04-16-2002
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Edgewater Firefighterts Pension Fund
Regular Meeting
TuesdaYt April16t 2002
Station 57 t 2628 Hibiscus
5:30 p.m.
Call To Order: Chairman Jollie called to order the regular meeting of the
Edgewater Firefighters' Pension Fund Board on Tuesday, April 16, 2002 at 5:30
p.m. at Station 57.
Roll Call: Members present were Chairman Jim Jollie, Mr. Gary Butt, Ms.
Laura Reilly, Mr. Ron Hayward and Mr. Marty Tse. Also present were Mr. Ward
Foster of Foster & Foster Actuaries, Mr. Lance Powers of SunTrust Financial
SeIVices, Ms. Dianne Garcia of SunTrust Financial SeIVices, Ms. Debbie Sigler
of Personnel, Mr. Jon Williams of Finance and Recording Secretary Lisa Miller.
Approval of Minutes: The minutes of the January 15, 2002 meeting were
submitted for approval. Ms. Reilly moved to approve the minutes as submitted.
Mr. Butt seconded. Motion carried 5-0.
Presentation: Chairman Jollie welcomed the guests to the meeting and
introduced Mr. Ward Foster of Foster & Foster Actuarial SeIVice to give the
actuarial report. Mr. Foster went over the annual actuarial report for the Board
and noted that the return net of investment expenses for the year ending
September 30,2001 was 0%. He noted this was less than what TRUSCO would
report as he had to take out the investment related expenses. Mr. Foster stated
they hoped the investors would meet the 8% assumption but they have reported
investment losses to other boards as low as -20% so the 0% return is a good
thing for this period. Mr. Foster stated the City's contribution as a percent of
payroll would be 16.5% and noted that salary increases were less than they
expected them to be, and they had to "load" the funding requirements for
anticipated non-investment expenses. Mr. Foster stated this meant they had to
estimate any expenses that the Board would have other than investment
expenses (actuarial fees, legal fees, investment advisory, etc.). Mr. Foster
pointed out there was a change in the method they used to develop costs. He
added they now use a smoothing technique. Mr. Foster stated in the past, to
develop contribution amounts and to measure the funding progress, they used
the pure market value of the fund; whatever the custodial statement said the
assets were on September 30th of the year. Mr. Foster stated they now use a
four-year asset smoothing technique. He stated it makes very little difference in
the contribution amount, but this way of figuring contributions keeps it as
smooth and predictable as possible without any big fluctuations in the
percentage of payroll contribution amount. Mr. Foster stated this smoothing
technique minimizes the impact of an extremely good year or an extremely bad
year as far as contribution rates. He added the effect of this would be a much
more stable funding rate.
Chairman Jollie asked Mr. Foster about several years ago when we had to drop
the fund's assumption rate from 8% to 7.5% because of a couple of bad years
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Edgewater Firefighters' Pension Fund
Regular Meeting
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investment return. Mr. Foster stated that was correct and they could anticipate
that being changed back up to 8% after a couple of years.
Chairman Jollie stated that since we have annexed more property into the City
they need to make sure that the money from homeowners' insurance policies is
getting to the right account in this area. Mr. Foster stated there is a 3 digit
number that the insurance companies use to report the premium tax monies
collected and if you contact Patricia Shoemakers' office, they can tell you what
the three digit code is for this area. Mr. Foster stated a lot of Boards get the
cities to put a flier in the water bill or something that every resident would get
that says there is a funding source for the firefighters' retirement plan that is a
tax on the frre insurance premium and to make sure that your agent is using
the following three digit code for purposes of reporting the premium taxes to the
insurance carrier. Chairman Jollie stated he would follow up on this.
Mr. Foster continued to go over the rest of the report stating it was a well-
funded plan. He added if they wrote a check to everyone in the plan for the
amount of benefits they had earned so far it would be $840,000 but the market
value of the fund is $1.2 million so they are about 150% funded. Mr. Foster
stated Trusco was doing a good job and that it was good move. Mr. Butt moved
to approve the actuarial report from Foster & Foster and also approve the use of
the asset smoothing technique used by the actuaries. Mr. Tse seconded. Motion
CARRIED 5 TO O.
