12-12-2016CITY OF EDGEWATER
GENERAL EMPLOYEES' PENSION BOARD
QUARTERLY MEETING MINUTES
City Hall Council Chambers
Monday, December 12, 2016 at 10:30AM
TRUSTEES PRESENT: Chris Mathewson
Brenda Dewees
John McKinney
Tim Sopko
Tyna Hilton
TRUSTEES ABSENT: None
OTHERS PRESENT: Lee Dehner, Christiansen & Dehner
Ferrell Jenne, Foster & Foster
Jack Evatt, The Bogdahn Group
Doug Lozen, Foster & Foster (via conference call)
Julie Christine, City of Edgewater
Jim Davis, Plan Member
Call to Order Brenda Dewees called the meeting to order at 10:30AM.
2. Roll Call - As reflected above.
3. Public Comments None.
4. Approval of Minutes
The minutes from the August 15, 2016, quarterly meeting were approved upon motion by
John McKinney and second by Tim Sopko, motion carried 5-0.
5. New Business
a. Resignation of Chris Mathewson.
i. Chris Mathewson informed the board that effective today he was
resigning as the Union Stewart. Chris stated he had not heard that a
replacement had been appointed.
b. Renewal of 2017 FPPTA Membership.
i. Ferrell Jenne informed the board that their $600 annual renewal fee was
due if they intended to remain members of FPPTA.
The board approved the renewal of their 2017 FPPTA membership, upon motion by Tim
Sopko and second by John McKinney, motion carried 5-0.
c. Discussion of the benefit analysis for James Davis.
i. Ferrell Jenne informed the board that Doug Lozen would not be available
until 11:15am due to another meeting. By consensus, the board agreed
to move this discussion later in the agenda.
d. Discussion of vendor RFQ.
i. John McKinney requested this agenda item be moved up earlier in the
agenda since he requested this discussion and he has to leave early for
a funeral.
ii. Ferrell Jenne reported that she had sent out a fee survey on November
23, 2013, and had summarized her findings at the following quarterly
meeting.
iii. The board directed Ferrell Jenne to conduct an updated fee analysis of
all service providers.
iv. John McKinney directed Ferrell Jenne to mention to the Police and Fire
Boards that the General Board had requested a fee analysis for all
service providers.
The board directed Ferrell Jenne to conduct a fee analysis on all vendor service providers
and interface with the Police and Fire Pension Boards, upon motion by John McKinney
and second by Tim Sopko, motion carried 5-0.
Note: John McKinney left the meeting at 10:45am.
e. Discussion of the designated Records Management Liaison (RMLO).
i. Ferrell Jenne stated that Bonni Wenzel was no longer the City Clerk and
she was the designated RMLO. Brenda DeWees asked if a position
could be designated rather than a person. Lee Dehner confirmed that
this was permitted.
The board approved designating the City Clerk as the Records Management Liaison
Officer and adopting the GS1-SL records retention schedule, upon motion by Tvna Hilton
and second by Tim Sopko, motion carried 4-0.
Update on money market mutual fund authorization form.
i. Ferrell Jenne informed the board this was executed on September 21,
2016 by Brenda DeWees per Jack Evatt's instructions. Brenda
commented that she had a copy if the board wished to review the
document.
Fund activity report.
i. The board reviewed the report for the period of August 10, 2016 through
December 6, 2016.
The board approved the fund activity report as presented, upon motion by Tvna Hilton and
second by Tim Sopko, motion carried 4-0.
6. Old Business
a. Tyna Hilton asked if a vested member left the City, how they find out when
they're eligible to retire. Ferrell Jenne stated the member could contact her and
she would advise them of their retirement options.
7. Reports
a. Salem Trust, Mindy Johnson, Custodian.
i. Ferrell Jenne informed the board that Mindy Johnson had come down
with the flu and was unable to attend.
b. The Bogdahn Group, Jack Evatt, Investment Consultant.
i. Jack Evatt informed the board that his firm was rebranding and would
soon have a new name and logo to reflect an employee owned company
rather than family owned.
ii. Quarterly update as of September 30, 2016.
1. Jack Evatt gave a brief overview of the market environment
during the quarter.
2. Market value of the fund as of September 30, 2016, was
$12,275,859.
3. Gross earnings for the quarter were 3.67%, outperforming the
policy benchmark of 3.20°/x. Fiscal YTD returns were 8.87%,
underperforming the benchmark of 10.43%. Trailing returns for
the 3 and 5 year periods were 5.71 % and 9.81 %. Since inception
(10/1/2000) gross returns were 4.61%, underperforming the
policy benchmark of 5.46%.
c. Christiansen & Dehner, Lee Dehner, Attorney.
i. Legal update.
