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FY 2005 CAFRCITY OF EDGEWATER, FLORIDA COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE YEAR ENDED SEPTEMBER 30, 2005 City of Edgewater, Florida ' COMPREHENSIVE ANNUAL FINANCIAL REPORT For The Year Ended September 3, 2006 Prepared by: Finance Department This page intentionally [eft blank. INTRODUCTORY SECTION CITY of EDGEW TER COMPREHENSIVE ANNUAL FINANCIAL REPORT TABLE of CONTENTS Year Ended September 30, 2005 I Basic Financial Statements Government -bide Financial Statements: Statement of Net Assets 1 Statement of Activities 15 Fund Financial Statements: Balance Sheet - Governmental Funds 1 Introductory Section: "able of Contents ki Letter of Transmittal iii -Viii GFCA Certificate of Achievement ix List of Pn'ncipal officials X Organizational Chart A I. Financial section: 1 Independent Auditor's Report -2 Ma agemenfs Discussion and Analysis -13 Basic Financial Statements Government -bide Financial Statements: Statement of Net Assets 1 Statement of Activities 15 Fund Financial Statements: Balance Sheet - Governmental Funds 1 Statement of Revenues, Expenditures and Changes in Fund Balances - Governmental Funds 1 Reconciliation of the Statement of Revenues, Expenditures and Changes in Fund Balances of Governmental Funds to the Statement of Activities t Statement of Revenges, Expenditures and Changes in Fund Balances - Budget and Actual - General Fund 1 Statement of Net Assets - Proprietary Funds 20-21 Statement of Revenues, Expenses and Changes in Fund Net Assets - Proprietary Funds 2 2 Statement of Cash Floes - Proprietary Funds 23 -2 Statement of Fiduciary Net Assets - Fiduciary Funds 2 Statement of Changes in Fiduciary Net Assets - Fiduciary Funds 2 Notes to Financial Statements 27 -5 Combining and Individual Fund Statements and Schedules: Major Governmental Fund: Schedule of Revenues and Expenditures and Changes in Fund Balance - Budget and Actual: Debt Service Fund CITY of EDGEWATER COMPREHENSIVE ANNUAL FINANCIAL REPORT TABLE OF CONTENTS - Continued Year Ended September 30, 2005 IV. other Reports: Report on Internal Control over Financial Reporting and on Compliance Pacie y 11. Financial Section - Continued, Nonmajor Governmental Funds. 92-98 Combining Balance Sheet - Nonmajor Governmental Funds 61 -6 Combining Statement of Revenues, Expenditures and Changes 9 -9 In Fund Balances - Nonmajor Governmental Funds 68 -6 Schedule of Revenues, Expenditures and Changes In Fund 97 Balances - Budget and Actual. 98 Special Revenue Funds 6 -70 Capital Project Fund 71 Nonmajor Proprietary Funds: Combining Statement of Net Assets - Nonmajor Proprietary Funds 7 Combining Statement of Revenues, Expenses and Changes In Fund Net Assets - Nonmajor or Proprietary Funds 78 Combining Statement of Cash Flows - lnrnaor Proprietary Funds 7 -7 Fiduciary Funds: Combining Statement of Fiduciary Net Assets 76 Combining Statement of Changes in Fiduciary Net Assets 77 Capital Assets Used in the Operation of Governmental Funds: Schedule by Function and Activity 78 Ill. Statistical Section: General Governmental Expenditures by Function 79 General Governmental Revenues by Source 80 Property Tax Levies and Collections 8 Assessed and Estimated Actual value of Taxable Property, Net of Exemptions 8 Property Tax Rates, Direct and Overlapping Governments 88 Special Assessment Collections 8 Computation of overlapping Debt 88 Demographic Statistics 86 Property value Construction, and Bank Deposits 87 Summary of Ten Largest Single Unit Water Users 88 Principal Taxpayers 8 Miscellaneous Statistical Data 90 Water and Sewer Revenue Bond Coverage 91 IV. other Reports: Report on Internal Control over Financial Reporting and on Compliance And Other Matters Based on an Audit of Financial Statements Performed In Accordance with Govemment Auditing Standards 92-98 Report on Compliance with Re Applicable to the Major Program And Internal Control over Compliance in Accordance with 0IIB Circular A -188 9 -9 Schedule of Expenditures of Federal Awards 98 Dotes to Schedule of Expenditures of Federal Awards 97 Schedule of Findings and Questioned Costs - Federal Awards 98 Management Comments 99 -102 THE CITE OF ED GE WA TER POST OFFICE BOX 10 0, EDGEWATER, FLORIDA 32132 -0100 Honorable Mayor and Members of the City Council City of Edgewater, Florida State law requires that all general - purpose local go en rents publish a complete set of financial statements presented in conformity with accounting principles generally accepted in the United States of America (GAAP) and that they be audited in accordance with auditing standards generally ,.accepted in the United. States of Ameri a .by a firm of licensed certified public accountants. Pursuant to that requirement, it is with great pleasure that we present to you the City of Edgewater, Florida Comprehensive Annual Financial Deport AF for the fiscal year ended September 30, 2005. This report consists of management's representations concerning the finances of the City of Edgewater. Consequently, management assumes fill responsibility for the completeness and reliability of all of the information presented in this report. To provide a reasonable basis for making these representations, management of the City of Edgewater has established a comprehensive internal control ftanriework framework that is designed both to protect the government's assets from loss, theft, or misuse and to compile sufficient reliable information for the preparation of the City of Edgewater financial statements in conformity with GAA. Because the cost of internal controls should not outweigh their benefits, the City of Edge water's comprehensive ensive frameworl of internal controls has been designed to provide reasonable rather than absolute assurance that the financial statements will be fire from material misstatement. As management, we assert that, to the best of our knowledge and belief, this financial report is complete and reliable in all material respects. The City of dgewater's financial statements have been audited by Mcf. irn it Davis & Company, LL C, a firm of licensed certified public accountants. The goal of the independent audit was to provide reasonable assurance that the financial statements of the City of Edgewater for the fiscal year ended September 30, 2005, are free of material misstatement. The independent audit involved examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements; assessing the accounting principles used and significant estimates made by management; and evaluating the overall financial statement presentation. The independent auditor concluded, based upon the audit, that there was a reasonable basis for rendering an unqualified opinion that the City of dgewater's financial statements for the fiscal year ended September 30, 2005, are fairly presented in conformity with accounting principles generally accepted in the United States of America. The independent auditor's report is presented as the first component of the financial section of this report. The independent audit of the financial statements of the City of Edgewater was part of a broader, federally mandated "Single Audit" designed to meet the special needs of federal grantor agencies. The standards governing Single Audit engagements require the independent auditor to report not only on the fair Presentation of the financial statements, but also on the audited government's internal controls and compliance with legal requirements, with Special emphasis on internal controls and legal requirements involving the administration of federal awards. These reports are available in the Other Reports section of this report. GAAP require that management provide a narrative introduction, overview, and analysis to accompany the basic financial statements in the form of Management"s Management" Discussion and Analysis I A A . This letter of transmittal is designed to complement MD&A and should be read in conjunction with it. The City of Edgewater's MD&A can be found immediately following the report of the independent auditors. Honorable Mayor and Members of the City Council Page 2 of ECONOMIC CONDITION AND OUTLOOK The City is located in southeast volusia County, primarily east of 1-95, south of New Smyrna Beach, two miles west of the Atlantic Ocean and runs aloe, 10.5 guiles of the Indian River coastline. The City is within the economic zone of Central Florida, which roughly follows Interstate 4 ftom Tampa to Daytona Bcach through Orlando to the cur xnur hies along the Atlantic Coast in olusia County. Edgewater continues to experience a moderate and increasing rate of growth. The City's population in the last year increased from 20,637 to 21,156, a 2,5 percent increase. Economic Factors and residential development interest with the City indicate these treads will continue to rise. As of November 2005, the City has issued 277 single - family residential home penults, a 42 percent increase from the previous year, with several new subdivisions undergoing the approval process, this number is expected to continue to increase. Additionally, the City is reviewing several propose multi - family condominium and town home projects, which are expected to be approved in 2006. Approximately 6,000 acres of primarily undeveloped property was annexed into the City limits in 2005. The majority of this property is expected to be developed as either commercial or residential uses. Lang established businesses such as Coronado paint, Boston whaler, Edgewater Power Boats, R.J. Dougherty Associates, Inc, Prta Products, Tropical Blossom Honey, as well as an expanding medical community, light manufacturing businesses and residential home construction provide employment opportunities within the City. NASA and related supporting enterprises at Cape Canaveral as well as the cruise industry located at Port Canaveral provide further employment opportunities. Many of the City's residents commute to Daytona Beach, Deland and Orlando for business employment as well. The community currently has a 3.94 percent unemployment gate, below the state average of 4.0). ]wring the last year, taxable assessment values of property in Edgewater have increased 20.72 percent. As the economy grows, recent growth tr nds experienced by the City are expected to increase. The City continues exploring several options to increase economic growth within the City and improve economic development within southeast Volusia County. Toward the goal, the City's Economic Development Board is continuing its emphasis on result -- orientated initiatives. The City continues to develop marry partnerships between various economic development agencies and local businesses. The City's economic'growth initiative intensified with the continuing development ofParkTowne Industrial Center, Growth within the Park remains strong with the addition of pri ate owner Robert Towe, A.S.D. Properties Manage- ment, LL C, American In-Line Inspection Services, Inc. and Mersino Properties Company, LLC. On October 2 1 2005, City and County officials gathered at the Park to break ground on an infrastructure project that will further the City's goal of making ParkTowne the center for new jobs in Edgewater. The ongoing development of the property will spur nonresidential economic growth for the City and stimulate additional economic benefits for the Park Avenue corridor. Daytona Beach Community College, which has a campus adjacent to the project site, may assist in attracting new jobs through the creation of marine industry technology center on a portion of"the project site. The economic condition and outlook for the City is strong. The major initiative toward economic development such as ParkTowne is shifting the tax burden from primarily residential to a combination of commercial. and residential. This approach is creating an atmosphere within southeast Volusla County that is desirable to lure and work ire. MAJOR INITIATIVES arkTo ne industrial Center is continuously expanding. Phase I is completely sold out. Currently the City has dive contracts pending on 11.24 acres — 1.7 acres at $5 0,000, 7.1 acres at $65,000 and 2.44 acres at $71,500. Most of these contracts are scheduled to close in early 2006. Also, capital projects within the Park include infrastructure improvement. Included during the First phase of that project are two stormwater ponds, an l ),0 00 square -foot drainage ditch, a 23,000 square-foot drainage system and 1,800 linear feet of gravity sewer system. Two new roads will be constructed as well. Base Leg give will run nest from ParkTowne Boulevard. The cast for Phase l improvements totals approximately S1.3 million, of which $300,000 was provided through the County to assist with 1V Honorable Mayor and Members of the City Council Page 3 of construction of the project. The City has also completed the planning and design for Phase 11 of the industrial development In 2005, the Planning and Building Depaftments were united under the new umbrella of the Development Services Department. This merging allows for a smoother, more effective flow of information and enables more expedient processing of development projects by making more efficient use of department resources. The Police Department has secured financial fading for a fail -time "Victim's Advocate"' position through a VDCA grant. The Victim Advocate will assist victims of crime in dealing with the aftermath of being a victim and seeking redress. The Advocate will also provide emotional support, counseling, or financial assistance whenever possible. A second initiative is the establishment of a local ordinance, which recoups the costs of Officers investigating the traffic accidents of non - residents. This ordinance will effectively pass on costs for reimbursement to the insurance companies who greater benefit from local Police services without paying for therm. All Supervisors and critical training positions within the Edgewater Police Department are now. Late of Flonida.CMS certified instructors, As. such the Edgewater Police Department can provide its own in- service training that is recognized and sanctioned by the Florida Department. of Law Enforcement FDLE). This will greatly reduce our training costs while raising individual and Department standards. The Fire - Rescue Department continuously experiences increases in request for service, last year the department responded to over 3,300 incidents, which represents a 0% increase over the previous year alone. The rescue service request range from anything as simple as basic medical assistance to advanced life support treatments or traumatic injuries. The fire response may involve anything as basic as assisting with the installation of a smoke detector to responding to a catastrophic residential or commercial structure fire. The Fire Marshall also remains challenged with the increase in plans review for new commercial, multi - family residential planned unit developments as well as new occupational licenses and life safety inspections. The Department recently received three federal rants totaling $328,000 in order to replace worn out equipment. The Department has also completed grant applications through the Hazardous Mitigation Grant Program for an additional $192,000. If approved, proceeds wi(i be used for the acquisition of properties with homes that experience repetitive flooding as well as hurricane protection for critical municipal facilities. The Community Service Division of the Fire-Rescue Department, which includes Code Compliance and Animal Services, has also experienced an influx its request for services. Code Compliance has handled over I, 600 requests with many requiring extensive research. The Division was successful in closing many old cases with a lengthy outstanding history. The citation -based system remains effective, as violators are required to pay a fine if they do not comply within a reasonable amount of'time. They have also noticed a reduction in repeat violations with the implementation of the citation -based system. The Animal Services Division received over 3,200 requests for service. Since Animal Services operations continue to operate out of a temporary holding facility until a new shelter is constructed, they remain aggressive with the return -to-- owner initiatives for all lost owned animals. The Personnel DepaTtment has revised the City's Peer onneI Policies and Procedures to co -exist with the collective bargaining agreements, The Personnel Department has developed and implemented a policy and procedure manual for those employees not covered by a bargaining agreement, as well as separate manuals for management personnel. . thorough review of al l the City's job positions needs to be per and new emplo yee job descriptions prepared. The manning level in each department also needs to be reviewed to determine if staffing is sufficient to provide the services to the community. The upcoming year appears to hold some major Personnel Department activities, Reacting to the needs of the City employees is the Personnel Department's primary function; they are the City's most valuable and most expensive resource. Leisure Services continues to plan for new and redevelopment of the City's current park system. The plan includes renovating the old bail fields at Hawk Park into a soccer complex, redeveloping Kennedy Park to benefit area boaters and sport fisherman and design and plan for new shuffleboard facilities to be located at rotary Park. Leisure V Honorable Mayor and Members of the City Council Page 4 of Services obtained additional grants from ECHO and F DAP and will be constructing a roof over our new outdoor amphitheater and restror)m facilities at Hawks Park. Beautification project with landscape thern s along S. R. 442 (Indian River Blvd. ) and U.S. ] (Ridgewood Ave.) is under construction and most likely will be completed in 2005 or early 2006. The City's Department of Environmental Services is designing and permitting four new potable water production wells at the Alan R. Thomas Water Treatment Plant Welff eld. The Department is also constructing improvements to the lirue sludge processing operation and is converting the primary disinfection system from gaseous chlorine to sodium hypochlorite at the Alan R. Thomas Water Treatment Plant. The Par Towne Industrial Center Phase I Drainage and Utility Improvements Project is underway and will provide water, sewer, and storwater service to additional industrial parcels within the center. The Department has acquired 17.94 acres from Volusia County (the former Hacienda Del Rio water plant site) and is preparing plans and specifications for storage and high service pumping of both potable and reclaimed outer to be erected on the site. The Radio -Revd Water peter project has been completed and will result in greater meter reading efficiency in terms of man-hours reading and accuracy of readings. The wastewater Treatment Facility has installed some rnajx energy saving equipment in the foram of new compressors for the filters and variable frequency drivers CVD for the Biological Nutrient Removal Basin { F . Phase 1 of the Reclaimed Water System Trun line Project is substantially complete and will result in better product delivery to existing customers. DEPARTMENT FOCUS The Development Services Department will continues to focus on ensuring responsible development of the City's lams and to encourage development of distressed areas. The Department wil l remain proactive in promoting the City's vies while protecting the wholesome "sin li town" atmosphere it is noted for. The Police Department's continued focus on reducing crime over the past year has once again reflected a decrease. In the first portion of the year 2 005 (January -June) they have experienced a —3.3% drop in total crime. Given the increase in population and boundary growth this figure is very promising. An aggressive approach in responding to local crime problems and successful follow-up investigations are being credited with making this possible. A secondary result has been a higher number of offenders arrested. Increases are mainly those of illegal drug/possession arrests. Increased community involvement and Officers becoming more familiar with local violators and their activity locations has had a dampening effect on local problems. A continuing community concern and repeated issue is that of traffic enforcement. Officers are responding to all complaints of speeders or reckless drivers in residential neighborhoods. Complaints are down from the previous year despite growth. The Fire- Rescue Departments focus continues to be on providing superior emergency medical advanced life support services and fire response. The average emergency response time remains - minutes or less to the majority of our community. Great effort also remains towards the prevention of emergencies. The prevention method begins with Fire Marshals plans review during the developmental stage and continues through public educational initiatives as well as life safety inspections, which are conducted annually on all commercial businesses. The Department will also conduct in- service training for all critical City staff far the implementation of the newly adopted Comprehensive Emergency Management Plan CEMP) and the National Incident Management System (Nibs). The Department continues its focus on maintaining cooperative agreements with other agencies in order to enhance our cost effective services through the sharing of resources. These agreements include every fire - rescue agency within the county for closest unit response, neighboring cities for regional consolidated dispatching, National Park Services for mutual aid requests and equipment grants, and the American Red Cross for shelter- management and disaster logistical support. The Department also plans to enter into a transport agreement with E AC Ambulance Services in the fall. The agreement will allow for us to transport patients when their ambulances are unavailable or with an extended response time. Not only will such transports improve patient care to our residents, the ambulance service will also compensate us for the response. Vi Honorable Mayor and Members of'the City Council Page 5 of 6 The Code Compliance Division focuses on the maintenance of compliance throughout the City while contributing efforts towards research and recommending improvements to the current codes. The Division will also implement an electronic records management system. The system will allow the records process to be streamlined as well as providing for convenient research of historical records for repeat violation stags. The system will eventually be accessible through the Internet making it convenient for residents to report and track code enforcement complaints, The primary focus for the Animal Services Division will be on the construction of the new animal shelter facility; Animal Services will also focus on recommending improvements to the ordinances that will address animal adoption fees. Revenues from these fees will assist with the care of the animals and the operations of the shelter. In the Personnel Department, it was noted that the City made staves this year working with the broad banding classification system. The directors gained confidence in the system and employees have benefited from it. Salary range and job position adjustments were administered to keep the City competitive with this area's market. The employee collective bargaining agreements were negotiated and ratified in 2004. This is always a stressful undertaking for. the City and the past year was no exception. The Police Department held a representation election in the middle of the negotiations, Both PEA and FOP contracts were ratified and adopted by the City Council and distributed to a]l departments. During the hurricanes, employees' needs increased. Though only a handful of employees suffered injuries, many others suffered personal property damage. Arrangements were made with the City's deferred compensation company for financial assistance. while these employees were trying to get their homes back in I1ving conditions, many of them were putting in several extra hours at work In an effort to get the City back in order. The Personnel Department staff made the transition into a temporary location due to the storm damage in their previous offices. Leisure Services