Mr. Foster presented their bill in the amount of $3,650.00. Mr. Butt moved to
pay Foster & Foster's bill in the amount of $3,650.00. Chairman Jollie stated
this bill was not only for the annual actuarial valuation, but also for several
studies that were done for possible improvements to the plan. Mr. Tse
seconded. Motion CARRIED 5 to O.
Mr. Lance Powers from Trusco Capital Management brought the board up to
date on the investment returns for the first quarter of the year. It was noted the
value of the investment portfolio as of March 31, 2002 was $1,417,597.88.
New Business: Chairman Jollie moved pension payouts to previous employees
from the Old business to be discussed. He noted the plan had three employees
that had left the City and wanted their money and they were not vested.
Chairman Jollie stated he was glad this came up, as there was some confusion
as to what information to give to Trusco and Foster & Foster. He introduced
Dianne Garcia from Trusco and she discussed lump sum payouts. She noted
that employees that left before they were vested only got the amount they had
put into the fund minus any payments for disability, etc. that they had taken.
Ms. Garcia stated that the money the employees were putting in was on an after
tax basis which makes for a different process for distribution than a pre-tax
basis and they must let her know whether the employee had been taxed on
their money so they would not be taxed twice on it. There was discussion on
how the fund was set up originally.
Firefighter Hayward left at this time to respond to an emergency incident.
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Regular Meeting
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Mr. Foster stated they recommend that the funds switch to a pre-tax member
contribution program because there is no benefit to having an after tax
contribution. He added what it does is changes the withholding, instead of
having withholding on 100% of your salary as it is with the current situation it
would be withholding on 94% of your salary so you end up with an increase in
take home pay because your withholding is lower. He added that FICA was still
taken out on the whole thing so that there would not be a reduction in your
Social Security benefit. Chairman Jollie stated that when he left Daytona he
had the option of taking his money and rolling it over into an IRA or 457 plan,
as it was pre-taxed or have the option of taking it and paying tax. There was
discussion regarding the taxing methods and its impact on the plan and the
City. Mr. Williams stated he wanted some guidance from the Board as to which
direction they would like to go, see the plan document, hear what the
membership thought about it, and to see what additional manpower it would
take to track the changes. Mr. Foster stated it might be a good idea to get Mr.
Sugarman's opinion on it. Ms. Garcia stated there were some good benefits to it.
Ms. Sigler stated if the plan document did not specify that it had to be post tax
then they won't have to recommend any changes to the plan document. There
was discussion regarding Chapter 175 and the additional ordinances that made
up the plan. There was discussion regarding the tracking of pension monies
and the procedure for figuring the amounts when employees leave.
There was discussion regarding the payouts to previous employees and their
options for rolling over and reinvesting the monies. Chairman Jollie stated he
would like to do some more investigation on the subject and go to the members
to see how they felt about it. Ms. Reilly moved to allow Chairman Jollie to check
with the members and to talk with the other groups involved to figure out the
pros and cons of pre and post tax contribution. Mr. Butt seconded. Motion
CARRIED 4 to O.
Chairman Jollie stated that two of the Board members' terms were up for
expiration: Marty Tse and Laura Reilly. He noted they had both turned in
letters of intent to be considered for another term. There was discussion
regarding the upcoming Council workshop on board appointments. Mr. Butt
moved to approve the reappointment of Mr. Tse and Ms. Reilly subject to the
outcome of the Council workshop. Chairman Jollie passed the gavel to Mr. Tse
and seconded. Motion CARRIED 4 to O. Mr. Tse passed the gavel back to
Chairman Jollie.
Old Business: Mr. Foster made a presentation on the actuarial studies he had
done for the board. Mr. Foster stated they looked at three things: 1) providing
future retirees with $100.00 per month benefit supplement. This would apply to
service retirees, early and normal retirees, and beneficiaries receiving pre-
retirement death benefits. It does not apply to disability retirees because they
get a well-subsidized benefit and there are some minimums that apply. 2)
Provide a $20.00 per month benefit for each year of service with the City as a
volunteer frrefighter. Ex. 10 years as a volunteer would equal $200.00 per
month in addition to the benefit they would get for their full time paid position
as a frrefighter. Mr. Foster stated service credits as a volunteer would also count
for eligibility for normal retirement. 3) Provide $100 monthly supplement and a
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Regular Meeting
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$20.00 per month per year of service volunteer benefit. Mr. Foster stated the
third option would actual increase the total required contribution in the
amount of $33,000.00 or 4.6% of payroll. He added that most of the cost
increase was from the counting of volunteer service toward the eligibility for
retirement. He stated when you include the volunteer time it shortens the
average future working lifetime and requires them to accelerate the payments.
