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FY 2006 CAFR City of Edgewater, Florida COMPREHENSIVE ANNUAL FINANCIAL REPORT For The Year Ended September 30, 2006 Prepared by: Finance Department This page intentionally left blank. INTRODUCTOR'( SECTION CITY OF EDGEWA TER COMPREHENSIVE ANNUAL FINANCIAL REPORT TABLE OF CONTENTS Year Ended September 30, 2006 Paae I. Introductory Section: Table of Contents Letter of Transmittal GFOA Certificate of Achievement List of Principal Officials Organizational Chart i-ii iii-vi vii viii ix II. Financial Section: Independent Auditor's Report Managemenfs Discussion and Analysis 1-2 3-13 Basic Financial Statements: Government-Wide Financial Statements: Statement of Net Assets 14 Statement of Activities 15 Fund Financial Statements: Balance Sheet - Governmental Funds 16 Statement of Revenues, Expenditures and Changes in Fund Balances - Governmental Funds 17 Reconciliation of the Statement of Revenues, Expenditures and Changes in Fund Balances of Governmental Funds to the Statement of Activities 18 Statement of Revenues, Expenditures and Changes in Fund Balances - Budget and Actual - General Fund 19 Statement of Net Assets - Proprjetary Funds 20-21 Statement of Revenues, Expenses and Changes in Fund Net Assets - Proprietary Funds 22 Statement of Cash Flows - Proprietary Funds 23-24 Statement of Fiduciary Net Assets - Fiduciary Funds 25 Statement of Changes in Fiduciary Net Assets - Fiduciary Funds 26 Notes to Financial Statements 27 -59 Combining and Individual Fund Statements and Schedules: Major Governmental Fund: Schedule of Revenues and Expenditures and Changes in Fund Balance - Budget and Actual: Debt Service Fund 60 Nonmajor Governmental Funds: Combining Balance Sheet - Nonmajor Governmental Funds 61-62 Combining Statement of Revenues, Expenditures and Changes In Fund Balances - Nonmajor Governmental Funds 63-64 CITY OF EDGEWA TER C9MPREH~~SIVE ANNUAL FINANCIAL REPORT TABLE OF CONTENTS - Continued Year Ended September 3D, 2006 II. Financial Section - Continued: Schedule of Revenues, Expenditures and Changes in Fund Balances - Budget and Actual: Special Revenue Funds Capital Project Fund Nonmajor Proprietary Funds: Combining Statement of Net Assets - Nonmajor Proprietary Funds Combining Statement of Revenues. Expenses and Changes In Fund Net Assets - Nonmajor Proprietary Funds Combining Statement of Cash Flows - Nonmajor Proprietary Funds Fiduciary Funds: Combining Statement of Fiduciary Net Assets Combining Statement of Changes in Fiduciary Net Assets Capital Assets Used in the Operation of Governmental Funds: Schedule by Function and Activity III. Statistical Section: Table of Contents Financial Trends: Net Assets by Component Changes in Net Assets Governmental Activities Tax Revenues by Source Fund Balances of Governmental Funds Changes in Fund Balances of Governmental Funds Revenue Capacity: Assessed Value and Estimated Actual Value of Taxable Property Property Tax Rates - Direct and Overlapping Governments Principal Property Taxpayers Property Tax Levies and Collections Debt Capacity: Ratios of Outstanding Debt by Type Ratios of General Obligation Bonded Debt Outstanding Direct and Overlapping Governmental Activities Debt Legal Debt margin Information Pledged-Revenue Coverage Demographic and Economic Information: Demographic and Economic Statistics Population Statistics Principal Employers Operating Information Full-time Equivalent City Government Employees by Function Operating Indicator by Function Capital Asset Statistics by Function IV. Other Reports: Report on Internal Control over Financial Reporting and on Compliance And Other Matters Based on an Audit of Financial Statements Performed in Accordance with Government Aud;t;ng Standards Management Letter Affidavit of Impact Fee Compliance II Paae 65-71 72 73 74 75-76 77 78 79 80 81 82 83 84 85 86 87 88 89 90 91 92 93 94 95 96 97 98 99 100 101-102 103-106 107 THE CITY OF EDGEWATER POST OFFICE BOX 100, EDGEWATER, FLORIDA 32132-0100 Honorable Mayor and Members Of the City Council City of Edgewater, Florida State law requires that all general-purpose local governments publish a complete set of financial statements presented in conformity with the generally accepted accounting principles in the United States of America (GAAP) and that they be audited in accordance with generally accepted auditing standards in the United States of America by a firm of licensed certified public accountants. Pursuant to the requirement, it is with great pleasure that we present to the City of Edgewater, the Comprehensive Annual Financial Report (CAFR) for the fiscal year ended September 30th, 2006. This report consists of management's representations concerning the finances of the City of Edgewater. Consequently, management assumes full responsibility for the completeness and reliability of all the information presented in this report. To provide a reasonable basis for making these representations, management of the City of Edgewater has established a comprehensive internal control framework that is designed both to protect the government's assets from loss, theft, or misuse and to compile sufficient reliable information for the preparation of the City of Edgewater's fmancial statements in conformity with GAAP. Because the cost of internal controls should not outweigh their benefits, the City of Edgewater's comprehensive framework of internal controls has been designed to provide reasonable rather than absolute assurance that the financial statements will be free from material misstatements. As management, we assert that, to the best of our knowledge and belief, this financial report is complete and reliable in all material respects. The City of Edgewater's financial statements have been audited by McDirmit Davis & Company, LLC, a firm of licensed certified public accountants. The goal of the independent audit was to provide reasonable assurance that the financial statements of the City of Edgewater for the fiscal year ended September 30, 2006, are free of material misstatements. The independent audit involved the following: examining on a test basis, evidence supporting the amounts and disclosures in the financial statements, assessing the accounting principles used and significant estimates made by management, and evaluating the overall fmancial statement presentation. The independent auditor concluded, based upon the audit, that there was a reasonable basis for rendering an unqualified opinion that the City of Edgewater's financial statements for the fiscal year ended September 30, 2006, are fairly presented in conformity with generally accepted accounting principles in the Untied States of America. The independent auditor's report is presented as the fust component of the financial section of this report. GAAP requires that management provide a narrative introduction, overview, and analysis to accompany the basic financial statements in the form of Management's Discussion and Analysis (MD&A). This letter of transmittal is designated to complement the rvID&A and should be read in conjunction with it. The City of Edgewater's MD&A can be found immediately following the report of the independent auditors. III CITY SUMMARY The City of Edgewater is located in southeast Volusia County, primarily east of 1-95 south of New Smyrna Beach, two miles west of the Atlantic Ocean and runs along 10.5 miles of the Indian River coastline. The City is within the economic zone of Central Florida, which roughly follows Interstate 4 from Tampa through Orlando to Daytona Beach and the communities along the Atlantic Coast in Vo]usia County. There are 7,040 acres of land within the City with an estimated population of 2 ] ,572. The City of Edgewater was incorporated in 1952 and has operated under the Council-Manager form of government since' 198 I. Primary responsibilities of the City Manager are to implement the policies of the elected officials. The City Manager assumes responsibilities of the day-to-day operations of the City, annual budget preparation, appointing/removing officers and employees. In addition to supervising the daily operations, the City Manager works with elected officials, conunittees and citizens to plan for the future of the community. The City of Edgewater offers a full range of services to its citizens through multiple funds. The City uses funds to separate resources and assure that the City adheres to restrictions placed upon it by legislators, grantors, donors, and other outside parties (e.g. GASB, GAAP). The following is a list of services provided by each fund: . General Fund - provides planning and zoning, economic development, building (e.g. permits, inspections, etc), police, fire, parks, recreation, streets (new and maintained), code enforcement, animal, and general administrative services. . Water and Sewer Fund - provides water and sewer services. · Refuse Fund - uses a combination of City personnel and assets along with private contracted companies to provide solid waste collection. · Stormwater Fund - provides and ensures proper water drainage from all properties. Whenever possible the City seeks alternative sources of revenue to provide services, enhance services, and supplement the existing expenses in the budget. The most prominent example of alternative revenue is grants through the federal, state, and localleve]s. LOCAL ECONOMY Long established businesses such as Coronado Paint, Boston Whaler, Edgewater Power Boats, RJ. Dougherty Associates, Inc, Porta Products, Tropical Blossom Honey, as well as new businesses provide employment opportunities within the City. NASA and related supporting enterprises at Cape Canaveral as well as the cruise industry located at Port Canaveral provide further employment opportunities. The City of Edgewater currently has a 3.1 percent unemployment rate (below the state average of 4.01). During the last year~ taxable assessnlent values of property in Edgewater increased 3] .05 percent. The City continues exploring several options to increase economic growth within the City and improve economic development within southeast Volusia County. Toward this goal, the City's Economic Development Board is continuing its emphasis on result- oriented initiatives. The city continues to develop many partnerships between various economic development agencies and,local businesses. IV FINANCIAL INFORMATION The information presented in the financial statements is perhaps best understood when it is considered from the broader perspective of the specific environment within which the City of Edgewater operates. Budgeting Controls. The annual budget serves as the foundation for the City of Edgewater's financial planning and control. All departments of the City of Edgewater are required to submit requests for appropriation to the City Manager. The City Manager then uses these requests as the starting point for developing a proposed budget. The City Manager then presents this proposed budget to the City Council for review. The City Council is required to hold public hearings on the proposed budget and to adopt a final budget by no later than September 30, the close of the City of Edgewater's fiscal year. The appropriated budget is prepared by fund (i.e., general fund), department (i.e., fire department) and division (i.e., EMS). The City Manager may make transfers of appropriations within and between divisions and departments; however, any revisions that alter the total appropriations of any funds must be approved by City Council. Original and final amended budget-to-actual comparisons are provided in this report for each indi vidual governmental fund. The General fund is presented on page 19 as part of the basic financial statements for the governmental funds. For other governmental funds these comparisons are presented in the governmental fund subsection of this report, which stars on pages 61-72. Long-term financial planning. The CIP is a multi-year prioritized schedule of improvements that lists each capital improvement by year it is intended to be purchased or commenced; the amount to be spent per year; and, the method of financing such improvement. Each year during the annual budget process the CIP is reviewed to ensure incorporation of all necessary capital improvements. It should be noted;' however, that the CIP is not a fixed document but a flexible, evolutionary document that may change to reflect changing priorities, opportunities, costs, or ditTerent financing approaches. Casb management polices and practices. The city administers a cash management and investment program that seeks to maximize, in order of priotity, the preservation of funds, liquidity and interest earnings over its cash and investments. Cash resources of the individual funds are combined to fonn a pool of cash and investments. The City's cash and investment pool balance at September 30, 2006 (not including pension funds) was $8,786,315. Investment income includes the change in the fair value of investments. During the year monies were invested in U.S. Agencies and Treasuries and the State Board Administration Local Government Investment Pool in accordance with the City's Investment Policy. Pension fund assets were invested mainly in equity and bond funds in accordance with the City's Investment Policy for Retirement Funds. The total pension fund assets at September 30, 2006 were $23,690,068. Risk Management. During the ordinary course of its operations, the City is exposed to various risks of losses. The City maintains commercial insurance coverage in amounts management feels is adequate to protect and safeguard the assets of the City. In the opinion of the City9s management and legal counsel, legal claims and litigation are not anticipated to have a material impact on the financial position of the City. Pension and other postretirement benefits. The City of Edgewater sponsors two defined benefit and on defined contribution pension plans for its employees. Each year an independent actuary by the pension plan calculates the amount of the Annual Required Contribution (ARC) that the City of Edgewater must make to the pension plan to ensure that the plan will be able to fully meet its obligations to retired employees on a timely basis. In addition9 police and firefighters are required to contribute 60/0 of their salary to the plan. General employees must contribute 2.50/0 of their salary to the plan. v AWARDS AND ACKNOWLEDGEMENTS The Government Finance Officers Association (GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to