory capital accounts of a bank or the regulatory net worth of a savings association, the required collateral shall have a market value equal to 125% of the deposits). Of the bank balance, no amount was uninsured and uncollateralized in banks or savings and loans not qualifying under the Act at September 30, 2013. 36 City of Edgewater, Florida Notes to the Financial Statements September 30, 2013 B. Investments: The City Council formally adopted a comprehensive investment policy pursuant to Section 218.415, Florida Statutes that established permitted investments, asset allocation limits and issuer limits, credit ratings requirements and maturity limits to protect the City's cash and investment assets. The City maintains a cash and investment pool for the use of all funds except the pension trust funds and funds that require separate bank accounts. The City's investment policy allows for the following investments: Local Government Surplus Funds Trusts (SBA), SEC registered money market funds, Interest- bearing time deposits or savings accounts, direct obligations of the U.S. Treasury, Federal agencies and instrumentalities, Securities of, or other interests in, any open-end or closed-end management-type investment company or investment trust registered under the Investment Company Act of 1940 and Other investments authorized by ordinance. Investments of the defined benefit pension plans consist principally of debt and equity mutual funds, all of which are authorized by the plans. Interest Rate Risk The City's investment policy does not specifically address interest rate risk; however the general investment policy is to apply the prudent-person rule: Investments are made as a prudent person would be expected to act, with discretion and intelligence, to seek reasonable income, preserve capital, and in general, avoid speculative investments. The City manages its exposure to declines in fair values by investing primarily in pooled investments that have a weighted average maturity of one year or less, with a special provision allowing up to 20%of the investment portfolio to have a maturity of not more than five years. As of September 30, 2013, the City had the following investments and effective duration presented in terms of years: Investment Maturities(in Years) Fair Less More Credit Investment Type Value Than 1 1-5 6-10 Than 10 Rating Government-wide Investments Subject to Rate Risk: SBA LGIP $ 812,329 $ 812,329 $ - $ - $ - AAAm SBA Fund B 46,714 - 46,714 - - Unrated Corporate bond 1,142,180 1,142,180 - - - A Total government-wide investments $ 2,001,223 $ 1,954,509 $ 46,714 $ - $ - Fiduciary Funds Investments Subject to Rate Risk: Money market funds $ 1,019,197 $ 1,019,197 $ - $ - $ - N/A Certificates of deposit 49,683 - 49,683 - - Bonds: US treasury notes 552,657 - 232,313 - 320,344 N/A GNMA 1,045,755 - - - 1,045,755 N/A Municipal obligations 1,051,546 474,180 385,680 191,686 - Corporate bonds 6,054,079 480,047 3,052,588 1,435,874 1,085,570 ** $ 9,772,917 $ 1,973,424 $ 3,720,264 $1,627,560 $2,451,669 Other Investments: Corporate equities 9,393,302 Mutual funds—equity 8,664,689 Total other investments 18,057,991 Total fiduciary fund investments 27,830,908 Total City Investments $ 29,832,131 * -The Standard and Poor's credit ratings range from BBB+to AA-and Moody's credit ratings range from Baa2 to Aa2 for the Municipal obligations. ** - The Standard and Poor's credit ratings range from BBB- to AAA and Moody's credit ratings range from Baa3 to Aa2 for the Corporate bonds. 37 City of Edgewater, Florida Notes to the Financial Statements September 30, 2013 Credit Risk The City's investment policy limits credit risk by restricting authorized investments to those described above. Also the policy requires that investments held are to be diversified to the extent practicable to control the risk of loss resulting from over concentration of assets in a specific maturity, issue, instrument, dealer or bank through which financial instruments are bought and sold. Custodial Credit Risk The City's investment policy pursuant to Section 218.415(18), Florida Statutes requires securities, with the exception of certificates of deposits, shall be held with a third party custodian; and all securities purchased by, and all collateral obtained by the City should be properly designated as an asset of the City. The securities must be held in an account separate and apart from the assets of the financial institution. A third party custodian is defined as any bank depository chartered by the Federal Government, the State of Florida, or any other state or territory of the United States which has a branch or principal place of business in the State of Florida, or by a national association organized and existing under the laws of the United States which is authorized to accept and execute trusts and which is doing business in the State of Florida. Certificates of deposits will be placed in the provider's safekeeping department for the term of the deposit. As of September 30, 2013, the City's investment portfolio was held with a third-party custodian as required by the City's investment policy. The City's investment policy requires that time deposit investments be made only with banking institutions that are members of the State of Florida collateral pool. Florida Statutes authorize, and the state administers, a collateral pool that ensures no loss of public funds. Concentration of Credit Risk The City's investment policy requires diversification, but does not specify limits on types of investments. C. Receivables: Receivables as of year-end including the applicable allowances for uncollectible accounts are as follows: Capital Nonmajor Governmental Funds General Projects Funds Total Receivables: Accounts $ 527,788 $ - $ 23 $ 527,811 Intergovernmental 517,643 121,419 38 639,100 Gross receivables 1,045,431 121,419 61 1,166,911 Less:allowance for uncollectible (124,082) - - (124,082) Net total receivables $ 921,349 $ 121,419 $ 61 $ 1,042,829 Water/Sewer Proprietary Funds Utility Refuse Utility Stormwater Utility Total Receivables: Accounts $ 1,543,116 $ 504,021 $ 231,642 $ 2,278,779 Intergovernmental 321,025 - - 321,025 Special Assessments 169,484 - - 169,484 Gross receivables 2,033,625 504,021 231,642 2,769,288 Less:allowance for uncollectible (471,432) (149,457) (63,988) (684,877) Net total receivables $ 1,562,193 $ 354,564 $ 167,654 $ 2,084,411 Governmental funds report deferred revenue in connection with receivables for revenues that are not considered to be available to liquidate liabilities in the current period. No deferred revenue is reported as 38 City of Edgewater, Florida Notes to the Financial Statements September 30, 2013 of September 30, 2013. Governmental funds also defer revenue recognition and report unearned revenue in connection with resources that have been received, but not yet earned. At the end of the fiscal year, unearned revenue, in the amount of $58,201, reported in the major and non-major governmental funds was deferred business tax receipts. Such amounts have been included as current liabilities on the government-wide financial statements. D. Interfund Receivables, Payables, and Transfers: The composition of Interfund balances as of September 30, 2013 is as follows: Transfers In Capital Internal Service Internal Service Projects MIS Fleet Total Transfers Out: General Fund $ 438,994 $ - $ -$ 438,994 Recreation Impact 130,000 - - 130,000 Enterprise: Water Sewer 107,666 14,300 - 121,966 Refuse - 14,300 - 14,300 Stormwater - 14,300 - 14,300 Internal Service: Fully Insured - 113,802 46,869 160,671 Total $ 676,660 $ 156,702 $ 46,869 $ 880,231 Transfers are used to 1) move revenues from the fund with collection authorization to the fund that statute or budget requires expending them and, 2) move unrestricted fund revenues to finance various programs that the government must account for in other funds in accordance with budgetary authorizations. Remainder of page intentionally left blank 39 City of Edgewater, Florida Notes to the Financial Statements September 30, 2013 E. Capital Assets: Capital asset activity for the year ended September 30,2013,was as follows: Governmental activities: Beginning Balance Increases Decreases Ending Balance Capital assets not being depreciated: Land $ 23,078,325 $ 16,252 $ - $ 23,094,577 Construction in progress 3,975,624 931,368 (3,331,456) 1,575,536 Total assets not being depreciated 27,053,949 947,620 (3,331,456) 24,670,113 Capital assets being depreciated: Buildings 4,599,533 2,397,097 (595) 6,996,035 Improvement other than buildings 18,964,086 278,055 (62,374) 19,179,767 Machinery and equipment 3,913,415 254,277 (140,829) 4,026,863 "" Infrastructure 55,705,548 654,248 - 56,359,796 Total assets being depreciated 83,182,582 3,583,677 (203,798) 86,562,461 Less accumulated depreciation for: . Buildings (2,352,803) (300,724) 598 (2,652,929) Improvement other than buildings (9,748,242) (625,851) 61,143 (10,312,950) Machinery and equipment (2,663,528) (348,664) 140,829 (2,871,363) Infrastructure (48,028,411) (2,418,716) - (50,447,127) Total accumulated depreciation (62,792,984) (3,693,955) 202,570 (66,284,369) Total capital assets,being depreciated,net 20,389,598 (110,278) (1,228) 20,278,092 Governmental activities capital assets,net $ 47,443,547 $ 837,342 $ (3,332,684) $ 44,948,205 Business-type activities: Beginning Balance Increases Decreases Ending Balance Capital assets not being depreciated: Land $ 1,235,467 $ - $ - $ 1,235,467 Construction in progress 336,150 6,441,621 (265,193) 6,512,578 Total assets not being depreciated 1,571,617 6,441,621 (265,193) 7,748,045 Capital assets being depreciated: Buildings 24,565,769 - - 24,565,769 Improvement other than buildings 49,609,593 240,080 (28,484) 49,821,189 Machinery and equipment 11,157,136 219,616 (109,568) 11,267,184 m Total assets being depreciated 85,332,498 459,696 (138,052) 85,654,142 Less accumulated depreciation for: Buildings (14,197,687) (850,403) - (15,048,090) Improvement other than buildings (17,704,005) (1,307,336) 26,678 (18,984,663) Machinery and equipment (6,130,762) (745,432) 108,619 (6,767,575) Total accumulated depreciation (38,032,454) (2,903,171) 135,297 (40,800,328) Total capital assets,being depreciated,net 47,300,044 (2,443,475) (2,755) 44,853,814 Business-type activities capital assets,net $ 48,871,661 $ 3,998,146 $ (267,948) $ 52,601,859 40 City of Edgewater, Florida Notes to the Financial Statements September 30, 2013 Depreciation expense was charged to functions/programs of the primary government as follows: Governmental activities: General government $ 76,409 Public safety 432,192 Transportation/public works 2,932,592 Leisure services 239,506 Capital assets held by the City's internal service funds 13,256 are charged to the various functions based on their usage of the assets Total depreciation expense-governmental activities $3,693,955 Business-type activities: Water Sewer Utility $ 2,409,515 Refuse collection 176,810 Stormwater System 316,675 Total depreciation expense-business-type activities $ 2,903,000 F. Deferred Charges: Deferred charges consist of the following: Accumulated Unamortized Cost Amortization Balance Bond issues costs $ 127,454 $ 36,993 $ 90,461 Total deferred charges—business- type activities $ 127,454 $ 36,993 $ 90,461 G. Leases: Capital Leases - The City has lease agreements for financing the acquisition of rescue and other vehicles. These lease agreements qualify as capital leases for accounting purposes and, therefore, have been recorded at the present value of their future minimum lease payments as of the inception date. The assets acquired through capital leases are as follows: Governmental Activities Assets- Machinery and equipment $ 366,069 Less: accumulated depreciation (93,883) Total $ 272,186 41 City of Edgewater, Florida Notes to the Financial Statements September 30, 2013 The future minimum lease obligations and the net present value of these minimum lease payments as of September 30,2013 were as follows: Year Ending Governmental 30-Sep Activities 2014 $ 68,807 2015 68,807 2016 68,607 2017 68,607 2018 33,566 Total minimum lease payments 308,794 Less: amount representing interest (20,878) $ 287,916 H. Long-term Debt: Revenue Bonds The City issues bonds where the City pledges revenue derived from the acquired or constructed assets to pay debt service. Revenue bonds have been issued for business-type activities. The original amount of the revenue bonds issued and outstanding at year-end is as follows: Balance Interest Rates September 30, Business-Type Activities and Dates Maturity Original Amount 2013 Water and Sewer Revenue Refunding Bonds- 3.40% Series 2009 (4/1 &10/1) 10/1/2016 $7,945,000 $6,285,000 '- Water and Sewer Revenue Refunding Bonds- 2.18% Series 2012 (4/1 &10/1) 10/1/2023 8,310,000 7,741,000 Total Revenue Bonds Outstanding $14 026 000 The Water and Sewer Revenue Bonds are secured by a first lien on and pledge of the net revenues of the water and sewer system and a first lien on and pledge of allowable impact fees imposed on new users of the system. The Water and Sewer Revenue Bond resolution provides for: (1) Establishment and maintenance of various funds and accounts (2) Restrictions on the use of cash from operations in order of priority (a) Deposits are made to the operations and maintenance fund each month in an amount I which will pay the costs of operation and maintenance for the next month; (b) Deposits to the sinking fund are made monthly in an amount equal to one-sixth (1/6) of the interest coming due on the next semi-annual interest payment date and one-twelfth (1/12) of the bond amortization installment coming due during the next year: 42 ' City of Edgewater, Florida Notes to the Financial Statements September 30, 2013 (c) Deposits to the reserve fund are required to make up any deficiency in its balance as compared to the reserve equipment; (d) Deposits to the Renewal and Replacement Fund are required each month in an amount equal to one-twelfth (1/12) of five per centum (5%) of the gross revenues of the system for the previous fiscal year; provided, however, that so long as there shall be on deposit in the renewal and replacement fund a balance of at least five per centum (5%) of the value of the fixed assets of the system, no additional deposits shall be required; (e) Deposits will next be made into the rate stabilization fund for the amount budgeted for the then current period; and (f) Thereafter for any lawful purposes. (3) Early redemption: The bond resolution provides for early redemption of outstanding bonds at call rates varying from 100%to 102% of the instruments' face value, dependent upon the call date. Annual requirements to amortize water and sewer revenue bonds outstanding as of September 30, 2013 are as follows: Year Ending Business-Type Activities September 30 Principal Interest 2014 $ 1,273,000 $ 368,499 2015 1,314,000 332,793 2016 1,349,000 295,985 2017 5,093,000 195,099 2018 724,000 105,032 2019-2023 3,865,000 280,065 2024 408,000 4,447 Total $ 14,026,000 $ 1,581,920 The Water and Sewer Revenue Refunding Bonds, Series 2009 were issued on November 24, 2009, in the amount of$7,945,000 to refund the City's outstanding Water and Sewer Revenue Bonds, Series 1991 and Water and Sewer Revenue Refunding Bonds, Series 1993. The bond will have semi-annual payments due on April 1 and October 1. The stated interest rate on the refunding revenue bond is 3.40% and maturing on October 1, 2016. The new issue will reduce debt service payments for the City by $3,340,233 with an economic gain of$1,082,825 or 11.719%. The Water and Sewer Revenue Refunding Bonds, Series 2012 were issued on May 18, 2012, in the amount of$8,310,000 to refund two of the City's outstanding State Revolving Fund Loans. The remaining State Revolving Loans were paid off with surplus cash during the year. The new bond will have semi- annual payments due on April 1 and October 1. The stated interest rate on the refunding revenue bond is 2.18% and maturing on October 1, 2023. 