will continue to work with the YMCA and other organizations to provide programs for both youth and adults in our community. As the year progresses, construction will begin at three ) City Pans; soccer complex, restroom facilities and roof over the outdoor amphitheater at Hawks Park, shuffleboard facilities at Rotar Park and fishing pier at Kennedy Park. Completion of these projects will hopefully be in late 2006. Along with these upgrades in facilities of our Park system the Leisure Services Dept. will continue with additional beautification of our local highways. FINANCIAL INFORMATION The information presented in the financial statements is perhaps ]nest understood when it is considered from the broader perspective of the specific environment within which the City of Edgewater operates. Budgeting Controls. The annual budget serves as the foundation for the City of dgewater's financial planning and control. All departments of the City of Edgewater are rewired to submit requests for appropriation to the City Manager. The City Manager then uses these requests as the starting point for developing a proposed budget. The City Manager then presents this proposed budget to the City Council for review. The City Council is required to hold public hearings on the proposed budget and to adopt a final budget by no later than September 30, the close of the City of dgewater's fiscal year. The appropriated budget is prepared by fund e.g., general Rind), department e.g., fire department) and division e.g., erns). The City Manager may make transfers of appropriations within and between divisions and departments; however, any revisions that alter the total appropriations of any fund must be approved by City Council. Original and final amended budget- to- actaal comparisons are provided in this report for each individual governmental fund. The General fund is presented on page 19 as part of the basic financial statements for the governmental f unds. For other govemmental hands these comparisons are presented in the govemmentai fund subsection of this report, wh ich starts on pages 6 l-71. Lang --term fina, cia1 planning. The City Council updated and adopted a -year Capital Improvements Plan CIP during fiscal year 2005. The CIF is a multi -gear prioritized schedule of improvements that lists each capital improvement by year it is intended to be purchased or commenced; the mount to be spent per year; and, the method of fmancing such improvement. Each year during the annual budget process the CIP is reviewed to ensure incorporation of all necessary capital improvements. It should be noted} however, that the CIP is not a fixed document but a flexible, evolutionary document that may change to reflect changing priorities, opport hies, costs, or different financing approaches. Vii Honorable Mayor and Members of the City Council Page 6 of Cash management policies and practices. The City administers a cash management and investment program that seeks to maximize, its order of priority, the preservation of funds, liquidity and interest earnings over its cash and investments. Cash resources of the individual fads are combined to form a pool of cash and investments. The City's cash and investment pool balance at September 30, 2005 (not including pension funds) was $6,690,288. investment income includes the change in the fair value of investments. During the year monies were invested in US. Agencies and Treasues and the State Board Administration Local Government Investment Pool in accordance with the City's Investment Policy. Pension fund assets were invested mainly in equity and bond funds in accordance with the City's Investment policy for Retirement Funds, The total pension fund assets at September 30, 2005 were 1,524,759. Risk Management During the ordinary course of its operations, the City is exposed to various risks of losses. The City maintains commercial insurance coverage in amounts management feels is adequate to protect and safeguard the assets of the City. In the opinion of the City }s management and legal counsel, legal claims and litigation are not anticipated to have a material impact on the financial position of the City. Pension and other postretirement benefits. The City of E dgewaler sponsors three single- employer defined benefit pension plans for its employees. Each year, an independent actuary engaged by the pension plan calculates the amount of the Annual Required Contribution (ARC) that the City of Edgewater must male to the pension plan to ensure that the plan will be able to fully meet its obligations to retired employees on a timely basis. In addition, police and firefighters are required to contribute % of their salary to the plan. General employees must contribute 2.5% of their salary to the plan. AWARDS AND ACKNOWLEDGEMENTS The Covemment Finance Officers Association G A awarded a Certificate of Achievement for Excellence in Financial Reporting to the City of Edgewater for its CA FR for the fiscal year ended September 30, 7-004. The City of Edgewater has received a Certificate of Achievement for the last twenty -ore consecutive years. In order to be awarded a Certificate of Achievement, the government published an easily readable and efficiently organized CAF R. This report satisfied both GAAP and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. we believe that our cur CAFR continues to meet the Certificate of Achievement Program's requirements and we are submitting it to the GFOA to determine its eligibility for another certificate. The preparation of this report would not have been possible without the efficient and dedicated services of the entire staff of the finance department. We would like to expTess our appreciation to all members of the department who assisted and contributed to the preparation of this report. Credit also must be given to the Mayor and the City Council for their unfailing support for maintaining the highest standards of professionalism in the management of the City of Edgewater"s finances. Respectfully submitted, e . Hooper Jon C. Williams City Manager Finance Director V#1i This page intentionally loft blank. Certificate of Achievement for Excellence in Financial Reporting Presented t City of E Florida For its Comprehensive Annual Financial Report for the Fiscal Year Faded September 30, 2004 A Cerlificale of Achieyemmt for Excellence in Financial Reporting is presented by the Goverment Finance Officers Association of the United States and Canada to govcrament units an public employee retirement systems wbose comprehensive annual financial reports (As ) achieve the highest standards in government accountin tin and financial reporting. SAM �rro Pres R E xecutive Director IBC CITY OF EDGEWATE , FLORIDA LIST OF PRINCIPAL OFFICIALS Year Ended September 30, 2005 Ado Donald A. Schmidt mid CITY COUNCIL James P. Brown - District 1 Dennis A. Vincenzi - District 2 CITY MANAG Kenneth Hooper CITY ATTORN Paul E. Rosenthal Harriet E. Rhodes - District 3 Judith R. Li hter - District CITY CLERK K Susan J. Wadsworth FINANCE DIRECTOR Jon C. Williams 12 CITY OF EDGE WA TER ORGANIZATIONAL CHART This page intentionally left blank. FINANCIAL SECTION This page intentionally left blank. M CDIRMIT , /// DA CERTIFIED PUBLIC ACCOUNTANTS AND ADVISORS INDEPENDENT AUDITOR "S REPORT Honorable Mayor and City council City of Edg Florida Edgewater, Florida We have audited the accompanying financial statements of the governmental activities, the business -type activities, each major fund, and the aggregate remaining fund information of the City of ev ater, Florida, as of and for the year ended September 30, 2005, which collectively comprise the city's basic financial statements as listed in the table of contents. These financial statements are the responsibility of the City's management. Our responsibility is to express a n opinion on these financial statements used on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United State of Ameri and the standards applicable to financial audits contained i Go Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements ar free of materi m isstatement. A n audit includes ex on a test basis, evidence supporting the amo and disclosures in the financial sta teme nts. A audit also includes a sses sing the account principles u sed and significant e stimates made b m ana gement, as well as evaluating the overall financial statement presentati W beli that our audit provides a reasonable basis for our opinions. In our opinion the financial: statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business -type: activities, each major fund, and the aggregate remaining fund information of the City of Edgewater, Florida, as of September 30, 2005 and the respective changes In financial position and cash flows, where applicable, thereof and the respective budgetary comparison for the general fund for the year then ended in conformity with accounting principles generally accepted in the United States of America. M DI MIT DAMS & COM .f C 605 E . R. ISO S`T'R�'rT SUI TE 635 • OR L ANDO, FLORIDA 32801 Tr- ,LEP110Nf; 407-843-5406 a FAx 407-649 * EMAIL: IN-FO@ ITDAVIS.COM MIVMBCR5: PR IVA TE COM E'AN1E P R AC - rfCr, SGT lON * A M E R I C AN [NSTI'1'UTE 0 F CT. R T I F i r - D 1 1 11 13LIC AC'C'ouNTANT S * r1.0RIDA INF5TITtj rE 0 F C E RTIF1E0 PURL;c A CCOV N TA NT In accordance with Govemment Auditing Standards, we have also issued a report dated January 13, 2006 on our consideration of the city of Edgewater, Florida's internal control over financial reporting and our tests of its compliance with certain provisions of laws, regulations contracts and grant agreements and other matters. The purpose of that report is to describe the scope of our testing and internal control over financial reporting and compliance and the result of that testing, and not to provide an opinion on the internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Goverment Auditing Standards and should be considered in conjunction with this report in considering the results of our audit. The Management's Discussion and Analysis on pages 3 through 13 is not a required part of the basic financial statements but is supplemental information required by the accounting principles generally accepted in the United States of America. We have applied certain limited procedures, which consisted principally of inquiries of management ement regarding the methods of measurement and presentation of the supplemental information. However, we did not audit the information and express no opinion on it. Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the city of dewater's basic financial statements. The introductory section, combining and individual nonma or fund financial statements and schedules and statistical section are presented for purposes of additional analysis and are not a required part of the basic financial statements. The accompanying schedule of expenditures of federal awards is presented for purposes of additional analysis as required by U.S. Office of Management and Budget Circular A- 133, Audits of States, Local Governments, # and Nora- Profit Organizations, and is also not a required part of the basic financial statements of the city of Edgewater, Florida. The combining and individual nonnajor fund financial statements and schedules and the schedule of expenditures of federal awards have been subjected to the auditing procedures applied in the audit of the basic financial statements and, in our opinion, are fairly stated in all material respects in relation to the basic financial statements taken as a whole. The introductory section and the statistical section have not been subjected to the auditing procedures applied in the audit of the basic financial statements and, accordingly, we express no opinion on then. r Mc IRMIT DAMS & COMPANY, LLC January 13, 2006 MANAGEMENT'S DISCUSSION AND ANALYSIS As management of the City of Edgewater, Florida we offer readers of the City of Edgewater' s financial statements this narrative overview and analysis of the financial activities of the City of Edgewater for the fiscal year ended September 30, 2005, We encourage readers to consider the information presented here in conjunction with additional information that we have furnished in our letter of transmittal. Financial Highlights The assets of the City of Edgewater exceeded its liabilities at the close of the most recent fiscal year b $45,751,502 (net assets). Of this amount, $10,498,770 (unrestricted net assets) may be used to meet the government's ongoing obligations to citizens and creditors. • The government's total net assets increased by $861 ,359. • As of the close of the current fiscal year, the City of Edge eater's governmental funds reported combined ending fund balances of $3,736,607, an increase of $1,318,924 in comparison with the prior year. Most of this total amount is available for spending at the government's discretion (unreserved fund balance). • At the end of the current fiscal year, unreserved fund balance for the general fund was $1,199,383, or 11 % of total general fund expenditures. Overview of the Financial statements This discussion and analysis are intended to serve as an introduction to the City of dgewater's (the City) basic financial statements. The City's basic financial statements comprise three components: 1 government -wide financial statements, fund financial statements, and 3 notes to the financial statements. This report also contains other supplementary information in addition to the basic financial statements themselves. Government -wide Financial Statements The government -wide financial statements are designed to provide readers with a broad overview of the City of E gewater's finances, in a manner similar to a private -- sector business. The statement of net assets presents information on all of the City's assets and liabilities, with the difference between the two reported as net assets, over time, increases or decreases in net assets may serve as a useful indicator of whether the financial position of the City is improving or deteriorating. The statement of activities presents information showing how the government's net assets changed during the most recent fiscal gear. All changes in net assets are reported as soon as the underlying event giving rise to the change occurs, regardless of the timing of related cash flogs. Thus, revenues and expenses are reported in this statement for some items that will only result in cash flows in future fiscal periods e.g., uncollected taxes and earned but unused vacation leave). 3 MANAGEMENT'S DISCUSSION AND ANALYSIS - CONTINUED Both of the government -pride financial statements distinguish functions of the city of Edgewater that are principally supported by taxes and intergovemmental revenues (governmental activities) from other functions that are intended to recover all or a significant portion of their costs through user fees and charges (business-type activities). The governmental activities of the City of Edgewater include general government, public safety, transportation /public works and leisure services. The business - type activities of the City of Edgewater include w ater and sever, refuse collection, stormwater management, development fees and renewal and replacement. The government -vide financial statements include only the City of Edgewater itself known as the primary government). The City of Edgewater has no component units. The government -vide financial statements can be found on pages 14 - 15 of this report. Fund Financial Statements fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The City of Edgewater, life other state and local governments, uses fund accounting to ensure and demonstrate compliance with finance - related legal requirements. All of the funds of the City of Edgewater can be divided into three categories: governmental funds, proprietary funds and fiduciary funds. Governmental Funds -- Governmental funds are used to account for essentially the sane functions reported as governmental activities in the government-wide financial statements. However, unlike the government-wide financial statements, governmental fund financial statements focus can near -term inflows and oufflo s of spendable resources, as well as on balances of spendable resources available at the end of the fiscal year. Such information may be useful in evaluating a government's near -term financing requirements. Because the focus of governmental funds is narrower than that of the government -vide financial statements it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government -pride financial statements. By doing so, readers may befter understand the long -term impact of the government's near term financing decisions. Both the governmental fund balance sheet and the governmental fund statement of revenues, expenditures, and changes in fund balances provide a reconciliation to facilitate this comparison between governmental funds and governmental activities. The City of Edgewater maintains nine individual governmental funds. information is presented separately in the governmental fund balance sheet and in the governmental fund statement of revenues, expenditures, and changes in fund balances for the general fund, and the debt service fund, both of which are considered to be major funds. Data from the other seven governmental funds are combined into a single, aggregated presentation. Individual fund data for each of these nonmajor governmental funds is provided in the form of combining statements elsewhere in this report. The City of Edgewater adopts an annual appropriated budget for all of its governmental funds. Budgetary comparison statements have been provided for the general fund to demonstrate compliance with this budget at page 19. Budgetary comparison schedules have been provided for the debt service fund and the nonrnajor funds at pages 6 0 and 65 , 71. MANAGEMENT'S DISCUSSION AND ANALYSIS - CONTINUED The basic governmental fund financial statements can be found on pages 16 - 19 of this report. Proprietary funds' The city of Edgewater maintains one type of proprietary fund. Enterprise funds are used to report the same functions presented as business-type activities in the government -wide financial statements. The City o f Edgewater uses enterprise funds to account for water and sewer, refuse collection, stormwater management, development fees and renewal and replacement. Proprietary funds provide the sane type of information as the government -wide financial cial statements, only in more detail. The proprietary fund financial statements provide separate information for water and sewer and refuse collection, which are all considered to be major funds. Data for the other proprietary funds are combined into a single aggregated presentation. Individual fund data for each of these nonmajor proprietary funds is provided in the form of combining statements else where in this report, The basic proprietary fund financial statements can be found on pages 20 - 24 of this report. Fiduciary funds* Fiduciary funds are used to account for resources held for the benefit of parties outside the government. Fiduciary funds are not reflected in the government-wide financial statements because the resources of those funds are not available to support the city of Edgewater's own programs. The accounting used for fiduciary funds is much like that used for the proprietary funds. The basic fiduciary fund financial statements can be found on pages - 26 of this report. Notes to the fi a cull statements* The notes provide additional information that is essential to a full understanding of the data provided in the government -pride and fund financial statements. The notes to financial statements can be found on pages 27 - 59 of this report. Other information. The combining statements referred to earlier in connection with nonma or governmental and proprietary funds are presented immediately following the Notes to Financial Statements. combining and individual fund statements and schedules can be found on pages 61 -5 of this report. Government-Wide Financial Analysis As Noted earlier, net assets may serge over time as a useful indicator of a government's financial position. In the case of the City of Edgewater, assets exceeded liabilities by $45,751,502 at the close of the most recent fiscal year. The following table reflects the condensed statement of net assets for the current and prior years. For more detail see the Statement of Net Assets on page 14. MANAGEMENT'S DISCUSSION AND ANALYSIS - CONTINUED City of Edgewater Statement of Net Assets Assets: Current e IL a J other assets Capital Assets Total Assets Li blli es: Long term liabilities Other liabilities Total liabilities Net Assets: Invested in capital assets, G overnmental Activites Business :Type Actyities Total Prima ov m e t 2005 2004 2005 2004 2005 2004 7,201,690 6,765,287 $16,066,309 $ 20,244 } 390 $23,267,999 $27,009,677 -. 1 , 11 41$07 6 1 . 1 6 1 . 9 1 4 33 64 5 0 $ 232,897 7' i 7 580 69 26,342,766 26,384,720 71,708,813 70,477,287 98 96,862,007 11,014,254 12,397,810 37,297,954 33,811,574 48,312,208 46,209,384 1 8 176 1 213 957 2 4 548 623 3 6 12,132 # 430 13,611, 767 40,167,647 38,360,097 52,300,077 51, 971, 864 net of related debt 9,283,844 8,207,197 18 16,796,965 27,924,923 25 # 004,162 Restdcted 3 1 760,701 4,168,822 3,567,108 3,158,533 7,327,809 7,327,355 Unrestricted 1 1 165 191 398 934 9 12161 692 10,498, 770 12,558,626 Total Net Assets 43 Sixty -one percent (61%) of the City's net assets reflects its investment in capital assets (e.g., land, buildings, improvements, infrastructure and equipment) less any related debt used to acquire those assets that is still outstanding. The City uses these capital assets to provide services tc citizens; consequently, these assets are not available for future spending. Although the City of Ed rat is investment in its capital assets is reported net of related debt, it should be noted that the resources needed to repay this debt must be provided from other sources, since the capital assets themselves cannot be used to liquidate these liabilities. An additional portion of the City of Ed at is net assets (16%) represents resources that are subject to external restrictions o n how they may be used. The remaining balance of unrestdcted net assets ($10,498,770) may be used to ,greet the government's ongoing obligations to citizens and cred itors. At the end of the current fiscal year, the City of Edgewater is able to report positive balances in all categories of net assets. The City's net assets increased by $861,359 dining the current fiscal year. The reasons for this increase are detailed below. The following table reflects the condensed Statement of Activities for the current and prior years. For more detail see the statement of Activities on page 15. LW MANAGEMENT'S DISCUSSION AND ANALYSIS - CONTINUED City of Edgewater Changes in Net Assets Revenues: Program revenues - harges for services Operating grants and contributions C apital grants an ontdbuti ns General revenues - Property taxes Franchise and 01 t taxes Intergovernmental Investment in ome and miscellaneous Total revenues Expenses: General government Public safety Transportation/public works Leisure services Interest on long-term debt Water and serer Refuse collection tcrmwater management D evelopment fees Renewal and f �� replacement Total expenses Increase (Decrease) in Net Assets Before Transfers Transfers Increase Decrease in Net Assets N et Assets - Beginni ng Net Assets - Fading 2005 2004 Governmental Activffies 1 ,750,505 1,41 9,760 574,193 951,853 326,163 487 ,060 4,125,604 3,884,932 2,721,040 2,616, X 1, 901 ,1 35 1,746,746 468,314 359,091 11,866 11 ,464,64 0 2,801,630 2,227,242 6235,432 6,212,619 725,242 1 ,257 t 545 1,727 1,572,699 310,433 324 -111799% 1 1..r 94+ 2 67,310 (129,593) J ., 1,412,650 1,437,383 1,283,057 - 12, 772.953 11,489,896 Business-lype Activities Total Primary Government 2405 2004 2005 2004 $ 9,335,210 $ 8,237,655 1,224,518 2,303,189 1,218,691 9B9,665 $ 1 1 ,085,715 9,657,615 1 ,798,71 3,255,052 1 ,54,854 1 ,476,725 531,757 637,063 „12,316417 6 12,167,772 7,286,475 6,681 ,657 2,951,045 4,288,882 935 929,433 11 0 58,515 • 00,331 248,505 1 71,999 11.522.127 12.140.486 794 27,286 (1 (1 5 412,650 ) (576,024) (1,385,354) 32,117,190 33, 502, 554 31- 54'1__168 $3 2,1 . 