1. Lee Dehner informed the board that the legislative session would
convene in March and run for 60 days. Lee stated he hadn't
heard of any proposed bills that would affect the plan.
8. Consent Agenda
The board voted to approve the consent agenda as presented upon motion by Tyna Hilton
and second by Tim Sopko, motion carried 4-0.
9. Staff Reports, Discussion, and Action
a. Update on Ordinance 2016-0-24.
i. Ferrell Jenne informed the board that Ordinance 2016-0-24 had been
adopted by Council at their December 5, 2016 meeting and had been
sent to the State on December 8, 2016.
b. Update on Senate Bill 534.
i. Ferrell Jenne informed the board that required disclosures and
statements had been posted to the City's website on October 24, 2016.
c. Contribution checks from Donna Nichols and Julie Christine.
i. Ferrell Jenne informed the board that the contribution checks for Donna
and Julie had been received and deposited into the fund.
ii. Julie Christine stated there was an overpayment of contributions and
requested that the overpayment be returned. Lee Dehner commented
that Doug Lozen indicated the overpayment was a wash and advised
Julie to speak with Doug on the specifics.
d. Proposed 2017 meeting dates.
i. The board reviewed and discussed the proposed meeting dates of March
20th, June 19th, September 18, and December 11tH
ii. The board discussed and approved changing the meeting time to
10:30am.
Note: Doug Lozen called in at 11:20am.
10. New Business (cont.)
a. Foster & Foster, Doug Lozen; Actuary.
i. New benefit analysis for James Davis.
1. Doug Lozen reminded the board that the updated benefit
analysis was done per direction given at the last meeting.
2. Doug Lozen stated the new analysis was done based on
credited service. Doug commented that the Ordinance did not
give direction on how to handle this situation.
3. Lee Dehner reviewed the equitable estoppel and stated that if
equitable estoppel was determined, the member could be put in
the position he would have been in.
4. Brenda DeWees asked about the increases in 2005, 2006, and
2007. Jim Davis stated these were COLAs. Doug Lozen
commented that the COLA adjustment was close to the service
Mr. Davis was accruing.
5. Doug Lozen stated that if approved, the City would show a
financial loss and would pay it over the years.
6. Lee Dehner asked why he chose Option #1 on the Principal
election form. Jim Davis stated it was explained to him by the
former HR Director that it was free money if he went with Option
#1. Jim commented that he would have chosen Option #2 had
he been provided other information.
7. Tyna Hilton asked if Option #2 was approved, would the member
be allowed to have a modified cash refund. Doug Lozen stated
this option would be made available to the member. Brenda
DeWees briefly described a modified cash refund to Jim Davis.
Doug Lozen confirmed that this would not increase the funding
any more than what was shown on the updated analysis.
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8. Lee Dehner commented that equitable estoppel had been
established based on Jim's answers to his questions.
9. Brenda DeWees reviewed the two options shown on the
analysis. Brenda commented that Option #2 was Jim Davis
retiring for plan purposes as of January 1, 2017.
10. Tyna Hilton commented that either option allowed the member to
continue working for the City.
11. Tim Sopko asked if there was any chance that this could come
back to the board years down the road. Lee Dehner commented
that the board was just administering the Plan and there was
always the chance that someone could address the board.
The board approved Option #2 of the December 5, 2016, Foster & Foster Adjusted Benefit
Analysis, upon motion by Tim Sopko and second by Tyna Hilton, motion carried 4-0.
ii. Brenda DeWees advised Doug Lozen that Julie and Donna had
requested a refund of the overpayment of contributions.
iii. Doug Lozen commented the contribution amounts on the analysis were a
snapshot and by the time the accounts were closed out and deposited
the extra contributions were a wash since they were after the snapshot
and the value of the benefit had increased as of the deposit date.
iv. Julie stated her over payment was in excess of $10,000.
v. Doug Lozen commented that the contribution deposits were considered
member contributions.
vi. Brenda DeWees asked if the account balance decreased, would Donna
and Julie have had to make up the difference. Doug commented that
he's not sure how to answer the question since it's theoretical and the
balance did not increase.
vii. Tim Sopko commented that his understanding was whatever was in the
401 k would be rolled over into the Plan. Brenda stated that was her
understanding as well.
viii. Tyna Hilton asked if Julie would have the option to get a modified cash
refund of the balance that was rolled over from her 401 k. Doug Lozen .
commented that he thought the funds would be employee contributions
but the City may want to form their own opinion. Lee Dehner confirmed
that just 2.5% of the 401 k balance would associated with the modified
cash refund amount.
11. Trustee Reports, Discussion, and Action
a. The board thanked Chris Mathewson for his service.
12. Adjournment The meeting adjourned at 12:OOpm.
13. Next Meeting March 20, 2017, at 10:30am.
iPVW
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