43 City of Edgewater, Florida Notes to the Financial Statements September 30, 2013 Notes Payable The City issued the following revenue note in a prior year: Guaranteed Entitlement Revenue Note,Series 2010 Original amount issued $750,000 Issue date November 23,2010 Final maturity October 1,2030 Interest due April 1 and Oct 1 Interest rate Fixed—2.77% The note is pledged by State Revenue Sharing monies received by the City and the proceeds were used to construct fire station, number 55. The City paid the principal payment due on October 1, 2014 in the amount of$30,000, prior to year end, so the amount due for principal in 2014 is reported at zero. Remaining debt service requirements for this revenue note using interest rate of 2.77% at September 30, 2013 are: Year Ending Governmental Activities September 30 Principal Interest 2014 $ . $ 9,530 2015 30,000 18.699 2016 35,000 17,846 2017 35,000 16,829 2018 35,000 15,860 2019-2023 190,000 64,170 2024-2028 220,000 35,639 2029-2031 145,000 6,169 Total $ 690,000 $ 184,742 The City also entered into an agreement to borrow money from Florida Inland Navigation District (FIND) for land and improvements in a business/industrial park. The final amount of the note payable was $5,056,567 and shall be paid in ten equal installments of $505,657 each year starting August 26, 2003, reduced to $337,019 beginning in 2009. For the first five years, no interest accrued on the outstanding principal balance. Starting August 26, 2007, interest began to accrue on the outstanding principal balance at an interest rate equal to interest available from the State Board Administration (SBA). During 2009, the City extended the maturity date 2 years to August 28, 2014. Debt service requirements for the FIND note payable are as follows: Year Ending Governmental Activities September 30 Principal Interest 2014 $ 337,019 $ 775 During 2007, the City signed a limited general obligation note payable for$500,000 to fund the construction of a new animal shelter. The note is secured by a limited pledge of ad valorem taxes. While the note is outstanding, the City will levy ad valorem taxes, not to exceed .06 mills to pay principal and interest on the note.Annual debt service requirements are as follows: 44 City of Edgewater, Florida Notes to the Financial Statements September 30, 2013 Year Ending Governmental Activities September 30 Principal Interest 2014 $ 20,000 $ 13,650 2015 20,000 12,881 2016 20,000 12,112 2017 25,000 11,343 2018 25,000 10,382 2019-2023 140,000 36,912 2024-2026 105,000 8,075 Total $ 355,000 $ 105,355 During the year ended September 30, 2013, the City executed an agreement with the Florida Department of Environmental Protection to borrow up to $6,438,083 at an interest rate of 1.72-1.84% through the State Revolving Fund loan program,for the purpose of wastewater treatment replacement and renewal. Capitalized interest added to the loan as of September 30, 2013 was $25,319. Repayment commences on December 15, 2014, is due semiannually thereafter on June 15 and December 15, each year until all amounts due under the agreement have been fully paid. Current debt service requirements are as follows: Year Ending Business-Type Activities September 30 Principal Interest 2014 - 2015 269,765 117,225 2016 272,247 112,239 2017 274,752 107,160 2018 277,279 101,988 2019-2023 1,506,012 428,941 2024-2028 1,650,445 284,509 2029 152,542 10,645 Total $ 4,403,042 $ 1,162,707 During the year ended September 30, 2013, the City executed an agreement with a financial institution to borrow$4,507,000 at an interest rate of 1.79%, for the purpose of refinancing the capital lease with Johnson Controls, Inc. for water meters. Principal and interest payments are due quarterly on December 1, March 1, June 1 and September 1. The note is secured by non-ad valorem revenues of the City. Debt service requirements are as follows: Year Ending Business-Type Activities September 30 Principal Interest 2014 $ 493,000 $ 71,907 2015 533,000 62,787 2016 576,000 52,917 2017 622,000 42,265 2018 657,000 30,832 2019-2023 1,302,000 26,852 Total $ 4,183,000 $ 287,560 45 I City of Edgewater, Florida Notes to the Financial Statements September 30, 2013 Changes in Long-Term Liabilities Long-term liability activity for the year ended September 30, 2013 was as follows: Beginning Ending Due Within Balance Additions Reductions Balance One Year Governmental Activities: Notes payable Guaranteed Entitlement Note,Series 2010 $ 750,000 $ - $ (60,000) $ 690,000 $ 30,000 - FIND Note 674,037 - (337,018) 337,019 337,019 General Obligation note 375,000 - (20,000) 355,000 20,000 Total notes payable 1,799,037 - (417,018) 1,382,019 387,019 Capital leases Ambulance 156,029 - (28,696) 127,333 29,898 Vehicles - 160,583 - 160,583 31,174 Other post employment benefits 305,662 66,247 - 371,909 - Compensated absences 1,454,403 900,183 (770,992) 1,583,594 900,182 Total governmental activities long term liabilities $3,715,131 $1,127,013 $ (1,216,706) $ 3,625,438 $ 1,348,273 Business-type Activities Bonds payable Revenue Bonds $15,180,000 $ - $ (1,154,000) $14,026,000 $ 1,273,000 " Deferred loss on refunding (102,476) - 23,071 (79,405) - Total bonds payable 15,077,524 - (1,130,929) 13,946,595 1,273,000 Notes payable State revolving loan - 4,403,042 - 4,403,042 - Lease refunding note - 4,507,000 (324,000) 4,183,000 493,000 Deferred loss on refinancing - (44,348) 4,065 (40,283) - Capital Lease 4,527,471 - (4,527,471) - - Other post employment benefits 155,060 34,120 - 189,180 - Compensated absences 650,813 456,133 (448,138) 658,808 456,133 Total business-type activities long term debt $20,410,868 $9,355,947 $ (6,426,473) $ 23,340,342 $2,222,133 Internal service funds predominately serve the governmental funds. Accordingly, $66,378 of compensated absences and $12,774 of Net OPEB liability are included in the above governmental activities amounts. Also, for the governmental activities, compensated absences and the net pension obligation are generally liquidated by the General Fund. 46 City of Edgewater, Florida Notes to the Financial Statements September 30, 2013 I. Other Commitments and Contingencies The City has entered into several agreements that are outstanding at September 30, 2013, which will result in future financial obligation as follows: Description Amount Ford Transit Van-Police $ 23,604 Chevy Tahoe K9—Police 37,527 US 1 Sidewalk Design 165,338 10'"Street Park Design 3,608 WWTP Expansion 1,049,233 Lift Station#1 4,903 Hart Avenue Stormwater Design 4,928 Public Works Complex&Transfer Design 103,239 $ 1,392,380 V. Other Matters A. Risk Management: The City is exposed to various risks of loss related to torts; theft of, damage to and destruction of assets; errors and omissions; and natural disasters for which the City carries commercial insurance. During 2013, there were no significant reductions in insurance coverage from the previous year or any settlements in excess of insurance coverage in the current year or the prior three years. B. Other Postemployment Benefits: Plan Description and Summary of Benefits - The City provides retirees with the option to purchase health insurance from the City's single employer, experience rated health insurance plan (Plan) that provides medical benefits to active and eligible retirees at the City's group rate as mandated by Florida Statute 112.0801. This requirement creates an implicit rate subsidy benefit for the retirees' participation. Retirees are required to pay the full amount of the health insurance premium during their eligibility period. As of the valuation dated October 1, 2012, the Plan had approximately 170 active participants, 3 spouses, and 5 retirees receiving benefits. The plan does not issue a separate publicly available financial report. Transition Year - GASB Statement No. 45 was implemented prospectively resulting in a zero net OPEB obligation at transition, which was October 1, 2008. There was neither an OPEB asset nor liability at transition. Funding Policy - The City has followed the pay-as-you-go funding policy, contributing only those amounts necessary to provide for its portion of current year benefit costs and expenses plus any addition to the reserve for accrued costs incurred but not yet reported, as determined as part of the insurance contract. The contribution requirements of Plan members are established annually by the City. The City pays any remaining required amounts after contributions of plan members are taken into account. Currently, retired members pay the full premium associated with the coverage elected; no direct City subsidy is applicable; however there is an implicit cost outlined below. Spouses and other dependents are also eligible for coverage, and the member is responsible for payment of the applicable premiums. State of Florida law prohibits the City from separately rating retirees and active employees. The City therefore assigns both groups equal, blended-rate premiums. Although both groups are assigned the same blended rate premiums, GAAP requires actuarial liabilities to be calculated using age-adjusted premiums approximating claim costs for retirees separate from active members. The use of age-adjusted premiums results in the full expected retiree obligation recognized in this disclosure. 47 City of Edgewater, Florida Notes to the Financial Statements September 30, 2013 Annual OPEB Cost and Net OPEB Obligation - The City's annual other postemployment benefit cost (expense) is calculated based on the annual required contribution of the employer (ARC). The City has elected to calculate the ARC and related information using the Entry Age Normal actuarial cost method. The ARC represents a level of funding that, if paid on an ongoing basis, is projected to cover normal costs each year and to amortize any unfunded actuarial liability (or funding excess) using a level percentage of payroll method and closed amortization over a period not to exceed 30 years. Annual requirements include a 4.5% discount rate, compounded annually, and based on assumptions that the plan will be unfunded. The annual health care cost trend rate was assumed to decline gradually over the next several years from 8.5% in 2013 to an ultimate rate of 4.5% on and after 2017. The economic rates are based on an assumed inflation rate of 3% per annum. The actuarial accrued liability (AAL) was determined as of September 30, 2013, based on the above assumptions and cost method, and applied to member data current at October 1, 2012. Liabilities were developed based on age adjusted costs for retirees currently receiving plan benefits as of October 1, 2012, with an AAL calculated to be $1,849,238, which is unfunded (or 0% funded). The annual covered payroll is $7.2 million, resulting in an unfunded AAL of 25.8%. The actuarial calculations reflect a long- term perspective using methods and assumptions that are designed to reduce short-term volatility in AAL and actuarial value of assets. The Plan provisions affecting the valuation were those in effect on October 1, 2012. OPEB GASB No. 45 results are not based on the assumption that all members terminate services as of the valuation date, but rather on assumptions of future mortality, retirement, and termination. 2013 Fiscal Year Valuation as of 10/1/2012 Annual Required Contribution (ARC) $ 217,079 Interest on Net OPEB Obligation 20,732 Adjustment to ARC (20,089) Annual OPEB Cost (Expense) 217,722 Less: Employer Contributions Made (117,354) Increase in Net OPEB Obligation 100,368 Net OPEB Obligation at beginning of year 460,722 Net OPEB Obligation at end of year $ 561,090 In the Statement of Net Position, as of September 30, 2013, the City reports a Net OPEB obligation of $371,909 in governmental activities and $189,181 in business-type activities. The schedule of funding progress, presented as required supplementary information following the notes to the financial statements, presents multi-year trend information about whether the actuarial value of plan assets is increasing or decreasing over time relative to the actuarial accrued liability for benefits. The City's annual OPEB cost, the percentage of annual OPEB cost contributed to the plan, and the net OPEB obligation for the past three years was as follows: Annual Percentage of Net Year Ended OPEB City Annual OPEB OPEB September 30, Cost Contributions Cost Contributed Obligation 2013 $ 217,722 $ 117,354 53.9% $ 561,090 2012 $ 195,528 $ 80,788 41.3% $ 460,722 2011 $ 188,807 $ 72,926 38.6% $ 345,982 48 City of Edgewater, Florida Notes to the Financial Statements September 30, 2013 C. Employee Defined Benefit Retirement Pension Plans: The City maintains three separate single-employer, defined benefit pension plans for general employees, police officers and firefighters, which are maintained as Pension Trust Funds and included as part of the City's reporting entity. These pension plans do not issue stand-alone financial reports. These plans also provide for disability and survivor benefits. Separate boards of trustees independently govern each system. Assets may not be transferred from one plan to another or used for any purpose other than to benefit each system's participants as defined in their authorizing ordinances. Administrative expenses and fees attributable to each plan are deducted from the plan assets. These funds are reported using the full accrual basis of accounting. The benefits and refunds of each defined benefit plan are recognized when due and payable in accordance with the terms of the plan. Investments are reported at fair value. Short-term investments are reported at cost, which approximates fair value. Securities traded on a national or international exchange are valued at the last reported sales price at current exchange rates. Investments that do not have an established market are reported at estimated fair value. General Employees' Pension Fund - The General Employees' Pension Fund is a single employer defined benefit retirement system and contains the assets of the General Employees' Pension Fund. The General Employees' Pension Fund includes all full-time City employees, except police, firefighters and City Manager. The funding methods and determination of benefits payable are provided by various acts of the City Council, including subsequent amendments thereto. The code provides, in general, that funds are to be accumulated from City contributions, and income from investment of accumulated funds. Investments are reported at fair value. Employees become eligible for the plan after three months of continuous employment with vesting beginning as of the first day of employment. Active members are required to contribute 2.5% to the plan. The City's policy is to contribute amounts as determined by actuarial valuations. Employees vest for full benefits after five years of service. Benefit amounts are calculated based on the three consecutive years which give the highest average out of the last ten years. Members will receive a benefit amount equal to 2% of that average multiplied by years of accrual service. The General Employees' Pension Fund was amended in October 1996, which closed off the plan to any new employees hired by the City after October 1, 1996. Employees hired after October 1, 1996, however, are eligible for the City's 401(a) Defined Contribution Plan. Employees hired prior to October 1, 1996, and not vested in the General Employees' Pension Fund as of September 30, 1997, may elect to participate in the 401(a) Defined Contribution Plan. With the October 1, 2012 valuation the Board of Trustees adopted changes to the mortality, salary scale, normal and early retirement rates, and turnover rates assumptions. In addition, the Board of Trustees changed the funding method from the aggregate actuarial cost method to the entry age normal actuarial cost method. Starting for the year ending September 30, 2014, funding requirements are now based on a dollar funding methodology as compared to the percentage of payroll methodology. Included in benefits payment is $1,239,229 for the purchase of annuity contracts for the year ended September 30, 2013. 