1 - 7 1 190 7 4 3,884,932 2,72 2,61 5,'188 1,901,135 1,745,746 1 006.071 996.154 24,183,130 23.532.412 2 2,227,242 6, 6,212,610 y 25,242 1,257,545 1,727,507 1,572,699 31 0,433 324,137 7 5,581,657 2,951,045 4,288,882 935,770 929,433 100,331 68,51 248 '171 999 23.321.771 71 23.734319 861,359 102, 307 861,359 (102,307) 44 _44, % 450 tA4 1 43 MANAGEMENT'S DISCUSSION AND ANALYSIS - CONTINUED Governmental activities - Governmental activities increased the City of Edgewatecs net assets by $1,437,383. Key elements ents of this increase are as follows: • Property taxes increased by almost $240,672 % during the year. • Charges for services increased by $330,745 (23%) primarily due to increase in building permits and impact fees. • Intergovernmental revenues increased by $154,389 % during the year. Business-type activities - Business-type activities decreased the City of Ed a eater's net assets by $575,024. Key elements of this decrease are as follows: Charges for services increased by 13%, however there was a net decrease of 26% in operating and capital grants since more FEMA revenue was earned in 2004. • Expenses decreased around $600,000 from 2004. This net decrease was due to a decrease in hurricane expenses in 2005, as well as increase in grater and suer operating expenses. P M ANAGEMENT'S DISCUSSION AND ANALYSIS CONTINUED Expenses and Program Revenues - Go vern mental Activiti $ 7,000.00 $6,000,00D $5,000,000 $4,000,000 $5,000,000 $2,000,000 $1,000,000 ..:................... 4�. iDEVe ses Wrogram revenues Revenues y Source - Governmental Activiti I 1 6% Property takes 35 % p }� Prog revenues r �:,.r rC ���s !, a �',, ° 1 } k mmw ' 7tr rvsfis t y, r Investment income miscellaneous Other taxes ° fie 23 % [M Intergovernmental Wrogram revenues M invest ent income & miscellaneous 0 Other taxes p Property taxes 9 General government Public safety TwsportOWPublic worM Le isure services Interest on long-tern dabt MANAGEMENT'S DISCUSSION AND ANALYSIS - CONTINUED Expenses and Program R evenues - Busi Type Activities $7,000,000 $5,000,000 $4,000,000 $3,000,000 $2,000,000 $1,000,000 0 R evenues Source - B usiness-Type Activitie E9 Investment income & miscellaneous M Charges for services 0 Capital grants and contributions 0 Operating grants and contribution Operating grants and ontriL 1+ C apital grants an. c ontributions 10% wrrfur �rw. fAr ser► #ces 7% 1 Watar and sewer Refuse coltection Stormwater management Dav lopment fees Renewal and replace O E :xpenses ® Pro ram revenue Investment income Miscellaneous MANAGEMENT'S DISCUSSION AND ANALYSIS - CONTINUED Financial Analysis of the Government's Funds As noted earlier, the City of Edgewater used fund accounting to ensure and demonstrate compliance with finance - related requirements. Governmental Funds - The focus of the city's governmental funds is to provide information on near -term inflows, outflows, and balances of spendable resources. Such information is useful in assessing the city of Edgewater's financing requirements. In particular, unreserved fund balance may serve as a useful measure of a government's net resources available for spending at the end of the fiscal year, As of the end of the current fiscal year, the City of Edgewater's governmental funds reported combined ending fund balances of $3,736,607, an increase of $1,318,924 in comparison with the prior year. Approximately 92% of this amount ($3,448,463) constitutes unreserved fund balance, which is available for spending at the City's discretion. The remainder of fund balance is reserved to indicate that it is not available for new spending because it has already been committed to 1 pay debt service ($255,589) or for other purposes ($32,555). The general fund is the chief operating fund of the City of Edgewater. At the end of the current fiscal year, unreserved fund balance of the general fund was $1,199,383, while total fund balance was $1 ,231,938. As a measure of the general fund's liquidity, it may useful to compare both unreserved fund balance and total fund balance to total fund expenditures. Unreserved fund balance represents 10.5 percent of total general fund -expenditures, while total fund balance represents 10.8 percent of that same amount. The fund balance of the general fund increased by $709,849 during the current fiscal year. This increase was due primarily to FEMA revenue of $365,260 received in 2005. Also, general fund expenditures were less than budget in all departments except public safety. Proprietary F unds -- The City Edgewater's proprietary funds provide the same type of information found in the government -wide financial statements, but in more detail. Unrestricted net assets of the proprietary funds at the year end amounted to $9,332,979. The total decrease in net assets for these funds was $576,024. Other factors concerning the finances of these funds have already been addressed in the discussion of the city of Edgewater's business -type activities. General Fund Budgetary Hi hli hts Differences between the original budget and the final amended budget were mainly clue to moving appropriations from the general fund to a new grant fund. During the year actual revenues were $826,814 more than budgeted revenue and actual expenditures were $724,139 less than budgeted expenditures. However, actual expenditures did exceed budgeted expenditures in the following functions: public safety, 11 MANAGEMENT'S DISCUSSION AND ANALYSIS - CONTIN Capital Asset and Debt Administration Capital Assets - The City of Edge w ter's investment in capital assets for its g overnmental and business - type activities as of September 30, 2005, amounts to $74,783,580 net of accumulated depreciation). This investment in capital assets includes land, buildings, improvements, machinery a nd equipment and infrastructure. The total increase in the City's investment i capital assets fo the current fiscal year wa 7 %. Major capital asset events during the cu rr e nt fiscal year included the following. + The H awks Park Concession/Lighting/Restrooms costing $421,777 was completed. • Construction n - - in: progress - - de r as ed for ' usiness 4ype -- activities primarily -- because of completion of the Western Utilities expansion and Terra Mar village Utilities improvements. City of Edgewater .. Ca pital Ass A s of September 30, .and Buildings Improvements nts Machinery an equipment Infrastructur Construction i progress Total Gov ernmental Activifie Business -Type Activities Total Primary Govem e t 2005 2004 2005 2004 Y 2005 2004 3 ,779,436 x9,436 3 * 436 $ 676 $ 676 $ 4,456,263 4,456,263 2 ,631 t 446 2 1 3,572,356 14,320,213 16,203,802 1 7,076 0,733 3 * 906,546 39, 56,216 31 47,994,947 39 1 x I ; 996 1 1 224,226 1 �264 1 x 300 2 376 ; 403 ; 423 2 ,524,602 737,132 792,740 - - 787,182 792,740 2, 065.235 2,166.651 372,673 , X 910,33 2,937,958 5,07 9.14 .010 . z '4. . 0 .8 . Additional information on the City of d w t is capital assets can be found in [dote 8 of this report. 1 MANAGEMENT'S E T'S DISCUSSION AND ANALYSIS - CONTINUED Long-Term Debt - At the end o f the current fiscal year, the City o f Edgewater had total debt outstanding of $46,956,884. This debt includes bonds payable, notes p ayable, the state revolving loan and capital leases, Additional information on long -term debt can be found in Notes 7 and 8 of this report. City of Edge Long -Term Debt As o f September 30, E xww - - -- Business -Type A Total P ei m ag Government 2005 2004 2005 2004 1 1 11 O $11 F 535, ,147,17 7,039543 13 14,574 5,544, 39 5 1 9 52 59 i o 1 1311 0,000 $ 1 573, 7 1 7 } 998 1 959 1 3,293 ,345 14 ,574 ,225 875 41 R'�y} 772 �1 �A /a The City of dgev ater's total debt increased by $1,999,928 percent) during the current fiscal year. This is includes: City entered into a capital lease agreement for $6,254,752 for the acquisition and installation of new eater meters. Next fear's Budget and Rates During the current fiscal year, the unreserved fund balance in the general fund increased t $1,199,383. The City has not appropriated an o f th is amount for spending in the 2005 fiscal year budget since the plan is to increase the unreserved fund balance so that it at least - 0% of general fund operating expenditures. Requests for Information This financial report is designed to provide a gener al overview o the City o Edgev ater's finances for all those with an interest in the government's finances. Questions concerning any of the information should be addressed to the office of the Finance Director, City of Edgewater, P.O Box 100, Edgewater, Florida 32132 13 G overnmental A tivifie 2005 200_ Bonds payable -µ Notes p 9 526 0 110 1 O 5 ,41 St revolvin Capital leases 3 452, E xww - - -- Business -Type A Total P ei m ag Government 2005 2004 2005 2004 1 1 11 O $11 F 535, ,147,17 7,039543 13 14,574 5,544, 39 5 1 9 52 59 i o 1 1311 0,000 $ 1 573, 7 1 7 } 998 1 959 1 3,293 ,345 14 ,574 ,225 875 41 R'�y} 772 �1 �A /a The City of dgev ater's total debt increased by $1,999,928 percent) during the current fiscal year. This is includes: City entered into a capital lease agreement for $6,254,752 for the acquisition and installation of new eater meters. Next fear's Budget and Rates During the current fiscal year, the unreserved fund balance in the general fund increased t $1,199,383. The City has not appropriated an o f th is amount for spending in the 2005 fiscal year budget since the plan is to increase the unreserved fund balance so that it at least - 0% of general fund operating expenditures. Requests for Information This financial report is designed to provide a gener al overview o the City o Edgev ater's finances for all those with an interest in the government's finances. Questions concerning any of the information should be addressed to the office of the Finance Director, City of Edgewater, P.O Box 100, Edgewater, Florida 32132 13 This page intentionally left blank. BASIC FINANCIAL STATEMENTS This page intentionally left blank. CITY F E DGEWATER, FLORIDA STATEMENT of NET ASSETS September 3, 2005 Assets: Cash and cash equivalents R eceiva bles, net Inventories and prepaid costs Due from other governments Internal balances Restricted assets: Cash and cash equivalents I nvestments Special assessments receiva B ond issuance costs L and held f resale Investment in joint vent Capital assets not being depreciated Capital assets being depreciated, net of accumulated depreciation Total Assets Liabilities: Accounts payable and other current liabilities Due to other g overnment s U nearne d revenue Accrued interest payable Noncurrent liabilities: Due within one year Due in more than one year Total Liabilities Net Assets: Ingested in capital assets, net of related debt Restricted for: Capital projects Debt service U nrestricted Total Net Assets Prima Government Governmental Business -type Activities Activites Total $ 4 381,973 4 1 23 1 316 2 2,6'18,127 32 - 3 72 1, 83,651 1 (130,359) 1 39,359 - 2153%747 Z539 9,283,844 18 F 079 27 1 ,193 1 1 1 156,946 2 7,294 9M8,662 1 3 1,979 231 �9 �! "' 400 - 406, 473 32,988 32 5,844,721 1,549,500 7,394,221 13 54 67 26 ,342 3 766 71, 98 98,051 642 2, ,332 3,043 3,17'1 - 3 473 W 473 W 338,376 338 376 1 3 3,580 4 9,391 1 950 34 43716 12,132430 40137 52,300,077 9,283,844 18 F 079 27 1 ,193 2,4'11,062 3 # 602 1 255 2 1 569 2 508 1 3 1 9 1 9,498 $ 1421O $ 31,541,166 $ 45,75'1,502 The accompanying Notes to F inancial Statements are an integral part of these statements. 1 PY W. D w w n w U. fl N F Cr7 �3 E C� a) G uj 1 coo r � 1 � C� U. 1 � c Z q CL L to e w .�..« .� .. CD i wx #. C xs?�C�� [*?0 C%j C 't co C C r 0D -` ` C cv r 0CC I C C C! t r �+D ,It C 4 0 ca 1 S M NLO 1 0 ; Cp 1 0 1 10 It C1i c 41 co CD a Nr to r 1 LO 00 CD C C] to C Ci I.D CV ' t I%- N 0 cq 04 I C 01 01 W CD C CI Lq 'q"' CD 6 I.Cj C 00 N r C f C <6 W C OD N Cy 10 10 10 r v CD C CV) CNI CD CD C C} 1 U.) Cif r r C c) C Cr} CO CO 0 C N cc C7 CO C C .= E > 0 0 ,� .�..,, 0 N Crt C 3 ._ :3 Q C J ON OD N Cy 10 10 10 r v CD C CV) CNI CD CD C C} 1 U.) Cif r r C c) C Cr} CO CO 0 C N cc co CO C: C C .= N Crt C qt C C U.� ON co CO C: .= N Crt C qt 100 C} Cc ON N IN Lx,. to Ct o 1 [D CC) r 0 LO M CO ►1) r CSC? O co co 0 C V- C C + oil l CD - Us to 00 C s�- GD of CD ` i C C � C C C r C M _ Q CL An C • CU C M CL ca } QD CD r- .G C } 0 d? CD'" 10 65 0 10 0 M M N to O c\I CD C 6 . t 7 CC D C; f0 C, r V-- C W T C r U <V3 C0 r �.C3 ME WS A bf q I ' m , C'r} C � ,r} 8 CD 2 (q CD C C c"i C C qIj C O- t jj I I iii E ti 0 46 ,- cm CL 0 E co cc U. to Qw t z cc m a E C I Co cm It— C~ C: .= 49 E Crt C C One E a C} Cc 2 > fz IS cu M Lx,. E ti 0 46 ,- cm CL 0 E co cc U. to Qw t z cc m a E C I Co cm It— CITY OF EDGE 1ATE , FLORIDA Assets: Cash and cash equivalents Receivables, net Inventories, at cost Clue from other governments Due from other funds Special assessments receivable Land held for resale Total A sset s Liabilities an d F und Bal ances : Accounts parable Accrued liabilities D to o ther governments D to other funds Deferred revenue Unearned revenue Total Liabilities Fund balances: Reserved: Inventories an d prepaid costs Debt service Unreserved, reported in: Genera fund Special revenue funds Capital projects fun ds Total fund balances CE SHEET GOVERNMENTAL FUNDS September 3, 2005 Other Total Debt Governmental Governmental 1 . — —1 — T^_ _ A- 1, 7 ,203 255 2 $ 4 123,316 - 123,31 32 - 32 72 ,531 - 72531 1 1 1 90 352 - W 1 , 1 9%352 - 2 2,31 3,919 $ 562,043 - 6 1,390 323,438 18 - 18,566 3 - - 3,'171 1,320,711 - - 1,320,711 - 2 - 2,33 473 . 473,001 2 2,313,919 61, 4 93 32 - 32,555 255 ` 255,589 1,199,333 - 1 , 199,383 1 1 A A A nn w * ^ A A s f �v s v1JL! .,+f r uVU - 7V4{L+1! Total Liabilities and Fund Balances 3,609 $ 2 2 0,479 Amounts reported for governmental activities in the statement of net assets are different because: Capital assets used in governmental activities are not financial resources and, therefore are not reported in the funds Investment in joint venture is not a financial asset and therefore is not reported in the funds Other l ong-term assets are not ava ilable to p a ir for current period expenditures and, therefore, are deferred in the funds Long -terra liabilities are not due and parable in the current period and therefore are not reported in the funds Net assets of governmental activities 19,141,076 32, 933 2,313,919 11 f o1,25 14,210,336 The accompanying Notes to Financial State are a integr part of these stateme 1 CITY F EDGEWATER, FLORIDA STATEMENT OF REVENUES EXPENDITURES AND CHANGES IN FUND BALANCES - GOVERNMENTAL FUNDS For The Year Ended September 3, 2005 Revenues: Taxes Licenses and permits Inter ovemmental revenues Charges for services Fines and Jorfeitures Impact fees/special assessments Investment income Miscellaneous Total revenues Expenditures: Current: General government Public safety Transportation/public works Leisure services Debt service: Pdncipal retirement Interest and fiscal charges Capital outlay: General government Total expenditures Excess (Deficiency) of Revenues Over Expenditures Other Financing sources (Uses) Transfers In Transfers out Net other financing sources (uses) Not Changein Fund Balances Fund Balances - Beginning Fund Balances - Ending 3, 4, 551 , 3 ' 596,151 1,149 1 353,429 Other Total (495,10 N !Y I rTl Debt Governmental Governmental General Service Funds Funds 1 84 1 44 - W 81840,044 657,920 -- 1,651,5852,417 657 2,700 - 326,163 3,032,676 305,320 305 104 48,215 153,178 101,853 420,885 532 1 14,231 159,693 15,928 189,852 325,512 842 328,354 11,052 580 * 578 923 12,580,915 21716,664 - - 2 51808,488 - 157,681 519001 109 450,738 - 450,738 1,449,505 - 1409391 1 t 595,890 881,354 573,550 - 1,555 70,755 2392577 31 0,433 3 101 23 181 11,377,505 913,327 3271233 12,618 + 055 3, 4, 551 , 3 ' 596,151 1,149 1 353,429 14,397 11788,326 (495,10 N !Y I rTl (13,153 (41 8 t 253 11015,400 353 1 ,244 1 ,379,973 700,849 20,080 597,395 1,318,924 ,089 234,909 1,651,5852,417 x 531 $ '1 1 231,938 255,589 2 $ 3,7360,607 The accompanying Notes to Financial Statements are are integral part of these statements. 17 CITY of EDGEWATER, FLORIDA RE CONCILIATION of THE STATEMENT OF REVENUES E XPENDITURES, AND CHANGES 1 1 FUND A AI IC S of GOVERNMENTAL FUNDS To THE STATEMENT OF ACTIVITIES. For The Year Ended September 30, 200 Amounts reported for the governmental activities in the statement of activities (page are different because: Net change in fund balances - total governmental funds (page 1 1 X8 8,92{4 Governmental funds report capital outlays as expenditures. lowever, in the statement of activities the cost of those assets is allocated over their estimated useful lives and reported as depreciation expense. This is the amount by which capital outlays exceeded depreciation in the current period. (472,419 The net effect of various transactions involving capital: a set (i.e, sales, trade -ins and transfers to proprietary funds) is to decrease net assets. (5 FEMA revenues reported in the funds in the current year must be eliminated from the statement of activities since revenue was (279,077) recognized in a prior year The issuance of long -term debt provides current financial resources to governmental funds, while the repayment of the principal of long -tern debt consumes the current financial resources of governmental funds. Neither transaction, however, has any effect on net assets. This amount is the net effect of these differences in the treatment of long -term debt and related items. 1 04 Special assessment revenue reported in the funds in the current year must b e eliminated from the statement of activities since revenue was recognized in a prior gear. (420,885) Some expenses reported in the statement of activities do not require the use of current financial resources and, therefore, are not reported as expenditures in governmental funds. Change in net assets of governmental activities (page 1 1 2 437,383 The accompanying g Notes to Financial Statements are an integral part of these statements. This page intentionally left blank. l,." CITE' OF EDGEWATE , FLORIDA GENERAL AL FU D STATEMENT REVENUES, EXPENDITURES BIND CHANGES I FUND BALANCE - BUDGET AND ACTUAL For The Year Ended September 3, 2005 Revenues: Takes Licenses and permits Intergovernmental revenues Charges for services Fines and forfeitures Impact fees /special assessments Investment income Miscellaneous Total revenues Expenditures: Current: General government Public safety Transportation/public works Leisure services Debt service: Principal retirement Interest and fiscal charges Total expenditures Excess (Deficiency) of Revenues 31047,326 3 2, 71 6,664 Variance With 5 6,960 5,720,673 5,303,488 Final Budget Budgeted Amounts Actual Positive Original Final Amounts (Negative $ 6,317,671 5,817,071 6,846,644 23,973 585,350 585,350 657,920 72,570 2 2,205,219 2 500,294 253,200 251 ,300 305,320 53,526 182 183 104,961 (78,439) 10500 10,500 101 ,353 91,353 50,000 50,000 14,231 (35,760) 131,200 131,200 325,512 194,312 1016%910 10,236,140 1 1,062,054 326,814 31047,326 3 2, 71 6,664 326,868 5 6,960 5,720,673 5,303,488 (07,815) 786,030 785810 450,733 335,072 1,934,139 1, 502 754 1 1 449, 505 143,249 831,355 881 ,355 881,354 1 77,520 77,520 70,756 0 12 12 t 644 1'1,377 724,139 Over Expenditures (1 1 t 665,504 (314,551 ) '1,550,953 Other Financing Sources (Uses) Transfers in 11670,500 1,556,500 1,420,500 (238,000) Transfers out (353,429) (352,879) (405,100) (42,221) Sale of land held for resale 1 1,300,000 - (1,300 Net other financing sources (uses) 2,617,07 1 2,505,621 1,015,400 {1 Net Change in Fund Balance 834,642 730,117 700,840 (29,268) Fund Balances - Beginning 531,689 531,089 5311089 Fund Balances - Ending $ 1,365 $ 1,251 1,231 $ (29263) The accompanying Notes to Financial Statements are an integral pant o f these statements. 19 CITY O E DGEWATER, FLORID STATEMENT NET ASSETS - PROPRIETARY Fu Ds September 3 2005 Assets C urrent a ssets: Cash and cash equivalents Receivables, net Special assessments receivable Due from ether g ove . rnment s Due from other funds restricted cash and cash equivalents Taal current assets Noncurrent assets: Restricted ted cash and cash equivalents Restricted investments Special assessments receivable Band I ssuance costs Capital assets: L an d, b and equipment Construction in progress L ess accumulated depreciation Tota capital assets ne of accumu lated depreciation) Tot noncurrent assets Total assets The accompanying panyin Notes to Financial Statements are a n integral part of these statements. Other Water an Refuse B usiness -Type Sewer Collection Funds Total 381 $ - 381,973 780 231 121 ,191 1 1 - ,» '1, 360, 912 - 1 1,836,651 392,695 - 1,329,711 1,713,406 1,022 - 1,022 3 w 938, 895 2,968 1 456 1,441,902 7,449,163 - 1 '1, 517, 1 , 156 , 046 - 1 t 156,046 7, 294 l 743 - W 7 1 294 2 743 228,707 - 3,272 231 67,636 1 6t215272 76, 687 541 642 230, 872 17,954 wwewew� L 0;676L �. 1,2 592 1 893 6,317,719 - 66 464 3 232 4 55,642 59,604 464,232 6,373,736 65,842,697 62 2 7,819,638 73 The accompanying panyin Notes to Financial Statements are a n integral part of these statements. Noncurrent liabilities. Revenue bonds parable 10,561 252,400 3 1172,031 Other State revolving loan 11,975,569 Water and Refuse Business-Type 6,094,924 180 28,402 Sever Collection Funds Total Liabilities Total noncurrent liabilities 32,530 130 12369 # 859 34 Current liabilities. 36,558 2 2 41 Accounts payable 82,946 11504,735 16,025 1 Accrued liabilities 4 51560 1 11,999 Retalnae payable - 56 56,992 Compensated absences 295,634 91,459 39 426,514 Due to other funds - 397,051 +' 1,185,996 1 Customer deposits payable 728 - - 728,725 Capital leases payable - current 1912543 31 17,589 290,235 Notes payable - current 614,000 - 293,560 997,559 Revenue bonds payable- current 4502000 - - 450,000 State revolving loan- current 1 - ` 1,322,785 Accrued interest payable 338 # 376 - - 338,376 Total current liabilities 4,028,647 21979,908 1 ,611 7 Noncurrent liabilities. Revenue bonds parable 10,561 252,400 3 1172,031 1 0,561,773 State revolving loan 11,975,569 - 11,975,560 Capital Lease 6,094,924 180 28,402 8 Notes payable 3,898,000 w 1 5 Total noncurrent liabilities 32,530 130 12369 # 859 34 Total liabilities 36,558 2 2 41 Net Assets Invested in capital assets, net of related debt 15,216,648 252,400 3 1172,031 18,641,079 Restricted. Capital projects - 21411,062 2 Debt service 1 ,1 K046 - 111 56,046 Unrestricted 19, 9'11, 935 69,651 X748, 608 9 Total net assets 26,384 322,951 4 $ 31,541,106 21 This page intentionally left blank. CITY OF EDGE 1 T R F LORIDA S TATEMENT OF REVENUES EXPENSES AND CHANGE IN FUND NET ASSETS - PRO PRIETARY FUNDS Fo Th Year E September 3 , 2005 O perating Revenues User charges Op erating Expenses Salaries and benefits Materials and supplies Depreciation an amortization Contractual Services Total operating expenses Operating income (less) onoper ti Revenue (Expenses) Grant revenue Investment income Interest e Total neneper tin revenue (expense) Less before contributions and transfers Capital contributions: Fees an assessments Transfers in Transfers out Change in net assets Total Net Assets - Beginning Total Net A ssets - Ending Other Water and Defuse Business -type Sewer Collection Funds Total 6 1 11 2 * 32 6 $ 21 085,965 1 1 136,919 9,335,210 2,489 98%950 433,552 3,903 1 98,143 104,448 1 1,079 107,484 23 2 180,098 1 1 637, 303 412,183 2 5 2 1 19 # 09 , 28 230 a .............................. .. t 2 VV qVV 4 18 27,321,879 266,799 4 3 ,117,190 20 384,030 322 4 31 } 541 ,1860 The accompanying Notes to 'i cial Statements are an integral part of these statements. 22 1 12 4� 18 446,457 4 8 { 90 T 486 537 _ , 1 1 404 t / � # R M � ( 1 0 1 J 86) r ( 15161 49 ?) (958,991) 1 --1-- 1 1 - 1 1 300 J .. 245,77 770) 369,252 (57,292) (424,642) 204,980 1 I ,218 9' 898 k81 308 1 1 1 / KI 131 31354) QQ 4w 94 [[ ) i w 9 918ti11{ rww�•w ww�wYwYwww'wr+w 1 ; 44 _wvwvwL (937,249) 68 294,973 7 r 4) 27,321,879 266,799 4 3 ,117,190 20 384,030 322 4 31 } 541 ,1860 The accompanying Notes to 'i cial Statements are an integral part of these statements. 