Mr. Foster stated the benefits are not bigger they will just be attained earlier.
There was discussion regarding State monies that could only be used for
additional benefits to the plans and some of the options the Board could
consider for those additional benefits. There was discussion regarding the
possibility of the City helping to fund the volunteer benefits as the volunteers
had served the City for free.
Mr. Foster stated another option that could be considered was the purchase of
military time. He added this would require that the member fund the entire cost
of providing the service credits. Mr. Foster stated that they could do a credit to
service buy back ratio grid that would allow members with military service to
get an idea of what it would be. He added the cost for them to come up with the
grid would be $125.00 as it is different for every plan and it is good unless there
is a change in the plan. Mr. Foster stated this would keep the members from
incurring a cost for each of them to figure out what it would be and then
decided not to do it. There was discussion regarding options to buy back the
time. Chairman Jollie requested the Board's permission to take these items to
the membership to see how they felt about the options. Ms. Reilly moved that
the Chairman take the options to the membership for their input. Mr. Butt
seconded. Chairman Jollie asked the motion be amended so that if the
membership approved the changes he could have the authority to negotiate
with the city. Ms. Reilly amended the motion. Mr. Butt seconded. Motion
CARRIED 4 to O.
Chairman Jollie asked about the City putting out requests for proposals for
fiduciary liability and investment analysis. Mr. Williams stated that there were
pretty strict guidelines that had to be followed so any company interested
should contact the City. There was discussion regarding fiduciary liability for
the Board. Ms. Sigler stated she would ask the City Manager to have the legal
department send out invitations for bids for the insurance. There was
discussion regarding who should hold the policy, the Board or the City. Mr.
Foster stated that this is an autonomous, independent, legal entity and the
Board members are fiduciaries as opposed to sitting on an advisory board. Mr.
Foster stated that the Board needed to have the fiduciary liability insurance to
protect the fund and more importantly, they need a waiver of recourse, which is
a rider to the policy that protects the individual board members. He added if the
insurance company has to pay a claim, the next thing they do is go back after
the board members and their personal assets are at risk unless you have the
waiver. Mr. Foster stated that they deal with companies that write this type of
insurance for the board and can help if they would like them to. Mr. Foster
stated the premium needs to be paid out of the fund, but the waiver of recourse
premium can't be paid by the fund it has to be paid by the City. Mr. Williams
questioned when the board hires a company to manage the investment, does
the fiduciary liability fall to the investment company as it takes it out of the
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Edgcwater Firefighters' Pe~n Fund U
~egular Meeting
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Board's hands. Mr. Foster stated they are fiduciaries, but because any member
of the plan for any reason can sue the board they should have insurance. There
was discussion regarding other plans that had been sued. Mr. Foster stated it
was unlikely that they would be sued, but they really did need to get that
protection. Mr. Foster stated he would give the Chairman the names of some of
the agents they could contact for prices. Ms. Garcia stated that Trusco itself
had liability insurance, so the board only needed insurance to protect them.
Mr. Foster stated they had not changed their fee schedule since they
incorporated in 1979. Mr. Foster stated the new fee schedule for all clients
would be a flat $2,500.00 plus $40.00 for each member included in the
valuation. He added they would charge $100.00 for a full-blown benefit
calculation with all of the options and to do the annual report to send to the
Department of Insurance it would be $1,000.00. Mr. Foster stated the Board
did not have an actual contract with them, so he gave the Board a draft
actuarial serves agreement for their consideration. Mr. Foster stated this was
exactly the same contract they had with everyone they work with.
DiscussioD Items: There were none at this time.
AdjourDmeDt: There being no more business to come before the board at this
time, Mr. Butt moved to adjourn. Ms. Reilly seconded. Meeting adjourned at
7: 15 p.m.
Minutes respectfully submitted by:
Lisa R. Miller
Recording Secretary
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