the City of Edgewater for its CAFR for the fiscal year ended September 30, 2005. The City of Edgewater has received a Certificate of Achievement for the last twenty-two consecutive years. In order to be awarded a Certificate of Achievement, the government published an easily readable and efficiently organized CAFR. This report satisfied both G AAP and app licable legal requirements. A Certificate of Achievement is valid for a period of one year only. We believe that our current CAFR continues to meet the Certificate of Achievement Program's requirements and we are submitting it to the GFOA to determine its eligibility of another certificate. The preparation to this report would not have been possible without the efficient and dedicated services of the entire staff of the finance department. We would like to express our appreciation to all members of the department who assisted and contributed to the preparation of this report. Credit also must be given to the Mayor and the City Council for their unfailing support for maintaining the highest standards of professionalism in the management of the City of Edgewater's fmances. lly submitted, ~L~ Brett L. Tanner Finance Director VI This page intentionally left blank. Certificate of Achievement for Excellence in Financial Reporting Presented to City of Edgewater Florida For its Comprehensive Annual Financial Report for the -Fiscal Year Ended September 30, 2005 A Certificate of Achievement for Excellence in Financial Reporting is presented by the Government Finance Officers Association of the United States and Canada to government units and public employee retirement systems whose comprehensive annual fmancial reports (CAFRs) achieve the highest standards in government accounting and fmancial reporting. President ~/~ Executive Director vii CITY OF EDGEWA TER, FLORIDA LIST OF PRINCIPAL OFFICIALS Year Ended September 30, 2006 MAYOR Michael L. Thomas CITY COUNCIL Debra J. Rogers - District 1 Dennis A. Vincenzi - District 2 Harriet E. Rhodes - District 3 Judith R. Lichter - District 4 CITY MANAGER Jon C. Williams CITY CLERK Susan J. Wadsworth CITY A TIORNEY Carolyn S. Ansay FINANCE DIRECTOR Brett Tanner viii CITY OF EDGEWATER ORGANIZATIONAL CHART -,".,. ". ."., crilzE,!s C}FEOGEWATER . NlAYQR. AN,J),~[flc,!LJNC/4. cftYJ:4J:rORNt=Y:":,,.::~:"-, pARKs: & RECREA"ftONI MAJNTENANC~:~:;>,"';:':;", "'''.,.:''.,,:EiiwJlONMENTAi..":,,;;i: '. '..,,"1,t,' ,sef8.vIGes,' "., , 1;~ji::~~IJ~!r~q~I,~~ ': "'RECREA nON::: V...::~:.;(." ~:.~.~ ~ _,', UT1UTIES ,;.'NwRTSN.!WClE',,' ",', ,": ", I .}'ii;;iiiic1f;iPfNfE. iic~~..."...1 . ;'BUILDING :1 ,. .i~. .j. , ,~".'j J .. . .' ,'., , :: PERSONNEL , , I ...J ?;"{" _. REFUSEL:', ;" ':;stORNtw.ATERJ . ',' ,'" ""',', :,.:",',,','-",,>''',' ,', ',,' ",', ,'J ~....,: : : . :t ..::~? ...,. t ,:.',"',:STREET;' J IX This page intentionally left blank. FINANCIAL SECTION This page intentionally left blank. MCDIRMIT III DAVIS CERTIFIED PUBLIC ACCOUNTANTS AND ADVISORS INDEPENDENT AUDITOR'S REPORT Honorable Mayor and City Council City of Edgewater, Florida Edgewater, Florida We have audited the accompanying financial statements of the governmental activities, the business-type act;vities, each major fund, and the aggregate remaining fund information of the City of Edge water. Florida, as of and for the year ended September 3D, 2006, which collectively comprise the City's basic financial statements as listed in the table of contents. These financial statements are the responsibility of the City's management. Our responsibility is to express an opinion on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Governn1ent Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basisJ evidence supporting the amounts and d,sclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis for our opinions. In our opinion the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the City of Edge wa ter, Florida, as of September 30, 2006, and the respective changes in financial position and cash flows, where applicable, thereof and the respective budgetary comparison for the general fund for the year then ended in conformity with accounting principles generally accepted in the United States of America. MCDIRMI1' DAVIS & COMPANY, LLC 605 E. ROBINSON STREET~ SUlTE 635 · ORLANDO~ FLORlDA 32801 TELEPHONE 407 -843-5406 · FAX 407 -649-9339 · EMAIL: INFO@MCDIRMITDAVIS.COM MEMBERS: PRIVATE COMPANIES PRACTlCE SECTION · AMERICAN INSTITUTE OF CERTIFlED PUBLIC ACCOUNTANTS. FLORIDA INSTlTUTE OF CERTIFIED PUBLIC ACCOUNTANTS 1 In accordance with Government Auditing Standards, we have also issued a report dated December 5, 2006 on our consideration of the City of Edgewater, Florida's internal control over financial reporting and our tests of its compliance with certain provisions of laws, regulations contracts and grant agreements and other matters. The purpose of that report is to describe the scope of our testing and internal control over financial reporting and compliance and the result of that testing r and not to provide an opinion on the internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards and should be considered in conjunction with this report in considering the results of our audit. The Management's Discussion and Analysis on pages 3 through 13 is not a required part of the basic financial statements but is supplemental information required by the accounting principles generally accepted in the United States of America. We have applied certain limited procedures, which consisted principally of inquiries of management regcrrding the methods of measurement and presentation of the supplemental information. However, we did not audit the information and express no opinion on it. Our audit was conducted for the purpose of forming opinions on the financial statements that collectively com prise the City of Edgewater's basic financial statements. The introductory section, combining and individual nonmajor fund financial statements and schedules and statistical section are presented for purposes of additional analysis and are not a required part of the basic financial statements. The combining and individual nonmajor fund financial. statements and schedules have been subjected to the auditing procedures applied in the audit of the basic financial statements and, in our opinionl are fairly stated in a'l material respects in relation to the basic financial statements taken as a whole. The introductory section and the statistical section have not been subjected to the auditing procedures applied in the audit of the basic financial statements and, accordingly, we express no opinion on them. 1J!,c1J.iunj,t !XJui4 & ~t:UWf LLt McDIRMIT DAVIS & COMPANY, LLC December 5, 2006 2 MANAGEMENT'S DISCUSSION AND ANALYSIS As management of the City of Edgewater, Florida we offer readers of the City of Edgewater's financial statements this narrative overview and analysis of the financial activities of the City of Edgewater for the fiscal year ended September 30, 2006. We encourage readers to consider the information presented here in conjunction with additional information that we have furnished in our letter of transmittal. Financial Highlights . The assets of the City of Edgewater exceeded its liabilities at the close of the most recent fiscal year by $50,712,320 (net assets). Of this amount, $8,841,529 (unrestricted net assets) may be used to meet the government's ongoing obligations to citizens and creditors. . The government's total net assets increased by $4,960,818. . As of the close of the current fiscal year, the City of EdgewaterJs governmental funds reported combined ending fund balances of $4,917,904, an increase of $1,181,297 in comparison with the prior year. Most of this total amount is available for spending at the government's discretion (unreserved fund balance). . At the end of the current fiscal year, unreserved fund balance for the general fund was $2,257,987, or 18% of total general fund expenditures. Overview of the Financial Statements This discussion and analysis are intended to serve as an introduction to the City of Edgewater's (the City) basic financial statements. The City's basic financial statements comprise three components: 1) government-wide financial statements, 2) fund financial statements, and 3) notes to the financial statements. This report also contains other supplementary information in addition to the basic financial statements themselves. Government-Wide Financial Statements The government-wide financial statements are designed to provide readers with a broad overview of the City of Edgewater's finances, in a manner similar to a private-sector business. The statement of net assets presents information on all of the City's assets and liabilities, with the difference between the two reported as net assets. Over time, increases or decreases in net assets may serve as a useful indicator of whether the financial position of the City is improving or deteriorating. The statement of activities presents information showing how the government's net assets changed during the most recent fiscal year. All changes in net assets are reported as soon as the underlying event giving rise to the change occurs, regardless of the timing of related cash flows. Thus, revenues and expenses are reported in this statement for some items that will only result in cash flows in future .fiscal periodS (e.g., uncollected taxes and earned but unused vacation leave). 3 MANAGEMENT'S DISCUSSION AND ANALYSIS - CONTINUED Both of the government-wide financial statements distinguish functions of the City of Edgewater that are principally supported by taxes and intergovernmental revenues (governmental activities) from other functions that are intended to recover all or a significant portion of their costs through user fees and charges (business-type activities). The governmental activities of the City of Edgewater include general government, public safety, transportation/public works and leisure services. The business- type activities of the City of Edgewater include water and sewer, refuse collection, stormwater management, development fees and renewal and replacement. The government-wide financial statements include only the City of Edgewater itself (known as the primary government). The City of Edgewater has no component units. The government-wide financial statements can be found on pages 14 - 15 of this report. Fund Financial Statements A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The City of Edgewater, like other state and local governments, uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. All of the funds of the City of Edgewater can be divided into three categories: governmental funds, proprietary funds and fiduciary funds. Governmental Funds - Governmental funds are used to account for essentially the same functions reported as governmental activities in the government-wide financial statements. However, unlike the government-wide financial statements, governmental fund financial statements focus on near-term inflows and outflows of spendable resources, as well as on balances of spendable resources available at the end of the fiscal year. Such information may be useful in evaluating a government's near-term financing requirements. Because the focus of governmental funds is narrower than that of the government-wide financial statements, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government-wide financial statements. By doing so, readers may better understand the long-term impact of the government's near-term financing decisions. Both the governmental fund balance sheet and the governmental fund statement of revenues, expenditures, and changes in fund balances provide a reconciliation to facilitate this comparison between governmental funds and governmental activities. The City of Edgewater maintains ten individual governmental funds. Information is presented separately in the governmental fund balance sheet and in the governmental fund statement of revenues, expenditures, and changes in fund balances for the general fund, and the debt service fund, both of which are considered to be major funds. Data from the other eight governmental funds are combined into a single, aggregated presentation. Individual fund data for each of these nonmajor governmental funds is provided in the form of combining statements elsewhere in this report. The City of Edgewater adopts an annual appropriated budget for all of its governmental funds. Budgetary comparison statements have been provided for the general fund to demonstrate compliance with this budget at page 19. Budgetary comparison schedules have been provided for the debt service fund and the nonmajor funds at pages 60 and 65 - 71. The basic governmental fund financial statements can be found on pages 16 - 19 of this report. 4 MANAGEMENT'S DISCUSSION AND ANALYSIS - CONTINUED Proprietary Funds - The City of Edgewater maintains one type of proprietary fund. Enterprise funds are used to report the same functions presented as business-type activities in the government-wide financial statements. The City of Edgewater uses enterprise funds to account for water and sewer, refuse collection, stormwater management development fees and renewal and replacement. Proprietary funds provide the same type of information as the government-wide financial statements, only in more detail. The proprietary fund financial statements provide separate information for water and sewer and refuse collection, which are all considered to be major funds. Data for the other 3 proprietary funds are combined into a single aggregated presentation. Individual fund data for each of these nonmajor proprietary funds is provided in the form of combining statements elsewhere in this report. The basic proprietary fund financial statements can be found on pages 20 - 24 of this report. Fiduciary Funds - Fiduciary funds are used to account for resources held for the benefit of parties outside the government. Fiduciary funds are not reflected in the government-wide financial statements because the resources of those funds are not available to support the City of Edgewater's own programs. The accounting used for fiduciary funds is much like that used for the proprietary funds. The basic fiduciary fund financial statements can be found on pages 25 - 26 of this report. Notes to the Financial Statements The notes provide additional information that is essential to a full understanding of the data provided in the government-wide and fund financial statements. The notes to financial statements can be found on pages 27 - 59 of this report. Other Information The combining statements referred to earlier in connection with nonmajor governmental and proprietary funds are presented immediately following the Notes to Financial Statements. Combining and individual fund statements and schedules can be found on pages 61 -75 of this report. Government-Wide Financial Analysis As noted earlier, net assets may serve over time as a useful indicator of a government's financial position. In the case of the City of Edgewater, assets exceeded liabilities by $50,712,320 at the close of the most recent fiscar year. The following table reflects the condensed statement of net assets for the current and prior years. For more detail see the Statement of Net Assets on page 14. 