22 CITY OF EDGEWATER, FLORIDA STATEMENT OF CASH Flows P ROPRIETARY FN H S For The Year Ended September 30, 2005 Cash Flows from Operating Activities: Receipts from customers Payments to suppliers Payments to employee Net cash provided (used) by operating activities Water and Sewer Other Defuse Business Collection Funds Total Gash Flows from Non- Capital Financing Activitle w (Increase) in due from other funds Increase (decrease) due to other funds Increase In due from other governments Grant revenue Operating transfers in Operating transfers out Net cash provided (used) by non - capital financing activities Cash Flows from Capital and Related Financing Activities: Proceeds from sale of capital assets Acquisition of capital assets Principal paid on long -term debt Interest paid on long -term debt Fees and assessments received Net cash provided (used) by capital and related financing activities 6,400,032 $'1,960,187 1 t 989,636 9 1 449,855 (1,846 (2,785 # 471) (1,314,918) (5,947,327) L9 454,395) (3 ,844,97 8)__ 2 _1,794,21 ): .. 2 )- (392 - 848,169 455,974 397 (1 (923,680) - 466,538 466,638 1,224,518 - 1,224,518 898,817 - 308,354 1 'fi , 31 1 354 294, 000 969, 577, 4 - 80 ,2 1,794,107 '1,133,678) 603 883 (785, 249) (254, 899) (238,120) (1,270,268) (2,326536) (77,855) (295,429) (2,839,820) {1 x 299 1 752} 11 ,298) (190,494) (11402,454) 1 t 265,988 U13,711 2,279,879 . (3,35,90 8 _ . 34,1 387,888 ... Cash Flows from investing Activities: Purchase of investments (23,022) - (23,022) Investment income 446,457 814 90,486 537,757 Net cash provided by investing activities 423 814 99 # 486 514,735 Net Increase (Decrease) in Cash and Cash Equivalents Cash and Cash Equivalents - Beginning Cash and Cash Equivalents . End Classified As. Cash and cash equivalents Restricted cash and cash equivalents Total (1,388,264) (343, 253) (1,335,101) (3,066,618) 2 343,253 2,852,528 8 $ 1,404,295 $ ft $ 1,517A25 $ 2,921 t 720 $ 331,973 $ - $ 381,973 1,922,322 - 1,517,425 21539,747 1,404,295 $ $ 1,517 * 425 2,921 The accompanying Notes to Financial Statements are are integral part of these statements. 23 Change in Assets and Liabilities; (Increase) decrease I n accounts receivable 20 Other (47,283) Q W ater an d Refuse B usiness - typ e 7,142 Sewer Collection Funds Total R of Op Income (Decrease) in accounts payable (131,826) (Loss) to Net Cash Provided (la (737,220) 1 ,811,13 By operating Activities - - Operat income (loss) 230,399 ( l �4 k AL Adjustments Not Affecting Cash, 2,609 894 D an d a MDrt ization 1,679,234 107,484 232 2,019,356 Change in Assets and Liabilities; (Increase) decrease I n accounts receivable 20 (125,778) (47,283) 31,505 D ecrease in p costs 7,142 115 7,257 ' (Decrease) in accounts payable (131,826) (942,140) (737,220) 1 ,811,13 (Decrease) in reta i nage parable - - (61,067) (61,067 Increase in accrued liabilities 4,583 2,609 894 3,091 Increase In cust orner deposits 83J40 - - 83,140 Increase (d ecrease) in accrued compensated absences 54 J 1 8,413 21,73 50,872 Total adjustments 1,901,040 t 2 33� 327 Net Cash Provided(Used) by perarting Activities _ 2,131,4 - - - - - -- (1I 794 212212 � --------- @'9,77_ $ 3,49 Non- F inancing Activities Water meters acquire through capital lease agreement $ 6,124 6,124, 24 This page intenfionally left blank. CITY OF EDGEWATER, FLORIDA STATEMENT OF FIDUCIARY ET ASSETS F IDUCIARY FUNDS September 3, 2005 Assets; Investments, at fair value Debt mutual funds Equity mutual funds Total investments Total assets Liabilities: Accounts payable Net Assets: Held in trust for pension benefits Total Employee Pension Funds 11 10 21 ,524 21 1.034 21,523,725 The accompanying Notes to Financial Statements are an integral part of these statements. 25 This page intentionally left blank. CITY OF E GE 1lATE , FLORID STATEMENT of CHANGES IN FIDUCIARY ET ASSETS FIDUCIARY FUNDS For The Year Ended September 30, 2005 Investment income', Net increase in fair value of investments 1,7 79 Net investment income 1 Total additions 3 Deductions: Benefits/distributions 707,901 Administrative expenses 84,757 Total deductions 792,658 Change in Net Assets 21811,882 Net Assets - Beginning 18 Net Assets - End 21,523,725 The accompanying Notes to Financial Statements are an integral part of these statements. c Total Employee Pension Funds Additions* Contributions: Employer $ 1 x o t 98 Plan members 228,287 State 191,058 Total contributions 1 Investment income', Net increase in fair value of investments 1,7 79 Net investment income 1 Total additions 3 Deductions: Benefits/distributions 707,901 Administrative expenses 84,757 Total deductions 792,658 Change in Net Assets 21811,882 Net Assets - Beginning 18 Net Assets - End 21,523,725 The accompanying Notes to Financial Statements are an integral part of these statements. c This page intentionally left blank. NOTES TO FINANCIAL STATEMENTS This page intentionally left blank. CITY OF EDGEW T E , FLORIDA NOTES To FINANCIAL STATEMENTS September 30, 2005 Note I - summary of significant Accounting Policies: A. Reportin Entit The city of Edgewater, Florida (the city) is a political subdivision of the state of Florida located in Volsia County. The City of Edgewater was originally incorporated under the general laver on October 20, 1024, "Munici al Charters' Volume 4, page 117. The City became the city of Edgewater when its initial charter was adopted by chapter 275.32 special Acts of 1051. The legislative branch of the City is composed of a Mayor and four member elected council. The City council is responsible for the establishment and adoption of policy, The execution of such policy is the responsibility of the Council appointed City Manager. In evaluating how to define the government, for financial reporting purposes, the city has considered all potential component units. The definition of the reporting entity is based primarily on the notion of financial accountability. A primary government is financially accountable for the organizations that make up its legal entity. It is also financially accountable for legally separate organizations if its officials appoint a voting majority of an organization's governing body, and either it is able to impose its will on that organization or there is a potential for the organization to provide specific financial l benefits to, or to impose specific financial burdens on, the primary government. A primary government may also be financially accountable for governmental organizations ations that are fiscally dependent on it. A primary government has the ability to impose its will on an organization if it can significantly influence the programs, projects or activities of, or the level of services performed or provided by, the organization. A financial benefit or burden relationship exists if the primary government a is entitled to the organizations' resources; b is legally obligated or has otherwise assumed the obligation to finance the deficits of, or provide financial support to, the organization; o c is obligated in some manner for the debt of the organization. In applying the above criteria, management has determined that there are no components units to be included within the reporting entity. C ITY Y F EDGEWATER, FLORIDA NOTES TO FINANCIAL, STATEMENTS - continued September 30, 2005 Note 1 - Summary of Significant Accounting Policies (continued): B. Government-Wide and Fund Financial S The government-wide financial statements i.e., the statement of net assets and the statement of changes i n net as report information on all of the nonfiduciary activities of thCity. e ..For the m m s't part, r p, .pf ..i.p rfund ctivi ,ty bee removed from these statements. Govement activities, �rhich nor are supported by taxes and intergovernmental revenues, are reported separately from business -type activities, which rely to a significant extent on fees and charges for support. The statement of activities demonstrates the degree to which the direct e of a given function or segment are offset by program reve Direct expenses are those tha are clearly identifiable with a specific function or segment. Program revenues include 1 charges to customers or applicants who purchase, use, or directly benefit from goods, services, or privileges provided by a given function o r segment and grants and contributions that are restricted to meeting the operational or capital requirements of particular function or segment. Taxes and other items not properly included among program revenues are reported instead as general revenues. Separate financial statements a r e provided for governmental funds, proprietary funds, and fiduciary funds, even though the latter are excluded from the government -wide financial statements. Major individual governmental funds and major individual enterprise funds are reported as separate columns in the fund financial statements. C. Measurement uremen Focus., Basis of A ccounting, and Financial Statement Presentation The government -wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting, as are the proprietary fund and fiduciary fund financial statements. Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the tinning of related cash flogs. Property taxes are recognized as revenues in the year for wh ich they are levied, Grants and similar items are recognized as revenue as soon as all eligibility requirements imposed by the provider have been met. M CITY OF EDGEWATER, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 30, 2005 Note 1 - Summary of Significant Accounting Policies (Continued).- C. Measurement Focus, Basis of Accounting, and Financial Statement Pre en a ion ( Continue d) Governmental fund financial statements are reported using the current financial resource measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the government considers revenues to be available if they are collected within 60 days of the end of the current fiscal period. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claims and judgments, are recorded only when payment is due. Property taxes, franchise takes, licenses, and interest associated with the current fiscal period are all considered to be susceptible to accrual and so have been recognized as revenues of the current fiscal period. Only the portion of special assessments receivable due within the current fiscal period is considered to be susceptible to accrual as revenue of the current period. All other revenue items are considered to be measurable and .available only when cash is received by the City. The government reports the following funds: a' Goverinme tall Funds The General Puna is the government's primary operating fund. It accounts for all financial resources of the general government, except those required to be accounted for in another fund. The Debt Service Fund was established to account for the accumulation of resources for, and the payment of principal and interest on certain long -term debt. 29 CITY OF EDGEWATER, FLORIDA Nos TO FINANCIAL STATEMENTS - continued September 30 200 Note I - summary of significant Accounting Policies (Continued): C. Measurement , urement Focus, Basis of Accounting, and Financial Statement Presentation (Continued) Non -Ma *or Governmental Fund TY es Special Revenue Funds account for specific revenue sources that are restricted by lave or administrative action to expenditures for specific purposes. Capital Proj Fund account for financial resources se for the acquisition or construction of major capital facilities. Major Proprietary Funds Water and Serer Fund is used to account for the operations of the city's water and wastewater systems, which are financed in a manner similar to private business enterprises, where the costs, including depreciation, of providing services to the general public on an ongoing basis are financed primarily through user charges. Refuse Collection card is used to account for the fiscal activities of the City's refuse collection and disposal operation. Non-Major Funds Stormwater Management Fund is used to account for the fiscal activities of the City's stormy ater drainage operation, as well as the funding and payment of related debt. Water and Sewer Development Fee Fund and the Renewal and Replacement Fund account for amounts reserved for s pecific enterprise activities. Fidciay nd Pension Trust Funds account for activities of police officers, firefighters and general employees retirement plans which accumulate resources for pension benefit payments to qualified employees. Frigate- sector standards of accounting and financial reporting issued prier to December 1, 1989, generally are followed in both the government-wide and proprietary fund financial statements to the extent that those standards do not conflict with or contradict guidance of the Governmental Accounting Standards Board. Governments also have the option of following subsequent private- sector guidance for their business-type activities and enterprise funds, subject to this sane limitation. The g overnment has elected not to follow subsequent private- sector guidance. Of, CITY of EDGEWATER, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 30, 2005 Note 1 - Summary of significant Accounting Policies (continued): C. Measurement Focus, Basi's of Accounting, and Financial Statement re erg is rr - (Continued) As a general rule the effect of interund activity has been eliminated from the government- wide financial statements. Exceptions to this general rule are other charges between the City's water and serer function and various other functions of the government. Elimination of these charges would distort the direct costs and program revenues reported for the various functions concerned. Amounts reported as program revenues include 1 charges to customers or applicants for goods, services, or privileges provided, 2 operating grants and contributions, and 3 capital grants and contributions, including special assessments. internally dedicated resources are reported as general revenues rather than as program revenues. Likewise, general revenues include all takes. Proprietary funds distinguish operating revenues and expenses from nonoperating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund's principal ongoing ng o perat ions. The principal operating revenues of the City's water, server and stormwater utility funds are charges to customers for sales and services. The city also recognizes as operating revenue the portion of tap fees intended to recover the cost of connecting new customers to the system. Operating expenses for enterprise funds include the cost of sales and services, administrative expenses, and depreciation on capital assets. All revenues and expenses not meeting this definition are reported as nonoperating revenues and expenses, When both restricted and unrestricted resources are available for use, it is the government's policy to use restricted resources first, then unrestricted resources as they are needed. D. Assets, Liabilities, and Net Assets or Equity 1. Deposits and Investments The City's cash and cash equivalents are considered to be cash on hand, demand deposits, and short -term investments with original maturities of three months or less from the date of acquisition. Investments of the city are reported at fair value. The City's investments consist of investments authorized per their investment policy adopted in accordance with Section 218.415, Florida Statutes. The city implemented Governmental Accounting standards Board GAS Statement Igo. 40, Deposit and Investment Kish Disclosures, for fiscal year 20D5. The effect of this statement is the inclusion of new disclosures for deposit and investment risks. 31 CITY OF E GEWAT R, FLORI N OTES To F INANCIAL STATEMENTS - continued September 30, 200 Note 1 - summary of significant Accounting Policies (Continued): Assets,, Liabilities, and Net Assets or Equity - (Continued) 2. Receivables and P a y ab l es Ac tivity between funds that are representative f...... ndin rr.p ir�g . . arrangements outstanding at the end of the fiscal year are referred to as either "due to /from other funds" i.e., the current p of interfund loans o "advances to from other funds" i.e., the n on - current portion of interfund loan All other outstanding balances between funds are reported as `due to/from other funds.' Any residual balances outstanding between the governmental activities and business -type activities are reported in the government -wide , financial statements as "Internal balances ". Advances between funds a reported In the fund financial sta are offset by a fund balance reserve account In applicable governmental funds to indicate that they are not available for appropriation and are not expendable available financial resources. All receivables are shown net of an allowance for uncollectibles. The county bills and collects property takes and remits them to the city. City property tax revenues are recognized when levied to the extent that they result in current receivables. All property is reassessed according to its fair value on the lien date, or January of each year. Taxes are levied on October 1 of each year. Discounts are allowed for early payment at the rate of o in the month of November, 3 in the month of December, 2% in the month of January, and I % in the month of February. The takes paid In Ma are without discount. All unpaid taxes become delinquent on April 1 following the year in which they are assessed. on or around May 31 following the tax year, certificates are sold for all delinquent taxes on real property. 3. Inventories and Prepaid Items All inventories are valued at cost using the first-in/first-out FIFO method. od. Inventories of governmental funds are recorded as expenditures when consumed rather than when purchased. Certain payments to vendors reflect costs applicable to future accounting periods and are recorded as prepaid items in both government -wide and fund financial statements. 32 CITY OF EDGEWATER, FLORIDA NOTES To FINANCIAL STATEMENTS - Continued Septem 30, 2 005 Note I - Summary f Significant Accounting Policies (Continued): D. ,assets, Liabilities, and Net Assets or Equity - (Continued) Restricted assets Certain proceeds of the City's enterprise fund revenue bonds, as well as certain resources set aside for their repayment, t, are classified as restricted assets on the balance sheet because they are maintained in separate bank accounts and their use.,is limited by applicable bond covenants. Assets so designated are identified as restricted assets on the balance sheet. 5. Capital assets Capital assets, which include property, plant, equipment, and infrastructure assets e.g., roads, bridges, sidewalks, s, and similar items), are reported in the applicable governmental or business -type activities columns in the government- wide financial statements. Capital assets are defined by the City, in accordance with Chapter 274.02, Florida Statutes, as assets with an initial, individual cost of 50 or more and an estimated useful life in excess of one year. Such assets are recorded at historical cost or estimated historical cost if purchased or constructed. Donated capital assets are recorded at estimated fair market value at the date of donation. Pursuant to GASB GAS Statement No. 34, an extended period of deferral F1 2007) is available before the requirement to record and depreciate infrastructure assets (e.g. roads, bridges, side walks and similar item acquired before the implementation date becomes effective. The City currently intends an early implementation of this requirement. Infrastructure acquired prior to October 1 , 2002 has not been recorded for governmental activities. The costs of normal maintenance and repairs that do not add to the value of the asset or materially extend asset lives are not capitalized. Major outlays for capital assets and improvements are capitalized as projects are constructed. Interest incurred during the construction phase of capital assets of business-type activities is included as part of the capitalized value of the assets constructed, 33 CITY OF EDGEWATER, FLORIDA NOTES To FINANCIAL STATEMENTS - continued September 30 200 N ote 1 - su mmary of Sig Accounting P (c on t inue d): D. Assets, Liabilities, and Net Assets or uity - (Continued 5* Capital assets - (continued) C p l....a� t the City... r ..depreciated using the.. straight line method over the ...... .. . ..... . . ... following estimated useful lives: Assets Years Buildings 10 -0 Improvements 15-50 I nfrastructure 30-0 Equipment 3-15 6 . compensated absences It is the City's policy to permit employees to accumulate earned but unused vacation and sick pay benefits. Since the City's policy is to pay both vacation and sick pay when employees separate from service, all vacation and sick pay is accrued when incurred in the government -guide and proprietary fund financial statements. A liability for these amounts is reported i govern funds only if they have matured, for example, as a result of employee resignations and retirements. For governmental activities, compensated absences are generally liquidated by the general fund. 7. Long -term obligations In the government -ride financial statements, and proprietary fund types in the fund financial statements, long -term debt and other long -term obligations are reported as liabilities in the applicable governmental activities, business -type activities, or proprietary fund type statement of net assets. Bond premiums and discounts, as well as issuance costs, are deferred and amortized over the life of the bonds using the effective interest method. Bonds payable are reported net of the applicable bond premium or discount. Woad issuance costs are reported as deferred charges and amortized over the tern of the related debt. In the fund financial statements, gover fund typos recognize bond premiums and discounts, as well a bond issuan costs, during the current period. The face amount of debt issued is reported as other financing sources. Premiums received on debt issuances are reported as other financing sources while discounts on debt issuances are reported as other financing uses. Issuances costs, whether or not withheld from the actual debt proceeds received, are reported as debt service expenditures. 