49 City of Edgewater, Florida Notes to the Financial Statements September 30, 2013 Police Officers' Retirement Trust Fund - The Police Officers' Retirement Trust Fund is a single employer defined benefit retirement system established pursuant with Chapter 185, Florida Statute. The funding methods and determination of benefits payable are provided in the various acts of the Florida Legislature, the Board of Trustees, and the City Council. The statutes provide, in general, that funds are to be accumulated from employee contributions, City contributions, state appropriations and income from investment of accumulated funds. The City funds actuarial deficiencies, as determined by the state. The investments of the fund are administered, managed and operated by its Board of Trustees. Investments are reported at fair value. Full-time police officers are eligible to participate in the Police Officers' Retirement Trust Fund on the first of the month following the completion of three months of continuous service with vesting beginning upon their first day of employment with the City. Participating police employees contribute 6% of their salary to the plan. The City is required by statute to contribute remaining amounts necessary based upon actuarial valuations to the fund as performed in accordance with State Statute. Employees vest for full benefits after five years of service. Benefit amounts are calculated based on the three years which give the highest average out of the last five years. Members will receive a benefit amount equal to 2% of that average multiplied by years of actual service up to October 1, 1987, and 3% of that average multiplied by years of actual service after October 1, 1987. Included in benefits payment is $1,724,372 for the purchase of annuity contracts for the year ended September 30, 2013. Firefighters' Pension Fund - The Firefighters' Pension Fund is a single employer defined benefit retirement system established pursuant with Chapter 175, Florida Statue in July 1990, with an effective date of November 1989. The funding methods and determination of benefits payable are provided in the various acts of the Florida Legislature, Firefighters' Pension Board and the City Council. The statutes provide in general, that funds are to be accumulated from employee contributions, City contributions, state appropriations and income from investment of accumulated funds. Investments are reported at fair value. Full-time firefighters are eligible to participate in the Firefighters' Pension Fund upon their first day of employment with the City. Participating fire employees contribute 6% of their salary to the plan. The City is required by statute to contribute remaining amounts necessary based upon actuarial valuations to the fund as performed in accordance with State Statute. Employees vest for full benefits after five years of service. Benefit amounts are calculated based on the five years, which give the highest average out of the last ten years. Members will receive a benefit amount equal to 3% of that average multiplied by years of accrual service. With the October 1, 2012 valuation the Board of Trustees adopted changes to the salary scale, normal retirement rates, disability rates, and turnover rates assumptions. Current membership in the Employees' Pension Plans is comprised of the following as of the latest actuarial valuation report: General Police Fire Group Employees Officers' Fighters' Retirees and beneficiaries currently receiving benefits and terminated employees entitled to benefits but not yet receiving them(vested) 107 31 6 Actively employed participants 12 25 27 Totals 119 56 33 Funding Policy - The City has traditionally contributed the annual required contribution (ARC) and thus had never been required to report a net pension obligation (NPO). The State of Florida Department of Management Services, Division of Retirement has required the City of Edgewater to change their contribution method to a fixed percentage of actual payroll. This change in methodology will result in an NPO or net pension asset(NPA) at year end. In accordance with GASB Statement No. 27, Accounting for Pensions by State and Local Government Employers, the total NPA at year end was $348,892, the cumulative net contribution in excess of the annual required contribution, is presented as an asset on the City's entity-wide Statement of Net Position. In accordance with GAAP, the City recorded the approved 50 City of Edgewater, Florida Notes to the Financial Statements September 30, 2013 state police and firefighter pension contribution from insurance premium payments and excise tax in the amount of $250,381 as an intergovernmental revenue and pension contribution expense in the General Fund. At September 30, 2013 the Police Officers plan has $113,625 of accumulated funding in the Funding Standard Account, as determined by the actuary. The Funding Standard Account balance can be utilized in future years to reduce the City's contributions into the Police Officers Retirement Trust Fund. In addition, for the year ended September 30, 2013 the City did not utilize the Funding Standard Account to meet the Annual Required Contribution. The schedule of funding progress, presented as RSI following the notes to the financial statements, presents multiyear trend information about whether the actuarial value of plan assets are increasing or decreasing over time relative to the actuarial accrued liability for benefits. The amounts legally required as of September 30, 2013 to be reserved for the general, police and firefighter pension funds are$12,030,392, $7,382,096 and $8,426,103, respectively. Annual Pension Cost and Annual Pension Obligation - The annual pension cost, net pension obligation and required contribution for September 30, 2013, were determined as part of the latest actuarial valuation of each plan, using the respective actuarial cost method for each plan. The City's annual pension cost and net pension obligation based on the most recent actuarial valuation were as follows: General Police Employee's Officers' Firefighters' Pension Fund Pension Fund Pension Fund Annual Required Contribution(ARC) $ 484,341 $ 762,743 $ 451,165 Interest on Net Pension Obligation(NPO) 2 (32,259) (8,743) Adjustment to ARC (2) 56,632 12,930 Annual Pension Cost 484,341 787,116 455,352 City and State Contributions Made 484,341 593,502 451,165 Increase/(Decrease)in NPO - 193,614 4,187 NPO(NPA)beginning of year - (430,115) (116,578) NPO (NPA)end of year $ - $ (236,501) $ (112,391) 51 City of Edgewater, Florida Notes to the Financial Statements September 30, 2013 Three Year Trend Information: General Employee's Pension Annual Pension Percentage Cost of APC Net Pension Fiscal Year Ending (APC) Contributed Obligation September 30,2012 484,341 100% - September 30,2011 443,259 100% - September 30,2010 358,254 100% - Police Officers'Pension Annual Pension Percentage Cost of APC Net Pension Fiscal Year Ending (APC) Contributed Obligation September 30,2012 787,116 75.40% (236,501) September 30,2011 701,166 86.50% (430,115) September 30,2010 629,164 95.50% (524,844) Firefighters'Pension Annual Pension Percentage Cost of APC Net Pension Fiscal Year Ending (APC) Contributed Obligation September 30,2012 455,352 98.10% (112,391) September 30,2011 362,093 98.20% (116,578) September 30,2010 360,815 98.10% (122,982) As of October 1, 2012, the most recent actuarial valuation date, the General Employees' plan was 62.99 percent funded. The actuarial accrued liability for benefits was $17,138,842, and the actuarial value of assets was $10,795,757, resulting in an unfunded actuarial accrued liability (UAAL) of $6,343,085. The covered payroll (annual payroll of active employees covered by the plan) was $580,324, and the ratio of the UAAL to the covered payroll was 1,093.02 percent. As of October 1, 2012, the most recent actuarial valuation date, the Police Officers' plan was 54.98 percent funded. The actuarial accrued liability for benefits was $11,153,497, and the actuarial value of assets was $6,132,725, resulting in an unfunded actuarial accrued liability (UAAL) of $5,020,772. The covered payroll (annual payroll of active employees covered by the plan)was $1,117,545, and the ratio of the UAAL to the covered payroll was 449.27 percent. As of October 1, 2012, the most recent actuarial valuation date, the Firefighters' plan was 83.98 percent funded. The actuarial accrued liability for benefits was $8,068,598, and the actuarial value of assets was $6,776,342, resulting in an unfunded actuarial accrued liability (UAAL) of$1,292,256. The covered payroll (annual payroll of active employees covered by the plan) was $1,528,795, and the ratio of the UAAL to the covered payroll was 84.53 percent. 52 City of Edgewater, Florida Notes to the Financial Statements September 30, 2013 Description of Plan Benefits-All Plans The benefit provisions and all other requirements of the employees' pension retirement systems are established by Chapter 13 of the City's Code of Ordinances and comply with all applicable Florida State Statutes. Notable points of the plans are summarized below. The Florida Constitution requires local governments to make the actuarially determined contribution. The Florida Division of Retirement reviews and approves each local government's actuarial report prior to it being appropriated for funding purposes. The funding methods and determination of benefits payable are provided in various acts of the Florida Legislature, which created the funds including subsequent amendments thereto. Actuarial methods and significant assumptions General Employees Police Officers Firefighters Valuation date 10/1/2012 10/1/2012 10/1/2012 Actuarial cost method Entry Age Normal Frozen Entry Age Entry age Normal Amortization method Level%of pay,Closed Level%of pay,Closed Level%of pay,Closed Remaining amortization period 20 years 20 years 22 years Asset valuation method 4-year smoothed market 4-year smoothed market 4-year smoothed market Actuarial assumptions: Investment rate of return 7.5% 7.5% 7.5% Projected salary increases** 4.0% 6.0% 5.0% **Includes inflation at 3.0% 3.0% 3.0% Cost-of-living adjustments None None None Individual Fiduciary Fund Statements Individual statements of net position for the three plans included in the City of Edgewater fiduciary funds are as follows: CITY OF EDGEWATER,FLORIDA Combining Statement of Fiduciary Net Position Pension Trust Funds September 30,2013 General Employees Police Officers Firefighters ASSETS Investments,at fair value: Cash and cash equivalents $ 27,095 $ 2,376 $ 3,381 Accrued income 48,332 30,869 13,009 Investments,at fair value Money market funds 374,814 332,689 311,694 Certificates of deposit - - 49,683 Bonds 4,070,929 2,641,198 1,991,910 Equities - 3,327,279 6,066,023 Mutual fund—equities 7,607,612 1,057,077 - Total assets 12,128,782 7,391,488 8,435,700 LIABILITIES Deferred Contributions 98,390 9,392 9,597 NET POSITION Held in trust for pension benefits $ 12,030,392 $ 7,382,096 $ 8,426,103 53 1 City of Edgewater, Florida Notes to the Financial Statements September 30, 2013 CITY OF EDGEWATER,FLORIDA Combining Statement of Changes in Fiduciary Net Position Pension Trust Funds For the fiscal year ended September 30,2013 General Employees Police Officers Firefighters ADDITIONS Contributions: Employer $ 480,000 $ 753,286 $ 481,740 Employee 15,348 70,430 88,154 State of Florida - 121,375 129,006 Total contributions 495,348 945,091 698,900 Investment earnings: Interest and dividends 61,100 116,726 154,801 Net increase/(decrease)in the fair value of investments 1,508,921 673,502 670,588 Less investment expenses (2,746) (15,084) (40,614) Net investment earnings 1,567,275 775,144 784,775 Total Additions 2,062,623 1,720,235 1,483,675 DEDUCTIONS Pension benefits 2,501,826 2,462,670 288,611 Administrative expenses 80,436 89,127 37,306 Total deductions 2,582,262 2,551,797 325,917 Change in net position (519,639) (831,562) 1,157,758 Net position-beginning of year 12,550,031 8,213,658 7,268,345 Net position-end of Year $ 12,030,392 $ 7,382,096 $ 8,426,103 D. Employee Defined Contribution Retirement Pension Plans: General Employees -The City adopted a defined contribution plan effective October 1, 1996. The plan is a money purchase plan administered for the City by the Salem Trust. Eligible employees are employees hired effective October 1, 1996, or thereafter that would otherwise qualify for the General Employees' Pension Plan. Employees hired prior to October 1, 1996, and not vested in the General Employees' Pension Plan may also elect, instead, to participate in the defined contribution plan. The plan provides for an employer contribution equal to 12% of employee earnings. Employee participation is immediate upon hiring and are 100% vested after five years of employment. Employees direct the investment of funds contributed to the plan on their behalf. Employer contributions made during the year amounted to $475,854. The City Council has the authority to amend the Plan's provisions including amending contribution requirements. E. Deferred Compensation Plans: The City offers its employees a choice of two deferred compensation plans created in accordance with Internal Revenue Code Section 457; i.e., International City/County Management Association (ICMA). The plans are available to all City employees and permit employees to defer a portion of their salary until future years. Participation in either of the plans is optional. Deferred compensation withdrawals are not available to employees until termination, retirement, death, or an unforeseeable emergency. In accordance with current professional pronouncements, the City has not included such funds in its financial statements. 