5 MANAGEMENT'S DISCUSSION AND ANALYSIS - CONTINUED City of Edgewater Statement of Net Assets Assets: Current and other assets Capital Assets Total Assets Governmental Activities 2006 2005 $ 71392,072 $ 7,201,690 19.674,000 19.141.076 27,066,072 26342,766 Business-Type Activities 2006 2005 $13,132,794 $16,066,309 57.726.606 55.642.504 70859.400 71 708.813 Total Primary Government 2006 2005 $20,524,866 $23,267,999 77.400.606 74.783.580 97,925472 98 051 579 Liabilities: Long term liabilities Other liabilities Total Liabilities 10,066,277 552.853 10,619.130 111014,254 1 118.176 12.132.430 34,982,241 1.611.781 36,594.022 37,297,954 2.869.693 40,167.647 45,048,518 2.164.634 47.213152 48,312,208 3.987.869 52.300,077 Net Assets: Invested in capital assets, net of related debt Restricted Unrestricted Total Net Assets 10,790.015 9,283,844 23,188,819 18,641,079 33,978,834 27,924,923 3,547,595 3.760,701 4,344.362 3,567,108 7.891,957 7,327,809 2.109332 1.165.791 6.732.197 9.332.979 8.841.529 10.498.770 $16 446 942 $14210336 $34 265 378 $31,541,166 $50712,320 $45 751 50( Sixty-seven percent (670;0) of the City's net assets reflects its investment in capital assets (e.g., land, buildings, improvements, infrastructure and equipment) less any related debt used to acquire those assets that is still outstanding. The City uses these capital assets to provide services to citizens; consequently, these assets are not available for future spending. Although the City of Edgewater's investment in its capital assets is reported net of related debt, it should be noted that the resources needed to repay this debt must be provided from other sources, since the capital assets themselves cannot be used to Hquidate these liabHities. An additional portion of the City of EdgewaterJs net assets (160;0) represents resources that are subject to external restrictions on how they may be used. The remaining balance of unrestricted net assets ($8,841,529) may be used to meet the government's ongoing obligations to citizens and creditors. At the end of the current fiscal year, the City of Edgewater is able to report positive balances in all categories of net assets. The City's net assets increased by $4,960,818 during the current fiscal year. The reasons for this increase are detailed below. The following table reflects the condensed Statement of Activities for the current and prior years. For more detail see the Statement of Activities on page 15. 6 MANAGEMENT'S DISCUSSION AND ANALYSIS - CONTINUED City of Edgewater Chances in Net Assets Governmental Activities Busi ness-Type Activities Total Primary Government 2006 2005 2006 2005 2006 2005 Revenues : Program revenues. Charges for services $ 1, n9.825 $ 1,750,505 $ 9,757,783 $ 9,335,210 $11.537,608 $11,085,715 Operating grants and contributions 505,161 574,193 272,580 1,224,518 777,741 1,798,711 Capital grants and co ntributions 845,639 326,163 2,438,556 1,218,691 3,284.195 1,5441854 General revenues - Property taxes 5,045,677 4.125,604 5,045,677 4,125,604 Franchise and utility taxes 3,098,230 2,721,040 3,098,230 2,721,040 Intergovernmental 1,952,077 1,901.135 1,952,077 1,901,135 Investment income and miscellaneous 1.734.431 468.314 714.244 537.757 2448.675 1.006.071 Total revenues 14.961.040 11.866.954 13.183.163 12.316 176 28.144.203 24 183.130 Expenses: General government 3.338.289 2,801,030 3.338,289 2,801.030 Public safety 6,259,632 6.235,432 6,259,632 6,235,432 Transportation/public works 643,943 725,242 643,943 725,242 Leisure services 1 ,5'11.621 1,727,507 1,511,621 1,727,507 Interest on long-term debt 291,830 310,433 291,830 310,433 Water and sewer 7,997,538 7,2861475 7,997,538 7.286,475 Refuse collection 2,067,329 2,951,045 2,067,329 2,951,045 Stonnwater management 1,017,118 935, no 1,0171118 935,nO Development fees 43.695 100.331 43,695 100,331 Renewal and replacement 12.390 248.506 12.390 248.506 T ota.1 expenses 12.045.315 11.799.644 11.138 070 11.522.127 23.183.385 23.321.771 Increase (Decrease) in Net Assets Before Transfers 2,915,725 67,31 0 21045,093 794,049 4.960,818 861.359 Tra nsfers (679.119) 1.370.073 679.119 (1.370.073) Increase (Decrease) in Net Assets 2,236,606 1,437,383 2,724,212 (576,024 ) 4,960,818 861.359 Net Assets .. Beginning 14.210.336 12.772.953 31.541.166 32.117.190 45.751.502 44.890.143 Net Assets - Ending $16446 Q4? $14210336 $34 265 378 9;31 541 166 5;50 712 320 $45751 502 7 MANAGEMENT'S DISCUSSION AND ANALYSIS - CONTINUED Governmental Activities - Governmental activities increased the City of Edgewater's net assets by $2,236,606. Key elements of this increase are as follows: . Property taxes increased by $920,073 (220/0) during the year. . Capital grants and contributions increased by $519,476 (1340/0) page 7primarily due to various capital grants the City has received. . Investment and miscellaneous income increased by $1,266,117 (2700/0) primarily due to the sale of land the City was holding for resale. Business- Type Activities - Business-type activities increased the City of Edgewater's net assets by $2,724,212. Key elements of this decrease are as follows: . Charges for services increased by 50/0, however there was a net decrease of 770/0 in operating grants since more FEMA revenue was earned in 2005. · Expenses decreased around $400,000 from 2005. This net decrease was due to a decrease in refuse collection, development fees and renewal and replacement expenses, as well as increase in water and sewer operating expenses. 8 _- --=--. ~I_-- ,._--~-~., -~."1 ~~~ ~(Iiii ~_.. . I . 1- ~ _-_ ~~~~ ... ,..... ~ ' '. _.~_... .D.. ., lUlII~~'~ -.. ~ f~~ :~i'iiii;it"i'Aii~~~ ~~~[ ~ - - ~~ .- --=- _ .... .L- ;I. .... ~ I--.~ ~ ~;F:~~ ~t1 .1 I ~ . L ~ . q~ · =1 J:r~~, ~ ~:-:. !J - : - !~.:;, ""'.~ ~ ~ ~', . ~fgltiii ifU~I~!lll ~~~~.;-~ {f I ~ ~ L ~! I ~ . j ..:~. & :1 l{.IIKu_r~!...AtJWtlitt!8iJ ~ ~~~~ ~ .. ....... ~I ~ -=- -N-" - - ...;;: .. PM~~. ~/- ... MANAGEMENT'S DISCUSSION AND ANALYSIS - CONTINUED Financial Analysis of the Government's Funds As noted earlier, the City of Edgewater used fund accounting to ensure and demonstrate compliance with f;nance-related requirements. Governmental Funds - The focus of the City's governmental funds is to provide information on near-term inf~ows, outflows, and balances of spendable resources. Such information is useful in assessing the City of Edgewater's financing requirements. In particular, unreserved fund balance may serve as a useful measure of a government's net resources available for spending at the end of the fiscal year. As of the end of the current fiscal year, the City of Edgewater's governmental funds reported combined ending fund balances of $4,917,904, an increase of $1,181,297 in comparison with the prior year. Approximately 940/0 of this amount ($4,616,405) constitutes unreserved fund balance, which is available for spending at the City's discretion. The remainder of fund balance is reserved to indicate that it ;s not available for new spending because it has already been committed to (1) pay debt service ($259,967) or (2) for other purposes ($41.532). The general fund is the chief operating fund of the City of Edgewater. At the end of the current fiscal year, unreserved fund balance of the general fund was $2,257,987, while total fund balance was $2,299,519. As a measure of the general fund's liquidity, it may useful to compare both unreserved fund balance and total fund balance to total fund expenditures. Unreserved fund balance represents 18 percent of total general fund expenditures, while total fund balance represents 19 percent of that same amount. The fund balance of the general fund increased by $1,067,581 during the current fiscal year. This increase was due primarily to sale of land held for resale of $1 ,188,785 received in 2006. Also, general fund expenditures were less than budget in all departments except public safety and interest on debt service. Proprietary Funds - The City Edgewater's proprietary funds provide the same type of information found in the government-wide financial statements, but in more detail. Unrestricted net assets of the proprietary funds at the year end amounted to $6,732, 197. The total increase in net assets for these funds was $2,724,212. Other factors concerning the finances of these funds have already been addressed in the discussion of the City of Edgewater's business-type activities. General Fund Budgetary Highlights During the year, actual revenues were $272,711 more than budgeted revenue primarily due to conservatism. Actual expenditures were $855, 190 less than budgeted expenditures primarily due to projects in the Leisure Services Department not starting when anticipated. Additional expenditure variances are associated with debt service entries on the water meter capital lease project. Actual expenditures did exceed budgeted expenditures in the following functions: public safety and interest on debt service. 11 MANAGEMENT'S DISCUSSION AND ANALYSIS - CONTINUED Capital Asset and Debt Administration Capital Assets - The City of Edgewater's investment in capital assets for its governmental and business-type activities as of September 30, 2006, amounts to $77,400,606 net of accumulated depreciation). This investment in capital assets includes land, buildings, improvements. machinery and equipment and infrastructure. The total increase in the City's investment in capital assets for the current fiscal year was 30tb. Major capital asset events during the current fiscal year included the following: . The State Road 442 beautification project costing $228,994 was completed. . Construction in progress increased for business-type activities primarily because of work on the Alan R. Thomas Water Treatment Plant. . Business-type improvements increased primarily because of the completion of Parktowne drainage improvements. City of Edgewater Capital Assets As of September 30, Governmental Activities Business-Type Activities Total Primary Govemment 2006 2005 2006 2005 2006 2005 Land $ 3,779,436 $ 3,779,436 $ 1.188,798 $ 676,827 $ 4,968,234 $ 4,456,263 Buildings 2.513,591 2,631,446 12,824,499 13.572,356 15,338,090 16,203,802 Improvements 8,512,225 8,738,731 40,760,333 39,256,216 49.272,558 47,994,947 Machinery and equipment 1,429,772 1,138,996 1,782,415 1,264,432 3,2121187 2,403.428 Infrastructure 1,076,610 787,182 1,076,610 787,182 Construction in progress 2.362.366 2.065.285 1.170.561 872.673 3.532.927 2.937 .958 Total $19674000 $19 141 076 $57 726 60B $55 642 504 $77 400 606 $74 783580 Additional information on the City of Edgewaterts capital assets can be found in Note 6 of this report. 12 MANAGEMENT'S DISCUSSION AND ANALYSIS - CONTINUED Long- Term Debt - At the end of the current fiscal year, the City of Edgewater had total debt outstanding of $43,509,822. This debt includes bonds payable, notes payable, the state revolving loan and capital leases. Additional information on long-term debt can be found in Notes 7 and 8 of this report. City of Edgewater Lona- Term Debt As of September 30, Governmental Activities 2006 2005 Business-Type Activities 2006 2005 Total Primary Government 2006 2005 331.122 $9 8S7 232 $10,660,000 5,2391457 11,975,560 6.750.820 $34 625 837 $11,110,000 6,147,017 $10,660,000 13,765,898 $111110,000 15,673,127 Bonds payable Notes payable State revolving loan Capital leases $ 8,526,441 $ 9,526,110 357.544 $8 883 985 13,298,345 6.544.290 $37 099 652 11,975,560 7.108.364 $43 509 822 13,298,345 6.875.412 $46 956 884 The City of Edgewater's total debt decreased by $3,447,062 (7 percent) during the current fiscal year. Next Year's Budget and Rates During the current fiscal year, the unreserved fund balance in the general fund increased to $2,257,987. The City has not appropriated any of this amount for spending in the 2006 fiscal year budget since the plan is to increase the unreserved fund balance so that it is at least 10- 2001& of general fund operating expenditures. Requests for Information This financial report is designed to provide a general overview of the City of Edgewater's finances for all those with an interest in the government's finances. Questions concerning any of the information should be addressed to the office of the Finance Director, City of Edgewater, P.o. Box 100, Edgewater, Florida 32132-0100. 13 This page intentionally left blank. BASIC FINANCIAL STATEMENTS This page intentionally left blank. CITY OF EDGEWATER, FLORIDA STATEMENT OF NET ASSETS September 30, 2006 Primary Government Governmental Business-type Activities Activites Total Assets: Cash and cash equivalents $ 2,974.679 $ 2031617 $ 3,178,296 Investments 508,550 5081550 Receivables, net 389,516 2,8121191 3,201,707 Inventories and prepaid costs 41.532 1,285 42,817 Due from other governments 113,319 158,570 271,889 Internal balances 1,325,725 (1.325.725) Restricted assets: Cash and cash equivalents 3,898,788 3,898,788 Investments 1,202,431 1,202,431 Special assessments receivable 1 ,880,570 5.9821058 7,862,628 Bond issuance costs 199,579 199,579 Land held for resale 117,436 117,436 Investment in joint venture 40,745 40,745 Capital assets not being depreciated 6,141,802 21359,359 8,501,161 Capital assets being depreciated, net of accumulated depreciation 13,532,198 55,367,247 68,899,445 Total Assets 27,066,072 70,859,400 97.925,472 Liabilities: Accounts payable and other current liabilities 369,093 1,300,460 1,669,553 Due to other governments 3,109 3,109 Unearned revenue 180,651 180,651 Accrued interest payable 311,321 311,321 Noncurrent liabilities: Due within one year 1,776,927 3,210,265 41987,192 Due in more than one year 8,289,350 31,771,976 40,061,326 Total Liabiljties 10,619,130 36,594,022 47,2131152 Net Assets: Invested in capital assets, net of related debt 10,790,015 23,1881819 331978,834 Restricted for: Capital projects 978,087 3,141,931 4, 1201018 Debt service 2,569,508 1,202,431 3,771,939 Unrestricted 2,1091332 6,732,197 8,841,529 Total Net Assets $ 16,446,942 $ 34,265,378 $ 50,712,320 The accompanying Notes to Financial Statements are an integral part of these statements~ 14 <( o 0:: o ~ LL 0:: W J- <( ~ w <.9 o W LL o >- J- () co o o N U) W ~ > ~ (J ct u. o I- Z w :! w I- ct I- U) o ("") L- Q.l ..c E Q.l +-' c... 