34 CITY O F E GEW TEf , FLORID NOTES To FINANCIAL STATEMENTS - Continued Se ptember 30, 2005 Note I - Summary of Significant Accounting Policies (continued): D . Assets, Liabilities, and Net Assets o Equity Continued 8. Fund equity In the fund financial statements, g overnmental funds report reservations of fund balance for amounts that are not available for appropriation or are legally restricted b y outside parties for use for a specific purpose. Designations of fund balance represent tentative management plans that are subject to change. Note 2 - Reconciliation of Government-Wide and F und Financial statements: A. Explanation natlo of certain Differences Between the Governmental Fund statement o Revenues, Expenditures, and Changes in Fund Balances and the Govemment-Wid Statement of Activities The governmental fund statement of revenues, expenditure, and changes in fund balances includes a reconciliation between net changes in fund balances - total govemmental funds and changes In net assets of govemmental activities as reported in the government -wide statement of activities. One element of that reconciliation explains that `Governmental funds report capital outlays as expenditures. Ho wever in the statement of activities the cost of those assets is allocated over their estimated useful lives and reported as depreciation expense. " The details of this 7,1 difference are as follows: Capital outlay 572 1 966 Depreciation expense (1 ,0 45 ,385 ) Net adjustment to decrease net changes in fund balances total govemmerr al funds to arrive at changes In net assets of over mental activities � 35 CITY of EDGEWATER, FLORIDA NOTES To FINANCIAL STATEMENTS - continued September 30, 2005 Note 2 -- Reconciliation of Govern m -Wide and Fund Financial Statements (Continued)* A. Explanation of Certain Differences Between the Governmental Fund Statement Revenues, Expenditures, and Changes in Fund Balances and the Government-Wide Statement f Activities (Continued) I otl r l meat . of that reconciliation states that "the issuance of long-term debt (e.g v.... ........... .................I............. v............._...._..._ ._........I -.._ ...................... ............................... v.._...._.._..........:... bonds, leases) provides current financial resources to governmental funds, while the repayment of the principal of long -tern debt: consumes the current financial resources of governmental funds. Neither transaction, ho wever, has any effect on net assets. The details of this $1 ,555,004 difference are as follows: Principal repayment $1,555,00 4 Net adjustment to increase net changes in fund balances - total governmental funds to arrive at changes in net assets of g overnmental activities Another element of that reconciliation states that icSorne expenses reported in the statement of activities do not require the use of current financial resources and therefore are not reported as expenditures i governmental funds.' The details of this difference are as follows: Compensated absences $(171 # 448) Decrease in investment in joint venture (86 ,778) Net adjustment to decrease net charges in fund balances total govemmental funds to arr*ve at charges in net assets of governmental al ac ivit es $(258 Note 3 - Stewardship, Compliance, and Accountability: A. Appropriations in excess of Funds Available - Appropriations in 2005 for Recreation Impact Fees special revenue Fund were in excess of anticipated revenue and prier years fund balance. Appropriations totaled $302,695 while anticipated revenue and prior years fund balance totaled $302,612. B. Budget Ar en ments Not Approved - During 2005, the Grants Special Revenue Fund was set up by moving budget amounts for revenue and expenditures from the General Fund and the Recreation impact Fees Special Revenue Fund to the Grants special Revenue Fund. Total appropriations for the General Fund decreased and Grants Fund appropriations increased by the sane amount. In addition, transfers out of Recreation Impact Fees Special Revenue Fund were charged by same amount as transfers in the Grants Fund. The net amount of these transactions did not increase total appropriations of the City's governmental funds for fiscal year 2005, however, they should have been authorized by the city council. C CITY OF EDGEWATER, FLORIDA NOTES To FINANCIAL CIAL STATEMENTS - Continued September 30, 200 Dote 3 - Stewardship, Compliance, and Accountability (Continued): C. Deficit Fund Equity — The Story water Management Fund has a deficit unrestricted net asset balance of $748,608 at September 30, 2 005. D. Budgetary Information -- The City follows these procedures in establishing the budgetary data reflected in the financial statements: 1 Prior to the end of the fiscal year, the City Manager submits to the City Council a proposed operating budget for the fiscal year commencing the following October 1, which includes proposed expenditures and the means of financing them. (2) Budget workshops are scheduled by the City Manager as needed. (3) The general summary of the budget and notice of public hearing is published in the local newspaper. (4) Public hearings are conducted to obtain taxpayer comments. (5) Prior to October 1, the budgets are legally enacted through passage of an ordinance. ( 6) The City Manager is authorized to transfer budgeted amounts within and between divisions and departments; however, any revisions that alter the total appropriations of any fund must be approved by the City Council. ( 7) The level of Classification detail at which expenditures may not legally exceed appropriations is the fund level. (8) Appropriations lapse at the close of the fiscal year to the extent they have not been expended. ( 9) Budgets are adopted for the General Fund, Special Revenue Funds, Debt Service Funds and the Capital Projects Fund on basis consistent with generally accepted accounting principles. Budgets are also adopted for the enterprise funds: however, these data are not presented under generally accepted accounting principles. (10) The City Council may make supplemental appropriations in excess of those originally estimated for the year up to the amount of available revenues. Budgeted amounts presented in the accompanying financial statements have been adjusted for le authorized revisions. CITY OF EDGEW TER, FLORI NOTES TO FINANCIAL STATEMENTS - Continu September 3, 2005 Nate 4 - Cash a nd Inv estme nts: Deposits - At year-end, the carrying amount of the City's deposits was $ ,737,746 and the bank balance was $1 ,948,257. Petty cash fund of $1,750 are not on deposit with a financial institution. All bank deposits we fully covered by federal depository insurance or by collateral held in bars that are members of the state of Fl dda's Collateral Pool as specified under Florida law. Florida statutes provide for collateral pooling by bank and savings and ...................................................................... ............................... :...... ............................. ............................... . loans. This riritsal rrnrnt deps it t 'authorized dpsitris�. Investments - The City's investment policies are governed by State Statutes and City ordinances and do not apply to pension funds. City ordinance allows investments in any financial al institution that is a qualified public depository o f the state o f Florida as identified by the state Treasu i accordance with Chapter 280 o the Florida statutes. Au thorized investments are: 1. The Local Government Surplus Funds Trusts (SBA) 2. SEC registered money m arket funds with the highest credit quality rating from a nationally recognized rating agen & Interest - bearing time deposits or savings accounts in qualified public depositories a s defined in section 280.02 4 . Direct obligations o the J.S. Treasury 5 . Federal agencies and instrumentalities 6 . securities o o r other interests in, any open -end o closed -end management-type investment company or investment trust registered under the investment Company Act of 1940 Other investments authorized by ordinance. The SBA is not a registrant with the securities and Exchange Commission (SEC), however, the Board has adopted operating procedures consistent with the requirements far a 2a-7 fund. Therefore, the pool account balance can be used as fair value for finan ial reporting.. Investments of the defined benefit pension plans consist principally of debt and equity mutual funds, all o whi are authorized by the plans. W CITY OF EDGEWATER, FLORIDA MOTES TO FINANCIAL ST T 1 TS - Continued Year Ended September 36, 2005 Nate 4 - and Investments (Continued): Investments made by the city of Edgewater at September 36, 2006 are summarized below. Defined benefit pension plan investments, other than $10,256,313 ire mutual funds investing in equity securities, acre included below. In accordance with GASB 31, investments are reported at fair value. Investment Fair value Credit Rai Weighted ,average Maturity ( Year s) S Government Securities $ 1, 156,046 ILIA < 90 days State Board of Administration 6 Unrated < 90 days Pension Plan Investmer t& SunTrust Retirement High Grade Bond Fund 1 1 622,709 AAA T20 Principal Global Investors (POI) Bond & Mortgage Fund 8,776 AA 6.96 POI Inflation Protection Fund 5610659 AAA 10.66 Spectrum Preferred Securities Fund 3450975 A <90 days Post Advisory Group High Yield Fund 562,199 I .g.4 B 6.61 Credit Risk: The city's investment policy limits credit risk by restricting authorized investments to those described above. Also the policy requires that investments held are to be diversified to the extent practicable to control the risk of loss resulting from over concentration of assets in a specific maturity, issued, instrument, dealer or bank through which financial instruments are bought and sold. Custodial credit Risk: In the case of deposits, this is the risk that in the event of a bank failure, the city's deposits may not be returned to it. The city's investment policy requires that bark deposits be secured as provided by chapter 266, Florida Statutes. This law requires local governments to deposit funds only in financial institutions designated as qualified public depositories by the chief Financial Officer of the State of Florida, and creates the Public Deposits Trust Fund, a multiple financial institution pool with the ability to assess its member financial institutions for collateral shortfalls if a default or insolvency has occurred. At September 36, 2666, all of the city's bank deposits were in qualified public depositories. 39 CITY OF EDGE ATE , FLORI NOTES TO FINANCIAL STATEMENTS w Continued Year Ended September 30, 2005 Note 4 - Cash and Investments (Continued): Custodial Credit Risk Continued For an investment, ent, this is the risk that, in the event of the failure of the counterparty, the government will not be able to recover the value of its investments ents or collateral securities that are in the possession of an outside party. At September 3 , 2005, none of the inves listed are exposed to custodial credit risk because their existence is not evidenced by securities that exist in physical or boob entry form. Concentration of Credit list: The City's investment policy requires diversification, but does not specify limits on types of i ents. Interest Rate is: The City's investment policy does not specifically address interest r r * however the general investment policy is to apply the prudent- person rule: Investments are made as prudent person would be expected to a ct, with discretion and intelligence, to seek reasonable income, preserve capital, and in general, avoid speculative investments. The City manages its exposure to declines in fair Arles by ingesting pdmarily in pooled investments that have weighted average maturity one year or less, with a special provision a llowing up to % of the investment portfolio to have a maturity of not more than five years, Note 6 - Receivables* R eceivables as of year end for the City's individual major funds, and nonmajor funds in the aggregate including the applicable all for uncolle accounts, are as follo Water and Refuse Nonmajor General Sewer Collection Proprietary Fund Fund Fund Total Receivables: Accounts $171,301 $845,145 $251,262 $13 , 749 $1 Less allowance for ncollectible accounts 4 .�.. (6 �1 � ' (10 558) .. 1 2,242 $121.191 $j F4 11] CITY F EDGEWATER, FLORIDA NOTES To FINANCIAL STATEMENTS - Continued Se ptem ber 30, 2005 N ote 6 - Capital Assets: Capital asset activity for the year ended September 80, 2005 was as follows: Governmental al ao ivf ie : Capital assets, not being depreciated: Land Construction in progress Total capital assets, not being depreciated Capital assets, being depreciated Buildings Improvements Machinery and equipment Infrastructure Total capital assets, being depreciated Less accumulated depreciation for: Buildings Im provements Machinery and equipment Infrastructur Total accumulated depreciation Total capital assets, being depreciated, net Governmental activities capital assets, net Beginning Ending Balance Increases Decreases Balance 3 -- W $ 3 2 327 (421 -- 2 065. . , 39 327,011 4 1,7 5,844, 4,357 - - 4 14, 537, 389 424 - 14 8, 620 $ 881 221 (353,013) 3 829,228 2,5 �- 851 ,E 23,345 667,732 - - . ( 353, 2 3 2 . 659,827 (1 ,601,178) 1 24,988) -- (1,726, 160) (5,630 (592,277) -- (6,223 ( 2 1 396 ) 655) (300, 356) 347, (2 (30,486) . (27 - (04,250) (9 (1 y 045, 385) 347 y 07i 10, 303 4 '2) 13 (377,65x) Y..�......YY.. ....131 $ 19.61 433 50 C42) -.027. ) $ 41 CITE O F EDGEWATER, FLORI NOTES TO FINANCIAL STATEMENTS - Contin September 3, 2005 Note 6 - Capital Assets (Continued): Business -type activities; Capital as n being depreciated Land ......... ....... onstruction i n progress Total capital assets, not being depreciated Capital assets, being depreciated: Buildings Impro Machinery and eq uipment Total capital assets, being depreciated Less accumulated depreciation for; Beginning Fading Balance Increases Decreases Balance 676, 827 ,._. ..... .. (8,012,857) $ -� 676,827 2,9 10,343 978,690 (3,01 6,360), 872 3,587,170 (1 (3,016,3 1 9 22, 333, 070 - (343) 22,332,727 39 9 1 1 41 1 127 - 48, 921, 041 2 (27,343 1 56,946 65 9 ^ �7,6 ......74,41.0,714 Buildings (8,012,857) (747,857) 343 (8,760,371 ) I mprovements (8,754,776) (910,049) - (9,664,825) Machinery and equipment (1 (326 26 (1 Total accumulated depreciation (18 (1 27023 (20 Total capital assets, being depreciated, net 461. 2 7 94 0 4 663) 54 Business -type activities capital assets, net 5 .232.897 M26 $55,642.504 Depreciation expense was charged to r ti ns /programs as follows: Governmental activities: General government $ 55,098 Public safety 228,557 Transportation /public works 582,688 Leisure services 284 X02 Total depreciation expense - governmental ac tiviti es $1.4.OA5.385 Business -type ac tivities: Water and severer $1 ,844 Refuse collection 107 St rmw t r ,management 23 Total depreciation expense - business -type activities $1 W CITY OF EDGEWATER, FLORIDA N OTES To FINANCIAL L STATISTS - Continued September 30, 2005 Note 7 - Leases: Ca pital Leases - The city has entered into lease agreements as lessee for financing the acquisition of several light and heavy vehicles such as a fire truck, police cars, refuse trucks, tractors a nd trailers, as well as computer equipment. Also, in March of 2005 the city entered into a lease agreement as lessee With Johnson controls, Inc. for financing the upgrade and replacement of 12,872 grater meters. These lease agreements qualify as capital leases for accounting purposes a nd, therefore, have been recorded at the pre s ent value of their future minimum lease payments as of the inception date. The assets acquirers through capital leases are as follows Governmental Business - tire Activities Activities Assets -- Machinery and equipment 555, $8 Less: accumulated depreciation o 95� (95,428 Total 4 ti48` The future minimum lease obligations and the net present value of these minimum lease payments as of September 80, 2005 were as follows: Governmental Yea E er Activities -... ._... � �Y g rr�n �mnn�nmw� �nnnnnn� 2006 $ 1 2007 107,772 2098 107,771 2009 2010 2011-2015 2016-2020 20 21 -- Total minimum lease payments 354 Less: amount representing interest ( Business -type Activities 497,39 54j 9 547,552 476 500, 87 2,91 5,085 3 : 429 124 127.409 9041 # 845 (2 5� .54490 Operat Leases - The City has enured into an o perati ng lease for are integrated mailing system which contains cancellation provision and is subject to annual appropriations. For fiscal year 2005, rentals approximated $1 3,208. This lease supports governmental activities. 43 CITY OF EDGEWATER, FLORIDA HOTS TO FINANCIAL STATEMENTS - Continued September 30, 20 Note 8 - Long -Term Debt: Re venue Bonds The City issues bonds where the City pledges revenue derived from the acquired or constructed assets to pay debt service. Revenue bonds have been issued for business -type activities. The original amount of amounts of revenue bonds issued in prior years is described . .. below. Revenue bonds outstanding at year end are as follows: Business-Type Activities Balance Interest Rates Original September 30, and Dates l l turit Amount 2005 Water and sever 2.75-5.5 Revenue Bonds - Series 1 993 (411 & 10/1) 10/1/21 $12 10A75 ,00 Water and Sever 5.4-7.0% Revenue Bonds - series 1991 1 & 10/1) 1011/21 _ T 635,000 Total .$11 1 11 These Water and sever Revenue Bonds are secured by s first lien on and pledge of the net revenues of the water and sever system and a first lien on and pledge of allowable impact fees imposed on new users of the system. The Mater and Sewer Revenue Bonds resolution provide for: (7) Establishment and maintenance of various funds and accounts (2) Restrictions on the use of cash from operations in artier of priority - (a) Deposits are made to the operations and maintenance fund each month in an amount which will pay the costs of operation and maintenance for the next month; ( b) Deposits to the sinking fund are made monthly in an amount equal to one -sixth (116) of the interest coming due on the next semi- annual interest payment date and one - twelfth (1/12) of the bead amortization installment coring due during the next year; ( c ) Deposits to the reserve fund are required to make up any deficiency in its balance as compared to the reserve equipment, CITY F EDGEWATER, FLORIDA IDA NOTES To FINANCIAL STATEMENTS - Continued September 39, 2905 Note 8 - Long -Tern debt Coinue* Revenue Bonds - LContin ( d) Deposits to the Renewal and Replacement er ent and are required each month in a n a mount equal to one - twelfth (1/12) of fire per centum 5 of the gross revenues of the system for the previous fiscal year; provided, however, that so long as there shall be on deposit in the renewal and replacement fund a balance of at least five per c entum ( 5%) of the value of the fixed assets of the system, no additional deposits shall be required; ( e) Deposits will next be made into the rate stabilization fund for the amount budgeted for the them current period; and (fi) Thereafter for any lawful purposes. (3) Early redemption: The bond resolution provides for early redemption of outstanding bonds at call rates varying from 100 to 02 % of the instruments' face value, dependent upon the call date. Annual requirements to amortize a grater and serer revenue bonds outstanding as of September 30, 2005 are as follows: Year ending September 80 2098 2097 2098 2099 2019 2011 -2015 2016-2020 2021 Total Business :e Aoiiiles Principal Interest 459 $ 619, 143 479 594 # 480 500 568,763 530 1 000 540, 555 511,425 3 2 4, 300 1 1 56 �11.110.000 5.977.399 4 CITY OF EDGEWATER, FLORIDA TES TO FINANCIAL STATEMENTS - Continued September 30, 2005 Nate 8 - Long-Term t (Continued): State R Fund Loans The City financed a portion of its wastewater improvements for the Florida shores capital improvement projects with two loans from the state of Florida Revolving Fund loan ..p. ogr m. The City received the loans on reimbursement basis s costs wer . .... ..... ............................ ............................ incurred. The City executed agreements with the state for these loans In the amount of $ The State Revolving Fund S F loans are secured b a junior lien on and pledge of the n revenues of the water and sewer system and the special assessment revenues levied lint the benefiting property owners in Florida Shores. The ss ssrm nts are payable over 20 years with interest of 6.007% until December 1, 1994 and of 5.35 thereafter. Since many taxpayers take advantage of prepayment discounts, actual interest rates paid may be less than the stated amounts. The SIF loans consist of the following: Interest rates: Pa yment frequency Payment amount: Maturity date: Treatment Loan 8.16% to 3.78% 0 annual payments $516A58 September 80, 2013 Collections L oan 3. to 3 .7 8 % annual payments $1 October 81, 2018 Annual debt service requirements to maturity on the state Revolving Fund Loan are as follows: Year ending S ternber 8 2008 2087 2008 2889 201 2011-2014 T ota l Business -Type ctivitl s ri oil i nterest $ 1, 822 785 488,653 371 ,417 440 1 889, 599 1 117 887,821 1 ,528XO 2831 6 1 179 : 867 ... 2 �88,1 CITY OF E GEWAT R, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 30, 2005 Note 8 - Long -Term Debt (Cont inued) : Notes Payabl The City issued the following revenue notes in a prior year: Water and sewer General Lang -term Debt Revenue Note saves 2002 Revenue Note series 2002A Original amount issued Issue date Final maturity Inte rest due I nterest rate $5,'140,000 March 13, 2002 October 1, 201 Monthly Adjusted Libor $2 March 13, 2002 October 1, 201 Monthly Adjusted Libor The Water and Serer Revenue, Series 2002, notes a r e sec ured by all w ater a nd se ver revenues of the City. hater and sever revenues include revenue fr the operatio of the water and severer system as well as the special assessments payable to the City with respect to water service to be provided by the City to the residents of Waterway Park. The revenue Note, Series 2002A, is secured by a covenant to budget and appropriate from Non-Ad V alorem funds. Debt service requirements for these revenue notes using interest rate of 3.252% at September 30, 2005 are: Year Ending Governmental Activities Business Type Activities S epte m be r, 30 Princ interest Prime Interest 2000 $ 254,000 57 1 821 514 2 000 $117 2007 254 49560 514 1 000 100 2008 254 x 000 41 ,300 514 3, 576 2009 254, 33,040 514 1 000 0, 80 1 010 254 , 000 24, 780 5 . 000 50 201 1-2013 � 762 � 23, 7 , 1,542 , 146 Total. $2.02 $230 $4.11 So 0 The City also entered into an agreement to borrow money from Florida Inland Navigation District (FIND) for land and improvements ents in a business /industrial park. The final amount of the note payable is $5,050,567 and shall be paid in ten equal installments ents of $505,057 each year starting August 20, 20034 For the first fire years, no interest shall accrue on the outstanding principal balance, Starting August 26, 2007, interest shall begin to accrue on the outstanding principal balance at an interest rate equal to interest available from the State Board Administration (SBA). :17 CITY OF EDGEWATER, FLORIDA A NOTES TO FINANCIAL STATEMENTS 4 continued Se ptember 30, 2005 Note 8 _ gong -Term Debt (Continued): Notes le - L C on fi nue j d wnrw�.mnr Debt service requirements for the FIND note payable are as follows: ............... ..rig.................... . September 301 2006 2007 2008 2009 2010 2011-2012 Governmental Activities Principal Interest $ 505 ,. 505557 505, 557 95,822 505 � 557 76,657 595 57493 1 3.539.598 57, X493 The City also incurred notes payable relating to paving and storm ter improvements at Florida Shores. The original amount of these notes issued in prior years is described below. A. portion of these notes are secured by a pledge of assessments levied on property within the assessed area. In the event that a deficiency e because of unpaid or delinquent a ssessments, the City must provide resources to cover the deficiency until ether resources, for example, foreclosure proceeds, are received. The special assessment and storm ter notes payable consist of the following: S erojes 1995 Interest rates: I nterest dates: Final maturity: Original amount issued: 5.22/0 April 1, October 1 October 1, 201 $9 Series 1 995B 5.58% April 1, October 1 O ctober 1, 2010 $3X4 The 1995 Notes are secured by the revenues pledged in order of priority; (1) assessment revenues, (2) Stormwater Revenues, (3) Utility Taxes, (4) All Non-Ad Valorem Revenues (except Franchise Taxes). CITY OF EDGEWATER, FLORIDA NOTES To FINANCIAL CIAL STATEMENTS - continued September 30, 200 Note 8 - Long-Term C t (Continued): Notes Payable- -__ ntinue l The Special Assessment and Stormwater Revenue Notes resolutions provide for: 1. Establishment and maintenance of Spacial Assessment Improvement Notes Sinking Fund and related accounts. 2. Restrictions on the use of cash from operations in order of priority. (a) All Special Assessments shall be applied and deposited only into the 1995 subaccounts listed above. Moneys and Authorized Investments on deposit at any time in the 1995 subaccounts may be used only for the payment of Debt Service ors or redemption of the price of, the 1995 Bonds. (b) All Stormwater Fees shall be deposited into the Stormwater Utility Management Fund (the Utility Fund). After the provision for the payment of operating expenses of the city's Stormwater Utility, the City shall transfer to the 1995 Notes suba count Stormwater Utility Fees until the aggregate amount transferred is equal to the amount certified by the City's Director of Finance as the portion of that fiscal year's debt service necessary to be paid out of the Stormwater Utility Fees. ( c) All Non-Ad V alorem revenues ( except Franchise Taxes) shall make up for any deficiency in Meeting the debt service requirement after all of the aforementioned pledged revenues have been exhausted. 3. Early redemption: The city may prepay up to 0% without penalty. Should the prepayments exceed the amount allowed by the bank, the prepayments are subject to a penalty using a predetermined formula based on certain interest factors. CITY OF EDGEWATER, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 30 2005 Note 8 - Long -Term Debt (Continued): Notes Payable Xontinue Annual requirements to amortize the special as sessment and stormwater notes are as follows. ws. Year Ending . ... Governmental A tlrrl le Business .. Activ Sep tember 30 Principal Interest Principal Interest 2006 $ 710,012 $201 $ 293 560 $ 83,253 2007 743 163 309,407 67,408 2008 788 1 326, 1 50 # 703 2000 831 80 343,715 33,097 2010 876 3 362 14,54 Totak $3. $002 $1.;635A1_Z $24-8.999 During 2003 the City purchased from Te Mar Utilities a utility co of w ater supply treatment a nd distribution system and a sewage collection, treatment and disposal system for $750,000. A down payment of $150,000 was H ale in July 2003 and the balance of $600,000 is to he paid annually in six payments of $100,000. All annual payments are interest free. Annual debt service requirements are as follows: : Year Ending Business-Type Activitie Se t„e�r 30 Princ Interest 2006 $100 # 000 $ 2007 100 20 08 100,000 2009 100 000 CITY OF EDGEWATER, FLORIDA MOTES To FINANCIAL STATEMENTS - Conti nued Sep tember 30 2005 Note 8 - Long -Terra Debt (Continued): Changes in L n-g -Term Liabilities Long liability activity for the year ended September 30, 2005 was s follows: Beginning E nding D Wi th in Balance Additions Reductions Balance One Year Governmental activities: Capital lease 452,820 $_. ..... ... (. 