54 City of Edgewater, Florida Notes to the Financial Statements September 30, 2013 F. Joint Venture Communications Interlocal Agency. On January 11, 2002, the cities of New Smyrna Beach, Port Orange and Edgewater entered into an interlocal agreement to provide a consolidated dispatch communications and records system servicing law enforcement, fire, rescue and emergency communications for each of the cities. This entity, known as the Communications Interlocal Agency (CIA), was established pursuant to Florida Statutes, Section 163.01(7). The CI Agency operates as a public entity using the same fiscal year as the City of New Smyrna Beach, ending on September 30th. The CI Agency is an instrumentality of the municipal parties and is entitled to sovereign immunity, except where waived by general law. It operates pursuant to direction from its governing board. The governing board is comprised of three mayors from the respective cities mentioned above. Operating guidelines, procedures, designations and restrictions are determined by this governing body. Substantially all costs of the CI Agency are allocated to Port Orange, New Smyrna Beach, and Edgewater in the respective amounts of 44%, 33%, and 23%. The books and records are maintained using accounting principles generally accepted in the United States of America. The City of Port Orange, as agent, performs all cash and accounting transactions. The financial statements of the joint venture can be obtained by contacting the Finance Director of the City of Port Orange, Florida, at the following address: Wayne Saunders, Finance Director City of Port Orange 1000 City Center Circle Port Orange, FL 32129 Summarized audited information of the Communications Interlocal Agency for the year ended September 30, 2013 is as follows: Operating revenues $ - Operating expenses (54,809) Non-operating revenues 2,267 Net loss $ (52,542) Total assets $ 307,290 Total liabilities $ - Total net position $ 307,290 A summary of the changes in the City's investment in the Communications Interlocal Agency for the year ended September 30, 2013 is as follows: September 30, 2012, balance $ 242,278 Fiscal year 2013 activity (79,069) September 30, 2013, balance $ 163,209 Effective September 30, 2011, the CIA was dissolved as the County of Volusia, Florida voted to go to a centralized dispatch service for the entire County. The CIA is still determining the dissolution of assets between the three cities, and the remaining assets are expected to be distributed during the year ended September 30, 2014. 55 City of Edgewater, Florida Notes to the Financial Statements September 30, 2013 G. Contingencies: The City has been involved in miscellaneous collections, lot cleaning, stormwater and other liens. In addition, the City has numerous pending/threatened claims against it. In the opinion of City management the loss if any, resulting from these actions will not have a material adverse affect on the financial condition of the City. Amounts received or receivable from grant agencies are subject to audit and adjustment by grantor agencies, principally the federal and state government. Any disallowed claims, including amounts already collected, may constitute a liability of the applicable funds. The amount, if any, of expenditures which may be disallowed by the grantor cannot be determined at this time although the City expects such amounts, if any, to be immaterial. H. Recently Issued Pronouncements: In March 2012, the Government Accounting Standards Board (GASB) issued GASB Statement 9 ( ) No. 65, Items Previously Reported as Assets and Liabilities. GASB 65 clarifies the appropriate reporting of deferred outflows of resources and deferred inflows of resources to ensure consistency in financial reporting. GASB Concepts Statement (CON) No. 4, Elements of Financial Statements, specifies that recognition of deferred outflows and deferred inflows should be limited to those instances specifically identified in authoritative GASB pronouncements. Consequently, guidance was needed to determine which balances being reported as assets and liabilities should actually be reported as deferred outflows of resources or deferred inflows of resources, according to the definitions in CON 4. Based on those definitions, GASB 65 reclassifies certain items currently being reported as assets and liabilities as deferred outflows of resources and deferred inflows of resources. In addition, GASB 65 recognizes certain items currently being reported as assets and liabilities as outflows of resources and inflows of resources. The requirements of GASB 65 are effective for fiscal year 2014. The implementation GASB 65 will result in the removal of approximately $90,461 of unamortized bond issuance costs and result in the reduction of investment in capital assets net assets in the Water/Sewer fund. In June 2012, the Government Accounting Standards Board (GASB) issued GASB 67, which replaces the requirements of GASB Statement No. 25, Financial Reporting for Defined Benefit Pension Plans and Note Disclosures for Defined Contribution Plans, and GASB Statement No. 50, Pension Disclosures, as they relate to pension plans that are administered through trusts or similar arrangements meeting certain criteria. GASB 67 builds upon the existing framework for financial reports of defined benefit pension plans, which includes a statement of fiduciary net position (the amount held in a trust for paying retirement benefits) and a statement of changes in fiduciary net position. GASB 67 enhances note disclosures and required supplementary information for both defined benefit and defined contribution pension plans. GASB 67 also requires the presentation of new information about annual money-weighted rates of return in the notes to the financial statements and in 10-year required supplementary information schedules. The provisions in GASB 67 are effective for financial statements for periods beginning after June 15, 2013. Management is currently evaluating the impact of the adoption of this statement on the City's financial statements. 56 City of Edgewater, Florida Notes to the Financial Statements September 30, 2013 In June 2012, the Government Accounting Standards Board (GASB) issued GASB 68, which replaces the requirements of GASB Statement No. 27, Accounting for Pensions by State and Local Governmental Employers, and GASB 50, as they relate to governments that provide pensions through pension plans administered as trusts or similar arrangements that meet certain criteria. GASB 68 requires governments providing defined benefit pensions to recognize their long-term obligation for pension benefits as a liability for the first time, and to more comprehensively and comparably measure the annual costs of pension benefits. GASB 68 also enhances accountability and transparency through revised and new note disclosures and required supplementary information. The provisions in GASB 68 are effective for fiscal years beginning after June 15, 2014. Management is currently evaluating the impact of the adoption of this statement on the City's financial statements. The remainder of this page intentionally left blank 57 I CITY OF EDGEWATER, FLORIDA Required Supplementary Information(unaudited) Schedules of Funding Progress Other Post Employment Benefit Plan Unfunded or Unfunded or Actuarial Actuarial Actuarial (Assets in (Assets in Excess of) Valuation Value of Accrued Liability Excess of) Funded Covered AAL as a Percentage Date Assets (AAL)-Entry Age AAL Ratio Payroll of Covered Payroll (a) (b) (b-a) (a/b) (c) ((b-a)/c) 10/1/2012 $ - $ 1,849,238 $ 1,849,238 0.00% $ 7,177,127 25.8% 10/2/2010 - 1,676,652 1,676,652 0.00% 5,765,693 29.1% 10/1/2008 - 3,009,113 3,009,113 0.00% 6,080,589 49.5% The City implemented GASB Statement No.45 for the fiscal year ended September 30,2009.Information for prior years is not available. General Employee's Retirement Trust Unfunded or Unfunded or Actuarial Actuarial Actuarial (Assets in (Assets in Excess of) Valuation Value of Accrued Liability Excess of) Funded Covered AAL as a Percentage Date Assets (AAL)-Entry Age AAL Ratio Payroll of Covered Payroll (a) (b) (b-a) (a/b) (c) ((b-a)/c) 10/1/2012 $ 10,795,757 $ 17,138,842 $ 6,343,085 62.99% $ 580,324 1093.02% 10/1/2011 12,227,558 17,289,981 5,062,423 70.72% 1,017,953 497.31% 10/1/2010 13,310,777 17,088,869 3,778,092 77.89% 1,077,877 350.51% 10/1/2009 13,876,405 16,842,925 2,966,520 82.39% 1,204,161 246.36% 10/1/2008 14,472,525 16,636,744 2,164,219 86.99% 1,254,441 172.52% 10/1/2007 14,130,355 17,505,616 3,375,261 80.72% 2,307,345 146.28% 10/1/2006 13,036,725 13,036,725 - 100.00% 2,621,289 0.00% Police Officers Pension Trust Actuarial Unfunded or Unfunded or Actuarial Actuarial Accrued Liability (Assets in (Assets in Excess of) Valuation Value of (AAL)--Frozen Excess of) Funded Covered AAL as a Percentage Date Assets Entry Age AAL Ratio Payroll of Covered Payroll (a) (b) (b-a) (a/b) (c) ((b-a)/c) 10/1/2012 $ 6,132,725 $ 11,153,497 $ 5,020,772 54.98% $ 1,117,545 449.27% 10/1/2011 5,828,463 11,013,027 5,184,564 52.92% 972,222 533.27% 10/1/2010 7,801,777 8,944,282 1,142,505 87.23% 1,063,774 107.40% 10/1/2009 7,980,169 9,081,117 1,100,948 87.88% 1,105,895 99.55% 10/1/2008 8,040,328 9,229,229 1,188,901 87.12% 1,032,166 115.19% - 10/1/2007 7,772,999 9,136,180 1,363,181 85.08% 1,222,818 111.48% 10/1/2006 7,062,840 8,476,559 1,413,719 83.32% 1,239,780 114.03% w, Firefighters Pension Trust Unfunded or Unfunded or Actuarial Actuarial Actuarial (Assets in (Assets in Excess of) Valuation Value of Accrued Liability Excess of) Funded Covered AAL as a Percentage Date Assets (AAL)--Entry Age AAL Ratio Payroll of Covered Payroll (a) (b) (b-a) (a/b) (c) ((b-a)/c) 10/1/2012 $ 6,776,342 $ 8,068,598 $ 1,292,256 83.98% $ 1,528,795 84.53% 10/1/2011 5,513,147 7,319,117 1,805,970 75.33% 1,439,711 125.44% 10/1/2010 5,315,976 6,499,389 1,183,413 81.79% 1,475,291 80.22% 10/1/2009 4,977,603 5,652,886 675,283 88.05% 1,475,963 45.75% 10/1/2008 4,700,591 4,813,030 112,439 97.66% 1,556,068 7.23% 10/1/2007 4,004,108 4,557,499 553,391 87.86% 1,495,480 37.00% .4. 10/1/2006 3,280,579 3,786,476 505,897 86.64% 1,477,632 34.24% 58 CITY OF EDGEWATER, FLORIDA Required Supplementary Information (unaudited) Schedules of Contributions from the Employer and Other Contributing Entities Other Post Employment Benefit Plan Annual Year Ended Required City Percentage Sept 30, Contribution City Contribution Contribution 2013 $ 217,079 $ 117,354 54.1% 2012 194,676 80,788 41.5% 2011 187,837 72,926 38.8% 2010 236,130 116,928 49.5% 2009 225,651 114,752 50.9% General Employee's Retirement Trust Annual Year Ended Required City Percentage Sept 30, Contribution City Contribution Contribution 2013 $ 480,000 $ 480,000 100% 2012 484,341 484,341 100% 2011 443,259 443,259 100% 2010 358,255 358,255 100% 2009 746,270 746,270 100% 2008 746,270 746,270 100% 2007 639,794 639,794 100% 2006 580,701 580,701 100% Police Officers Pension Trust Annual Year Ended Required City City State Percentage Sept 30, Contribution Contribution Contribution* Contribution 2013 $ 874,661 $ 753,286 $ 121,375 100.00% 2012 762,743 1 471,463 122,039 77.81% 2011 673,391 2 547,752 125,639 100.00% 2010 600,715 3 475,560 125,156 100.00% 2009 474,810 407,647 131,228 113.49% 2008 474,810 474,810 126,189 126.58% 2007 378,127 258,902 222,837 127.40% 2006 378,127 258,902 119,225 100.00% 1)Includes$169,241 from the Funding Standard Accunt to meet the annual required City contribution. 2)Includes$66,954 from the Funding Standard Account to meet the annual required City contribution. 3)Includes$117,184 from the Funding Standard Account to meet the annual required City contribution Firefighters Pension Trust Annual Year Ended Required City City State Percentage Sept 30, Contribution Contribution Contribution* Contribution 2013 $ 610,746 $ 481,740 $ 129,006 100.00% 2012 451,165 388,329 62,836 100.00% 2011 355,689 288,744 66,946 100.00% 2010 354,059 287,113 66,946 100.00% 2009 292,806 254,858 66,946 109.90% 2008 323,433 256,487 66,946 100.00% 2007 318,049 264,272 63,785 103.15% 2006 316,265 254,640 61,625 100.00% *Frozen pursuant to Chapter 175 or 185, Florida Statutes 59 1 1 1 1 City of rDGETERI .. Inc 1951 aft rr This page intentionally left blank 60 CITY OF EDGEWATER, FLORIDA Nonmajor Governmental Funds September 30, 2013 SPECIAL REVENUE FUNDS are used to account for revenue derived from specific taxes or other earmarked revenue sources (other than for major capital projects) that are restricted by law or administrative action to expenditures for specified purposes. Justice Assistance Grant Fund — This fund was established to receive revenues derived from money received from the Department of Justice for the Victims Of Crime Act grant for the Victim Advocate salaries and benefits. Special Law Enforcement Trust Fund — This fund was established to receive revenues derived from confiscated property obtained during the enforcement purposes, exclusive of salaries and vehicles. Such purposes may include drug education programs such as DARE. Transportation Impact Fees Fund — This fund was established to account for road impact fees collected from new developments constructed in the City. Police Impact fees Fund—This fund was established to account for police impact fees collected from new developments constructed in the City. Fire Impact Fees Fund — This fund was established to account for fire impact fees collected from new developments constructed in the City. Recreation Impact Fees Fund —This fund was established to account for recreation impact fees collected from new developments constructed in the City. DEBT SERVICE FUNDS are established to account for the accumulation of resources for, and the payment of, general long-term debt principal and interest. Debt Service Fund — This fund was established to account for the payment of general long-term debt principal and interest for the Station 55 replacement and Animal Shelter. CAPITAL PROJECTS FUNDS are established to account for resources used for the acquisition and construction of capital facilities by the City, except for those financed by proprietary funds. Capital Projects Fund — This fund was established to account for the acquisition of fixed assets or construction of major capital projects not being financed by proprietary funds. 