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E a o o ea Q.l .s::. ~ CITY OF EDGEWATER, FLORIDA BALANCE SHEET GOVERNMENTAL FUNDS September 30, 2006 Other Total Debt Governmental Governmental General Service Funds Funds Assets: Cash and cash equivalents $ 950, 182 $ 259,967 $ 1,764,530 $ 2,974,679 Investments 508,550 508,550 Receivables, net 1961872 192,644 389,516 Inventories, at cost 41,532 41,532 Due from other governments 113,319 113,319 Due from other funds 21746,705 2,746,705 Special assessments receivable 1,880,570 1,880.570 Land held for resale 117,436 117,436 Total Assets $ 4,166,046 $2,140,537 $ 2,465,724 $ 8,772,307 Liabilities and Fund Balances: Accounts payable $ 227,074 $ $ 7,037 $ 234, 111 Accrued liabilities 134,982 134,982 Due to other governments 3,109 3,109 Due to other funds 1,320,711 100,269 11420,980 Deferred revenue 1,880,570 1 ,880,570 Unearned revenue 180,651 180,651 Total Liabilities 1,866,527 1,8801570 1071306 3,854,403 Fund balances: Reserved: I nventories and prepaid costs 41.532 41,532 Debt service 259,967 259,967 Unreservedl reported in: General fund 2,257,987 2,2571987 Special revenue funds 1,380,331 1,380,331 Capital projects funds 978,087 978,087 Total fund balances 2,299,519 259,967 2,3581418 4,9171904 Total Liabilities and Fund Balances $ 4,166,046 $2,140,537 $ 2,465,724 Amounts reported for governmental activities in the statement of net assets are different because: Capital assets used in governmental activities are not financial resource: andl therefore are not reported in the funds 191674,000 Investment in joint venture is not a financial asset and therefore is not reported in the funds 40,745 Other long-term assets are not available to pay for current period expenditures and, therefore, are deferred in the funds 1 ,880,570 Long-term liabilities are not due and payable in the current period and therefore are not reported in the funds ( 10,066,277) Net assets of governmental activities $ 16,446,942 The accompanying Notes to Financial Statements are an integral part of these statements. 16 CITY OF EDGEWATER, FLORIDA STATEMENT OF REVENUES. EXPENDITURES AND CHANGES IN FUND BALANCES - GOVERNMENTAL FUNDS For The Year Ended September 30, 2006 Other Total Debt Governmental Governmental General Service Funds Funds Revenues: Taxes $ 8,1431907 $ $ $ 8,143,907 Licenses and permits 500,588 500,588 Intergovernmental revenues 2,500,627 802,250 3,302,877 Charges for services 547,221 547,221 Fines and forfeitures 132,378 10,502 142,880 Impact fees/special assessments 541564 433,349 534,572 1,022,485 Investment income 78,812 1311727 34,433 244,972 Miscellaneous 239,750 262 240,012 Total revenues 12,197,847 565,076 1,382,019 14,1441942 Expenditures: Current: General government 3,026,976 33,885 3,060,861 Public safety 6,225,480 286,715 6,512,195 Transportation/public works 546,555 546,555 Leisure services 1,458,749 386,004 1,844,753 Debt selVice: Principal retirement 960,133 710,013 1,670,146 Interest and fiscal charges 87,716 204,114 291,830 Capital outlay: Public safety 217,139 217,139 Transportation/public works 87,393 87,393 Total expenditures 12,305,609 914,127 1 ,011 ,136 14,230,872 Excess (Deficiency) of Revenues Over Expenditures (107,762) (349,051 ) 370,883 (85,930) Other Financing Sources (Uses) General obligation note 500,000 500,000 Capital lease 1961899 196,899 Transfers in 663,991 353,429 80,293 1,097,713 Transfers out (738,095) (1,038,737) (1,776,832) Sale of land held for resale 1,249,447 1,249,447 Net other financing sources (uses) 1,175,343 353,429 (261,545) 1,267,227 Net Change in Fund Balances 1,06.7,581 4,378 109,338 1, 181 ,297 Fund Balances - Beginning 1,231,938 255,589 21249,080 3,736,607 Fund Balances... Ending $ 2,299,519 $ 259,967 $ 2,358,418 $ 4,917,904 The accompanying Notes to Financial Statements are an integral part of these statements. 17 CITY OF EDGEWA TERJ FLORIDA RECONCiliATION OF THE STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES OF GOVERNMENTAL FUNDS TO THE STATEMENT OF ACTIVITIES For The Year Ended September 30, 2006 Amounts reported for the governmental activities in the statement of activities (page 15) are different because: Net change in fund ba\ances - total governmental funds (page 17) $ 1,181,297 Governmental funds report capital outlays as expenditures. However; in the statement of activities the cost of those assets is allocated over their estimated useful lives and reported as depreciation expense. This is the amount by which capital outtays exceeded depreciation in the current period. 532,924 The issuance of long-term debt provides current financial resources to governmental funds, white the repayment of the principal of long-term debt consumes the current financial resources of governmental funds. Neither transaction, however, has any effect on net assets. This amount is the net effect of these differences in the treatment of long-term debt and related items. 973,247 Special assessment revenue reported in the funds in the current year must be eliminated from the statement of activities since revenue was recognized in a prior year. (433,349) Some expenses reported in the statement of activities do not require the use of current financial resources and, therefore, are not reported as expenditures in governmental funds. (17,513) $ 2,236,606 Change in net assets of governmental activities (page 15) The accompanying Notes to Financial Statements are an integral part of these statements. 18 This page intentionally left blank. CITY OF EDGEWA TER, FLORIDA GENERAL FUND STATEMENT OF REVENUES. EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL For The Year Ended September 30, 2006 Variance With Final Budget Budgeted Amounts Actua' Positive Original Final Amounts (Negative) Revenues: Taxes $ 7,810,963 $ 7,810,963 $ 8.143.907 $ 332,944 Licenses and permits 644,000 644,000 500,588 (143,412) I ntergovern mental revenues 2,611,955 2,611,955 2,500,627 (111,328) Charges for services 250.768 250,768 547J221 296,453 Fines and forfeitures 155,600 155,600 132,378 (23,222) Impact fees/special assessments 41,500 41,500 54,564 13,064 Investment income 33,400 33,400 78,812 45,412 Miscellaneous 399,950 376,950 239,750 (137,200) Total revenues 11,948, 1 36 11,925, 1 36 12,197,847 272,711 Expenditures: Current: General government 3,665,583 3,221,919 3,026,976 194,943 Public safety 5,878,027 5,899,834 6,225,480 (325,646) Transportation/public works 587,238 587,238 546,555 40,683 Leisure services 2,017,394 2,017,394 1,458,749 558,645 Debt service: Principal retirement 892,305 1,355,425 960,133 395,292 I nterest and fiscal charges 112,345 78,989 87,716 (8,727) Total expenditures 13,152,892 13,160,799 12,305,609 855, 190 Excess (Deficiency) of Revenues Over Expenditures (1,204,756) (1,235,663) (107,762) 1,127,901 Other Financing Sources (Uses) Transfers in 1,000,000 1,012,000 663,991 (348,009) Transfers out (685,797) (6851797) (738,095) (52,298) Sale of land held for resale 1,188,785 1 , 188,785 1 ,249,447 60,662 Net other financing sources (uses) 1,502,988 1,514,988 1,175,343 (339,645) Net Change in Fund Balance 298,232 279,325 1,067,581 788,256 Fund Balances - Beginning 1,231,938 1,231,938 1,231,938 Fund Balances - Ending $ 1,530,170 $ 1,511,263 $ 2,299,519 $ 788,256 The accompanying Notes to Financial Statements are an integral part of these statements. 19 CITY OF EDGEWATER, FLORrDA STATEMENT OF NET ASSETS - PROPRIETARY FUNDS September 30 t 2006 Other Water and Refuse Business.. Type Sewer Collection Funds Total Assets Current assets: Cash and cash equivalents $ $ 203,617 $ $ 203,617 Receivables, net 832,218 272,054 131,108 1 ,235,380 Special assessments receivable 1,576,811 1,576,811 Due from other governments 158,570 158,570 Due from other funds 1,320,711 1,320,711 Prepaid costs 1,285 1,285 Restricted cash and cash equivalents 1,758,350 1,758,350 Total current assets 4,168,664 475,671 1,610,389 6,254,724 Noncurrent assets: Restricted cash and cash equivalents 2,140,438 2,140,438 Restricted investments 1,202,431 1,202,431 Special assessments receivable 5,982,058 5,982,058 Bond issuance costs 196,307 3,272 199,579 Capital assets: Land, buildings and equipment 69,244,404 1,703,859 8,457,693 79,405,956 Construction in progress 1,156,369 14,193 1,170,562 Less .accumulated depreciation (20,104,708) (912,520) (1,832,684 ) (22,849,912) Total capital assets (net of accumulated depreciation) 50,296,065 791,339 6,639,202 57,726,606 Total noncurrent assets 57,676,861 791,339 8,782,912 67,251,112 Total assets 61,845,525 1,267,010 10,393,301 73,505,836 The accompanying Notes to Financial Statements are an integral part of these statements. 20 Other Water and Refuse Business- Type Sewer Collection Funds Total Liabilities Current liabilities: Accounts payable 40,108 32,825 273,287 346,220 Accrued liabilities 36,319 28,450 8,487 73,256 Retainage payable 98,604 98,604 Compensated absences 305,730 100,585 38, 1 38 444,453 Due to other funds 1,013J070 1,633,366 2,646,436 Customer deposits payable 782,381 782,381 Capital leases payable-current 225,421 147,676 27,344 400,441 Notes payable-cu rrent 614,000 309,407 923,407 Revenue bonds payable-current 470,000 470,000 State revolving loan-current 1,371,417 1,371,417 Accrued interest payable 311,321 311,321 Total current liabilities 5,169,767 309,536 2,388,633 7,867,936 Noncurrent Jiabilities: Revenue bonds payable 1 0, 1 0 1 ,951 10,101,951 State revolving loan 10,604,143 10,604,143 Capital lease 5,939,547 344,774 66,057 6,350,378 Notes payable 3,284,000 1,032,050 4,316,050 Total noncu rrent liabilities 29.929,641 344,774 1,098,107 31,372,522 T otalliabilities 35,099,408 654,310 3,486,740 39,240,458 Net Assets I nvested in capital assets, net of related debt 17,685,586 298,889 5,204,344 23,188,819 Restricted: Capital projects 3,141,931 3,141,931 Debt service 1,202,431 1,202,431 Unrestricted 7,858,100 313,811 (1,439,714) 6,732, 197 TotaJ net assets $26,746,117 $ 612.700 $ 6,906,561 $ 34,265,378 21 This page intentionally left blank. CITY OF EDGEWA TER, FLORIDA STATEMENT OF REVENUES. EXPENSES AND CHANGES IN FUND NET ASSETS - PROPRIETARY FUNDS For The Year Ended September 30, 2006 Other Water and Refuse Business-type Sewer Collection Funds Total Operating Revenues User charges $ 6,597,883 $ 2,242,197 $ 917,703 $ 9,757,783 Operating Expenses Salaries and benefits 2,541,142 964,424 393,217 3,898,783 Materials and supplies 1,695,664 176,344 122,037 1,994,045 Depreciation and amortization 2,190,498 141,844 256,415 2,588,757 Contractual Services 170,759 763,473 214,449 1,148,681 Total operating expenses 6,598,063 2,046,085 986,118 9,630,266 Operating income (loss) (180) 196,112 (68,415) 127,517 Nonoperating Revenue (Expenses) Grant revenue 114,010 158,570 272,580 Investment income 485,555 1,771 147,667 634,993 Interest expense (1,399,475) (21,244) (87,085) (1,507,804 ) Miscellaneous revenue 10,675 68,576 79,251 Total nonoperating revenue (expense) (903,245) 94,537 287,728 (520,980) Income (loss) before contributions and transfers (903,425) 290,649 219,313 (393,463) Capital contributions: Fees and assessments 134,581 2,303,975 2,438,556 Transfers in 2,072,964 1,639,942 3,712,906 Transfers out (942,633) (2,091,154) (3,033,787) Change in net assets 361 ,487 290,649 2,072,076 2,724,212 Total Net Assets - Beginning 2613841630 322,051 4,834,485 31,541, 166 Total Net Assets - Ending $26,746,117 $ 612,700 $ 6,906,561 $ 34,265,378 The accompanying Notes to Financial Statements are an integral part of these statements. 22 CITY OF EDGEWA TER, FLORIDA STATEMENT OF CASH FLOWS PROPRIETARY FUNDS For The Year Ended September 30, 2006 Other Water and Refuse Business-type Sewer Collection Funds Total Cash Flows from Operating Activities: Receipts from customers $ 6.600,224 $ 2,201,948 $ 907,785 $ 9,709,957 Payments to suppliers (1,910,546) (2,411,728) (37,612) (4,359,886) Payments to employees (2,499,365) (932.408) (387,724) (3,819,497) Net cash provided (used) by operating activities 2,190,313 (11142,188) 482,449 1,5301574 Cash Flows from Non..Capital Financing Activities: Decrease (Increase) in due from other funds 392.695 (158,570) 234, 125 Increase (decrease) due to other funds 1,013,070 (397,051 ) 447,370 1,063,389 Decrease in due from other governments 1,836.651 1,836,651 Grant revenue 114,010 158,570 272.580 Miscellaneous Income 10,675 68,576 79,251 Transfers in 2,072,964 1.639,942 3,712,906 Transfers out (942,633) (2.091,154) (3,033,787) Net cash provided (used) by non- capital financing activities 2,546,771 1,553,610 64,734 4,165,115 Cash Flows from Capital and Related Financing Activities: Proceeds from sale of capital assets 727 87 814 Acquisition of capital assets (2,129,657) (468.951 ) (2,042,664 ) (4.641,272) Principal paid on long-term debt (2.598.391 ) (184.598) (329,767) (3,112,756) Capital lease proceeds 90, 107 465,217 83,617 638,941 Interest paid on long-term debt ( 1,416,352) (21.244) (87,085) (1,524,681 ) Fees and assessments received 1,231,367 2,303.975 3,535,342 Net cash provided (used) by capital and related financing activities (4,822,199) (209,576) (71,837) (5,103,612) Cash Flows from Investing Activities: Purchase of investments (46,385) (46,385) Investment income 485,555 1,771 147,667 634,993 Net cash provided by investing activities 439,170 1,771 147,667 588,608 Net Increase (Decrease) in Cash and Cash Equivalents 354,055 203,617 623,013 1,180,685 Cash and Cash Equivalents ... Beginning 1.404,295 1,517,425 2.921,720 Cash and Cash Equivalents ... End $ 1,758,350 $ 203,617 $ 2,140,438 $ 4,102,405 Classified As: Cash and cash equivalents $ 203,617 $ $ 203,617 Restricted cash and cash equivalents 1,758,350 2,140,438 3,898,788 Total $ 1,758,350 $ 203,617 $ 2,140,438 $ 4.102,405 The accompanying Notes to Financial Statements are an integral part of these statements. 