1..x 3311 $1 26 , 35 Notes payable Revenue note, Series 2A 2 1 286 1 000 (254,000) 2,032 254 1 000 F IND Dote 4 253 (505,657) 3 # 505 505 Special assessment note with government commitment 4 528 'l3 R (673,649 3,954 i_ Total notes payable 10 41 /1 LJ -- (1,4 ,526,11 [ - _ + Compensated a 985 574 171 448 1,1571022 116. 0 G overnmenta l act long -terra l �. 5 - $ - UO1 25 B usiness - typ e activities: B payable - R evenue b onds $117 535 000 -- (425, 000) $11 1 11 O, 000 $ 450,000 Less deterred amount; I ssuance d iscount (103,733 -- 10,561 (93,227 .. Tota bonds payable 11 ,426, - _L414,439) 1,011,773 4 5 4 State revo l oan 14,574,225 (1,275,380) 13,293,345 1 ) 3 Cap lease 395,952 5 (106,414) 6 290 Not paya Re � t , venu n ote Series 2002 4,626 (514 } 000) 4, 11 , 514 Stormwater note 1,913,543 (278 1 35 293 Terra Mar Note 500 - 00 100 #000 4,0 100 #000 Total notes payable 74039,543 - 3g 526) 0,147 017, 907,560 C ompensated absences 375,642 72 ,�,�.. 1, 737) 426,514 3 Business -type activity long -term l 574 la " 6 1 05 $37,42.7 51 CITY OF EDGEW TE , FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 3, 2005 Note 9 M Ierd Receivables, Pa and Transfers: The composition of due to from other funds at September 30, 2005 is follows: Receivable Fund Pay&bje Fund Amount General Refuse Collection $ 39 ',9 'l St rmwat r 793,301 Water and Sewer Water and Sewer Development r ent 376 Renewal & Replacement 6246 Water and Sewer Development General 1,012 Renewal and replacement General 303,354 The outstanding balances between the General Fund and Refuse Collection and Stor mw t r Funds resulted from working in capital loans made by the General Fund which the General Fund expects to collect in the subsequent year. The outstanding balances between Water and Sewer Development and Renewal and Replacement Funds and the General Fund resulted from deposits being put in the wrong bank account and fund. it terfund transfers for the year ended September 30, 2005 consisted of the following: Transfer I Transfer out: General Fund Nonajor Governmental Water and Sewer Refuse Collection N nrnaj r Business Taal Water and Serer major Fund Business General Debt service major Fund Fund Governmental 12,000 1,005 294 1 X00 $353,429 w $13 1 $33 - 308,354 39, 390 T otal 405,'l99 13,153 1,31 3,354 294,099 Transfers are used to 1 move revenues from the fund that statute or budget requires to collect then to the fund that statute or budget requires to expend them and 2 move receipts restricted to debt service from the funds as debt service payments become due. CITY OF EDGEWATER, FLORIDA NOTES To FINANCIAL STATEMENTS - continued September So 2005 Note 10 - Defined Benefit Retirement Flans: P lan est bons Police officers' Retirement Trust Fund - The Police officers' Retirement Trust Fund is a single employer defined benefit retirement system established pursuant to state statute. The funding methods and determination of benefits payable are provided in the various acts of the Florida Legislature, the Board of Trustees, and the City Council. The statutes provide, in general, that funds are to be accumulated from employee contributions, city contributions, state appropriations and income from investment of accumulated funds. Actuarial deficiencies as determined by the state are funded by the City. The investments of the fund are administered, managed and operated by its B oard of Trustees using the services of the Finance Department and Principal Mutual Life Insurance Company. investments are reported at fair value. Full -tine police officers are eligible to participate in the Police Officers' Retirement Trust Fund on the first of the month following the completion of three months of continuous service with vesting beginning upon their first day of employment with the City. Participating police employees contribute % of their salary to the plan. The City is required by statute to contribute remaining amounts accessary based upon actuarial valuations to the fund as performed in accordance with State statute. Employees vest for full benefits after five years of service. Benefit amounts is are calculated based on the three years which give the highest average out of the last five years. Members will receive a benefit amount equal to % of that average multiplied by years of actual service up to October 1, 1987, and 3% of that average multiplied by years of actual service after October 1, 1987. General Employees' Pension Fund - The General Employees' Pension Fund is a single employer defined benefit retirement system and contains the assets of the General Employees} Pension Fund. The funding methods and determination of benefits payable are provided by various acts of the City council, including subsequent amendments thereto. The code provides, in general, that funds are to be accumulated from city contributions, and income from investment of accumulated funds. Investments are reported at fair value. The General Employees' Pension Fund includes all full -time City employees, except police, firefighters and City Manager. 53 CITY OF EDGEWATER, FLORI NOTES To FINANCIAL STATEMENTS - Continued September 30, 2005 Note 10 - Defined B Reti Plans (Con Flan Descdptions inn General Employees' Pension Fund (continued) - Employees become eligible for the plan after three months of continuous employment with vesting beginning a of the first d y.... f Tpl y n nt. Active members ark requ contribute t ...2.5.��n... o tl ...plan. The ............ .. Y.._.,_._ .. _.. .. .. . .. 1 - 1 . City's policy is to contribu am ounts as determined by actuarial valuations. Employees vest for full be after five years of service. Benefit amounts are calculated based on the three consecutive years which give the highest average out of the last ten years. Members will receive a benefit amount equal to 2% of that average multiplied by years of accrual service. The General Employees' Pension Fund was amended in October 1996, which closed off the plan to any new employees Fired by the city after October 1, 1996. Employees fired after October 1, 1996, ho wever, are eligible for the city's 4 Defined contribution Plan. Employees hired prior to October 1 1996, and not vested in the General Employees' Pension Fund as of September 30, 1997, may elect to participate in the 401 a Defined contribution Plan. Firefighters' Pension Fund - The Firefighters' Pension Fund is a single employer defined benefit retirement system established pursuant to state statute in July 1990, with an effective date of November 1989. The funding methods and determination of benefits payable are provided in the various acts of the Florida Legislature, Firefighters' Pension Board and the city council. The statutes provide in ge that funds are to be accumulated from employee contributions, city contributions, state appropriations and income from investment of accumulated funds. Investments are reported at fair value. Pull -time firefighters are eligible to participate in the Firefighters' Pension Fund upon their fiat day of employment with the city. Participating fire employees contribute % of their salary to the plan. The City is required by statute to contribute remaining amounts necessary based upon actuarial valuations to the fund as performed in accordance w ith State Statute. Employees v est for full benefits after five years of service. Ben amounts a r e calculated based on the five years which give the highest average out of the last ten years. Members will receive a benefit amount equal to 3% of that av multiplied by years of accrual service. CITE OF EDGE vATE , FLORIDA NOTES To FINANCIAL STATEMENTS - continued September 30, 200 Note 10 - Defined Benefit Retirement Plans (continued)* Flan !esri bons LCon Membership data of the Pension Plans are summarized as follows: Police General Officers E luees Firefighters Retirees and beneficiaries currently receiving benefits and vested terminated employees 21 99 1 Active employees: Fully vested 22 65 1 No ve ted 10 O Significant Accounting Policies y- city of Edge water's financial statements for the three pension funds are prepared using the accrual basis of accounting. Employer and plan member contributions are recognized in the period that contributions are due. Investments in the three pension funds are reported at fair value according to the independent custodian for each plan using various third party pricing sources. Publicly available financial reports for each plan, that include detailed actuarial data, can be obtained from the City's Finance Department. In 1997 the city adopted GASB GAS Statement No. 25 on pension accounting and reporting. This Statement requires the disclosure of any investments in any one organization that represents % or more of plan net assets. All investments in the PoUce Officers' Retirement Trust Fund and the General Employees Pension Fund are invested in the Principal Financial Group's various investment portfolios. There are no investments in any one organization in the Firefighters' Pension Fund that exceeds % of plan net assets. None of the plans held securities issued by the employer. Contribution Requirements and Contributions Mad -- The Florida Legislature, city Council and each Pension Board governs the City and employee contribution requirements for the Police Officers' Retirement Trust Fund and Firefighters' Pension Fund. The City's contribution to the General Employees' Pension Fund is an actuarially determined periodic amount that increases gradually over time so that sufficient assets will be available to pair benefits when due. The employees' contribution is 2.5% of their salary. The city's contribution to the Police Officers' Retirement Trust Fund and Firefighters' Pension Fund is an actuarially determined periodic amount. The employees' contribution for these plans is % of their salary. contributions provided by the State of Florida are in accordance with State statutes. CITY OF EDGEWATER, FLORIDA A NOTES TO FINANCIAL. STAT - Continued September 3, 2005 Note 10 - Defined Benefit Reti rement Flan (Co ntinued) : nnua i Pension Cost and Net Pension Obligation - The City has contributed the Annual Required Contribution (ARC) each year since plan Inception and thus has not had, or had need to report, a Net Pension Obligation (N 0 . In accordance with GASB ,statement No. 27 the City calculated the potential for a net pension liability (asset) and reaffirmed that none existed t September 30, 2005. Required supplementary information is a follows: Schedule of Contributions from the Emolover and Other Contributina Entities 3. General Em Police Offi Firefighters A Percentage Annual Percentage Annual Percentage Year Faded Required of ARC Required of ARC Req of ARC September 30 Contribution Contributed Contribution Contributed Contribution Contributed 2000 $301 ,804 1 00% $380,071 00% 99,161 00 % 2001 300,709 100% 351,770 100% 140,103 00% 2002 439 ; 160 100% 329,225 100% 140 00% 2003 438 00% 410 100% 140 00% 2004 584 00% 461 100 1 87 00% 2005 844227 100% 448, 1 79 100 181 100% Schedule of Funds ro ' ess - Pol ice Officers' Ret irement Trust Fund U Actuarial (Assets in Accrued E xcess of ) AAA. Act ariial Liabili AA - Unfun as a Percent Actuatial V a l ue of Frozen Entry (Asset in Funded Covered of C overe d V alu ation atio, A sse ts Ag e Excess ss of ) AAL. R atio Payroll P Dat a b ) (b - a) (ab ) (a b - ale 0101199 $2,672,255 $4 3,803 $1 j 13 01.0 $ 995 1 84.8 1 0/01/00 8,807, 503 4 , 704 1 1 554 1 261 68.0 1 1 49.,E 10101/01 3 5 1 72. 980 149.5 10101 4,514711 0 1 ,825,' 75 71.0 1 1 70.0 10/01/ 4,995 0 � 954 1 71.9 1 $ 042 # 103 1 88A 10101/04 5 5 7 1,903, 74.3 1 162.1 3. CITY OF EDGEWATER, FLORIDA NOTES To FINANCIAL STATEMENTS - Continued September 30, 2005 Note 10 - Defined Benefit Retirement Plans (Continued) Schedule of din Pry rss -ire titers' Retirement Trust Fund Unfunded Actuarial (Assets in Accrued Excess of) AAL Actuarial Liability AAL - Unfunded as a Percentage Actuarial Value of Frozen Entry (Assets in Funded Covered of Covered Valuation Assets Age Excess of) AAL Ratio Payroll Payroll Date a - a b b - a/ 10/01/99 $ 706 706 R 19 632 10/01/00 959,259 959 - 100 632 10/01/01 1 1 t 287 r 780 - 190 725 345 10101/02 1 4 X 489 1 M 190 838 W 10/01/03 1 1 W 100 980 10/01104 2 2 017 78.03 1 55.88 Notes to the Required Supplementary Information - The information presented in the required supplementary schedule was determined as part of the actuarial valuation at October 1, 2004. Additional information applies as follows: General Police Empl! Officers Firefighters Valuation date 10101 10101104 10101/ Actuarial cost method Aggregate Cost Frozen Entry Age Entry Age Amortization method N/A Level Percentage Normal Actuarial Cost Method Remaining amortization period N/A 27 open 30 open 4 Year smoothed 4 Year smoothed Asset valuation method Market Value Market Market Actuarial assumptions: Investment rate of return 7.5% 7.25% 7.5% Projected salary increases (including inflation of 3. 0%) 7.5% 7.5% 7.5% Retirement age 55 and 5 years of 55 with 5 years of 5 with 5 years of plan participation or accrued service accrued service or 25 years of plan or after 20 years after 20 years of participation, of accrued accrued service whichever is service earliest 5 CITY OF EDGEWATE , FLORIDA N OTES TO FINANCIAL STATEMENTS - Continued September 30, 2005 Note 10 - Defined Benefit Ret irement Plans (C on t inue d) : Notes to the Rectuired Syo lementaa Informationo LContin e As noted above, the General Employees plan uses the aggregate actuarial cost method, Bich does not identify or separately amortize unfounded actuarial liabilities. Therefore, presentation of a schedule of funding progress is not required. Since the Police officers and lIrefighters Flan use the frozen entry age actuarial cost method, a schedule of funding progress has been presented above. The Firefighter Plan .. changed from the aggregate a ctuarial cost method to the entry age actuarial method, therefore the schedule of funding progress on the previous page does net report unfunded actuarial accrued liability for actuarial valuation dates prior to October 1, Zoo. Note 11 - Defined Contribution Pension Plans* General Employees - The City adopted a defined contribution plan effective October 1, 1996. The plan Is a money purchase plan administered for the City by the Principal Financial Group. Eligible employees are employees hired effective October 1, 1996, or thereafter that would otherwise qualify for the General Employees' Pension Ilan. Employees hired prior to October 1, 1996, and not vested in the General Employees} Pension Plan may also elect, instead, to participate in the defined contribution plan. The plan provides for an employer contribution equal to 1 2% o f employee earnings. Employees who elect to participate in this plan that were Fired prior to October 1, 1996 'will have the following contributions made: Term of Employment Prior to cot ber 1, 1996 % Contributed for E arnings Prior to October 1, 1996 % Contributed o r Earnings After October I � 1996 months - 2 years 10 12 years - 4 gears 11 12 years - 5 years 12 12 Employees are 100 vested immediately upon participation. Employees direct the investment of funds contributed to the plan on their behalf. Employer contributions made during the year amounted to $218,466. Note 1 - Commitments and Contingencies: Litigator - The City is engaged In various liability claims incidental to the conduct of Its general government operations a September 30, 2095. While the ultimate outcome of the litigation cannot be determined at this time, management believes that any amounts not covered by insurance if any, resulting from these lawsuits ould not materially affect the financial position of the City. 0 CITY F EDGEWATER, FLORIDA A NOTES To FINANCIAL STATEMENTS - continued September 30, 2005 Note 12 - commitments and contingencies (continued), Risk Management - The city is exposed to various rids of loss related to torts; theft of, damage to and destruction of assets; errors and omissions; and natural disasters for which the city carries commercial insurance. Liability limits are in excess of $39.1 million and terms associated with property insurance include total deductibles of approximately ,coo, with a o coinsurance provision. The city has obtained excess insurance coverage w ith varying retentions and limits to further limit exposure to large losses. There have been no significant reductions in insurance coverage from the prior year and settlements have not exceeded insurance coverage during the past three years. Note 13 - Joint Venture: On January 11, 2003 the Cities of Fort orange, New r Smyrna and E dgewater entered into an interlocal agreement to provide a consolidated (Dispatch) communications and record system servicing laver enforcement, fire, rescue and emergency communications for each of the cities. This entity, know as Communications Interlooal Agency (Cl Agency) was established pursuant to Florida statute Section 163.01 ), The Cl Agency operates as a public entity using a fiscal year ending September 30. The interlocal agreement expires on January 1, 2007, unless renewed by the three cities, on dissolution of the Cl Agency, the net assets will be distributed in the same proportional share to the financial contribution made by the cities. The Cl Agency is an instrumentality of the municipal parties and is entitled to sovereign immunity except where waived by general laver. It operates pursuant to direction from its governing board. The governing board is comprised of three mayors for the respective Cities, mentioned above. operating guidelines, procedures, designations and restrictions are determined by this governing body, All operating cost of the cl Agency is allocated to Port orange, New Smyrna and Edgewater in the respective amounts of 0 %, 5% and %. Allocated costs may be at a different percentage rate due to direct expenditures for specific goods or services requested by an individual City. These expenditures generally reflect items that are unique to the operations of the City and do not provide an overall benefit to the interlocal agency. Therefore, the City of Edgewater has an ongoing financial responsibility to pay its share of the cost of operations. The majority of initial, first year charges to the respective Cities were for the acquisitions of capital purchases. These initial charges were not in accordance Frith the above allocations, as some Cities owned certain pieces of equipment prior to the inception of the Entity. The different proportions of existing equipment t ar other capital already owned by the three participating Cities gives rise to a disproportionate allocation of net assets. The City of Edgewater }s net investment in the joint venture is reported in the government-wide statement of net assets and totals $32,988 at September 30, 200 5. The net investment in the joint venture decreased $86,778 from September So, 2004. Complete financial statements for the cl Agency are available upon request. 59 This page intentionally left flank. COMBINING AND INDIVIDUAL FUNS] STATEMENTS AND SCHEDULES This page intentionally left blank. MAJOR GOVERNMENTAL FUNDS Debt Service Debt Service Eland - This fund was established to account for the accumulation of principal and Interest for certain general long -term debt. This page i ntent i onally left blank. � �r � � � / :�� ' ■ � rA IL 0 CITY F EDGEWATER, FLORIDA DEBT" SERVICE FUND SCHEDULE OF EV NUES EXPENDITURES AND CHANGES I FUND BALANCES - BUDGET AND ACTUAL For The Year laded September 30, 2005 Re] Variance With Final Budget Budgeted Amounts Actual Positive Original Final Amounts nt (Negative Revenues: Impact feed special assessments 595,000 595,000 $ 420 # 885 (1 7 1 1 5) Investment income 810 8 159,693 1611693 Total revenues 603 603,000 580,578 (22,422) Expenditures: Debt service: Principal retirement 573,659 673 573,550 - Interest and fiscal charges 239,721 239,721 239,677 44 Total expenditures 913 913,371 913,327 44 Excess (Deficiency) of Revenues Over Expenditures 310,371 310,371 (332,749) (22,378) Other Financing Sources (Uses) Transfers in 353,429 353,429 353,429 Net other financing sources (uses) 353 353,429 353,429 Net Change in Fund Balance 43X8 43,058 20,680 (22,378) Fund Balances - Beginning 234,909 234,909 234,909 Fund Balances - Ending $ 277,967 $ 277,967 $ 255589 X222378) Re] This page If left blank. NONMAJOR GOVERNMENTAL FUNDS Special Revenue Funds Special Law Enforcement This fund was established to receive revenues derived Trust Fund from confiscated property obtained during the enforcement of illegal operations. Proceeds are utilized strictly for law enforcement purposes, exclusive of salaries and vehicles. Such purposes may include drug education programs such as DARE. Police Impact Fees Fund - This fund was established to account for police impact fees collected from new developments constructed in the City. Fire Impact Fees Fund - This fund was established to account for fire impact fees collected from new developments constructed in the City. Recreation ation Impact Fees This fund was established to account for recreation Fund impact fees collected from new developments constructed in the City. Grants Fund - This fund was established to account for restricted grant funds. Road Impact Fees Fund This fund was established to account for roach impact fees collected from new developments constructed In the city. Capital Projects Funds Capital Projects Fund This fund was established to account for the acquisition of fined assets or construction of major capital projects not being financed by proprietary funds. CITY of EDGE AT R, FLORIDA COMBINING BALANCE SHEET NONMAJOR GOVERNMENTAL FUNDS September 30, 2 005 Special Revenue Special Law Police Fire Recreation Enforcement Impact Tact Impact Assets Cash and cash equivalents 44,353 113,114 $ 341,563 $ 312,429 Total Assets $ 44 $ 113,114 341 312,429 Liabilities and Fund Balances: Liabilities: Accounts payable $ $ $ Total Liabilities Fund Balances: Unreserved 44 113J14 341 t 3 3122429 Total Fund Balances 44,368 1 13J 14 341 312,429 Total Liabilities and Farad Balances $ 44,358 113,114 $ 341,563 $ 312,429 61 A Special Revenue a Total Road Nonmajor Impact Capital Governmental ental Grants Fees Total Projects Funds $ 78 168 $ 1,057,887 1 ,252,583 2,31 , 78,293 $ 168,130 $ 11057,887 $ 1 $ 2 ' 61,390 61,390 61,390 61 78 168,130 11057 1"191 2 78 168,130 1, 057 1 2,249 # 080 78,293 168,130 1 t 07 t 37 1 2 A CITY OF EDGEW TE , FLORIDA COMBINING STATEMENT O REVENUE EXPENDI AND CHANGES I FUND BALANCES N ONMAJOR GOVERNMENTAL FUNDS For The Year Ended September 3, 2005 63 Specia revenue Special L aw P o l ice Fire recreation Enforcement Impact Impact Impact Trust Fees Fees Fees Revenges: Intergovernmental revenues - .. Fires and forf eit ures 4 } 215 - Impac t e l i l rx��rnt -. 65,141 2 72.1. 