61 CITY OF EDGEWATER, FLORIDA Combining Balance Sheet Nonmajor Governmental Funds September 30, 2013 Special Revenue Justice Assistance Transportation Grants SLETF Impact Police Impact ASSETS Cash $ 2,749 $ 6,860 $ 283,156 $ 148,629 Receivables-net - - 13 7 Due from other governments - - _ - - Total assets $ 2,749 $ 6,860 $ 283,169 $ 148,636 LIABILITIES AND FUND BALANCES Liabilities: Accounts payable $ - $ 1,155 $ - $ - Total liabilities - 1,155 - - Fund Balances Spendable: Restricted for Public safety 2,749 5,705 - - Debt service - - - - Capital projects - - 283,169 148,636 Unassigned - - - - Total fund balances 2,749 5,705 283,169 148,636 Total liabilities and fund balance $ 2,749 $ 6,860 $ 283,169 $ 148,636 62 Total Nonmajor Recreation Governmental Fire Impact Impact Debt Service Funds $ 17,228 $ 48,904 $ 1,689 $ 509,215 1 2 - 23 38 38 $ 17,229 $ 48,906 $ 1,727 $ 509,276 $ $ $ - $ 1,155 1,155 8,454 1,727 1,727 17,229 48,906 - 497,940 17,229 48,906 1,727 508,121 $ 17,229 $ 48,906 $ 1,727 $ 509,276 63 I CITY OF EDGEWATER, FLORIDA Combining Statement of Revenues, Expenditures, and Changes in Fund Balances Nonmajor Governmental Funds For the Fiscal Year Ended September 30, 2013 Special Revenue Justice Assistance Transportation Police Grants SLETF Impact Impact Fire Impact REVENUES Taxes: Property $ - $ - $ - $ - $ - Intergovernmental 3,303 - - - - Fines and forfeitures - 1,200 - - - Investment earnings - 2 30 16 2 Impact fees - - 26,776 2,512 4,982 Total revenues 3,303 1,202 26,806 2,528 4,984 EXPENDITURES Current: Public safety 3,291 37,505 - - - Debt Service: Principal - - - - - Interest - - - - - Total expenditures 3,291 37,505 - - - Excess(deficiency)of revenues over(under) expenditures 12 (36,303) 26,806 2,528 4,984 OTHER FINANCING SOURCES(USES) Transfers out - - - - - Total other financing sources(uses) - - - - - Net change in fund balances 12 (36,303) 26,806 2,528 4,984 Beginning fund balances 2,737 42,008 256,363 146,108 12,245 Ending fund balances(deficit) $ 2,749 $ 5,705 $ 283,169 $ 148,636 $ 17,229 64 Total Nonmajor Recreation Governmental Impact Debt Service Funds $ - $ 35,088 $ 35,088 - - 3,303 - - 1,200 7 1 58 9,866 - 44,136 9,873 35,089 83,785 - - 40,796 - 20,000 20,000 - 14,419 14,419 - 34,419 75,215 9,873 670 8,570 (130,000) - (130,000) (130,000) - (130,000) (120,127) 670 (121,430) 169,033 1,057 629,551 $ 48,906 $ 1,727 $ 508,121 65 I CITY OF EDGEWATER, FLORIDA Schedule of Revenues, Expenditures, and Changes in Fund Balances--Budget and Actual Annually-Budgeted Nonmajor Special Revenue Funds For the Fiscal Year Ended September 30, 2013 Special Revenue Justice Assistance Grants SLETF Budgeted Amounts Variance Budgeted Amounts Variance with Final with Final Budget- Budget- Actual Positive Actual Positive Original Final Amounts (Negative) Original Final Amounts (Negative) REVENUES Intergovernmental $ 5,000 $ 5,000 $ 3,303 $ (1,697) $ - $ - $ - $ - Fines and forfeitures - - - - 3,000 3,000 1,200 (1,800) Investment earnings - - - - - - 2 2 Impact fees - - - - - - - - Total revenues 5,000 5,000 3,303 (1,697) 3,000 3,000 1,202 (1,798) EXPENDITURES Current: Public safety _ 5,000 _ 5,000 3,291 1,709 40,000 40,000 37,505 2,495 Total expenditures _ 5,000 5,000 3,291 1,709 40,000 40,000 37,505 2,495 Excess(deficiency)of revenues over(under)expenditures - - 12 12 (37,000) (37,000) (36,303) 697 OTHER FINANCING SOURCES(USES) Transfers in - - - - - - - - Transfers out - - - - - - - - Total other financing sources(uses) - - - - - - - - Net change in fund balances - - 12 12 (37,000) (37,000) (36,303) 697 Beginning fund balances 2,737 2,737 2,737 - 42,008 42,008 42,008 - Ending fund balances(deficit) $ 2,737 $ 2,737 $ 2,749 $ 12 $ 5,008 $ 5,008 $ 5,705 $ 697 66 CITY OF EDGEWATER, FLORIDA Schedule of Revenues, Expenditures, and Changes in Fund Balances--Budget and Actual-- Annually-Budgeted Nonmajor Special Revenue Funds (continued) For the Fiscal Year Ended September 30, 2013 Special Revenue Transportation Impact Police Impact Budgeted Amounts Variance Budgeted Amounts Variance with Final with Final Budget- Budget- Actual Positive Actual Positive Original Final Amounts (Negative) Original Final Amounts (Negative) REVENUES Intergovernmental $ - $ - $ - $ - $ - $ - $ - $ - Fines and forfeitures - - - - - - - - Investment earnings - - 30 30 - - 16 16 Impact fees 20,500 28,000 26,776 (1,224) 2,500 2,500 2,512 12 Total revenues 20,500 28,000 26,806 (1,194) 2,500 2,500 2,528 28 EXPENDITURES Current: Public safety - - - - - - - - Total expenditures - - - - - - - - . Excess(deficiency)of revenues over(under)expenditures 20,500 28,000 26,806 (1,194) 2,500 2,500 2,528 28 OTHER FINANCING SOURCES(USES) Transfers in - - - - - - - - Transfers out - - - - - - - - Total other financing sources(uses) - - - - - - - - .e. Net change in fund balances 20.500 28,000 26,806 (1,194) 2,500 2,500 2,528 28 Beginning fund balances 256,363 256,363 256,363 - 146,108 146,108 146,108 - Ending fund balances(deficit) $276.863 $284,363 $283,169 $ (1,194) $148,608 $148,608 $148,636 $ 28 67 CITY OF EDGEWATER, FLORIDA Schedule of Revenues, Expenditures, and Changes in Fund Balances--Budget and Actual-- Annually-Budgeted Nonmajor Special Revenue Funds(continued) For the Fiscal Year Ended September 30, 2013 Special Revenue Fire Impact Recreation Impact Budgeted Amounts Variance Budgeted Amounts Variance with Final with Final Budget- Budget- Actual Positive Actual Positive Original Final Amounts (Negative) Original Final Amounts (Negative) REVENUES Intergovernmental $ - $ - $ - $ - $ - $ - $ - $ - Fines and forfeitures - - - - - - - - Investment earnings - - 2 2 - - 7 7 Impact fees 5,000 5,000 4,982 (18) 5,000 5,000 _ 9,866 4,866 Total revenues 5,000 5,000 4,984 (16) 5,000 5,000 9,873 4,873 EXPENDITURES Current: Public safety - - - - - - - - Total expenditures - - - - - - - - Excess(deficiency)of revenues over(under)expenditures 5,000 5,000 4,984 (16) 5,000 5,000 9,873 4,873 OTHER FINANCING SOURCES(USES) Transfers in - - - - - - - - Transfers out - - - - (130,000) (130,000) (130,000) - Total other financing sources(uses) - - - - (130,000) (130,000) (130,000) - Net change in fund balances 5,000 5,000 4,984 (16) (125,000) (125,000) (120,127) 4,873 Beginning fund balances 12,245 12,245 12,245 - 169,033 169,033 169,033 - Ending fund balances(deficit) $ 17,245 $ 17,245 $ 17,229 $ (16) $ 44,033 $ 44,033 $ 48,906 $ 4,873 68 CITY OF EDGEWATER, FLORIDA Schedule of Revenues, Expenditures, and Changes in Fund Balances--Budget and Actual-- Annually-Budgeted Nonmajor Special Revenue Funds(continued) For the Fiscal Year Ended September 30, 2013 Total Budgeted Amounts Variance with Final Budget- Actual Positive Original Final Amounts (Negative) REVENUES Intergovernmental $ 5,000 $ 5,000 $ 3,303 $ (1,697) Fines and forfeitures 3,000 3,000 1,200 (1,800) Investment earnings - - 57 57 Impact fees 33,000 _ 40,500 44,136 3,636 Total revenues 41,000 48,500 48,696 196 EXPENDITURES Current: Public safety 45,000 45,000 40,796 4,204 Total expenditures 45,000 45,000 40,796 4,204 Excess(deficiency)of revenues over(under)expenditures (4,000) 3,500 7,900 4,400 OTHER FINANCING SOURCES(USES) Transfers in - - - - Transfers out (130,000) (130,000) (130,000) - Total other financing sources(uses) (130,000) (130,000) (130,000) - Net change in fund balances (134,000) (126,500) (122,100) 4,400 Beginning fund balances 628,494 628,494 628,494 - Ending fund balances(deficit) $ 494,494 $ 501,994 $ 506,394 $ 4,400 • 69 CITY OF EDGEWATER, FLORIDA Schedule of Revenues, Expenditures, and Changes in Fund Balances--Budget and Actual Annually-Budgeted Nonmajor Debt Service Funds For the Fiscal Year Ended September 30, 2013 Variance with Budgeted Amounts Final Budget- Actual Positive Original Final Amounts (Negative) REVENUES Taxes: Property $ 34,464 $ 34,464 $ 35,088 $ 624 Investment earnings - - 1 1 Total revenues 34,464 34,464 35,089 625 EXPENDITURES Debt Service: Principal 20,000 20,000 20,000 - Interest 14,419 14,419 14,419 - Total expenditures 34,419 34,419 34,419 - Net change in fund balances 45 45 670 625 Beginning fund balances 1,057 1,057 1,057 - Ending fund balances $ 1,102 $ 1,102 $ 1,727 $ 625 Iu 70 CITY OF EDGEWATER, FLORIDA Schedule of Revenues, Expenditures,and Changes in Fund Balances--Budget and Actual Annually- Budgeted Major Capital Projects Funds For the Fiscal Year Ended September 30, 2013 General Construction Budgeted Amounts Variance with Final Budget- Positive (Negative) Actual Original Final Amounts REVENUES Intergovernmental $ 74,939 $ 623,240 $ 441,752 $ (181,488) Investment earnings 100 100 69 (31) Total revenues 75,039 623,340 441,821 (181,519) EXPENDITURES Capital outlay 644,033 1,300,000 1,053,679 246,321 Other Services&Charges - - 6,221 (6,221) Total expenditures 644,033 1,300,000 1,059,900 240,100 Excess(deficiency)of revenues over(under)expenditures (568,994) (676,660) (618,079) 58,581 OTHER FINANCING SOURCES(USES) Transfers in 568,994 676,660 676,660 - Total other financing sources(uses) 568,994 676,660 676,660 - Net change in fund balance - - 58,581 58,581 Beginning fund balances 82,529 82,529 82,529 - Ending fund balances $ 82,529 $ 82,529 $ 141,110 $ 58,581 71 1 1 City of Es) This page intentionally left blank Mai eft 72 aft CITY OF EDGEWATER, FLORIDA Internal Service Funds September 30, 2013 INTERNAL SERVICE FUNDS are used to account for the financing of centralized services to City departments on a cost-reimbursement basis (including depreciation). Management Information Systems (MIS) — To account for data processing operations and the cost of computer services used by other City departments. Fleet — To account for the cost of operating a maintenance facility for automotive equipment used by other City departments/divisions. Loss Fund—To account for the general liability and property insurances of the City. Fully Insured—To account for the health, dental and life insurance of the City's employees and retirees. Workers Comp—To account for the workers compensation insurance of the City. 73 CITY OF EDGEWATER, FLORIDA Combining Statement of Net Position Internal Service Funds September 30, 2013 Loss Fully Workers MIS FLEET Fund Insured Comp Total ASSETS Current assets: Cash $ 38,483 $ 71,184 $ 14,680 $ 85,786 $ 659 $ 210,792 Inventories - 20,361 - - - 20,361 Total current assets 38,483 91,545 14,680 85,786 659 231,153 Noncurrent assets: Capital assets: Buildings and improvements 60,684 - - - - 60,684 Machinery and equipment 39,447 48,739 - - - 88,186 Less accumulated depreciation (27,112) (30,840) - - - (57,952) Total capital assets(net of accumulated depreciation) 73,019 17,899 - - - 90,918 Total noncurrent assets 73,019 17,899 - - - 90,918 Total assets 111,502 109,444 14,680 85,786 659 322,071 LIABILITIES Current liabilities: Accounts payable 1,611 283 - 170,278 2,130 174,302 Accrued liabilities 6,399 6,399 - - - 12,798 Compensated absences 15,613 12,985 - - - 28,598 Total current liabilities 23,623 19,667 - 170,278 2,130 215,698 Noncurrent liabilities: Compensated absences 24,554 13,226 - - - 37,780 OPEB obligation 6,163 6,611 - - - 12,774 Total noncurrent liabilities 30,717 19,837 - - - 50,554 Total liabilities 54,340 39,504 - 170,278 2,130 266,252 NET POSITION Invested in capital assets 73,019 17,899 - - - 90,918 Unrestricted (15,857) 52,041 14,680 (84,492) (1,471) (35,099) Total net position $ 57,162 $ 69,940 $ 14,680 $ (84,492) $ (1,471) $ 55,819 74 CITY OF EDGEWATER, FLORIDA Combining Statement of Revenues, Expenses, and Changes in Fund Net Position Internal Service Funds For the Fiscal Year Ended September 30, 2013 Loss Fully Workers MIS FLEET Fund Insured Comp Total Operating revenues: Billings to City departments $ 336,560 $ 821,668 $ 371,707 $ 2,016,247 $ 215,423 $ 3,761,605 Operating expenses: Salaries and employee benefits 165,941 158,038 - 2,035,151 220,083 2,579,213 Supplies and materials 50,037 431,767 - - - 481,804 Contract services 130,312 178 - - - 130,490 Other services and charges 46,224 233,961 357,027 - - 637,212 Depreciation 8,574 4,682 - - - 13,256 Total operating expenses 401,088 828,626 357,027 2,035,151 220,083 3,841,975 Operating income(loss) (64,528) (6,958) 14,680 (18,904) (4,660) (80,370) Income(loss)before contributions and transfers (64,528) (6,958) 14,680 (18,904) (4,660) (80,370) Transfers in 156,702 46,869 - - - 203,571 Transfers out - - - (160,671) - (160,671) Change in net position 92,174 39,911 14,680 (179,575) (4,660) (37,470) Total net position-beginning (35,012) 30,029 - 95,083 3,189 93,289 Total net position-ending $ 57,162 $ 69,940 $ 14,680 $ (84,492) $ (1,471) $ 55,819 75 CITY OF EDGEWATER,FLORIDA Combining Statement of Cash Flows Internal Service Funds For the Fiscal Year Ended September 30,2013 Loss Fully Workers MIS FLEET Fund Insured Comp Total Cash flows from operating activities: .. Receipts-customers and users $ 336,560 $ 821,668 $ 371,707 $ 2,016,494 $ 218,612 $ 3,765,041 Payments-suppliers (229,839) (665,999) (357,027) (2,019,630) (217,953) (3,490,448) Payments-employees (160,559) (150,727) - - - (311,286) Net cash provided(used)by operating activities (53,838) 4,942 14,680 (3,136) 659 (36,693) "' Cash flows from noncapital financing activities: Cash received from(paid to)other funds 156,702 46,869 - (160,671) - 42,900 Cash flows from capital and related financing activities: Acquisition and construction of capital assets (74,708) (15,851) - - - (90,559) Net increase(decrease)in cash and cash w.. equivalents 28,156 35,960 14,680 (163,807) 659 (84,352) Beginning cash and cash equivalents 10,327 35,224 - 249,593 - 295,144 Ending cash and cash equivalents $ 38,483 $ 71,184 $ 14,680 $ 85,786 $ 659 $ 210,792 Reconciliation of operating income(loss)to net cash provided .. (used)by operating activities: Operating income(loss) $ (64,528) $ (6,958) $ 14,680 $ (18,904) $ (4,660) $ (80,370) Adjustments to reconcile operating income(loss)to net cash provided(used)by operating activities: Depreciation and amortization 8,574 4,682 - - - 13,256 (Increase)decrease in assets: Receivables-net - - - 247 3,189 3,436 Inventories - (172) - 7,410 - 7,238 . Increase(decrease)in liabilities: Accounts payable (3,266) 79 - 8,111 2,130 7,054 Accrued liabilities 272 679 - - - 951 OPEB obligation 1,435 1,312 - - - 2,747 .v Compensated absences 3,675 5,320 - - - 8,995 Total adjustments 10,690 11,900 - 15,768 5,319 43,677 Net cash provided(used)by operating activities $ (53,838) $ 4,942 $ 14,680 $ (3,136) $ 659 $ (36,693) 76 CITY OF EDGEWATER, FLORIDA Other Supplemental Schedules September 30, 2013 Fiduciary Funds—Pension trust Funds Police, Firefighter and General Employees' Pension Funds — These funds are used to account for the accumulation of resources to be used for retirement annuity payments at the appropriate amounts and times in the future. Resources are contributed by employees at a rate fixed by law and by the City and the State at amounts determined by an annual actuarial study. 