23 Other Water and Refuse Business-type Sewer Collection Funds Total Reconciliation of Operating Income (Loss) to Net Cash Provided (Used) By Operating Activities Operating income (loss) $ ( 1 80) $ 196, 112 $ (68,415) $ 127,517 Adjustments Not Affecting Cash: Depreciation and amortization 2,190,498 141.844 256,415 2,588,757 Change in Assets and Liabilities: (Increase) in accounts receivable (51,315) (40,249) (9,917) (1011481) (Increase) in prepaid costs (1,285) (1.285) Increase (decrease) in accounts payable (42,838) (1,471.911 ) 257,262 ( 1.257,487) Increase in retainage payable 41.612 41,612 Increase in accrued liabilities 31,731 22,890 61725 61,346 Increase in customer deposits 53,656 53,656 Increase (decrease) in accrued compensated absences 10,046 9.126 (1,233) 17,939 Total adjustments 2,190,493 (1,338.300) 550,864 11403,057 Net Cash Provided(Used) by Operating Activities $ 21190.313 $ ( 1. 142, 188) $ 482,449 $ 1.530.574 24 This page intentionally left blanka CITY OF EDGEWATER, FLORIDA STATEMENT OF FIDUCIARY NET ASSETS FIDUCIARY FUNDS September 30, 2006 Total Employee Pension Funds Assets: I nvestments, at fair value: Debt mutual funds Equity mutual funds Total investments 13,012, 184 10,677,884 23,690,068 Total assets 23.690,068 Liabilities: Accounts payable 1 ,034 Net Assets: Held in trust for pension benefits $ 23,689,034 The accompanying Notes to Financial Statements are an integral part of these statements. 25 This page intentionally left blank. CITY OF EDGEWATER1 FLORIDA STATEMENT OF CHANGES IN FIDUCIARY NET ASSETS FIDUCIARY FUNDS For The Year Ended September 30, 2006 Total Employee Pension Funds Additions: Contributions: Employer $ 11098,017 Plan members 2421051 State 202,712 Total contributions 11542,780 Investment income: Net increase in fair value of investments 1,634,551 Net investment income 1,634.551 Total additions 3,177,331 Deductions: Ben efitsl distributio ns 925,952 Administrative expenses 86,070 Total deductions 1,012,022 Change in Net Assets 2, 165,309 Net Assets - Beginning 21,523,725 Net Assets - End $ 23,689,034 The accompanying Notes to Financial Statements are an integral part of these statements. 26 This page intentionally left blank. NOTES TO FINANCIAL STATEMENTS This page intentionally left blank. CITY OF EDGEWATER, FLORIDA NOTES TO FINANCIAL STATEMENTS September 30, 2006 Note 1 - Summary of Significant Accounting Policies: A. Reponing Entity The City of Edgewater, Florida (the City) is a political subdivision of the state of Florida located in Volusia County. The City of Edgewater was originally incorporated under the general law on October 20, 1924, "Municipal Charters" Volume 4, page 117. The City became the City of Edgewater when its initial charter was adopted by Chapter 275.32 Special Acts of 1951. The legislative branch of the City is composed of a Mayor and four (4) member elected Council. The City Council is responsible for the establishment and adoption of policy. The execution of such policy is the responsibility of the Council appointed City Manager. In evaluating how to define the government, for financial reporting purposes, the City has considered all potential component units. The definition of the reporting entity is based primarily on the notion of financial accountability. A primary government is financially accountable for the organizations that make up its legal entity. It is also financially accountable for legally separate organizations if its officials appoint a voting majority of an organization's governing body, and either it is able to impose its will on that organization or there is a potential for the organization to provide specific financial benefits to, or to impose specific financial burdens on, the primary government. A primary government may also be financially accountable for governmental organizations that are fiscally dependent on it. A primary government has the ability to impose its will on an organization if it can significantly influence the programs, projects or activities of, or the level of services performed or provided bYt the organization. A financial benefit or burden relationship exists if the primary government (a) is entitled to the organizations' resources: (b) is legally obligated or has otherwise assumed the obligation to finance the deficits of, or provide financial support to, the organization; or (c) is obligated in some manner for the debt of the organization. In applying the above criteria, management has determined that there are no components units to be included within the reporting entity. 27 CITY OF EDGEWA TER, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued' September 30, 2006 Note 1 - Summary of Significant Accounting Policies (Continued): B. Government-Wide and Fund Financial Statements The government-wide financial statements (i.e., the statement of net assets and the statement of changes in net assets) report information on all of the nonfiduciary activities of the City. For the most part, the effect of interfund activity has been removed from these statements. Governmental activities, which normally are supported by taxes and intergovernmental revenues, are reported separately from business-type activities, which rely to a significant extent on fees and charges for support. The statement of activities demonstrates the degree to which the direct expenses of a given function or segment are offset by program revenues. Direct expenses are those that are clearly identifiable with a specific function or segment. Program revenues include 1) charges to customers or applicants who purchase, use, or directly benefit from goods, services, or privileges provided by a given function or segment and 2) grants and contributions that are restricted to meeting the operational or capital requirements of a particular function or segment. Taxes and other items not properly included among program revenues are reported instead as general revenues. Separate financial statements are provided for governmental funds, proprietary funds, and fiduciary funds, even though the latter are excluded from the government-wide financial statements. Major individual governmental funds and major individual enterprise funds are reported as separate columns in the fund financial statements. c. Measurement Focus, Basis of Accounting, and Financial Statement Presentation The government-wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting, as are the proprietary fund and fiduciary fund financial statements. Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes are recognized as revenues in the year for which they are levied. Grants and similar items are recognized as revenue as soon as all eligibility requirements imposed by the provider have been met. 28 CITY OF EDGEWATER, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 30, 2006 Note 1 - Summary of Significant Accounting Policies (Continued): C. Measurement Focus, Basis of Accounting, and Financial Statement Presentation · (Continued) Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the government considers revenues to be available if they are collected within 60 days of the end of the current fiscal period. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claims and judgments, are recorded only when payment is due. Property taxes, franchise taxes, licenses, and interest associated with the current fiscal period are all considered to be susceptible to accrual and so have been recognized as revenues of the current fiscal period. Only the portion of special assessments receivable due within the current fiscal period is considered to be susceptible to accrual as revenue of the current period. All other revenue items are considered to be measurable and available only when cash is received by the City. The government reports the following funds: Maior Governmental Funds The General Fund is the government's primary operating fund. It accounts for aU financial resources of the general government, except those required to be accounted for in another fund. The Debt Service Fund was established to account for the accumulation of resources for, and the payment of principal and interest on certain long-term debt. 29 CITY OF EDGEWATER, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 30, 2006 Note 1 - Summary of Significant Accounting Policies (Continued): c. Measurement Focus, Basis of Accounting, and Financial Statement Presentation - (Continued) Non-Maior Governmental Fund Tvpes Special Revenue Funds account for specific revenue sources that are restricted by law or administrative action to expenditures for specific purposes. Cap/cal Projects Fund account for financial resources segregated for the acquisition or construction of major capital facilities. Maior ProDrietarv Funds Water and Sewer Fund is used to account for the operations of the City's water and wastewater systems, which are financed in a manner similar to private business enterprises, where the costs, including depreciation, of providing services to the general public on an ongoing basis are financed primarily through user charges. Refuse Collection Fund is used to account for the fiscal activities of the City's refuse collection and disposal operation. Non-Maior Proprietary Funds Stormwater Management Fund is used to account for the fiscal activities of the City's stormwater drainage operation, as well as the funding and payment of related debt. Water and Sewer Development Fee Fund and the Renewal and Replacement Fund account for amounts reserved for specific enterprise activities. Fiduciary Funds Pension Trust Funds account for activities of police officers, firefighters and general employees retirement plans which accumulate resources for pension benefit payments to qualified employees. Private-sector standards of accounting and financial reporting issued prior to December 1, 1989, generally are followed in both the government-wide and proprietary fund financial statements to the extent that those standards do not conflict with or contradict guidance of the Governmental Accounting Standards Board. Governments also have the option of following subsequent private-sector guidance for their business-type activities and enterprise funds, subject to this same limitation. The government has elected not to follow subsequent private-sector guidance. 30 CITY OF EDGEWA TER, FLORIDA NOTES TO FINANCIAL 8T A TEMENTS - Continued September 30, 2006 Note 1 - Summary of Significant Accounting Policies (Continued): c. Measurement Focus. Basis of Accounting. and Financial Statement Presentation · (Continued) As a general rule the effect of interfund activity has been eliminated from the government- wide financial statements. Exceptions to this general rule are other charges between the City's water and sewer function and various other functions of the government. Elimination of these charges would distort the direct costs and program revenues reported for the various functions concerned. Amounts reported as program revenues include 1} charges to customers or applicants for goods, services, or privileges provided, 2} operating grants and contributions, and 3} capital grants and contributions, including special assessments. Internally dedicated resources are reported as general revenues rather than as program revenues. Likewise, general revenues include all taxes. Proprietary funds distinguish operating revenues and expenses from nonoperating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund's principal ongoing operations. The principal operating revenues of the City's water, sewer and stormwater utility funds are charges to customers for sales and services. The City also recognizes as operating revenue the portion of tap fees intended to recover the cost of connecting new customers to the system. Operating expenses for enterprise funds include the cost of sales and services, administrative expenses, and depreciation on capital assets. All revenues and expenses not meeting this definition are reported as nonoperating revenues and expenses. When both restricted and unrestricted resources are available for use, it is the government's policy to use restricted resources first, then unrestricted resources as they are needed. D. Assets. Liabilities. and Net Assets or Equity 1. Deposits and Investments The City's cash and cash equivalents are considered to be cash on hand, demand deposits, and short-term investments with original maturities of three months or less from the date of acquisition. Investments of the City are reported at fair value. The City's investments consist of investments authorized per their investment policy adopted in accordance with Section 218.415, Florida Statutes. The City implemented Governmental Accounting Standards Board (GASB) Statement No. 40, Deposit and Investment Risk Disclosures,. for fiscal year 2005. The effect of this statement is the inclusion of new disclosures for deposit and investment risks. 31 CITY OF EDGEWATER, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 30, 2006 Note 1 - Summary of Significant Accounting Policies (Continued): D. Assets, Liabilities, and Net Assets or Equity - (Continued) 2. Receivables and Payables Activity between funds that are representative of lending/borrowing arrangements outstanding at the end of the fiscal year are referred to as either "due to/from other funds" (Le., the current portion of interfund loans) or "advances to/from other funds" (i.e., the non-current portion of interfund loans). All other outstanding balances between funds are reported as IIdue to/from other funds." Any residual balances outstanding between the governmental activities and business-type activities are reported in the government-wide financial statements as "internal balances". Advances between funds, as reported in the fund financial statements, are offset by a fund balance reserve account in applicable governmental funds to indicate that they are not available for appropriation and are not expendable available financial resources. All receivables are shown net of an allowance for uncollectibles. The County bills and collects property taxes and remits them to the City. City property tax revenues are recognized when levied to the extent that they result in current receivables. All property is reassessed according to its fair value on the lien date, or January 1 of each year. Taxes are levied on October 1 of each year. Discounts are allowed for early payment at the rate of 40A, in the month of November, 30A, in the month of December, 20A, in the month of January, and 10A, in the month of February. The taxes paid in March are without discount. All unpaid taxes become delinquent on April 1 following the year in which they are assessed. On or around May 31 following the tax year, certificates are sold for all delinquent taxes on real property. 