190,244. Invest income 1 156 321 206 Miscellaneous 842 - Totai revenues 49 06,297 109, 042 100,450 E xpenditures: Current. Public safety 807 - Leisure services - 32,938 Capital outla General government - Tot l expenditures 8 32,933 x ess(Defi len y) of Revenue Over Expenditures 40,191 606,297 199,94 157,512 Other Financing Sources(Use . Transfers in -- - Transfers out ( 1 t 163 (4,000) (4,000) (4, 000) Net other financing sources(uses) (4,900) (4,000) (4 Net Change in Fun B a lances 39,088 81,297 106,04 163,512 F und B a l ances # B e ginning 5,32 51,817 236, 821 168, F und Balances - E n din g 44,368 113,114 341 t 63 812,429 63 63,896 168,130 604, ,�rrlrwo__(T, 1 596,15 14,394 *` 14,397 Sp Revenue M (13, 153) (1 Total 1 Road (7,917 ) 597 Nonma Impact Capital Governmental G r ants Fees Tota E'0' Fund 326, 1 6 3 $ 326, T 326 48,215 48,21 w ' 68,1 532,2 '- /'� 532,236 -- 684 15,244 1 5, 928 - 8 42 - 842 r 326 t 163 168,130 908,140 1 6, 244 923,384 148,814 - 157,681 - 157,681 1 146,391 146 - - - 3 23,161 262 - 304,07 2 327,233 63,896 168,130 604, ,�rrlrwo__(T, 1 596,15 14,394 *` 14,397 14,397 M (13, 153) (1 14, - 1 , 244 1 78,293 1 6M31 (7,917 ) 597 452, 1,199,110 1,651 ,686 78,293 $ 1 68 s 130 1 ,057,887 1,191,19 $ 2 1 249,080 I ire 5 tl liil5l �� CITY OF EDGEWATER, FLORIDA SPECIAL LAW ENFORCEMENT TRUST SPECIAL REVENUE FUN SCHEDULE O F REVENUES EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL For The Yea Ended September 30, 2005 Revenues: Intergovernmental revenues Fires and forfeitures I m p a ct fees /special assessments Investment income M iscellaneous Total revenues E xpenditures: C u rrent: Pu blic safety Leisure services Capital outlay: General government ent Total expenditures cess(Deficlenc of Revenues Over Expenditures Oth F inancin g Sou cies(U e's): Transfers in Transfers out Net other financing sources N et Chan in Fund Balance Fund Bal ances - Beginning Fund Balances - Ending Budgeted Amounts Original Final 12,000 12,000 500 500 Variance with Final budget Actual Positive Amounts (Negative) 4 8,215 36,2 (499) ------------- ............_..._. ......... -- - 12,500 ..._- ...-- ....- _.......... - ... ................... 1 2 j 500 - -- - -- ................... .. ............. 49,088 ..._ 38,568 14,000 12 807 3 i iF rtF 8,867 14 14,000 12,847 3,980 (1 ,500) 40,191 40,538 ( 1,153) 1,�i8 .� (11153) (Is153) (1, 500) 1,500) 39,038 40,53 5 5 ,320 5,320 - 3,820 3,320 44 $ 40,838 65 CITY E GEWATE1 , FLORIDA POLICE IMPACT FEES SPECIAL REVENUE FUND SCHEDULE OF REVEN E EXPENDITURES AN CHANGES IN FUND BALANCES -BUDGET AND ACTUAL For The Year Ended September 3, 2005 Revenues: Intergovernmental revenues Fines and forfeitures Impact fees /special assessments Investment income Miscellaneous Total revenues xpendlitures: Current: Public safety Leisure services Capital outlay: General govemment Total expenditures Excess (De clency) of Revenues Over Expenditures Otter Financing ur e U e ): Transfers In Transfers out Net other financing sourc Net Change in Fund Balance Fund Balances - Beginning Fund Balance's - Ending Budgeted Amounts riginal Final 35,370 85,370 Variance with Final Budget- Actual Positive Amounts (Negative) 65,141 29,771 156 156 15,000 15,000 15 1 t oo 15,000 - 115 20,370 20,370 65,297 44,927 .. ... .. ............................... (4,000 r OOO ( 0) 16,370 16,370 61 44 51 51,817 5 ,817 - 8187 68 3 187 113,114 44,927 MOO CITY F EDGEWATER, FLORIDA FIRE IMPACT FEES SPECIAL REVENUE FUND SCHEDULE OF REVEN U ES RES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL For The Year Ended September 3, 2005 Variance with Budgeted Amounts Final Budget- Actual Positive Original Final Amounts (Negative) Revenues: Intergovernmental revenues $ - F $ $ - Fines and forfeitures - - - - Impact feesls ecial assessments 78,418 78,418 103,721 30,303 Investment income - - 321 321 Miscellaneous - - w Total revenues 78,418 78241 109,042 30,624 Expenditures: Current: Public safety 15,000 15,000 - 15 Leisure services - - - Capltal outlay: General g ovemment - - .. - Total expenditures 15, 00 15,000 15,000 ExessDeficlency of Revenues Over Expenditures 63 419 63,410 109,042 45,024 Other Financing our es( e : Transfers in - - - - Transfers out (4 (4,000) (4,000) .. Net ether financing sources(uses) (4,000 (4,000) (4,000) Net Change in Fund Balances 59,416 59 1052042 45,624 Fund Balances - Beginning 236,521 236,52' 236,521 - Fund Balances - Ending 295 $ 295,039 341 $ 45,624 CITY F EDGEWATER, FLORIDA RECREATION IMPACT FEES SPECIAL. REVENUE FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES -BUDGET AND AAA. For The Year Ended September 3, 2005 Revenues Intergovernmental revenues Fires and forfeitures Impact fees/special assessments Investment income Miscellaneous Total revenues Expenditures; Current: Public safety Leisure services Capital outlay: General government Total expenditures Excess (Deficiency) of Revenues Over Expenditures Other Financing ourc s( ses ), Transfers in Transfers out Net other financing source uses Net Charge in Fund Balances Fund Balances - Beginning Fund Balances - Endin B udgeted Amounts Original Final _ 14305 143,695 Variance %Vith Final Budget- Actual Positive Amounts (Negative 1 99,244 46 06 206 190.,4 . 46,765 125,090 125,000 32,933 92,962 126 92 125 32,938 18 696 13,695 157,512 138,817 (4 (177,695) (4,000) 173,695 (4,900) (177,695) (4,000 1 73,695 14,695 (159,900) 153 312,512 158 1 3, 917 158,917 - 173,612 (83 ) 312 312 Me CITY OF EDGEWATER, FLORIDA G RANTS 1 S SPECI L REVENUE FUND SCHEDULE V NUES EXPENDITURES AND CHANGES IN FUND BALANCES -BUDGET AND ACTUAL For The Year Ended September 3, 2005 Variance vVjth Budeted Amounts Final Budget- Actual Positive Original Final Amounts (Negativ Revenues: Intergovernmental revenues $ $ 536,935 $ 326,153 210, 772) Fines and forfeitures - .......... . Impact fees /special assessments - = Investment income Miscellaneous r Total revenues 535 326,153 (210,772) Expenditurew Current: Public safety - - 148,01 (148,814) Leisure services - 605,830 113 # 453 492 Capital outlay: General government - - - - T"otal expenditures - 605,830 252,287 343,383 Excess(Deficiency) of Revenues Over Expenditures - (68 53,896 132,591 Other Financing ources(Uses ). Transfers In ' 173,695 14,397 159 Transfers out - - - _ Net other financing sources( - 173,695 14,397 159,293 Net Change in Fund Balances - 105,000 78,293 29'1,689 Fund Balances , Beginning - - - - Fund Balances - Ending ' 105,000 78,293 291,889 w" CITY OF EDGEWATER, FLORIDA ROAD IMPACT" FEES SPECIAL REVENUE U SCHEDULE OF REVENUES, ENUES EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGES` AND ACTUAL For The Year Faded September 3, 2005 Budgeted Amounts Revenues: Intergovernmental revenges Fines and forfeitures Impact fees /special assessments Investment income Miscellaneous Total revenues Expenditures; Current. Public safety Leisure services Capital outlay; General government Total expenditures Excess( efficiency) of Revenges Over Expenditures Offer Financing Source (Uses ): Transfers in Transfers out Net ether financing sources uses Not Change in Fund Balances Fund Balances - Beginnin ■ and B alances - Ending Original Final 00 t OOO 200,000 " nnn 1 > nnn 0 202 202,000 202 Variance with Final Budget- Actual Positive Amounts (Negative) 168,130 (31,870) !9 [1f' M 168,130 (33,870) 188,13 (33,870) I iju IOU U koo f %J) 0 CITY OF EDGEWATER, FLORIDA CAPITAL PROJECTS FUND SCHEDULE OF REVENUES EXPENDITURES AND CHANGES IN FUND BALANCES -BUDGET AND ACTUAL For The Year Ended September 30, 2005 Revenues: : Inter ove mental revenges Fines and forfeitures lr 'Pie f si pe aI a se nt Investment Income Miscellaneous Total revenues Expenditures: Current: Public safety Leisure services Capital outlay: General government Total expenditures Excess(Deficiency) of Revenues Over Expenditures Other Financing ourees (Use ): Transfers in Transfers out Net other financing sources(uses Net Chan to Puna Balances Fund Balances - Beginning Fund Balances » Fading Budgeted Amounts Original Final 20,000 20,000 20 20 Variance with Final Budget- Actual Positive Amounts Negative 15.244 (44756) 15,244 {4,756) (1,140,934) (1,140,034 ( 91 l o l3U (I 2 140 t 934) 1,1 0 34 (7,917) 1 5 8,176 58,1 1 $ 1,133,017 NON MAJOR PROPRIETARY FUNDS nterl] rise Funds st rmwater Management - This fund is used to account for the fiscal activities of the Fund City's storwater drainage operation, as well as the funding and payment of related debt, Water and sewer - This fund was established at October 1, 2002 with net Development Fee Fund assets of the water and sewer fund that were reserved for development. Water and sewer d evelopment fees received each year are de posited into this fund to be used primarily for capital improvements is to the water and surer system. Renewal and Replacement This fund was established at October 1, 2002 with net Fund assets of the water and sewer fund that were reserved for renewal and replacement. Bond covenants require that transfers be made to the renewal and replacement fund equivalent to 5% of the gross revenues of the system for the previous fiscal year, This page intentionally left blank. �fi� CITY OF EDGEWATER, FLORIDA COMBINING STATEMENT OF NET ASSETS NON MAJOR PROP RIETARY FUNDS S 3, 2005 Liabilities Current llabllties: A ccounts payable Stormwater Water and Sewer F ene wral and Total 1 onrnajor A l Management Development Replacement Proprietary l etainage payable Fund Fee Fund Fund Funds Assets 39 - - 39 Current assets: 793 2 391 370, 16,246 1 Receivables, net $ 92,995 23,196 $ 121,191 Due f rom o th er f 293, 560 1 1 012,3 5 7 308,354 1 Total current assets 92, 995 1 303 1 1 441,902 Noncurrent liabilities. N oncurrent asset Capital leases payable R estricte d cash an cash ' - 23 Notes parable e quivalents - 1,517 - 1 B on d issuance costs 3,272 1 1 369,359 3 # 272 Capital assets. 438,394 16,376 2 1 981,153 Net Assets ,.end, buildings and equipment 6 6,215,722 Construction in progress 239,129 - 239,129 L ess accumu depreciation X 1,592,393 1 w - 2 592, 303} .. irryryrnrwnr rri rruwmn�F w��n� Total capita asset net of 2 34 291 2 ; 41 1 1 062 Un restricte d accumulated depreciati 4 - - 4 3 Tota noncurrent assets 4 1 4 6 Total assets 4 1 949 1 306 2 303,354 7 Liabilities Current llabllties: A ccounts payable 19, 442 4 1 953 630 16,025 A l 1 X 761 - 1 1 761 l etainage payable - 56,992 -- 50, 992 C om p ensate d a b sences 39 - - 39 Due to o funds 793 2 391 370, 16,246 1 Capita leases payable - current 17,539 1 7 3 589 N otes payable current 293, 560 ' 293 Total current liabilities 1 x 156,024 438, 394 16,876 1 # 011 1 294 Noncurrent liabilities. Capital leases payable 23,402 ' - 23 Notes parable 1 Total noncurrent l 1 1 1 369,359 Total liabilities 2 438,394 16,376 2 1 981,153 Net Assets Invested in capital assets, net of related d e bt 3 ' - 3 } 931 Rest ricted for capital protects '- 2 34 291 2 ; 41 1 1 062 Un restricte d 748, 62L - - X748 # 6081 . Total net assets 2 $ 2 $ 291,478 4 W This page intentionally left blank. CITY OF EDGEWATER, FLORIDA COMBINING STATEMENT OF REVENUES EXPENSES AND CHANGES IN FUND NET ASSETS NONMAJOR PROPRIETARY FUNDS For the Year Ended September 3, 2005 73 tormwater Water and Sewer Renewal and Total lnmejer Management Development Replacement Proprietary Fund Fee Fund Fund Funds Operating Revenue U ser Charges $ 953,752 - 183,107 $ 1,136,919 Operatin E Sa l aries and b enefits 433 - 433,552 Materials an d supplies 104,448 - - 104,448 Dep reciation and amortization 232,838 - 232, 838 C ontractua l se rvices 03 100,331 248,506 4'12 183 Total o peratin g ex penses 833,984 100,331 248,506 '1 182, O p erat in g income(loss) 119,768 (100,33 (65,339) (45,904.1 Nonoperating Revenu I nvest ment income 938 67,121 22,427 90,486 I nterest ex I 0 - x. '101,786) iwwxwwx�w'xw T ota l nono erating revenue (190 87,121 22 1,300) Income before contributions an d trans 18,920 (33,210) (42,912) (57,202) Capital nti utio Is, Develo fees 1 1 013,71 1 1 T ransfers in - - 308,354 308,354 T ransf e rs t 109 (892,595) (267,795) (989,8901 Ch ange in net assets (90,580) 387,008 (2 294,973 Total Net Asse - Begiinniing 2 1 ,731,678 293 4 T N A ssets - End 2 2 1 11 9,584 291 ,478 4 73 CITY OF EDGEWATER, FLORIDA COMBINING STATEMENT OF CASH FLOWS N ONMAJOR PROPRIETARY iETAi FUNDS Fo The Y ear Ended Se ptember 30, 2005 Cas Flows from Investing Activities: Investm income torrnwater Water and Sewer Renewal and Total Nont ajor 938 67,121 Management Development Replacement Prop rietary F un d F Fund Fund F unds Cash Flows f rom Operating Activities: Cash and C Eq uival en t s - B ni 3 1 973, 592 2 R from customers $ 905,21 1 83 1 t V t P ayments to suppliers 1 75 1 ) (211,370) (927 (1,314,913) Payments to e � _ 54 ,395 . , L454 �� , N et cash provided ( b operating $ $ 1 1 1 5 17,425 '� 1 15179425 4 activities activities 274, 913 2 1 ,1 1 ��MMXXiYi/'�R 44, RMSMhM�+i� ( 67967D NYYMI�I�I C Fl from Non - C a pital F inancin g Activities: (Increase) in due from other funds - (1,912,357) (303,354) (1 Increase In due t o ther f 455,974 376,449 16,246 343 Operating transfers in - - 303,354 306 O p erat in g transfers out 109150 ..r i ( 59 22 595 ) ,��. � 67,795 u � 96 , 99 N et gash provided ( u s ed) by non-ca Ci1i.` 3 � ( «:x. ( 251 x ( 1 . ,1339578) C Fl from Ca an d r F inancing Activities; Acquisition of capital assets (230,1 (230,120 P rincip al p o long -t de bt (295,429) (295,429) Interest p on long-term debt (109,494) (190,494) Development foes receive T 1 1,913,711 N cas provide (used) by cap and related finanding acts it - -- -- 6 6,043 1,913,711 387,568 Cas Flows from Investing Activities: Investm income 933 6' , 1 22,427' 90,486 �-y Net cas p by Investin a ctivities 938 67,121 22,427 99,436 N Increase (Decrease) in Cash an d C Equival (3 357 (973 1 �335 Cash and C Eq uival en t s - B ni 3 1 973, 592 2 Cash and Cash Equivalents - End - $ 1,517,425 $ 1 0 517 3 4 5 Classified As;. Cash and cash equivalent $ - $ $ - restricted ca and cash equivalents 1 t 5 l 7,425 - 1,51 "2425 $ $ 1 1 1 5 17,425 '� 1 15179425 4 74 Stor water Water and Sewer Renewal and Total Non major Management Development Replacement Proprietary Fund - -- Fee Fu nd - F und Funds -- u - - Reconciliation f Operating Income (Loss) to Net Cash Provided By Operating Activities Operating Income (loss 119,70800,33 (45,902) Adjustments Not Affecting Cash: Depreciation and amortization C hange is Assets and Liabilities: (I ncrease ) decrease in accounts receivable (D ecrease ) in accounts paya Increase decrease. in retaina a payable Increase in accrued l (Decrease) in accrued compensated absences Total adjustments Net Cash Provided(Used) by Operating Activities 232,633 232,638 (48, 533) 1 -- (47, 283) 11 7 ) ( 168,031) (501 r 072) (737, 220) 56,992 18, 059) (61,067 894 "" "' 894 ( 21 s 737) -� - 21,737 155,145 1 09,735 ... .......................... .. --- (679,1311 033 * 775 27 9 3 w 210,12 $ ...............( . ........... - ... 79,577 75 This page intentionally left blank. FIDUCIARY FUNDS Pension Trust Funds Police, Firefighter and - These funds are used to account for the alY1latl General Employees' resources to be used for retirement annuity payments at Pension Funds the appropriate amounts and tines i the future. Resources ources are contributed by employees at rates fixed by law and by the City and the State at amounts determined by an annual actuarial study. This page intentionally left blank. CITY OF EDGEWATER, FLORIDA COMBINING STATEMENT OF FIDUCIARYNET ASSETS FIDUCIARY F September 3, 2005 Assets: Investments, a fair value: Debt mutual funds Equity mutual funds Total investments Total assets Liabilities: Acc o u nts payable Gene ral Employees Pension Trust Police Officers Firefighters Pension Trust Pension Trust T Employee Pension Funds 5 $4 $ 1 $ 11 # 263, 446 61 318,538 2,209 1 10 256, 313 12 084 1 4 6� 84 ; 751,391 21,524,759 1 , 307,084 6 21 751,391 21 ,524 # 759 1 X 034 1 Net Assets Held in Trust for P ensio n Benefits $12, 306, 050 $ 6 $2,751,391 $ 21, 523, 725 This page 'Intentionally left blank, CITY OF EDGEWATER, FLORIDA COMBINING STATEMENT OF CHANGES S III FIDUCIARY NET ASSETS FIDUCIARY FUNDS For The Year Ended September 30, 2005 7 General Police Total Employees Officers Firefighters Employee Pension Trust Pension Trust Pension Trust Pension Funds Additions: Contributions: Employer 8442227 $ 379 $ '181 1 391 $ 1,405,598 Plan members 66,445 81,561 228,237 State w` 1 14,552 " 80,231 1 6,406 191,058 Total contributions 910 575,193 338,028 '1 Investments income: Net increase in fair value 1 450 188,356 1 Net investment income 1,1 40,792 450,499 133 1 t 77 # 547 Total additions 2 ,454 1 t 026,692 520,384 3,654 eduebons# Benefits /distributions 479,290 228,505 707 Administrative expenses 30,727 28,552 252478 84 Total deduebons 510,023 257,157 25,478 792 1 558 Change in Met Assets 1 1 541 + 441 769 500,906 2 Net Assets Held in Trust for Pension Benefits Beginning of Year 10 5 21250,485 13 # 711 1 343 End of Year $12 6,466 $ 2 1 391 $ 21 7 This page intentionally left blank. �, �,1 CAPITAL ASSETS USED IN THE OPERATION OF GOVERNMENTAL EI TAL FUNDS This page intent o n a � left bla n �. #� � ) z�& � 4 � • 4 to L CITY OF EDGEWATER, FLORIDA CAPITAL SSETS USED IN THE OPERATION OF GOVERNMENTAL FUNDS SCHEDULE BY FUNCTION AND ACTIVITY For the Ye ar Ended September 3, 2005 Land Buildings Improvement Machinery & equipment I nfrastructu re Construction in p rogre ss T G enera l Government Public Safety Public Work L eisure S ervices Total Ge neral Public Public Leisure G overnment Safety Works Services Total $ 1 166,691 6,906 1 3 178,538 'l ,226, 069 60 2 895, 746 4 367 74 25,905 12,810,510 2 14,96 ,851 400,672 2,295 234,899 667 } 430 3 W .. 861 ,432 - 851,432 - 8 1 200 1 1 637,667 619A18 2 065,285 $ Z588 $ 3 $15 $ 7 29 } 604,548 Balance $ 2 3 5,255,9'4 D e letions and Balance i -0.100** OWN . . t 1\0& w" A M 40,682 142,912 2 64,'172 193,728 3 247,401 3 16,499,673 +y. ��..�rwv #vwry y+ v•r •t* ■+ 14, ■ r tJt Wrt • wj# w 4 #3 • w 78 This page Intentionally left blank. STATISTICAL SECTION This page intent left blank. ! � \ � � �� ,. � `'�� •� . ;� ■ ` ` � ■ � STATISTICAL INFORMATION Comments Relative to statistical Section The following statistical tables that are recommended for inclusion by the Government Finance Officers Association are not included for the reasons stated below: A Ration of Net General bonded Debt t to Assessed Value and Net Bonded Debt per Capita - Last Ten Fiscal bears - The City has not had any general bonded debt over the past ten fiscal years. B. Ratio of Annual Debt Service for General bonded Debt to Total General Expenditures - Last Ten Fiscal Years - The City has not had any general bonded debt over the past ten fiscal years. C. Florida Statutes and the charter of the city of Edgewater, Florida, set no legal debt margin. CITY OF ECWAT, FLORIDA GENERAL GOVERNMENTAL EXPENDITURES BY FUNCTION 'I LAST TEN FISCAL YEARS Fiscal General Public Leisure Capital Debt Year T otal Governmen ,Safe!y Transkortation Services Ou Service 1996 12,357998 1 2,762 925 42%734 623, 604 6 990,099 1997 11,563,627 1 2 400,222 590,121 51061 X 279 954,129 1996 7 1 177,744 1,371 3 323 # 927 601,396 414,308 944 1999 7 720 t 050 1 3 301,660 61 6 1 943, 649 2000 10 11423,439 4,164,037 667 728 21241,616 938,981 2901 10,506,931 1,633,024 4,395 949,445 925 1 936 2092 15, 749, 026 2,133, 671 5 986 1, 335, 743 4,967, 147 962,969 2003 11 t 212,699 2,033 5 r 308 t 937 359,916 1 1 609, 971 409,383 1,491 t 050 2004 14,120,307 2 5,873 390,755 1,978 658,277 1 ,376,252 2005 12,61 8,005 2,710 5 450,736 1,595,090 23 161 1,865 1 Includes General, Special revenue, Capital Projects and Debt Service Funds. 79 CITE OF EDGEWATER, FL ORIDA GENERAL GOVERNMENTAL REVENUES BY SOURCE f1) Last Ten Fiscal bears Fiscal Year T otal T a 1996 7 8,016,181 1 997 7,293,444 6,1 47 t 962 1 998 7,468 8,484,289 1999 7,67 5,6'16,973 2666 7 , 718,669 6,4 2961 9 1 4 6 1 89 61 2092 9,152,993 ,1 , 998 5 2663 ` 9 5 2004 11 , 248, 546 6,500,120 2605 12,566,916 6 Licenses tervern- an d mental Permi R evenue s 181 t 459 574, 179,186 688,286 1 86,893 667,988 220 806,787 267 663,079 297,863 1, 382,965 326,793 2 445,741 2 508 2 657,920 3, 032,676 Charges for Fires an Investment Specia Miscellaneous Services Fo rfeitures Income Assessments B ellevue 146, 434 97,828 813,'149 298,767 419,673 111 t 8 � 547,977 288 246,507 123,692 75,309 24,910 609,286 297,743 141 ,439 91,668 27,978 598,790 271 139,931 77 1 669 39,121 677 866,469 265 116,698 36,426 598,314 299, 471 57 77,508 293 577,998 123,222 112,985 193,962 264 644 0 426 44 128, 148, 416 236,291 699,969 869,476 305,320 153 189,852 1,054 ,974 326,354 1 Includ G enera l, Special R evenue, Capital Projects and Debt Service F w o CITY OF EDGEWATER, FLORIDA PROPERTY TAX LEVIES AND COLLECTIONS LAST TEN FISCAL YEARS (1) [ a I Total T Tax Pe rcent of Leer Year Tax rev Coll ections Collected 1996 2 2 681 96.47% 1997 2 2 96.49 1998 2 2 96,70% 1 999 2 1 538,138 2 96.27% 2096 2 013 2 96.48% 2681 2,647 2 98. 17° 2902 2 1 794,043 2 98.80% 2093 3 6�9 3 3 96.34% 2004 4 4 3 96.24 2095 4 4 8 041 96,06% (1) Each fiscal year contains data from the ad valorem assessment roll of the preceding year I.e., fiscal year 2002 c ontains the 2601 assessment roll tax collections) 8 CITY OF EDGEWATER, FLORIDA ASSESSES AND ESTIMATED ACTUAL VALUE OF TAXABLE PROPERTY 1 LAST TEN FISCAL YEARS F S (!n Thousands) 1 Obtained from the Revised Recapitulation of the Ad V alorem Assessment Rolls of Edgewater, Florida provided by Volusia County, Florida Finance Department. (2) Each fiscal year contains the ad Valorem assessment roll of the preceding year 1.e., fiscal year 2002, contains data on the 2001 assessment roll. ( 3) Assessed taxable values for all fiscal years presented are stated net of the constitutional homestead exemption of $25,000 and the additional senior homestead exemption of $25,000. ,A Ratio of Total Ratio of " t l Assessed to Assessed to (2) Total ) Taxable Value Fiscal Assessed Estimated Estimated Assessed To Estimated Year Value Actual Value Actual Value Taxable Value Ac tual Value 1996 510,875 516,875 100,0% 3607,272 71 .06% 1997 542,399 542,399 1 00.0% 383,761 70.75% 1993 501,103 561,103 100.0% 400 71.30% 1999 572,304 572 } 304 100.0% 403,519 79.45% 2000 9 589J01 100.0% 13,951 79.27% 2001 /y 9, X73 632 100.0% 445 70,39% 2002 694 694 r 53 1 o o% 469,587 67.60% 2003 842,981 842,931 100.0% 539,238 03.97% 2004 974,105 974,155 199.0% 7,57 9.29 0 2005 '1,009 1,009,447 100.0% 044 63-81% 1 Obtained from the Revised Recapitulation of the Ad V alorem Assessment Rolls of Edgewater, Florida provided by Volusia County, Florida Finance Department. (2) Each fiscal year contains the ad Valorem assessment roll of the preceding year 1.e., fiscal year 2002, contains data on the 2001 assessment roll. ( 3) Assessed taxable values for all fiscal years presented are stated net of the constitutional homestead exemption of $25,000 and the additional senior homestead exemption of $25,000. ,A CITY OF E GEWATE , FLORIDA P ROPERTY ER1Y TAX RATES - ALL DIRECT AND OVERLAPPING GOVERNMENTS LAST TEN FISCAL YEARS T rates per $1,000 of assessed taxa ble va 83 Ed g e water F iscal General Year Fun 996 7.101 1997 6.590 1998 6.440 1999 6.290 2000 5.950 2001 8.950 2002 8.9 2 003 6. / 50 2 004 6.950 2 008 6.450 T rates per $1,000 of assessed taxa ble va 83 South Florida a s . John Vo lusia Inlet an d I nland Wat Debt School Vol usia Hospital M Port Navigation Management S ervice District C oup District Control Author's D ist rict District T otal 0 .000 10.887 6.172 2.285 0.262 0.094 U40 0.482 2 7.323 0.000 10.821 6. 2.247 0.238 0.093 0.038 0.48 26.726 0.000 10.487 6.381 2.132 0.238 0.090 0.050 0.482 26,300 0.000 10.376 6.378 2.052 0.238 0.090 0.047 0,482 25.953 0.000 9.166 6.367 2.528 0.288 0.090 0.041 0.472 24.844 0.000 9.166 6.367 2.528 0. 9.999 9.941 0A72 24.844 0 .000 8.899 6.604 2.320 0.238 9.090 0.039 0.462 24,60 0.000 8 6.604 2.820 0.238 0.090 0.402 25.402 0.000 8 .699 8 6 2.820 0. 238 0.090 ' 0.089 4/.03 ' 0,462 28.002 0.000 8,259 �./ .29 2.350 0.238 0,090 0.039 0.482 24.182 T rates per $1,000 of assessed taxa ble va 83 CITY OF EDGEWATER, FLORIDA SPECIAL ASSESSMENTS COLLECTIONS LASS" TEN FISCAL YEARS 4 Water and Seaver Fund since Levy Road Assessments Current Current Current Current is c a Assessments Assessments Assessments Assessments Yea Due Collected Due Collected 1996 529,579 608631 238,813 298,767 1997 554,850 644,377 251,480 288 1998 580,364 624 265,575 293,139 1999 008,750 6552258 281 ,544 299,546 2000 838,209 684,687 297,401 3100973 2001 670,901 762,235 31 5,347 341 2002 731,162 823 352,167 383,260 2003 762 r 55 834 1 005 369,351 399,888 2004 7953000 845 390,000 402,421 2005 825,311 889,393 408,869 420,588 4 CITY OF EDGEWATER, FLORIDA COMPUTATION of OVERLAPPING DEBT September 30, 2005 Percentage City of Applicable to Edgewater Net Debt the City of Share of Overianping Governments Outstanding Edgewater Debt Volusia County School District $ 395 700 2.76% $10 Total overlapping debt $ ' 9,906,169 1 Data provided by above agencies. The City does not have any general obfigafion long -term debt outstanding. 85 CITY OF Er GEWATER, FLORIDA D EMOGRAPHIC STATISTICS Last Ten Fiscal Years 1 Obtained from University of Florida, Bureau of Economics and Business Research. Census Bureau estimate for April 2000 and City of Edgewater planning Dept. 2 Obtained from V olusla County Supervisor of Elections. 