77 CITY OF EDGEWATER, FLORIDA Combining Statement of Fiduciary Net Position Pension Trust Funds September 30, 2013 General Employees Police Officers Firefighters Total .. ASSETS Cash and cash equivalents $ 27,095 $ 2,376 $ 3,381 $ 32,852 Accrued income 48,332 30,869 13,009 92,210 Investments,at fair value: Money market funds 374,814 332,689 311,694 1,019,197 Certificates of deposit - - 49,683 49,683 Bonds US Treasury notes 268,999 196,258 87,400 552,657 GNMA 622,327 373,396 50,032 1,045,755 Municipal bonds 516,822 343,038 191,686 1,051,546 Corporate bonds 2,662,781 1,728,506 1,662,792 6,054,079 Equities - 3,327,279 6,066,023 9,393,302 Mutual fund-equities 7,607,612 1,057,077 - 8,664,689 Total assets 12,128,782 7,391,488 8,435,700 27,955,970 LIABILITIES Deferred contributions 98,390 9,392 9,597 117,379 Total liabilities 98,390 9,392 9,597 117,379 NET POSITION Held in trust for pension benefits $ 12,030,392 $ 7,382,096 $ 8,426,103 $ 27,838,591 78 CITY OF EDGEWATER, FLORIDA Combining Statement of Changes in Fiduciary Net Position Pension Trust Funds For the Fiscal Year Ended September 30,2013 General Police Employees Officers Firefighters Total ADDITIONS Contributions: Employer $ 480,000 $ 753,286 $ 481,740 $ 1,715,026 Employee 15,348 70,430 88,154 173,932 State of Florida - 121,375 129,006 250,381 Total contributions 495,348 945,091 698,900 2,139,339 Investment earnings(loss): Interest and dividends 61,100 116,726 154,801 332,627 Net increase in the fair value of investments 1,508,921 673,502 670,588 2,853,011 Total investment earnings 1,570,021 790,228 825,389 3,185,638 Less investment expenses (2,746) (15,084) (40,614) (58,444) Net investment earnings(loss) 1,567,275 775,144 784,775 3,127,194 Total Additions 2,062,623 1,720,235 1,483,675 5,266,533 DEDUCTIONS Pension benefits 2,501,826 2,462,670 288,611 5,253,107 Administrative expenses 80,436 89,127 37,306 206,869 Total deductions 2,582,262 2,551,797 325,917 5,459,976 Change in net position (519,639) (831,562) 1,157,758 (193,443) Net position-beginning 12,550,031 8,213,658 7,268,345 28,032,034 Net position-ending $ 12,030,392 $ 7,382,096 $ 8,426,103 $ 27,838,591 79 e t I I I � r t City of Inc. 1951 ER1 This page intentionally left blank 80 CITY OF EDGEWATER, FLORIDA Statistical Secton This part of the City of Edgewater, Florida's Comprehensive Annual Financial Report presents detailed information as a context for understanding what the information in the financial statements, note disclosures, and required supplementary information says about the City's overall financial health and is unaudited. Contents Page(s) Financial Trends These schedules contain trend information to help the reader understand how the City's financial performance and well-being have changed over time. 82-86 Revenue Capacity These schedules contain information to help the reader assess the City's most significant local revenue source, the property tax, and the municipal sales tax. 87-91 Debt Capacity These schedules present information to help the reader assess the affordability of the City's current levels of outstanding debt and the City's ability to issue additional debt in the future. 92-97 Demographic and Economic Information These schedules offer economic and demographic indicators to help the reader understand the environment within which the City's financial activities take place. 98-99 Operating Information These schedules contain service and infrastructure data to help the reader understand how the information in the City's financial report relates to the services the City provides and the activities it performs. 100-102 Sources: Unless otherwise noted, the information in these schedules is derived from the Comprehensive Annual Financial Report for the relevant fiscal year. 81 N NJ V CO LO CO CO 0 N LL) O CO D) N CO N CO CO O) O) co 0 N V • co a, a, rn u) CD CO CO ✓ r m (D Ni (0 w N- V N W 0 co 0 (O O N O N O 0 N 0 0) O N CO ti N O co„ co co N CO p IN N M N CO N N N V N- CO CO .- V EA (A EA EA 69 EA � �C 0 O) CO m 0 O CO 0 0 NI CO N N CO O O O) CO N Lt) N CO 0 CO O V (NO CO V CO CO 001 L O N N L— N co N M N 0) M V O N 0 CO ,- R N M O) N N O CO N .- V E9 69 E9 E9 EA EA O (n NJ CO a) CO N- CO V N- 01 0 O (- OO CO a, co M L- M CO O01 (C[ CO m L V o a m Q CO oi (CD N o1 C O 0 N O7 r- a '- CO r N a1 CO CO N- N O CO N O M V O CO CO N m O ,— N CO co co 69 69 EA 69 69 69 • 0 V N CO N 0 ¢ co N O co co _ co N O CO O co co co co O O co co co co O (A co ¢ M_R N N N V O co" N N N W t0 O7 N O N O co N LL7 co CO co co a) ¢ co CD N CO N N N CO co N (P N V N N CO (D 0) M V (D CO N a CO ✓ La CO co N O) 69 E9 NS EA EA (A CO CD 0 O) O V O ¢ co O O co co CO co O co 0) N co N CO N N CO CO M 0 N V CO R 01 N N CO CO (C) (D h O Q CO CO' ? a;¢ Or- o co N NJ CO N 0) N V co CO O O 1) N N CD CO N CO LL) O N a1 *- CD (O V M N V co" LL1 N ¢ LO N CO N 0) A } ca E9 69 69 69 EA 3 co cn N co Cco N R N N ¢ (O 0 R ,- LLL N N O) CO Q — O co CO CO O N 0) N V co LL) N N N CO 7 CO N V o CO N CO N N 0 CO CO O N (D co N N N N O O V N CO CO 1- N- N CO N (C) co- (O N (D co- CO V CO O ✓ LL) N co N m (A EA EA (A EA 69 N (D N O) co V N ¢ LL7 01 O CO CO V CO ¢ CO CO (O CO N O) CD O 01 N O N 07 R co V co, O co-co-O O NJ N M N CO V CO O- LO h CO CO CO CO CO (N co M CO O co CO N . h Q W (D N co'N .— D) ¢ N NJ CO N ro 69 EA EA EA EA 69 O O) N CO N CO 0 CO N CO O O I a, CO CD Ni co co O N N LO CO O O N (O aD O (O V LL') N N O CO co m LL') O N CO N O V N CO o CO CO N CO V CO LL1 CO (D N- N N N to R O1 - (D (D Q CO O CO■ ¢ 47 N CO N CO 69 (A EA EA E9 69 i CO CO N CO O CO 0 6) Ni (O N CO NJ (D N N N O N LO 0 N V' CO V N O N N LL) V CO r N CO CQ CO O O O V LL) O co co" O p Cr 0 O) O co N co op CO CO N CO NJ LL) N C N (D (O N M CD (O i NI- O CO co N CO EA 69 69 68 69 (A co V CD O CO CO CO CO (O N V CO N N 0, O) (O LO V N CO CO V CD CO C V 0) V CO N N CO CO 0, M CO'O '- O m O T CD O O 00 ' N O O co CO CO M a1 N CO LL) N O ""1 N CO N N CO N O CO N CO ¢ O N N CO CO O co" V V co co N co EA 69 E9 EA Vi 69 a a 0 ❑ ❑ Q m C m c d I o Lath ° — m t I L Z 2 Z 2 Z L uJ C y r0 ¢ A a) t W O d .a a m 'a Q 'a c p v C N c � C U > Q 0 a, Q 0 l_c 0 T o E y G : m N 111 f a ti d N E ' LL o iL an a c m : lg..; ai a = 1 e o C m E N ' N E y ` N N 'c N II m > N ` h m � N`> a c 2 I- d F Y a y K ❑ m t ❑ m V 82 N CO CD CO 0 CO O CO CO O 0 O) CO CO O) 0 0 r CO A- CO CO CD O) 0) Q CO CO (0 0 OD 0 CO Q OD CD 0 0) Q O Q A- CO CO r N M O A- N O r N CO O CO r N N ,- CO r co N CO U) CD r- N A- CO Q Q r _ _ Q OO O CO O r CO 0 CD CO CO C) 0 O r N r CO Q Q CO CO- O O Q co O co U) CO CO CO 0 Q OO 0 CO CO OD CO r CO CO O CO N N Q CO '- N r O Q CO Q O CO CO O U) CO N U) N N M N co N O IA- N CO U) CO Q (D CO CO r CO U, d) U) U) U) U) U) U) U) U) CO 0 Q U) CO CO CO CO N CO O 0 0 N- N CO CO Q N U) 0 r •- r U) OO O O (O (D O CD U) 6- 0 6- CO CO 0 Q CO CO Q ,- Q r N r A- O N O ,- . 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E 2 1— WO 0 O I— W O F F 0 0 0 (n 1— Z 0 86 CITY OF EDGEWATER, FLORIDA Tax Revenues by Source of Governmental Funds Last Ten Fiscal Years (modified accrual basis of accounting) Fiscal Year Ended Utility and franchise September 30 Property Taxes taxes Total 2004 $ 3,884,932 $ 2,615,188 $ 6,500,120 2005 4,125,604 2,721,040 6,846,644 2006 5,045,677 3,098,230 8,143,907 2007 5,983,622 3,134,569 9,118,191 2008 6,053,935 2,822,644 8,876,579 2009 5,638,194 3,109,453 8,747,647 2010 5,083,616 3,076,195 8,159,811 2011 4,459,591 3,047,731 7,507,322 2012 3,669,228 2,947,266 6,616,494 2013 3,763,456 3,051,649 6,815,105 87 O O O N r O N La '• N • O O O r ti M CO CO O r LC) LCD r M N CO 0) CO CO CO N V ( '4f V co N- N O CO CO if) Ln O a) CC CO CO (O Lf) La La CO co (O CO ~ o N 1— O 0)) M LO 0) N co LLU L o ti CO O O C)) V C)) LC) CO N 0) O r CU (D CEO ti M CO- V ti CO CO N CO- X C Cl)(U N. 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CO r N- ti r p_ W N- O r CO N O O r N CO O C O Ln L() ti -f OO CO Ni N CO' 1:13 co O O CO N r O CO O • Q CO r O N- V N [Y O O CO CL Cn 1 O r 4 O LC) CO O Cr- O O C L r N- r r r co CO r LO (O C W C co a CO O N N- CO LU N O CO CO 0 %;) a3 r r r r r r r 0 cp D W TO N = LL > o 0 c m -0 CO - LO CO ti co CO O r N CO to U f6 O O O O O O r r r N C O O O O O O O O O O O 2 I— � u >' w a) N N N N N N N N N N 30 U co _ CO 88 CITY OF EDGEWATER, FLORIDA Property Tax Rates Direct and Overlapping Governments Last Ten Fiscal Years City of Debt Total Volusia Fiscal Edgewater Service Direct County" School District Grand Year Operating Millage Millage Rate Millage Millage Other(2) Total 2004 6.9500 0.0000 6.9500 8.7620 8.6990 0.5910 25.0020 2005 6.4500 0.0000 6.4500 8.8820 8.5170 0.5910 24.4400 2006 6.4500 0.0600 6.5100 7.7210 8.2590 0.5910 23.0810 2007 5.7000 0.0317 5.7317 5.3235 7.6850 2.7886 21.5288 2008 5.2000 0.0271 5.2271 4.8819 7.4670 2.6866 20.2626 2009 5.9000 0.0330 5.9330 5.4037 7.4590 3.5865 22.3823 2010 6.3600 0.0382 6.3982 6.4233 8.2370 3.7932 24.8517 2011 6.5910 0.0475 6.6385 6.3025 8.2370 4.0012 25.1792 2012 6.4700 0.0604 6.5304 6.7791 8.0630 3.9682 25.3407 2013 6.5000 0.0612 6.5612 6.8809 7.8880 3.6967 25.0268 (1) Millage includes General Fund, Southeast Volusia Hospital District (2) Inlet and Port Authority, Florida Inland Navigation District and St. Johns River Water Management District, Mosquito Control, and Hospital Operating 89 CITY OF EDGEWATER, FLORIDA Principal Taxpayers Current year and ten years ago 2013 2004 Real Percentage Real Percentage Property of Total Property of Total Assessed Assessed Assessed Assessed Taxpayer Valuation Rank Valuation Valuation Rank Valuation Florida Power&Light Company $ 14,993,832 1 2.54% $ 10,631,694 1 1.09% R. J. Dougherty Associates Inc. 5,944,337 2 1.01% Bright House Networks LLC 3,490,519 3 0.59% Carder James C TR 3,307,988 4 0.56% 2,217,597 9 0.23% — Revenue Properties Florida 3,289,478 5 0.56% 3050 Holdings LLC 3,145,155 6 0.53% Edgewater Power Boats LLC 2,906,995 7 0.49% Holly Investments LTD 2,669,209 8 0.45% Transcapital Bank 2,637,047 9 0.45% Bellsouth Telecommunication LLC 2,589,732 10 0.44% 3,700,860 3 0.38% Coronado Paint Company, Inc - - 7,192,189 2 0.74% Edgewater Commons - - 3,490,379 4 0.36% Laramie Florida Shores, LP - - 2,897,412 5 0.30% Twean Subsidiary, LLC - - 2,698,480 6 0.28% .a, Sea Edge Partners, LLC - - 2,655,698 7 0.27% Bel Aire Investments, Inc - - 2,397,000 8 0.25% Florida East Coast Railway Company - - 1,893,608 10 0.19% $ 44,974,292 7.62% $ 39,774,917 4.09% Total Assessed Valuation $ 590,466,100 $974,165,071 Source: Volusia County Property Appraiser's Office&2004 City of Edgewater CAFR 90 CITY OF EDGEWATER, FLORIDA Property Tax Levies And Collections Last Ten Fiscal Years Percent of Percent of Total Current Current Tax Delinquent Total Total Tax Fiscal Tax Tax Collections Tax Tax Collections Year Levy Collections To Tax Levy Collections Collections To Tax Levy 2004 $ 4,014,168 $ 3,863,278 96.24 % $ 10,563 $ 3,873,841 96.50 % 2005 4,283,690 4,115,041 96.06 % 5,140 4,120,181 96.18 % 2006 5,243,485 5,040,537 96.13 % 17,219 5,057,756 96.46 % 2007 6,209,694 5,933,287 95.55 % 218,300 6,151,587 99.06 2008 6,219,068 5,835,665 93.84 % - 5,835,665 93.84 % 2009 5,822,971 5,611,299 96.36 % 26,895 5,638,194 96.83 % 2010 5,230,103 5,035,560 96.28 % 17,704 5,053,264 96.62 % 2011 4,515,489 4,343,936 96.20 % 83,812 4,427,748 98.06 % 2012 3,752,808 3,625,224 96.60 % 10,100 3,635,324 96.87 % 2013 3,836,165 3,558,179 92.75 % 170,189 3,728,368 97.19 % Source: Volusia County Property Appraiser and Tax Collector 91 CITY OF EDGEWATER, FLORIDA Ratios of Outstanding Debt by Type Last Ten Fiscal Years Governmental Activities Special General Capital Fiscal Notes Assessment Obligation Improvement Capital Line Notes Year Payable Notes Note Revenue Bonds Leases of Credit Payable 2004 $ 6,331,253 $4,628,163 $ - $ - $ 452,820 $ - $7,039,543 2005 5,571,596 3,954,514 - - 331,123 - 6,147,017 2006 4,811,939 3,244,502 470,000 - 357,544 - 5,239,457 2007 4,052,282 2,874,549 455,000 - 224,579 12,500 4,472,504 2008 3,292,112 2,106,625 440,000 - 181,415 50,000 3,541,000 2009 2,701,092 1,297,442 425,000 - 225,466 - 2,592,437 2010 2,110,073 - 410,000 - 388,424 - 1,542,000 2011 2,269,055 - 395,000 - 183,569 - 1,028,000 2012 1,424,037 - 375,000 - 156,029 - - 2013 1,027,019 - 355,000 - 287,916 - 4,142,717 Note-1: Details regarding the City's outstanding debt can be found in the notes to the financial statements. . Note-2: Net of un-amortized discount and deferred amount refunding. (1) See Demographic and Economic Statistics for personal income and population data. • 92 Business-Type Activities State Percentage Capital Revolving Revenue Line of Personal Per Leases Loan Bonds of Credit Total Income(1) Capita(1) $ 395,952 $14,574,225 $ 11,426,212 $ - $ 44,848,168 8.01% 2,173 6,544,290 13,298,345 11,011,773 - 46,858,658 7.81% 2,215 6,750,820 11,975,560 10,660,000 - 43,509,822 6.91% 2,017 I 6,391,335 10,604,143 10,215,000 37,500 39,339,392 6.00% 1,825 5,971,878 9,182,304 10,146,086 - 34,911,420 5.04% 1,604 5,548,388 8,137,963 9,679,987 - 30,607,775 5.70% 1,431 _ 5,258,430 8,388,828 7,814,973 - 25,912,728 4.72% 1,233 4,881,594 8,582,920 7,331,611 - 24,671,749 5.70% 1,181 4,527,471 - 15,077,524 - 21,560,061 5.10% 1,038 - 4,403,042 13,946,595 - 24,162,289 5.45% 1,165 93 CITY OF EDGEWATER, FLORIDA Ratios of General Bonded Debt Outstanding Last Ten Fiscal Years General Bonded Debt Outstanding Percentage of Net Estimated General Actual Taxable Bonded Fiscal Actual Obligation Value of Debt Per Year Population Taxable Value Bonded Debt Property Capita 2004 20,637 $ 577,578,094 $ - - - 2005 21,156 664,137,932 - - - 2006 21,572 812,943,450 470,000 0.058% 21.79 2007 21,558 1,089,419,939 455,000 0.042% 21.11 2008 21,770 1,195,974,542 440,000 0.037% 20.21 2009 21,394 981,617,652 425,000 0.043% 19.87 2010 21,017 822,343,254 410,000 0.050% 19.51 2011 20,885 688,838,957 395,000 0.057% 18.91 2012 20,775 580,032,073 375,000 0.065% 18.05 2013 20,737 590,466,100 355,000 0.060% 17.12 94 CITY OF EDGEWATER, FLORIDA Direct and Overlapping Debt Net General Percentage City of Obligation Applicable to Edgewater Debt the City of Share of Governmental Unit Outstanding Edgewater Debt Volusia County $ 25,430,000 2.45% $ 623,035 Volusia County School District - 0% - Subtotal Overlapping Debt 25,430,000 2.45% 623,035 City Direct Debt 1,669,932 100% 1,669,932 Total Direct and Overlapping Debt $ 27,099,932 $ 2,292,967 Note: The county-wide debt amount is comprised of$25,430,000 of the County of Volusia's Limited Tax general obligation bonds. The County's debt is overlapping to the City's in relation to its taxable property value compared to the County's as a whole. The City's general obligation debt is listed above and is direct debt to the City and underlapping to the County. Source: Volusia County 95 N n Cl, CO to CO to e V V CO CO M it) CO M m m O N r 0 NJ O N V 0 M r O CO N N 0 W N N CD O .- V m 0 V CO 0 0 V CO v- " 0, N- m 1. (,1 m N CO n V CO N CO fg U) U) U) U) U) ✓ r CO M N m M u o CD CO n CO CO 0) M co O) N CO .-O N N m N N m O) to r n U) CO N- o U) CO r o V 0 •0" 00' M m LU 00 OM N Co N V O V n 0) N N r 0) N N U)n CD M 0) 19 U) U) U) U) U) CO .-CO 0) t0 V 0) N V S. o 0 V M CO 0 CO CO N n co n•- U') O) m N 0) L!) cO CO N N M m N CO m n CO O LO V O •- CO CO LO co NI-N O CO N tP N 0 COO 0) m N O m N. 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CO 0c0 D T co U) co U) co U) y co, M co CD 0 t0 0 0 0 0 C D V 0 CD r CO CO N CO N t0O yh. co co 0 00) N CO 0 M N CO 0 N y e- O O m N m CO i0 m m N 0 m V N co- - V y W d) M CO j.W U a, 49 U) U) U) U) U) W $a la CI w 0 E _ m a W > E E t co 0 U d 2 LL d D _ co W aj CC- g o D a c a v U W MO W m o. nm cS `o a D 3m 12 I- E m yam n � OO co CD -ro.co` a, c, O)O a,W c m o ° E? E W 7 'a } - K W C D C y m E co W y y W U)o n 0 ea To co c co 2 c .. W 2 1 V y y E” E d > 73 0 y U W 1 N y W w E .W W W 8 0 0 E, y W D W W a F- D 0 Q J H CL W a To W F a,N a a, rn rn U J J Q H J J Z 96 MO CITY OF EDGEWATER, FLORIDA Pledged-Revenue Coverage Last Ten Fiscal Years (dollars in thousands) Water and Wastewater Refunding Revenue Bond,Series 2009 Less: Net Fiscal Gross Operating Impact Available Debt Service Year Revenues(') Expenses(2) Fees Revenue Principal Interest Total Coverage 2010 $ 7,085,984 $ 4,863,198 $ 226,897 $ 2,449,683 $ - $ 95,296 $ 95,296 25.71 2011 7,474,168 4,372,447 70,550 3,172,271 505,000 261,545 766,545 4.14 2012 7,634,056 4,849,002 42,979 2,828,033 570,000 243,378 813,378 3.48 2013 8,238,099 5,140,343 61,907 3,159,663 585,000 223,635 808,635 3.91 Water and Wastewater System Refunding Revenue Bond,Series 2012 Available Net Fiscal Revenue& Debt Service Year Impact Fees Principal Interest Total Coverage 2012 $ 2,014,655 $ - $ - $ - 0.00 2013 2,351,028 569,000 154,891 723,891 0.31 Note: Detail regarding the City's outstanding debt can be found in the notes to the financial statements. (1) According to the Resolution,Gross Revenues should exclude interest earnings on the Renewal and Replacement Fund and Construction Fund. (2) Total direct operating expenses excludes depreciation,amortization and overhead charges. Required coverage of 1.05 refers to the Series 2009 Bonds. 