3. Inventories and Prepaid Items All inventories are valued at cost using the first-in/first-out (FIFO) method. Inventories of governmental funds are recorded as expenditures when consumed rather than when purchased. Certain payments to vendors reflect costs applicable to future accounting periods and are recorded as prepaid items in both government-wide and fund financial statements. 32 CITY OF EDGEWATER, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 30, 2006 Note 1 · Summary of Significant Accounting Policies (Continued): D. Assets, Liabilities, and Net Assets or Equity - (Continued) 4. Restricted assets Certain proceeds of the City's enterprise fund revenue bonds, as well as certain resources set aside for their repayment, are classified as restricted assets on the balance sheet because they are maintained in separate bank accounts and their use is limited by applicable bond covenants. Assets so designated are identified as restricted assets on the balance sheet. 5. Capital assets Capital assets, which include property, plant, equipment, and infrastructure assets (e.g., roads, bridges, sidewalks, and similar items), are reported in the applicable governmental or business-type activities columns in the government- wide financial statements. Capital assets are defined by the City, in accordance with Chapter 274.02, Florida Statutes, as assets with an initial, individua( cost of $750 or more and an estimated useful life in excess of one year. Such assets are recorded at historical cost or estimated historical cost if purchased or constructed. Donated capital assets are recorded at estimated fair market value at the date of donation. Pursuant to GASB Statement No. 34, an extended period of deferral (FY 2007) is available before the requirement to record and depreciate infrastructure assets (e.g. roads, bridges, sidewalks and similar items) acquired before the implementation date becomes effective. The City currently intends an early implementation of this requirement. Infrastructure acquired prior to October 1, 2002 has not been recorded for governmental activities. The costs of normal maintenance and repairs that do not add to the value of the asset or materially extend asset Jives are not capitalized. Major outlays for capital assets and improvements are capitalized as projects are constructed. Interest incurred during the construction phase of capital assets of business-type activities is included as part of the capitalized value of the assets constructed. 33 CITY OF EDGEWATER, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 30, 2006 Note 1 - Summary of Significant Accounting Policies (Continued): D. Assets, Liabilities, and Net Assets or Equity - (Continued) 5. Capital assets - (Continued) Capital assets of the City are depreciated using the straight line method over the following estimated useful lives: Assets Buildings Improvements Infrastructure Equipment Years 1 0-50 15-50 30-50 3-15 6. Compensated absences It is the City's policy to permit employees to accumulate earned but unused vacation and sick pay benefits. Since the City's policy is to pay both vacation and sick pay when employees separate from service, all vacation and sick pay is accrued when incurred in the government-wide and proprietary fund financial statements. A liability for these amounts is reported in governmental funds only if they have matured, for example, as a result of employee resignations and retirements. For governmental activities, compensated absences are generally liquidated by the general fund. 7. Long-term obligations In the government-wide financial statements, and proprietary fund types in the fund financial statements, long-term debt and other long-term obligations are reported as liabilities in the applicable governmental activities, business-type activities, or proprietary fund type statement of net assets. Bond premiums and discounts, as well as .issuance costs, are deferred and amortized over the life of the bonds using the effective interest method. Bonds payable are reported net of the applicable bond premium or discount. Bond issuance costs are reported as deferred charges and amortized over the term of the related debt. In the fund financial statements, governmental fund types recognize bond premiums and discounts, as well as bond issuance costs, during the current period. The face amount of debt issued is reported as other financing sources. Premiums received on debt issuances are reported as other financing sources while discounts on debt issuances are reported as other financing uses. Issuances costs, whether or not withheld from the actual debt proceeds received, are reported as debt service expenditures. 34 CITY OF EDGEWATER, FLORIDA NOTES TO FINANC-IAL STATEMENTS · Continued September 30, 2006 Note 1 - Summary of Significant Accounting Policies (Continued): D. Assets, Liabilities, and Net Assets or Equity - (Continued) 8. Fund equity In the fund financial statements, governmental funds report reservations of fund balance for amounts that are not available for appropriation or are legally restricted by outside parties for use for a specific purpose. Designations of fund balance represent tentative management plans that are subject to change. Note 2 - Reconciliation of Government-Wide and Fund Financial Statements: A. Explanation of Certain Differences Between the Governmental Fund Statement of Revenues, Expenditures, and Changes in Fund Balances and the Government-Wide Statement of Activities The governmental fund statement of revenues. expenditures, and changes in fund balances includes a reconciliation between net changes in fund balances - total governmental funds and changes in net assets of governmental activities as reported in the government-wide statement of activities. One element of that reconciliation explains that uGovernmental funds report capital outlays as expenditures. However, in the statement of activities the cost of those assets is allocated over their estimated useful lives and reported as depreciation expense." The details of this $5321924 difference are as follo'vvs: Capital outlay Depreciation expense Net adjustment to decrease net changes in fund balances- total governmental funds to arrive at changes in net assets of governmental activities $ 1,572,309 (1,039,385) $ 532 924 35 CITY OF EDGEWATER, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 30, 2006 Note 2 - Reconciliation of Government-Wide and Fund Financial Statements (Continued): A.. Explanation of Certain Differences Between the Governmental Fund Statement of Revenues, Expenditures, and Changes in Fund Balances and the Government-Wide Statement of Activities (Continued) Another element of that reconciliation states that "the issuance of long-term debt (e.g., bonds, leases) provides current financial resources to governmental funds, while the repayment of the principal of long-term debt consumes the current financial resources of governmental funds. Neither transactionl however, has any effect on net assets." The details of this $973,247 difference are as follows: Capital lease General obligation note issued Principal repayment $ 196,899 500,000 (1.670.146) Net adjustment to increase net changes in fund balances - total governmental funds to arrive at changes in net assets of governmental activities $ (973247) Another element of that reconciliation states that "Some expenses reported in the statement of activities do not require the use of current financial resources and therefore are not reported as expenditures in governmental funds. II The details of this difference are as follows: Compensated absences Increase in investment in joint venture Net adjustment to decrease net changes in fund balances - total governmental funds to arrive at changes in net assets of governmental activities $ (251270) 7.757 $ (17.513) Note 3 - Stewardship, Compliance, and Accountability: A.. Expenditures in Excess of Appropriations - Expenditures exceed appropriations for the special law enforcement trust special revenue fund and the LLEBG special revenue fund. 36 CITY OF EDGEWA TER, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 30, 2006 Note 3 - Stewardship, Compliance, and Accountability (Continued): B. Budgetary Information - The City follows these procedures in establishing the budgetary data reflected in the financial statements: (1) Prior to the end of the fiscal year, the City Manager submits to the City Council a proposed operating budget for the fiscal year commencing the following October 1 , which includes proposed expenditures and the means of financing them. (2) Budget workshops are scheduled by the City Manager as needed. (3) The general summary of the budget and notice of public hearing is published in the local newspaper. (4) Public hearings are conducted to obtain taxpayer comments. (5) Prior to October 1, the budgets are legally enacted through passage of an ordinance. (6) The City Manager is authorized to transfer budgeted amounts within and between divisions and departments; however, any revisions that alter the total appropriations of any fund must be approved by the City Council. (7) The level of classification detail at which expenditures may not legally exceed appropriations is the fund level. (8) Appropriations lapse at the close of the fiscal year to the extent they have not been expended. (9) Budgets are adopted for the General Fund, Special Revenue Funds, Debt Service Funds and the Capital Projects Fund on a basis consistent with generally accepted accounting principles. Budgets are also adopted for the enterprise funds: however, these data are not presented under generally accepted accounting principles. (10) The City Council may make supplemental appropriations in excess, of those originally estimated for the year up to the amount of available revenues. Budgeted amounts presented in the accompanying financial statements have been adjusted for legally authorized revisions. 37 CITY OF EDGEWA TER, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 30, 2006 Note 4 - Cash and Investments: Deposits - At year-end, the carrying amount of the City's deposits was $1,270,802 and the bank balance was $2,879,369. Petty cash fund of $1,750 are not on deposit with a financial institution. All bank deposits were fully covered by federal depository insurance or by collateral held in banks that are members of the State of Florida's Collateral Pool as specified under Florida law. Florida Statutes provide for collateral pooling by banks and savings and loans. This limits local government deposits to "authorized depositories". Investments - The City's investment policies are governed by State Statutes and City ordinances and do not apply to pension funds. City ordinance allows investments in any' financial institution that is a qualified public depository of the State of Florida as identified by the State Treasurer, in accordance with Chapter 280 of the Florida Statutes. Authorized investments are: 1. The Local Government Surplus Funds Trusts (SBA) 2. SEC registered money market funds with the highest credit quality rating from a nationally recognized rating agency 3. Interest-bearing time deposits or savings accounts in qualified public depositories as defined in Section 280.02 4. Direct obligations of the U.S. Treasury 5. Federal agencies and instrumentalities 6. Securities of, or other interests in, any open-end or closed-end management-type investment company or investment trust registered under the Investment Company Act of 1940 7. Other investments authorized by ordinance. The SBA is not a registrant with the Securities and Exchange Commission (SEC), however, the Board has adopted operating procedures consistent with the requirements for a 2a-7 fund. Therefore, the pool account balance can be used as fair value for financial reporting. Investments of the defined benefit pension plans consist principally of debt and equity mutual funds, all of which are authorized by the plans. 38 CITY OF EDGEWATER, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued Year Ended September 30, 2006 Note 4 - Cash and Investments (Continued): Investments made by the City of Edgewater at September 30, 2006 are summarized below. Defined benefit pension plan investments, other than $10,677,884 in mutual funds investing in equity securities, are included below. In accordance with GASB 31, investments are reported at fair value. Weighted Average Maturity Investment Tvpe Fair Value Credit Ratina (Years) US Government Securities $ 1 ,202,431 N/A < 90 days State Board of Administration 6,313,082 Unrated < 90 days Pension Plan Investments: SunTrust Retirement High Grade Bond Fund 1,353,132 MA 7.20 SunTrust Retirement Fixed 1 ,354,670 Principal Global Investors (PGI) Bond & Mortgage Fund 9,113,593 AA 6.90 PGllnflation Protection Fund 393,497 MA 10.66 Spectrum Preferred Securities Fund 398,181 A <90 days Post Advisory Group High Yield Fund 3991111 B 6.51 $20.527 69~ Credit Risk: The City's investment policy limits credit risk by restricting authorized investments to those described above. Also the policy requires that investments held are to be diversified to the extent practicable to control the risk of loss resulting from over concentration of assets in a specific maturity, issued, instrument, dealer or bank through which financial instruments are bought and sold. Custodial Credit Risk: In the case of deposits, this is the risk that in the event of a bank failure, the City's deposits may not be returned to it. The CityJs investment policy requires that bank deposits be secured as provided by Chapter 280, Florida Statutes. This law requires local governments to deposit funds only in financial institutions designated as qualified public depositories by the Chief Financial Officer of the State of Florida, and creates the Public Deposits Trust Fund, a multiple financial institution pool with the ability to assess its member financial institutions for collateral shortfalls if a default or insolvency has occurred. At September 30, 2006, all of the city's bank deposits were in qualified public depositories. 