3 Obtained from U.B. Department of Commerce, Bureau of Economic Analysis. State of Florida, Department of Labor and Employment Security. Vclusia County School Board - includes grades K-5, } Ed ev ater Elementary School and Indian River Elementary school (6) Volusia Canty - Census Bureau (2000) E 4) ( County School Fiscal Estimated Registered Per capita Unemployment Percent Median Y ear Population Voters Income Rate Enrollment Attendance 1996 17,829 11 18,815 4.2% 1,524 95 - 1 997 18 11 ,196 19 455 4.0% 11546 95 1998 18 11 t 821 19 787 3.2% 1 9 1999 18,865 '1 '1 , 786 20,309 3.0% 1 T 4 4 95 47 2900 19,343 12 21 2.9% 1,491 9 - 2901 1 93399 12,484 22,520 4.0% 1 ,467 9 2092 19 12,496 23 5 .3% 1 9 -- 9 3 20 1 2,763 23,832 5.2% 1 ,412 95 4 2994 203637 14 F 79 19,460 4.5% 1 95 - 2005 1 1 1 6 14 22 t 582 3.4% 1 96 43 1 Obtained from University of Florida, Bureau of Economics and Business Research. Census Bureau estimate for April 2000 and City of Edgewater planning Dept. 2 Obtained from V olusla County Supervisor of Elections. 3 Obtained from U.B. Department of Commerce, Bureau of Economic Analysis. State of Florida, Department of Labor and Employment Security. Vclusia County School Board - includes grades K-5, } Ed ev ater Elementary School and Indian River Elementary school (6) Volusia Canty - Census Bureau (2000) E CITY Off' E G 11 T, FLORIDA PROPERTY AL CONSTRUCTION AND BANK DEPOSITS LAST TEN FISCAL YEARS (In Thousands) 1 Provided by Florida Bankers Association (2 ) Obtained from revised recapitulation of the ad valorem assessment roils of the City of Edgewater 3 Provided by City of Edgewater Building Department 8 (1) () Deposits (2 Assessed Commercial residential Fiscal Construction construction Year Units Value Units Ile 1996 13 ..2 124. 10,058 1997 20 21224 105 71626 1998 35 2 } 465 116 9 999 11 1 t755 201 15 2009 23 601743 195 19,077 2001 9 1 285 28 2902 17 3 226 23 2003 17 4,052 281 29,6028 2004 1 1 2 226 27 2005 12 4 291 38,048 1 Provided by Florida Bankers Association (2 ) Obtained from revised recapitulation of the ad valorem assessment roils of the City of Edgewater 3 Provided by City of Edgewater Building Department 8 (1) ( 2 ) Deposits Savings Assessed Bank and Loan V alue 96,342... 87,419 516 2 875 190 } 381 - 542,399 209,575 561 291 572 201 - 589 206, 981 - 6322205 206,960 694,658 215,130 - 842 2160,213 974 165 230,486 1 t 009 t 7 1 Provided by Florida Bankers Association (2 ) Obtained from revised recapitulation of the ad valorem assessment roils of the City of Edgewater 3 Provided by City of Edgewater Building Department 8 CITY OF EDGEWATER FLORIDA SUMMARY of TEN LARGEST SINGLE WATER USERS September 3, 2005 Customers Average Consumption Percent o f Per Month Total Gallons (G „1.,!,..4,1, consumed County of olusia 10J56 3.3910 Eastern Shores Mobile 'Village 488,439 0.64 Coronado Paint Company 420 x 252 0.55% Halifax Court (Hendry) 127 0, 7% lolusia County Schools 146,917 0.19% Blue Gables, Inc. 4Nac t Inc. 95 0.13% Pyramid Park 70,91 1 0.10 Friendly Shores HC A 64,298 0.08% Publix Supermarkets, Inc. Showplace ) 80 # 613 0.11% Winn Dixie 4Spl hores 51,320 0.0 1 ! , 709, 872 1 5.43% FY-2005 average monthly consumption: 75,043,1 gallons 1 Based on individual meter connections per City Edgewater, Florida records (2 ) The total average monthly consumption for the ten largest water users increased from the previous year by the total of 3,281,566 gallons. 43 Water restrictions implemented by the St. Johns liver Water Management District, Volusla Counter, and the city of Ed gewater continue to b in effect. Reclaimed water has been available to the Florida Shores area since 1 994. .. CITY OF EDGEWATER, FLORIDA PRINCIPAL TAXPAYERS September 30, 2005 Customers Florida Power & Light 308 Realty, LLC Sisre LLC 3050 Holdings, LLC BellSouth Telecom mun i ation s , Inc. ra Scotts B right Douse Networks, rks, LL Bel Aire Investments, Inc. Seaedge Partners, LL Edgewater Harbor, LLC Percent of Assessed Total Assessed Valafo Valaor 1038392554 .07 ° 4,785, 181 0.47% 41142p6O7 0. 8,745 .........0.37% 3,645,1 1 0.36% 143,132 31 % 23932,915 8.29% 2;538,000 0.25% 2,535 0.25% 2 A62 1 769 0.2410 40,778 4.04% Source.- 2004 ad valorem tax rolls of the City of Edgewater, Florida. DR-403 AM F - 2005 total assessed valuation 1,000,447 0 CITY OF E GEWA ER, FLORIDA MISCELLANEOUS STATISTICAL DATA September 30, 2005 The City of Edgewater lies just south of New Smyrna Beach, along the Atlantic coastline. Beginning as the small village of Hawk's Park with I 15 permanent residents in 1 871, the name was formally changed to Edgewater in 1926. The aplanes of the early days evolved into a large honey company which export inter ationally. A large paint factory, a thdving building industry, boat building, garment factories and other light manufactudng provide employment, A friendly city with a small town flavor, Edgewater has a wide variety of residential options. City Operations: Police Department: om Officers 3 Civilian Employees Reserve Officers Fire Department: Insurance rating Class Number of Stations Full -tine firefighters 27 Volunteer firefighters Civilian employees Animal Control Deserves I City Parks (Active and Open Space) 76 Passive 74 Active Park acreage 150 Community Facilities, Financial Institutions Churches 14 Libraries 1 Post Me Locations I Dearest Commerdial Airport Daytona Beach intemational Electric Service Florida Power & Light Telephone Service Bell Sant Cable TV Service 13(ighthouse network arbaelTrash Collection: Type Plakupsfwk Re identiai service 17.10 Dornmerciaillndustrial service 2 $ 19.10 Retying 1 1.70 Water Service; Source Florida Upper Aquifer Plant Capacity 5,0 mgd Average daily demand 1.765 m9d Treatment time softening Monthly residential and commercial ercial rates; Effective 10/1194 Sewer Service: System type Advance Wastewater Treatment Average daily flow 1.181 mgd Plant capacity 2.75 mgd Avg. Capacity used Daily 4 % Avg. Daily Reclaimed Water 1.13 mgd Reclaimed . Consumption Water Seger Minimum $ 8.10 9.77 Additional 1,000 gallons 1.28 3.26 Stormwater Management Fee E,f#ecUve 1€11194 Per equivalent drainage unit (EDU Without site mitigation $ 6.pD With site mitigation 2.92 01 CITY OF EDGE AT R, FLORIDA TITER AND SEWER SYSTEM HISTORICAL RICA DEBT SERVICE COVERAGE SUMMARY September 3, 2005 Surplus Revenu FY2001 FY 2002 FY2003 FY 2004 FY 2805 perabng Revenues: 310,000 City Transfers (outside o 0 & M Expenses above) - - 500,000 115,000 1,005,000 User Charges 4,428, 520 4,530,617 4,808,221 5,403,409 5,772,910 Interest Inc 353,547 1 66,687 11 ,998 1,9L 35,345 Connection Fees 187 357 200 1 2 3,326 2 4 0 Total 4,949,424 4,898,298 5,108,991 5,657,904 6,013,236 O perafing Expenses 2,901 684 ... 3 $ 047, 196 3,300 3,747,041 3,1 59,111 Net Revenues 2,047,740 1,851,102 1,808,586 1,916,863 2,854,125 A vailable Impact Fees 502,881 502,468 503,182 503, 502,542 Total Revenues Available for Debt Servi 2,550, 2,353,570 2,311 2,414,045 3,356,656 Sr. Lien Debt Service Total Series 1991 .1993 1,057 1,066,812 1,068,328 1,068,328 1,066,963 Rate Coverage N Revenues nl� 0x R 1.92 1.74 1.69 139 2.67 N et Re venues veues W1 I Fee 2.3 2.21 2.16 2.26 3,16 A vailable Net Revenues & impact Fees For SRI" Debt 1 1,286,758 1,243,440 1,345,717 2,289,699 Special Assessments 762,235 823,170 834,005 845,063 889 303 Total Revenues Available for S RF Debt 2245,169 2,109,928 ?,077,445 2,190,780 3,179,092 SRI^ Bonds 1,811,437 1,811,437 1,811,437 1,811,437 1,811,437 C overage ( 1 . 15x F eq) 1 .24 1.16 1.15 1.21 1.76 Net Revenues For BOA Loan 433,732 298,491 266,008 379,343 1,367,655 Speci Assessments - - 144,592 303,116 Impact Fees 500,000 500,000 500,000 - Total Revenes for Jr. Lien BOA Bank moan 433,732 798,491 766,008 1,023,935 1,760,770 Junior Lien Bonds 588,340 588,340 588,340 588,340 568,340 Coverage (1.10x Required) 0.74 1.36 1. 30 1.74 2.99 Surplus Revenu 15{4,?08 1 210,151 177 668 435 695 'x,'172 R & R Fund `ran tors 278,780 276,222 270,809 270,809 310,000 City Transfers (outside o 0 & M Expenses above) - - 500,000 115,000 1,005,000 B al an a X33, 383 , 071 503,1 1 49,786 142,570 OTHER REPORTS This page intentionally left blank. r ii M CDIRMIrl IJ CERTIFIED PUBLIC ACCOUNTANTS AND ADVISORS REPORT ON INTERNAL AL. C NT OLR OVER FINANCIAL REPORTING AND ON COMPLIANCE AND OTHER MATTERS LASED ON AN AUDIT OF FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOV RNMENT A ITING STAN ARDS % The Honorable M ayor and City Commi ssioners City of Edgewater, Florida Edgew Florida We have audited the basic financial statements o f the City of gewater, Flor as of and for the year ended September 30, 2005, and have issued our report thereon dated January 13, 20 0& We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government uditin . Standards, issued by the Comptroller General of the United States. internal Control Over Financial Reporting - In planning and performing our audit, we considered the City of Edgewater, Florida's internal control over financial reporting in order to determine our auditing procedures for the purpose of expressing our opinion o the basic financial statem a nd n t o provide assuran on the internal control over financial reporting. Our consideration of the internal control over financial reporting would not necessarily disclose all matters in the internal control over financial reporting that might be material weaknesses. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively lour level the risk that misstatements in amounts that would be material in relation to the basic financial statements being audited may occur and not b e detected within a timely period by employees in the normal course of performing their assigned functions. We noted no rnatters involving the internal control over financial reporting and its operation that we consider to be material weaknesses. H owever, we noted other matters involving the internal control over financial reporting that we have reported to management of the City of Edgewater, Florida in a separate letter dated ,unary 1, 2006. Compliance and Die Matters - s part of obtaining reasonable assurance about whether the Ci o E Florida's basic financial statements are free of material misstatement, we performed tests of its compliance with certa provisi of lags, regulations, contracts and grant agreements, noncompliance with which could have a direct and material effect on the determination of financial statement amounts. However, providing an opinion on compliance with those provisions was not an objective of our audit and, accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance or other matters that are required to be reported under Government Auditing Standards. However, we noted certain immaterial instances of noncompliance that we have reported to management of the, City of Edgewater, Florida in a separate letter dated January 1 3, 2006. MCDIRMIT DA VIS & COMPANY, LLC 605 E. ROB INSON IN TREET, €11TE 635 0 OR LANDO, F LORIDA 32801 TEL.E- 1i0? 407- 843-5406 ° F Ax 407- 649 - 9339 ° AIL: 1N1 MEMBERS. PRIVATE COMPANIES PRACTI SKMN • M ,� 1CAN INS 7tTVTE O F CF9,TIF1�'D PU BLIC ACCOUNT ANTS • PLOPI NST M, OF C ERTIFIED P UBLIC A 92 This report is intended solely for the i nformation and use of management, ent, tine City Commissi and the Auditor General of the State of Florida and is not intended to b e, and should not be used b anyone other than these specified parties. �[L�mitG�vr� & �e,n�cvu�cc6 .January 13, 200 93 ivi- CDIRMIT DAVI CERTIFIED Pi1BL,IC ACCOUNTANTS AND ADVISORS REPORT CAN COMPLIANCE WI REQUIREMENTS APPLICABLE To THE MAJO PROGRAM AND INTERNAL COQ T# OL OVER COMPLIANCE IN ACCORDANCE WITH OMB CIRCULAR A-13 The Honorable Mayor and City Commissioners City of Edgewater, Florida Edgewater, Florida Compliance We have audited the compliance of the City of Edgewater, Florida with the types of compliance requirements described in the U.S. Office of Management and Budget 1 C ircular A -933 Compliance Supplement, that are applicable to the major federal program for the year ended September 30, 200 5. The City of dgew ter ' major federal program is identified in the summary of auditor's results sec tio n of the accompanying Schedule of Findings a n d Questioned Co sts, Compliance rith the requirements of lags, regulations, contracts and grants applicable to its rnaj0or state pr oject is the responsibility of the City of Edgew Florida management. Our responsibility is to express an opinion on the City of Edgewater, Florida compliance ba sed on our audit. We conducted our audit of compliance a ire accordance with auditing standards generally accepted in the United States of America; the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States; and O MB Circular A -133, Audits of states, Local Goverrrmen s, and Non-Profit Organizations. Those standards, and OMB Circular A -133 require that we plan and perform the audit to obtain reasonable assurance about whether noncompliance with the types of compliance requirements referred to above that could have a direct and material effect on a major federal program occurred. An audit includes examining, on a test basis, evidence about City of E dgewater, Florida compliance vVith those requirements and performing such other procedures as we considered necessary in the circumstances. We believe that our audit provides a reasonable basis for our opinion, our audit does not provide a legal determination on the City of Edgewater, Florida compliance with those requirements. In our opinion, the City of E dgewater, Florida, complied, in all material respects, with the requirements referred to above that are applicable to its major federal program for the year ended September 30, 2005. .MCDI MIT D AVIS & COMPANY, LLC 605 E. R BINSO S 7Rf �T. C.F iTT 635 ° RLANDo, FLORIDA 3280 TELE PHONE 407 • FAx 407-649-9339 # IL: IN-F0 rr [)1 1'r A 1 .00 ME MBERS'. 1 "RIVATE COMi'ANIFSa PEtAC' (%,c. E-c:TpN * l NAFR)CAN INSTITUTE of CERTIFIED 1'IJRu ACC OU TANTS * FLORIDA INST ITUTE of C VRTIFKM Pun ic ACCOUNTANTS Internal control Over Compliance The m anagement of the City of Edgewater Floridan is responsible for establishing and maintaining effective intemal l control over compliance with requirements of lags, regulations, contracts and grants applicable to federal programs. In planning and performing our audit, we considered the City of gew ter, Florida intemal control over compliance c with requirements that could have a direct and materi i effect on a major federal program in order to determine our auditing procedures for the purpose of expressing our opinion on compliance and to test and report on internal control over compliance in accordance with COMB circular -133. Our consideration of the intemal control over compliance would not necessarily disclose all matters in the internal control that might be material weaknesses. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that noncompliance with applicable requirements of laws, regulations,. contracts r d grants that would be material in relation to a major state program being audited may occur and not be detected within a timely period b y employees in the normal course of performing their assigned functions. We noted no mafters involving the internal control over compliance and its operation that we consider to be material weaknesses. This report is intended solely for the information and use of management of the City, the Auditor General of the State of Florida and federal awarding agencies and is not intended to be are should not be used by anyone other than these specified parties. WISM =A PT M % r PA 71 January 13, 2006 95 CITY OF EGlATR, FLORIDA SCHEDULE PENDITURES OF FEDE AL A11 ARDS Year Ended September 30, 2005 r" a s -th ` uI Federal Grantor/Pass4hrough Federal E n i Federal Grantor/Program title CF DA No. Number Ex enditure U. S. Department of Homeland Security: Federal Emergency Management Agency Public Assistance Grants 97.036 $1 Federal Emergency Management Agency Assistance to Firefighters Grant 97.044 123 Total U.S. Department r ent f Homeland Security 298 101 U.S. Department of Justice: Office of Justice Program Local Law Enforcement Block Grant 16.592 6,847 Total expenditures of federal awards $13041 DA 8 See accompanying rotes to schedule of expenditures of federal awards CITY EWAT , FLORIDA NOTES TO SCHEDULE P N TUBES OF FEDERAL AWARDS Year Ended September 30, 2005 Note 1 - Basis of Presentation The accompanying schedule of expenditures of federal awards includes the federal grant activity of the City of Edgewater, Florida and is presented on the accrual basis of accounting. The information in this schedule is presented in accordance with the requirements of COMB Circular A- 133. Audits of States, Local Governments, and Non-Profit i rgan Lions. Therefore, some amounts presented in this schedule may differ from amounts presented in, or used in the Preparation of, the basic financial i stater ents. CITY OF EDGEWATER, FLORIDA SCHEDULE of FINDINGS AND QUESTIONED COSTS FEDERAL AWARDS Year Ended September 30, 2 005 A. Summary of Auditor's Findings 1. The auditor's report expresses am unqualified opinion on the financial statements of the City of Edgewater, Florida. 2, No instances of noncompliance material to the financial statements of the City of Edgewater, Florida were disclosed during the audit. 3. The auditor's report on compliance for the major federal award for the City of Edgewater, Florida, expresses an unqualified opinion. 4. The program tested as major program `included the following: Federal . 0 FDA A o. I.Q.S. Department of Homeland Security public Assistance Grant 97.03 5. The threshold for distinguishing ng Typo A and Typo B programs /projects was $500,000 for major federal a wards. WIM This page inten left blank. `�w� MANAGEMENT ET A ER This page Intentionally left blank. 1 1aR ' Y. • �r1 1 MCD IRMIT fff CERTIFFED PUBLIC ACCOUNTANTS AND ADVISORS MANAGEMENT LETTER Ho n o rable Mayor and City Cou City of Edgewater, Florida In planning and performing our audit of the basic financial statements of the City of Edgewater, Florida for the year ended September 30, 2005, we considered its internal al control to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and not to provide assurance on internal control. The,following findings and recommendations, which resulted from our c onsideration of internal control, pre submitted to assist in improving procedures and controls. In addition, this report includes other disclosures required by Rules of the Auditor General, State of Florida. We conducted our audit in accordance with auditing standards generally accepted in the United States of America eric and the standards applicable to financial audits contained in Government uditing Standards, issued by the Comptroller General of the United States. We have issued our Deport on Internal Control over Financial Deporting and Compliance and Other hatters, in accordance with Go error ant Auditing Stan ar l , Deport on Compliance and Internal Control over Compliance nce in accordance with OMB Circular A -13 , and Schedule of Findings and Questioned Costs, D isclosures in those reports and schedule, which are dated January 13, 2006, should be considered In co njunction with this management lefter. This management lefter is intended solely for the informa of the City of rewa er, Florida and management, ement, and the state of Florida Office of the Auditor General and federal awarding agencies and i not intended to be and should not b e us e d by any o ther th those specified parties. qQLunit Lht�id & ernpcuu� LLC January 13, Zoo M DAMS & COMPANY, LC 005 E. Ro RIN ON' S S UITF, 635 O RLAN. Do, F C..oRIDA 3 801 F-ix -P 0Nf-- 407- 843 -5400 • FAx 407 -- 649 -9339 • EMAIL.: )NF VMCD1 M[T Vx .0 r;h' ERS'r PRIVATL C OMPANIFS PRAC.M K *i�MER N' TATUTC O F 0` 87 I VIED PUBLIC ACCOUNTANT - FE,€7i RDA IN STITUTE O FRTIF +FD PUI LicACCOUNTANTS Management Commcibntt City of Edgewater, Florida Page Two A . Status of Prior Ye ar Recommendations 1 . Financi Condition Ass doted i The City continues to have several unfavorable ratios as discussed above under status of prior year recommendations. The general fund had a deficit of revenue over expenditures of approximately $2,000,000 before transfers in from other funds and sale of land held for resale. The transfers in from the grater and surer fund increased from $500,000 in 2003 to $1,1 50,000 in 2004. R ecommendation for 2005 We recommended the City t ake steps to balance the general fund budget without relying on such large transfers in from the water and severer fund. The City must set goals to increase the ratio of unreserved general fund balance to general fund operating expenditures to at least 15 %. The City Charter requires the City maintain reserves of at least 15%. The City Charter requires the city maintain reserves of at least 15% of general fund expenditures. Corrective Action Taken At September 30, 2005, the ratio of unreserved general fund balance to general fund operating expenditures is 10.5 %. The ratio at September 30, 2004 was %, so the City has made considerable progress in reaching the 15% requirement of the City Charter. 2. Deficit Fund Eguity (Noted in 2004 4 �j The Storm water Management Fund has a deficit unrestricted net asset balance f$36 ,119. R ecommendation for 2005 We recommend the City carefully review the budget for this fund and determine ghat must he done to increase revenues or decrease e Corrective Action Taken A t September 30, 2005, the unrestricted net asset balance of the Storm water Management Fund is a deficit of $748,608. The financial condition of this fund continues to deteriorate and the city needs to determine what to do to reverse this deteriorating financial condition. 100 Management Comments City of Edgewater, Florida 'age Three 3. Excess Expenditures Over ApDropflations (Noted in 20 Actual expenditures exceeded appropriations in the following funds: special Law Enforcement Trust special Revenue Fund, 21 ,836; Police Impact Fees special Revenue Fund, $5,245; and Fire Impact Fees Special revenue Fund, $20,245. R ecommendation for 2005 We recommend the City amend the budget as allowed by Florida Statutes within o days of year end so that expenditures do not exceed appropriations. Corrective Action Taken At September 30, 200 5, no funds had expenditures in excess of appropriations. B current Year Recommendations 1. Deficit Fund Ea uity The Stormwater Management Fund has a deficit unrestricted net asset balance of $748 at September 30, 2005. Current assets at September 30, 2005 are only $92,995 compared to current liabilities of $1 R ecommendations We strongly recommend a rate increase and cost savings measures be done to reverse this deteriorating financial condition in the stcrmwater Management Fund. 2. Budget Amendments During 2005 the Grants Special revenue Fund was set up by moving budget amounts for revenue and expenditures from the General Fund and the recreation Impact Fees Special revenue Fund to the Grants Special Revenue Fund. Total appropriations for the General Fund decreased and Grant Fund appropriation increased by the same amount. In addition, transfers out of the Recreation Impact Fees special Revenue Fund were changed by the same amount as transfers In to the Grants Fund, The net amount of these transactions did not increase total appropriations of the city's governmental funds for fiscal year 2005, however, they should have been authorized b the city Council. Recommendation We recommend that any budget et revision that alter the total appropriations are any fund be approved by City Council within 60 days of year end as allowed by Florida Statutes. 1 Management Comments City of Edgewater, Florida Page Four C. Comments Regui the Rules of the Auditor General The financial report filed with the Department of Banking and Finance pursuant to Section 218.32(l )(b), Florida Statutes, is in agreement in all material respects Wth the annual financial audit re port for the sane period. 2. The City has not met any of the conditions described in Section 218.603(l) Florida Statutes. 3. The city of Edgewater, Florida, has complied plied with Section 218.415, Florida Statutes, regarding the investment of public funds, except as note above. 4. As required by the Rules of the Auditor General Section 10.554 6 0 and 10,556(8), we applied financial condition assessment procedures. 1