97 CITY OF EDGEWATER, FLORIDA Demographic and Economic Statistics Last Ten Fiscal Years Total Per Capita County Calendar Personal Personal Median Unemployment School Year Population(1) Income(1) Income(1) Age(1) Rate(2) Enrollment(3)(4) 2004 20,637 $ 538,997,166 $ 26,118 43.6 5.0% 2,179 2005 21,156 575,675,916 27,211 43.7 3.4% 2,191 2006 21,572 611,501,484 28,347 43.8 3.1% 2,203 2007 21,558 535,586,952 24,844 45.4 3.4% 2,166 2008 21,997 561,319,446 25,518 46.0 7.2% 2,180 2009 21,394 536,989,400 25,100 46.3 11.8% 2,188 2010 21,017 549,153,193 26,129 46.1 12.6% 2,144 2011 20,885 432,528,350 20,710 46.4 10.3% 1,900 2012 20,775 423,020,550 20,362 47.5 8.8% 1,895 2013 20,737 443,418,346 21,765 47.9 6.8% 1,933 Sources: (1)Volusia County Demographic Statistics:2004-2012; University of Florida BEBR:2013 (2)Florida Agency for Workforce Innovation:2004-2010; U.S. Bureau of Labor Statistics 2011 -2013 (3)Recived data from schools directly:2004-2011; Obtained data from Volusia County School District:2012-2013 (4)Includes Discovery Academy(elementary), Indian River Elementary,and Edgewater Elementary 98 CITY OF EDGEWATER, FLORIDA Principal Employers Current Year and Ten Years Ago 2013 2004 Percentage Percentage Number of of Total County Number of of Total County Employer (1)(2) Employees Employment Employees Employment City of Edgewater 194 0.08% - - Publix Supermarkets 137 0.06% - - Everglade Boats 159 0.07% - - Brunswick Commercial&Government Products 105 0.04% - - Winn Dixie Supermarkets 95 0.04% - - Edgewater Power Boats 92 0.04% - - Edgewater Elementary 85 0.04% - - Indian River Elementary 81 0.03% - - Edgewater Family YMCA of S.E.Volusia 77 0.03% - - Dustin's Bar-B-Q 30 0.01% - - Total 1,055 0.44% - - Total County Employment(3) 235,231 - Sources: (1)Information provided by each company (2)Information not available for 2004 (3)Labor Market Statistics,Florida Research and Economic Database 99 CITY OF EDGEWATER, FLORIDA Full-Time Equivalent City Government Employees by Function/Program Last Ten Fiscal Years Fiscal Year Function/program 2013 2012 2011 2010 2009 2008 2007 2006 2005 2004 General Government: Mayor and Commission 5.0 5.0 5.0 5.0 5.0 5.0 5.0 5.0 5.0 5.0 City Manager 2.0 2.0 2.0 2.0 2.0 1.0 2.0 3.0 3.0 3.0 City Clerk 2.0 2.0 2.0 2.0 2.0 2.0 2.0 2.0 2.0 2.0 Finance 9.5 9.5 6.5 6.5 7.0 8.0 9.0 10.0 10.0 7.0 IT/MIS 2.0 2.0 2.0 2.0 2.0 2.0 0.0 0.0 0.0 0.0 Human Resources 2.0 2.0 2.0 2.0 2.0 2.0 2.0 3.0 2.0 2.0 Community Development Planning and Zoning 2.0 2.0 3.0 3.0 3.0 3.0 4.0 3.0 3.0 3.0 Building 3.5 3.5 3.5 3.5 3.5 4.0 4.0 6.0 5.0 4.0 Public Safety: Police Department 35.0 33.5 33.0 34.0 33.5 36.0 33.0 40.0 37.0 38.0 Fire Department 29.5 29.0 30.0 30.0 31.0 32.0 35.0 38.0 28.0 23.0 �.. Animal Control/Shelter 2.0 2.0 5.0 4.0 4.0 5.0 2.0 3.0 2.0 2.0 Code Enforcement 2.0 2.0 1.0 3.0 3.0 3.0 2.0 3.0 4.0 3.0 Water Resources Water Utility 11.0 9.0 10.0 10.0 10.0 10.0 9.0 10.0 10.0 10.0 Wastewater Utility 15.0 14.0 15.0 15.0 15.0 15.0 16.0 11.0 11.0 11.0 Field Operations 11.0 10.0 9.0 10.0 10.0 9.0 10.0 5.0 13.0 13.0 Stormwater 9.5 9.0 8.0 7.0 6.0 8.0 9.0 10.0 5.0 5.0 Refuse 26.0 24.0 23.0 23.0 23.0 24.0 27.0 28.0 22.0 22.0 Parks and Recreation 15.0 15.0 15.0 16.0 16.0 16.0 12.0 20.0 14.0 15.0 Fleet 3.0 3.0 3.0 2.0 2.0 3.0 0.0 0.0 0.0 0.0 Public Works 9.0 7.0 7.0 7.0 8.0 0.0 0.0 0.0 7.0 5.0 Totals: 196.0 185.5 185.0 187.0 188.0 188.0 183.0 200.0 183.0 173.0 100 CITY OF EDGEWATER,FLORIDA Operating Indicators by Function/Program Last Ten Fiscal Years Fiscal Year Function/program 2013 2012 2011 2010 2009 2008 2007 2006 2005 2004 General Government Employment Applications Received 541 543 401 339 625 763 392 275 298 334 Personnel Actions Processed 138 136 81 90 94 116 89 157 152 156 Accidents&Injuries Reviewed 60 52 29 40 51 45 30 18 20 26 Business Tax Receipts Issued 1,269 1,544 982 1,401 1,707 1,699 1,722 1,720 1,681 1,650 Checks Issued 2,414 1,727 1,727 983 2,947 3,253 3,682 4,883 4,243 * Purchase Orders Issued 757 734 408 449 766 1,000 1,124 1,962 1,975 729 Public Safety Police Department Accidents 239 246 328 259 250 257 281 254 341 323 Traffic citations issued 3,188 5,245 5,958 4,780 5,514 3,419 6,528 6,000 6,319 6,764 Evidence Processed 1,803 1,800 2,130 2,027 1,582 1,703 2,197 2,203 2,153 2,191 Physical arrests 1,128 1,393 1,327 1,227 1,649 1,378 1,287 1,141 1,113 945 Calls for service 34,395 29,752 34,228 31,168 31,394 33,379 41,909 33,115 32,706 36,321 Fire Department Emergency responses 2,738 2,679 2,825 2,873 2,841 2,991 3,035 3,069 2,922 2,701 Average response time-minutes 4.19 4.18 4.25 4.56 4.41 4.50 4.50 4.40 4.10 4.70 Public Education Programs 64 63 62 60 70 41 56 19 10 12 Fire inspections 1,015 1,002 920 810 807 860 867 171 168 180 Burn Permits Issued - - - 1 - 5 - 4 8 8 Public Works Miles of street paved - - - - - - - 1 - 7 Miles of street Resurfaced 1 2 - - 4 - - 3 7 7 Sidewalks-new construction-miles 1 1 - - - - - 14 - - Leisure Services Ball games&field rentals 1,226 1,598 1,726 1,887 1,974 1,958 1,935 2,003 * Events/Programs 17 19 14 19 21 23 26 11 * * Water Resources Water main breaks 84 80 88 88 63 76 81 60 64 72 Average daily consumption-mgd 1.900 1.929 1.931 1.931 1.941 1.944 1.989 1.850 1.770 1.710 Number of water customers 10,603 10,580 10,542 10,542 10,504 10,487 10,467 10,387 10,164 10,191 New Connections 23 18 38 38 16 35 54 175 278 265 Sewer Resources New Connections 19 11 26 26 8 30 42 162 261 214 Average daily consumption-mgd 1,264 1 1 1.179 1.324 1.523 1.225 1.070 1.180 1.090 Number of customers 9,869 9,850 9,823 9,823 9,797 9,784 9,761 9,626 9,394 9,214 Refuse Collection Number of Customers 9,451 9,403 9,378 9,378 9,356 9,326 9,272 9,205 8,977 8,809 Sources:Provided by the respective departments of the City of Edgewater *Infornation not available. 101 CITY OF EDGEWATER,FLORIDA Capital Asset Statistics by Function/Program Last Ten Fiscal Years Fiscal Year Function/program 2013 2012 2011 2010 2009 2008 2007 2006 2005 2004 Police Police Stations 1 1 1 1 1 1 1 1 1 1 Police Vehicles 27 28 30 30 30 24 26 30 24 24 Patrol Zones 2 2 2 2 2 2 2 2 2 2 Fire Fire Stations 2 2 2 2 2 2 2 2 2 2 Fire Vehicles 17 17 18 15 15 13 13 15 11 11 Public Works Streets(miles) 124 124 124 124 124 124 124 124 123 123 Number of street lights 1,068 1,068 1,068 1,068 1,068 1,068 1,068 1,068 1,068 1,068 ..- Number of traffic signals 3 3 3 3 3 3 3 3 3 3 Vehicles 9 8 5 5 5 5 5 5 4 4 Leisure Services Vehicles 12 12 12 12 12 9 9 10 10 9 w Parks Acreage 151 151 151 151 151 151 151 143 150 151 Parks 28 28 28 28 28 28 28 28 28 28 Baseball Fields 7 7 7 7 7 7 7 7 7 7 Tennis Courts 4 4 4 4 4 4 4 4 4 5 .. Basketball Courts 2 2 2 2 2 2 2 2 2 2 Racquetball Courts 4 4 4 4 4 4 4 4 4 6 Community Center 0 0 1 1 1 1 1 1 1 1 Gymnasiums 1 1 1 1 1 1 1 1 1 1 ,„, Water Resources Water mains(miles) 275 275 274 274 274 274 274 194 186 186 Fire hydrants 701 700 700 700 695 694 694 691 686 670 Vehicles 24 24 23 23 23 23 23 14 13 13 Sewer mains(miles) 189 189 189 189 189 189 189 189 180 180 Reclaim Water(miles) 72 71 71 71 71 71 71 71 71 69 Stormwater Utility Storm Sewers(miles) 36 36 35 35 35 35 35 35 35 35 Vehicles 16 15 7 7 10 10 10 10 7 7 Solid Waste Garbage Trucks 10 9 7 7 8 7 10 10 7 5 Other Vehicles 13 13 12 12 14 14 15 15 12 10 Sources:Provided by the respective departments of the City of Edgewater 102 CITY OF EDGEWATER, FLORIDA Schedule of State Financial Assistance For the Fiscal Year Ended September 30,2013 CSFA State Agency/Pass-Through Entity/State Project Number Contract/Grant Number Expenditures State Agency Department of Environmental Protection Direct Wastewater Treatment Facility Construction 37.077 WW64052 $ 4,403,042 Total Department of Environmental Protection 4,403,042 Total State Financial Assistance $ 4,403,042 Notes: 1) The accompanying Schedule of State Financial Assistance includes state financial assistance activity of the City of Edgewater, Florida and is presented on the accrual basis of accounting. The information in this schedule is presented in accordance with the requirements of Chapter 10.550, Rules of the Florida Auditor General. 103 CITY OF EDGEWATER,FLORIDA SCHEDULE OF FINDINGS AND QUESTIONED COSTS—STATE PROJECTS FOR THE YEAR ENDED SEPTEMBER 30,2013 A. Summary of Auditors' Results: Financial Statements: • Type of audit report issued on the basic financial statements: Unmodified. rrr Internal control over financial reporting: • There were no significant deficiencies or material weaknesses related to internal control over financial reporting disclosed by the audit. • The audit did not disclose any noncompliance, which was material to the basic financial statements. State Financial Assistance: ✓ Internal control over major State projects: • There were no significant deficiencies or material weaknesses related to internal control over major State projects disclosed by the audit. • Type of report issued on compliance for each major program: Unmodified. • The audit disclosed one audit finding, which is required to be reported under Chapter 10.550,Rules of the Auditor General and is included in this schedule. • Major project identification: "" CFDA No. 37.077—Wastewater Treatment Facility Construction • Dollar threshold used to distinguish between Type A and Type B programs was$300,000. B. Financial Statement Findings None. C. State Financial Assistance Findings and Questioned Costs: 1rr 2013-001—CSFA 37.077—Wastewater Treatment Facility Construction: Retainage Withheld Condition: On one owner direct vendor they provider two style of invoices. One style withheld retainage, while the other style did not. This resulted in excess of ten percent of retainage being withheld on several invoices received. Criteria: Florida Statute, 218.735, indicates the maximum allowable retainage is ten percent of the invoiced amount related to construction by a local municipality. Cause: The City withheld retainage on the invoiced amount and did not notice the vendor had s` already reduced the invoice amount due for retainage. Effect: The grantor agency could withhold funding or require reimbursement from the grantee. Context: This incident was isolated to one vendor due to an oversight related specifically to the vendor invoice and was not found to be the case on any other vendors selected for testing. r 104 o r a Recommendation: Review invoices more carefully to ensure retainage is not already subtracted from the amount due by the vendor. D. Prior Audit Findings: 2011-002 Information Technology: Corrective action taken. 2012-001 Accounts and Retainage Payable: Corrective action taken. E. Corrective Action Plan: See attached response to findings as listed in the table of contents. es a r a a a nr a a a w 105 a irr Ai dames Moore Certified Public Accountants and Consultants NB INDEPENDENT AUDITORS' REPORT ON COMPLIANCE FOR EACH MAJOR STATE 1116 PROJECT AND REPORT ON INTERNAL CONTROL OVER COMPLIANCE IN ACCORDANCE WITH CHAPTER 10.550,RULES OF THE AUDITOR GENERAL To the Honorable Mayor,City Council,and City Manager, City of Edgewater, Florida: `g Report on Compliance for Each Major State Project We have audited the City of Edgewater, Florida's (the City) compliance with the types of compliance requirements described in the Department of Financial Services' State Projects Compliance Supplement that could have a direct and material effect on each of the City's major State projects for the year ended September 30, 2013. The City's major State projects are identified in the summary of auditors' results section of the accompanying schedule of findings and questioned costs. Management's Responsibility i» Management is responsible for compliance with the requirements of laws, regulations, contracts, and grants applicable to its State projects. rr Auditors'Responsibility Our responsibility is to express an opinion on compliance for each of the City's major State projects based on our audit of the types of compliance requirements referred to above. We conducted our audit of "" compliance in accordance with auditing standards generally accepted in the United States of America;the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States; and Chapter 10.550, Rules of the Auditor General. Those so standards and Chapter 10.550,Rules of the Auditor General, require that we plan and perform the audit to obtain reasonable assurance about whether noncompliance with the types of compliance requirements referred to above that could have a direct and material effect on a major State project occurred. An audit includes examining, on a test basis, evidence about the City's compliance with those requirements and ow performing such other procedures as we considered necessary in the circumstances. We believe that our audit provides a reasonable basis for our opinion on compliance for each major state project.However,our audit does not provide a legal determination of the City's compliance. r+• Opinion on Each Major State Project In our opinion, the City complied, in all material respects, with the types of compliance requirements referred to above that could have a direct and material effect on each of its major State projects for the year ended September 30,2013. ■r 121 Executive Circle 5931 NW 1st Place 2477 Tim Gamble Place,Suite 200 Daytona Beach,FL 32114-1180 Gainesville,FL 32607-2063 Tallahassee,FL 32308-4386 Telephone:386/257-4100 Telephone:352/378.1331 Telephone:850/386-6184 Fax:386/255-3261 Fax:352/372-3741 Fax:8501422-2074 dab @jmco.com gnv @jmco.com tlh @jmco.com Ale,nber of International with offices in principal cities worldwide 106 Mil in in Other Matters The results of our auditing procedures disclosed instances of noncompliance which are required to be reported in accordance with Chapter 10.550,Rules of the Auditor General, and which are described in the accompanying schedule of findings and questioned costs as item 2013-001. Our opinion on each major State project is not modified with respect to these matters. The City's response to the noncompliance finding identified in our audit is described in the accompanying Reply to the Independent Auditors' Reports. The City's response was not subjected to the auditing procedures applied in the audit of compliance and, accordingly,we express no opinion on the response. IiIi Report on Internal Control over Compliance Management of the City is responsible for establishing and maintaining effective internal control over compliance with the types of compliance requirements referred to above. In planning and performing our audit,we considered the City's internal control over compliance with the types of requirements that could have a direct and material effect on each major State Project a basis for designing auditing procedures that are appropriate in the circumstances for the purpose of expressing an opinion on compliance for each major State Project and to test and report on internal control over compliance in accordance with Chapter 10.550, Rules of the Auditor General, but not for the purpose of expressing an opinion on the effectiveness of internal control over compliance. Accordingly, we do not express an opinion on the effectiveness of the City's internal control over compliance. A deficiency in internal control over compliance exists when the design or operation of a control over compliance does not allow management or employees, in the normal course of performing their assigned functions, to prevent, or detect and correct, noncompliance with a type of compliance requirement of a federal program on a timely basis. A material weakness in internal control over compliance is a deficiency, or combination of deficiencies, in internal control over compliance, such that there is a reasonable possibility that material noncompliance with a type of compliance requirement of a State Project will not be prevented, or detected and corrected, on a timely basis. A significant deficiency in internal control over compliance is a deficiency, or a combination of deficiencies, in internal control over compliance with a type of compliance requirement of a State project that is less severe than a material weakness in internal control over compliance, yet important enough to merit attention by those charged ii with governance. Our consideration of internal control over compliance was for the limited purpose described in the first iiii paragraph of this section and was not designed to identify all deficiencies in internal control over compliance that might be material weaknesses or significant deficiencies. We did not identify any deficiencies in internal control over compliance that we consider to be material weaknesses. However, material weaknesses may exist that have not been identified. 