39 CITY OF EDGEWA TER, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued Year Ended September 30, 2006 Note 4 - Cash and Investments (Continued): Custodial Credit Risk (Continued): For an investment, this is the risk that, in the event of the failure of the counterparty, the government will not be able to recover the value of its investments or collateral securities that are in the possession of an outside party. At September 30, 2006, none of the investments listed are exposed to custodial credit risk because their existence is not evidenced by securities that exist in physical or book entry form. Concentration of Credit Risk: The City's investment policy requires diversification, but does not specify limits on types of investments. Interest Rate Risk: The City's investment policy does not specifically address interest rate risk, however the general investment policy is to apply the prudent-person rule: Investments are made as a prudent person would be expected to act, with discretion and intelligence, to seek reasonable income, preserve capital, and in general, avoid speculative investments. The City manages its exposure to declines in fair values by investing primarily in pooled investments that have a weighted average maturity one year or less, with a special provision allowing up to 20oA, of the investment portfolio to have a maturity of not more than five years. Note 5 - Receivables: Receivables as of year end for the City's individual major funds, and nonmajor funds in the aggregate including the applicable allowances for uncollectible accounts, are as follows: Water and Refuse Nonmajor Nonmajor General Sewer Collection Governmental Proprietary Fund Fund Fund Funds Funds Tota Receivables: Accou nts $2441857 $926,931 $294,803 $192,644 $142,667 $1,801, Less allowance for uncollectible accounts (47.985) (94.713) (22.749) (11.559) (177 ,I $196.872 $832.218 $272 054 $192.644 $131.108 $1.624.: 40 CITY OF EDGEWATER, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 30, 2006 Note 6 - Capital Assets: Capital asset activity for the year ended September 30, 2006 was as follows: Beginning Ending Balance Increases Decreases Balance Governmental activities: Capital assets, not being depreciated: Land $ 3,779,436 $ $ $ 3,779,436 Construction in progress 2,065,285 633,914 (336,833) 2,362,366 Total capital assets, not being depreciated 5,844,721 633,914 (336.833) 6,141 ,802 Capital assets, being depreciated: Buildings 4,357,612 4,357,612 Improvements 14,961,851 359,428 15,321,279 Machinery and equipment 3,488,932 597,257 (76,741) 4,009,448 I nfra structure 851.432 318,543 1 , 169,975 Total capital assets, being depreciated 23,659,827 1 ,275,228 (76,741) 24.858,314 Less accumulated depreciation for: Buildings (1,726,166) (117,855) (1,844,021 ) Improvements (6,223,120) (585,934) (6,809,054) Machinery and equipment (2,349,936) (306,481 ) 76,741 (2,579,676) Infrastructu re (64,250) (29,115) (93.3651 Total accumulated depreciation (10,363,472) 1 ,039,385 76,741 (11.326.116) Total capital assets, being depreciated, net 13,296,355 235.843 13.532.198 Governmental activities capital assets, net $ 19.141.076 $ 869.757 $(336,833) $19.674.000 41 CITY OF EDGEWATER, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 30, 2006 Note 6 - Capital Assets (Continued): Beginning Ending Balance Increases Decreases Balance Business-type activities: Capital assets, not being depreciated: Land $ 676,827 $ 511,971 $ $ 1 , 188,798 Construction in progress 872,673 2.8351957 (2.538,069) 1 . 170.561 Total capital assets, not being depreciated 1.549.500 3.347 .928 (2.5381069) 2,359.359 Capital assets, being depreciated: Buildings 22,332,727 22,332,727 Improvements 48,921,041 2,934,208 51,855,249 Machinery and equipment 3.156.946 897 .205 (24,968) 4.029.183 Total capital assets, being depreciated 74.410.714 3,831.413 (24.968) 78,217.159 Less accumulated depreciation for: Buildings (8,760,371 ) (747,857) (9,508,228 Improvements (9,664,825) (1,430,091 ) (11,094,916 Machinery and equipment (1 .892.514) (378 ,409) 24.155 (2.246.768 Total accumulated depreciation (20.317.710) (2.556.357) 24.155 (22.849.912 Total capital assets, being depreciated, net 54,093.004 1 .275 056 (813) 55.367.247 Business-type activities capital assets, net $55 642 504 $4 622 984 $(2.538.882) $57.726.606 Depreciation expense was charged to functions/programs as follows: Governmental Activities: General government Public safety Transportation/public works Leisure services Total depreciation expense - governmental activities $ 58,043 225,086 533, 124 223. 132 $1.039.385 Business-type activities: Water and sewer Refuse collection Stormwater management Total depreciation expense - business-type activities $2,158,098 141,844 256.415 $2.556.357 42 CITY OF EDGEWATER, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 30, 2006 Note 7 - Leases: Capital Leases - The City has entered into lease agreements as lessee for financing the acquisition of several light and heavy vehicles such as a fire truck, police cars, refuse trucks, tractors and trailers, as weU as computer equipment. Also, in March of 2005 the City entered into a lease agreement as lessee with Johnson Controls, Inc. for financing the upgrade and replacement of 12,872 water meters. These lease agreements qualify as capital leases for accounting purposes and, therefore, have been recorded at the present value of their future minimum lease payments as of the inception date. The assets acquired through capital leases are as follows: Governmental Activities Business-type Activities Assets - Machinery and equipment Less: accumulated depreciation Total $752,858 (192;586) $560 272 $7,221,887 (632,202) $6 589.685 The future minimum lease obligations and the net present value of these minimum lease payments as of September 30, 2006 were as follows: Year Ending SeDtember 30 Governmental Activities Business-type Activities 2007 2008 2009 2010 2011 2012-2016 2017-2021 Total minimum lease payments Less: amount representing interest $152,438 152,438 44,665 44,665 $ 688,349 6891004 617,952 642,317 526,510 3,065,400 2.837.120 9,066,652 (2.315.832) $ 6.750.820 394,206 (36,662) $357&544 Operating Leases - The City has entered into an operating lease for an integrated mailing system which contains cancellation provision and is subject to annual appropriations. For fiscal year 2006, rentals approximated $13,200. This lease supports governmental activities. 43 CITY OF EDGEWA TER, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 30, 2006 Note 8 - Long-Term Debt: Revenue Bonds The City issues bonds where the City pledges revenue derived from the acquired or constructed assets to pay debt service. Revenue bonds have been issued for business-type activities. The original amount of amounts of revenue bonds issued in prior years is described below. Revenue bonds outstanding at year end are as follows: Interest Balance Rates Original September 30, Business-TVDe Activities and Dates Maturity Amount 2006 Water and Sewer 2.75 - 5.50/0 Revenue Bonds - Series 1993 (4/1 & 1 0/1 ) 10/1/21 $12.460 000 $1 0,050,000 Water and Sewer 5.4 - 7.00k Revenue Bonds - Series 1991 (4/1 & 1 0/1 ) 10/1/21 $13.580.000 610.000 Total $10 660.000 These Water and Sewer Revenue Bonds are secured by a first lien on and pledge of the net revenues of the water and sewer system and a first lien on and pledge of allowable impact fees imposed on new users of the system. The Water and Sewer Revenue Bonds resolution provide for: (1) Establishment and maintenance of various funds and accounts (2) Restrictions on the use of cash from operations in order of priority - (a) Deposits are made to the operations and maintenance fund each month in an amount which will pay the costs of operation and maintenance for the next month; (b) Deposits to the sinking fund are made monthly in an amount equal to one-sixth (1/6) of the interest coming due on the next semi-annual interest payment date and one-twelfth (1/12) of the bond amortization installment coming due during the next year: (c) Deposits to the reserve fund are required to make up any deficiency in its balance as compared to the reserve equipment; 44 CITY OF EDGEWATER, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 30, 2006 Note 8 - Long-Term Debt (Continued): Revenue Bonds - (Continued) (d) Deposits to the Renewal and Replacement Fund are required each month in an amount equal to one-twelfth (1/12) of five per centum (5010) of the gross revenues of the system for the previous fiscal year; provided, however, that so long as there shall be on deposit in the renewal and replacement fund a balance of at least five per centum (50/0) of the value of the fixed assets of the system, no additional deposits shall be required; (e) Deposits will next be made into the rate stabilization fund for the amount budgeted for the then current period; and (f) Thereafter for any lawful purposes. (3) Early redemption: The bond resolution provides for early redemption of outstanding bonds at call rates varying from 1000/0 to 1020;0 of the instruments' face value, dependent upon the call date. A,nnual requirements to amortize water and sewer revenue bonds outstanding as of September 30, 2006 are as follows: Year Ending September 30 Business -Type Activities Principal Interest 2007 2008 2009 2010 2011 2012-2016 2017-2021 $ 470,000 500,000 530,000 555,000 590,000 3,475,000 4.540,000 $ 594,480 568,763 540,950 511,425 480,525 1,872,413 789.700 T btal $10.660.000 $5 358.526 45 CITY OF EDGEWA TER, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 30, 2006 Note 8 - Long-Term Debt (Continued): State Revolving Fund Loans The City financed a portion of its wastewater improvements for the Florida Shores capital improvement projects with two loans from the State of Florida Revolving Fund loan program. The City received the loans on a reimbursement basis as costs were incurred. The City executed agreements with the State for these loans in the amount of $25,809,428. The State Revolving Fund (SRF) loans are secured by a junior lien on and pledge of the net revenues of the water and sewer system and the special assessment revenues levied against the benefiting property owners in Florida Shores. The assessments are payable over 20 years with interest of 6.0070k until December 1, 1994 and of 5.350/0 thereafter. Since many taxpayers take advantage of prepayment discounts, actual interest rates paid may be less than the stated amounts. The SRF loans consist of the following: Treatment Loan Collections Loan Interest rates: Payment frequency: Payment amount: Maturity date: 3.160k to 3.780k 20 annual payments $516,458 September 30, 2013 3.570k to 3.780k 20 annual payments $1,294,980 October 31,2013 Annual debt service requirements to maturity on the State Revolving Fund Loan are as follows: Year Ending September 30 Business -Type Activities Principal Interest 2007 2008 2009 2010 2011 2012-2014 T ctal $ 1,371,417 1,421,839 1,474,117 1,528,320 1,584,517 4.595.350 $11 975 560 $ 440,021 389,599 337,321 283,119 226,920 322.506 $1 999.486 46 CITY OF EDGEWATER, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 30, 2006 Note 8 - Long-Term Debt (Continued): Notes Payable The City issued the following revenue notes in a prior year: Water and Sewer Revenue Note, Series 2002 General Long-term Debt Revenue Note, Series 2002A Original amount issued Issue date Final maturity Interest due Interest rate $5,140,000 March 13, 2002 October 1, 2012 Monthly Adjusted Libor $2,540,000 March 13, 2002 October 1,2012 Monthly Adjusted Libor The Water and Sewer Revenue, Series 2002, notes are secured by all water and sewer revenues of the City. Water and sewer revenues include revenue from the operation of the water and sewer system as well as the special assessments payable to the City with respect to water service to be provided by the City to the residents of Waterway Park. The Revenue Note, Series 2002A, is secured by a covenant to budget and appropriate from Non-Ad Valorem funds. Debt service requirements for these revenue notes using interest rate of 4.2950/0 at September 30, 2006 are: Year Ending Governmental Activities Business Tvpe Activities SeDtember 30 Principal Interest Principal Interest 2007 $ 254,000 $ 65,456 514,000 132,458 2008 254,000 54,547 514,000 110,382 2009 254,000 43,637 514,000 88,305 2010 254,000 32,728 514.000 66,229 2011 254,000 21,819 514,000 44,153 2012-2013 508,000 10.909 1 ,028,000 22,076 Total $1.778 000 $229.096 U598.000 $463.603 The City also entered into an agreement to borrow money from Florida Inland Navigation District (FIND) for land and improvements in a business/industrial park. The final amount of the note payable is $5,056,567 and shall be paid in ten equal installments of $505,657 each year starting August 26, 2003. For the first five years, no interest shall accrue on the outstanding principal balance. Starting August 26, 2007, interest shall begin to accrue on the outstanding principal balance at an interest rate equal to interest available from the State Board Administration (SBA). 47 CITY OF EDGEWATER, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 30, 2006 Note 8 - Long-Term Debt (Continued): Notes Payable - (Continued) Debt service requirements for the FIND note payable are as follows: Year Ending SeDtember 30 Governmental Activities Principal Interest 2007 2008 2009 2010 2011 2012 $ 505,657 505,657 505,657 505,656 505,656 505.656 $3.033.939 $ 95,822 76,657 57,493 38,329 19. 164 $287 465 The City also incurred notes payable relating to paving and stormwater improvements at Florida Shores. The original amount of these notes issued in prior years is described below. A portion of these notes are secured by a pledge of assessments levied on property within the assessed area. In the event that a deficiency exists because of unpaid or delinquent assessments, the City must provide resources to cover the deficiency until other resources, for example, foreclosure proceeds, are received. The special assessment and stormwater notes payable consist of the following: Series 1995A Series 19958 Interest rates: Interest dates: Final maturity: Original amount issued: 5.220/0 April 1, October 1 October 1, 2010 $9,234,660 5.580/0 April 1 , October 1 October 1, 2010 $3,964,740 The 1995 Notes are secured by the revenues pledged in order of priority; (1) assessment revenues, (2) Stormwater Revenues, (3) Utility Taxes, (4) All Non-Ad Valorem Revenues (except Franchise Taxes). 48 CITY OF EDGEWA TER, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 30, 2006 Note 8 - Long-Term Debt (Continued): Notes Payable - (Continued) The Special Assessment and Stormwater Revenue Notes resolutions provide for: 1. Establishment and maintenance of Special Assessment Improvement Notes Sinking Fund and related accounts. 