1;i The purpose of this report on internal control over compliance is solely to describe the scope of our testing of internal control over compliance and the results of that testing based on the requirements of Chapter 10.550, Rules of the Auditor General. Accordingly, this report is not suitable for any other iiiii purpose. avAl.# Atilt 41 (e . / ?.L. . Daytona Beach,Florida March 13,2014 ii ill 107 ile AA James Moore Certified Public Accountants and Consultants INDEPENDENT AUDITORS' REPORT ON INTERNAL CONTROL OVER FINANCIAL REPORTING AND ON COMPLIANCE AND OTHER MATTERS BASED ON AN AUDIT OF FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENT AUDITING STANDARDS rrr am To the Honorable Mayor,City Council,and City Manager City of Edgewater,Florida: We have audited, in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States, the financial statements of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of el. the City of Edgewater,Florida(the City)as of and for the year ended September 30, 2013, and the related notes to the financial statements, which collectively comprise the City's basic financial statements, and have issued our report thereon dated March 13,2014. no Internal Control over Financial Reporting ■ In planning and performing our audit of the financial statements,we considered the City's internal control over financial reporting to determine the audit procedures that are appropriate in the circumstances for the purpose of expressing our opinions on the financial statements, but not for the purpose of expressing an opinion on the effectiveness of the City's internal control. Accordingly, we do not express an opinion on sr the effectiveness of the City's internal control. A deficiency in internal control exists when the design or operation of a control does not allow ,1,,, management or employees, in the normal course of performing their assigned functions, to prevent, or detect and correct misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control such that there is a reasonable possibility that a material misstatement of the entity's financial statements will not be prevented, or detected and corrected on a timely basis. A significant deficiency is a deficiency, or a combination of deficiencies, in internal control that is less severe than a material weakness, yet important enough to merit attention by those charged with governance. no Our consideration of internal control over financial reporting was for the limited purpose described in the first paragraph of this section and was not designed to identify all deficiencies in internal control over financial reporting that might be material weaknesses or significant deficiencies, and therefore, material weaknesses or significant deficiencies may exist that were not identified. Given these limitations, during our audit,we did not identify any deficiencies in internal control over financial reporting that we consider to be material weaknesses. However,material weaknesses may exist that have not been identified. .. 121 Executive Circle 5931 NW 1st Place 2477 Tim Gamble Place,Suite 200 Daytona Beach,FL 32114-1180 Gainesville,FL 32607-2063 Tallahassee,FL 32308-4386 Telephone:386/257-4100 Telephone:352/378-1331 Telephone:850/386-6184 Fax:386/255-3261 Fax:352/372-3741 Fax:850/422-2074 dab@jmco.com gnv @jmco.com tlh @jmco.com Member ofAGN International with offices in principal cities worldwide 108 .r Compliance and Other Matters As part of obtaining reasonable assurance about whether the City's financial statements are free of material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements,noncompliance with which could have a direct and material effect on the determination of financial statement amounts. However, providing an opinion on compliance with those provisions was not an objective of our audit, and accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance or other matters that are required to be reported under Government Auditing Standards. Purpose of this Report The purpose of this report is solely to describe the scope of our testing of internal control and compliance and the results of that testing, and not to provide an opinion on the effectiveness of the entity's internal control or on compliance. This report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the entity's internal control and compliance. Accordingly, this communication is not suitable for any other purpose. a"" (lV sae j C8. ?. Daytona Beach,Florida March 13,2014 AO 1. do Wo lo WO 109 ..)U Jaes Moore Certified Pubic Accountants and Consultants INDEPENDENT AUDITORS' MANAGEMENT LETTER REQUIRED BY CHAPTER 10.550, irr RULES OF THE STATE OF FLORIDA OFFICE OF THE AUDITOR GENERAL or To the Honorable Mayor,City Council,and City Manager, City of Edgewater, Florida: ■.t We have audited the financial statements of City of Edgewater, Florida,as of and for the fiscal year ended September 30, 2013,and have issued our report thereon dated March 13,2014. We conducted our audit in accordance with auditing standards generally accepted in the United States of tar America, and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States; and Chapter 10.550, Rules of the Auditor General. We have issued our Independent Auditors' Report on Internal Control over Financial Reporting and Compliance and Other Matters, Independent Auditors' Report on Compliance for Each Major State �• Project and Report on Internal Control Over Compliance Required by Chapter 10.550, Rules of the Auditor General, and Schedule of Findings and Questioned Costs. Disclosures in those reports and schedule, which are dated March 13, 2014, should be considered in conjunction with this management letter. Additionally, our audit was conducted in accordance with the provisions of Chapter 10.550, Rules of the Auditor General, which govern the conduct of local government entity audits performed in the State of Florida. This letter includes the following information, which is not included in the aforementioned W" auditor's reports or schedule: Section 10.554(1)(i)1.,Rules of the Auditor General,requires that we determine whether or not corrective sr actions have been taken to address findings and recommendations made in the preceding annual financial audit report. Findings and recommendations made in the preceding annual financial audit and their status is summarized in the schedule of findings and questioned costs and below: 2011-008 Deficit Fund Equity—Corrective action taken. 2012-002 Signatures on Checks over$50,000—Corrective action taken. 2013-003 Accounts Receivable—Corrective action taken. All findings included in the second preceding fiscal year financial audit report under the same paragraph headings were corrected. Section 10.554(1)(i)2., Rules of the Auditor General, requires our audit to include a review of the provisions of Section 218.415, Florida Statutes, regarding the investment of public funds. In connection with our audit, we determined that the City of Edgewater, Florida complied with Section 218.415, Florida Statutes. Section 10.554(1)(i)3., Rules of the Auditor General, requires that we address in the management letter any recommendations to improve financial management. In connection with our audit, we have the ..r following recommendations: .r a. 121 Executive Circle 5931 NW 1st Place 2477 Tim Gamble Place,Suite 200 Daytona Beach,FL 32114 1 180 Gainesville,FL 32607-2063 Tallahassee,FL 32308-4386 Telephone:386/257-4100 Telephone:352/378.1331 Telephone:850/386-6184 Fax:386/255-3261 Fax:352/372-3741 Fax:850/422-2074 dabQjmco.com gnv @jmco.com tlh@jmco.com Member ofAGN International with offices in principal cities worldwide 110 iii law 2013-002 Fully Insured and Workers Comp Deficit Net Position —At September 30, 2013, the Fully Insured and Workers Comp internal service funds have a deficit net position of$84,492 and ti,L $1,471, respectively. We recommend the City develop a plan to eliminate these deficits in net II position. 2013-003 City's Police Pension Contribution — Our initial testing of the City's Police Pension contribution indicated the City did not contribute the annual required contribution. We discussed with the City and the City's actuary and it was determined an error had occurred in the information and instructions provided to the actuary, and therefore, the required city contribution was not calculated corrected.The actuary upon receipt of the revised information and instructions provided a corrected actuarial valuation. We recommend the City in conjunction with the Police Pension board iiii and other pension boards more closely monitor the information provided to the actuaries is carefully analyzed to be complete and accurate per Board actions an intent. 1 Section 10.554(1)(i)4., Rules of the Auditor General, requires that we address violations of provisions of contracts or grant agreements, or abuse, that have occurred, or are likely to have occurred, that have an effect on the financial statements that is less than material but more than inconsequential. In connection with our audit,we did not have any such findings. Section 10.554(1)(i)5., Rules of the Auditor General, requires that the name or official title and legal authority for the primary government and each component unit of the reporting entity be disclosed in this management letter, unless disclosed in the notes to the financial statements. The official title and legal authority for the primary government are discussed in note 1 to the financial statements. The City does not report any component units. Section 10.554(1)(i)6.a., Rules of the Auditor General, requires a statement be included as to whether or not the local governmental entity has met one or more of the conditions described in Section 218.503(1), Florida Statutes, and identification of the specific condition(s) met. In connection with our audit, we determined that the City of Edgewater, Florida did not meet any of the conditions described in Section 218.503(1),Florida Statutes. Section 10.554(1)(i).6.b., Rules of the Auditor General, requires that we determine whether the annual financial report for the City of Edgewater,Florida for the fiscal year ended September 30,2013, filed with the Florida Department of Financial Services pursuant to Section 218.32(1)(a), Florida Statutes, is in agreement with the annual financial audit report for the fiscal year ended September 30, 2013. In connection with our audit,we determined that these two reports were in agreement. Pursuant to Sections 10.554(1)(i)7.c. and 10.556(7), Rules of the Auditor General, we applied financial condition assessment procedures. It is management's responsibility to monitor the City of Edgewater, Florida financial condition, and our financial condition assessment was based in part on representations made by management and the review of financial information provided by same. The City's response to the findings identified in our audit is described in the accompanying response to management comments. The City's response was not subjected to the auditing procedures applied in the iiiaudit of the financial statements and,accordingly,we express no opinion on it. Our management letter is intended solely for the information and use of the Legislative Auditing Committee, members of the Florida Senate and the Florida House of Representatives,the Florida Auditor General, Federal and other granting agencies, and applicable management, and is not intended to be and should not be used by anyone other than these specified parties. aws, Wtt9+C i i Daytona Beach,Florida N March 13,2014 ilia 111 ores, c;t. ut hic./ATE ? MEMO TO: The Honorable Mayor and City Council The State Auditor General THRU: Tracey T. Barlow, City Manager FROM: Jonathan C. McKinney, Finance Director DATE: March 26, 2013 SUBJECT: Reply to the Independent Auditor's Report on Internal Control and Management Letter Comments for Fiscal Year Ended September 30, 2013 FINANCIAL STATEMENT FINDINGS Retainaqe Withheld Management concurs with this comment and recommendation to review more carefully invoices withholding retainage CURRENT YEAR FINDINGS AND RECOMMENDATIONS Deficit Net Position Management concurs with this comment and implemented the necessary changes in the FY 2013—2014 budgets. Pension Contributions Management concurs with this comment and recommendation to monitor the information provided to the actuaries and Boards per actions taken. 112 taiiiis (it>, of EDGE,�WATER AFFIDAVIT OF IMPACT FEE COMPLIANCE The City of Edgewater, Florida has complied with Section 163.31801 of Florida Statues regarding accounting and reporting of impact fee collections and expenditures. a , Tracey T. Barlow Jonathan C. McKinney City Manager Finance Director STATE OF FLORIDA COUNTY OF VOLUSIA I HEREBY CERTIFY that on this day, before me, an officer duly authorized in the State and County aforesaid to take acknowledgments, personally appeared Tracey T. Barlow and Jonathan C. McKinney, whom I know personally and whom executed the foregoing instrument and acknowledged before me that he executed the same. WITNESS my hand and official seal in the County and State last aforesaid this 26th day of March 2013. :6$..dy t 2°' c t z*; ■•• V.I..... T 8,00'4...0 (Seal/Stamp) Notary Public (Commission Expiration Date) State of Florida at Large 113 . .. .. ..a x � a--- ' -'''------------.. 411V City cif .. rDGEflV9ATERI This page intentionally left blank 114