2. Restrictions on the use of cash from operations in order of priority. (a) All Special Assessments shall be applied and deposited only into the 1995 subaccounts listed above. Moneys and Authorized Investments on deposit at any time in the 1995 subaccounts may be used only for the payment of Debt Service on, or redemption of the price of, the 1995 Bonds. (b) All Stormwater Fees shall be deposited into the Stormwater Utility. Management Fund (the Utility Fund). After the provision for the payment of operating expenses of the City's Stormwater Utility I the City shall transfer to the 1995 Notes subaccount Stormwater Utility Fees until the aggregate amount transferred is equal to the amount certified by the City's Director of Finance as the portion of that fiscal year's debt service necessary to be paid out of the Stormwater Utility Fees. (c) All Non-Ad Valorem Revenues (except Franchise Taxes) shall make up for any deficiency in meeting the debt service requirement after all of the aforementioned pledged revenues have been exhausted. 3. Early redemption: The City may prepay up to 100/0 without penalty. Should the prepayments exceed the amount allowed by the bank, the prepayments are subject to a penalty using a predetermined formula based on certain interest factors. 49 CITY OF EDGEWA TER, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 30., 20.0.6 Note 8 - Long-Tenn Debt (Continued): Notes Payable - (Continued) Annual requirements to amortize the special assessment and stormwater notes are as follows: Year Ending Governmental Activities Business Tvpe Activities SeDtember 30 Principal Interest Principal Interest 20.0.7 $ 748,340. $163,0.30. $ 3Q9,4Q7 $ 67,40.6 20.0.8 788,738 122,632 326,110. 5QJ7Q3 20.0.9 831 ,320. 80.,0.50. 343,715 33,0.97 20.10. 876.10.4 35.168 362.225 14,540. Total $3 244.502 $400.880 $1 341 457 $165.746 During 20.0.3 the City purchased from Terra Mar Utilities a utility consisting of water supply treatment and distribution system and a sewage collection, treatment and disposal system for $750.,0.0.0.. A down payment of $150.,0.0.0. was.made in July 20.0.3 and the balance of $60.0.,0.0.0. is to be paid annually in six payments of $10.0.,0.0.0.. All annual payments are interest free. Annual debt service requirements are as follows: Year Ending Seotember 30 Business- Tvpe Activities Princioal Interest 20.0.7 20.0.8 20.0.9 Total $10.0.,0.0.0. 10.0.,0.0.0. 10.0.,0.0.0. $300. 000 $ $ During 20.0.6 the City signed a limited general obligation note payable for $50.0.,0.0.0. to fund the construction of a new animal shelter. The note is secured by a limited pledge of ad valorem taxes. While the note is outstanding, the City will levy ad valorem taxes, not to exceed ~Q6 mills to pay principal and interest on the note. Annual debt service requirements are as follows: Year Ending September 30 Governmental Activities Principal Interest 20.0.7 20.0.8 20.0.9 20.10. 20.11 20.12-20.16 20.17-20.21 20.22-20.26 Total $ 15,0.0.0. 15,00.0. 15,0.0.0. 15,0.0.0. 15,0.0.0. 10.0.,0.0.0. 130.,0.0.0. 165.0.0.0. $470.000 50. $ 18,0.72 17,495 16,918 16,341 15,765 68,249 47,10.1 19,610. $219 551 CITY OF EDGEWATER, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 30, 2006 Note 8 - Long-Term Debt (Continued): Changes in Long-Tenn Liabilities Long-term liability activity for the year ended September 30, 2006 was as follows: Beginning Ending Due Within Balance Additions Reductions Balance One Year Governmental Activities: Capital lease $ 331 . 122 $196.899 $ (170.477) $ 357.544 $ 135.930 Notes payable - Revenue note, Series 2002A 2,032,000 (254,OOO) 1,778,000 254,000 FIND Note 3,539,596 (505,657) 3,0331939 505,657 Generar obligation note 500,000 (30,000) 470,000 15,000 Special assessment note with government commitment 3.954.514 (710.012) 3.244.502 748.340 Total notes payable 9.526.110 500.000 ( 1.499.669) 8.526.441 1.522.997 Compensated absences 1.157.022 36.949 (11.679) 1.182.292 118.000 Governmental activity long-term liabilities $11 014 254 $733 848 $(1 681 825) $10 066 277 $1 776 927 Business-type Activities: Bonds payable - Revenue bonds $11,110.000 $ $ (450,000) $10,660,000 $ 470,000 Less deferred amount: Issuance discount (98.227) 10.178 (88.049) Total bonds payable 11.011.773 (439.822) 10.571.951 470.000 State revolving loan 13,298,345 (1,322,785) 11,975,560 1,372,417 Capital lease 6,544,290 638,941 (432.411 ) 6,750,820 400,441 Notes payable - Revenue note, Series 2002 4,112,000 (514,000) 3,598,000 514,000 Stormwater note 1,635,017 (293,560) 1,341,457 309,407 Terra Mar Note 400.000 (100.000) 300.000 100.000 Total notes payable 6.147.017 (907.560) 5.239.457 923.407 Compensated absences 426.514 19.172 (1.233) 444.453 44.000 Business-type activity long-term liabilities $37 427 939 $658 113 $(3 103 811 ) $34 982 241 $3 210265 51 CITY OF EDGEWATER, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 301 2006 Note 9 - Interfund Receivables, Payables and Transfers: The composition of due to/from other funds at September 30, 2006 is as follows: Receivable Fund Pavable Fund Amount General Grants $ 100,269 Stormwater 1 ,633,366 Water and Sewer 1,013,070 Water and Sewer Development General 1,012,357 Renewal and Replacement General 308,354 The outstanding balances between the General Fund and Grants, Water and Sewer, and Stormwater Funds resulted from working capital loans made by the General Fund which the General Fund expects to collect in the subsequent year. The outstanding balances between Water and Sewer Development and Renewal and Replacement Funds and the General Fund resulted from deposits being put in the wrong bank account and fund during 2005. Interfund transfers for the year ended September 30, 2006 consisted of the following: Transfer In Water General Debt Nonmajor and Nonmajor Service Sewer Fund Fund Governmental Fund Business Total Transfer Out: General Fund $ $353,429 $48,712 $ 2,050 $ 333,904 $ 738,095 Nonmajor Governmental 39,651 11,341 987,745 1,038,737 Water and Sewer 624,340 318,293 942,633 Nonmajor Business 20.240 2.070.914 2.091.154 Total $663 991 $353 429 $80 293 $2 072.964 $1 639 942 $4 810619 Transfers are used to (1) move revenues from the fund that statute or budget requires to collect them to the fund that statute or budget requires to expend them and (2) move receipts restricted to debt service from the funds as debt service payments become due. 52 CITY OF EDGEWATER, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 30, 2006 Note 10 - Defined Benefit Retirement Plans: Plan Descriptions Police Officers' Retirement Trust Fund - The Police Officers' Retirement Trust Fund is a single employer defined benefit retirement system established pursuant to state statute. The funding methods and determination of benefits payable are provided in the various acts of the Florida Legislature, the Board of Trustees, and the City Council. The statutes provide, in general, that funds are to be accumulated from employee contributions, City contributions, state appropriations and income from investment of accumulated funds. Actuarial deficiencies, as determined by the state are funded by the City. The investments of the fund are administered, managed and operated by its Board of Trustees using the services of the Finance Department and Principal Mutual Life Insurance Company. Investments are reported at fair value. Full-time police officers are eligible to participate in the Police Officers' Retirement Trust Fund on the first of the month following the completion of three months of continuous service with vesting beginning upon their first day of employment with the City. Participating police employees contribute 60/0 of their salary to the plan. The City is required by statute to contribute remaining amounts necessary based upon actuarial valuations to the fund as performed in accordance with State Statute. Employees vest for full benefits after five years of service. Benefit amounts are calculated based on the three years which give the highest average out of the last five years. Members will receive a benefit amount equal to 20k of that average multiplied by years of actual service up to October 1, 1987, and 30/0 of that average multiplied by years of actual service after October 1, 1987. General Employees' Pension Fund - The General Employees' Pension Fund is a single employer defined benefit retirement system and contains the assets of the General Employees. Pension Fund. The funding methods and determination of benefits payable are provided by various acts of the City Council, including subsequent amendments thereto. The code provides, in general, that funds are to be accumulated from City contributions, and income from investment of accumulated funds. Investments are reported at fair value. The General Employees' Pension Fund includes all full-time City employees, except police, firefighters and City Manager. 53 CITY OF EDGEWATER, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 30, 2006 Note 10 - Defined Benefit Retirement Plans (Continued): Plan Descriptions - (Continued) General Employees' Pension Fund (Continued) - Employees become eligible for the plan after three months of continuous employment with vesting beginning as of the first day of employment Active members are required to contribute 2.5% to the plan. The City's policy is to contribute amounts as determined by actuarial valuations. Employees vest for full benefits after five years of service. Benefit amounts are calculated based on the three consecutive years which give the highest average out of the last ten years. Members will receive a benefit amount equal to 2010 of that average multiplied by years of accrual service. The General Employees' Pension Fund was amended in October 1996, which closed off the plan to any new employees hired by the City after October 1, 1996. Employees hired after October 1, 1996, however, are eligible for the City's 401 (a) Defined Contribution Plan. Employees hired prior to October 1, 1996, and not vested in the General Employees' Pension Fund as of September 30, 1997, may elect to participate in the 401 (a) Defined Contribution Plan. Firefighters' Pension Fund - The Firefighters' Pension Fund is a single employer defined benefit retirement system established pursuant to state statute in July 1990, with an effective date of November 1989. The funding methods and determination of benefits payable are provided in the various acts of the Florida Legislature, Firefighters' Pension Board and the City Council. The statutes provide in general, that funds are to be accumulated from employee contributions, City contributions, state appropriations and income from investment of accumulated funds. Investments are reported at fair value. Full-time firefighters are eligible to participate in the Firefighters' Pension Fund upon their first day of employment with the City. Participating fire employees contribute 6% of their salary to the plan. The City is required by statute to contribute remaining amounts necessary based upon actuarial valuations to the fund as performed in accordance with State Statute. Employees vest for full benefits after five years of service. Benefit amounts are calculated based on the five years which give the highest average out of the last ten years. Members will receive a benefit amount equal to 3010 of that average multiplied by years of accrual service. 54 CITY OF EDGEWATER, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 30, 2006 Note 10 - Defined Benefit Retirement Plans (Continued): Plan Descriptions - (Continued) Membership data of the Pension Plans are summarized as follows: Police General Officers EmDlovees Firefiahters Retirees and beneficiaries currently receiving benefits and vested terminated employees 21 105 1 Active employees: Fully vested 21 63 14 Nonvested 12 16 Significant Accounting Policies - City of Edgewater's financial statements for the three pension funds are prepared using the accrual basis of accounting. Employer and plan member contributions are recognized in the period that contributions are due. Investments in the three pension funds are reported at fair value according to the independent custodian for each plan using various third party pricing sources. Publicly available financial reports for each plan, that include detailed actuarial data, can be obtained from the City's Finance Department. In 1997 the City adopted GASB Statement No. 25 on pension accounting and reporting. This Statement requires the disclosure of any investments in anyone organization that represents 50k or more of plan net assets. All investments in the Police Officers' Retirement Trust Fund and the General Employees Pension Fund are invested in the Principal Financial Group's various investment portfolios. There are no investments in anyone organization in the Firefighters' Pension Fund that exceeds 50/0 of plan net assets. None of the plans held securiti.es issued by the employer. Contribution Requirements and Contributions Made - The Florida Legislature, City Council and each Pension Board governs the City and employee contribution requirements for the Police Officers' Retirement Trust Fund and Firefighters' Pension Fund. The City's contribution to the General Employees' Pension Fund is an actuarially determined periodic amount that increases gradually over time so that sufficient assets will be available to pay benefits when due. The employees' contribution is 2.50k of their salary. The City's contribution to the Police Officers' Retirement Trust Fund and Firefighters' Pension Fund is an actuarially determined periodic amount. The employees' contribution for these plans is 60/0 of their salary. Contributions provided by the State of Florida are in accordance with State statutes. 55 CITY OF EDGEWA TER, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 30, 2006 Note 10 - Defined Benefit Retirement Plans (Continued): Annual Pension Cost and Net Pension Obligation - The City has contributed the Annual Required Contribution (ARC) each year since plan inception and thus has not had, or had need to report, a Net Pension Obligation (NPO). In accordance with GASB Statement No. 27 the City calculated the potential for a net pension liability (asset) and reaffirmed that none existed at September 30, 2006. Required supplementary information is as follows: Schedule of Contributions from the Emplover and Other Contributina Entities General Emplovees Police Officers Firefiahters Annual Percentage Annual Percentage Annual Percentage Year Ended Required of ARC Required of ARC Required of ARC SeDtember 30 Contribution Contributed Contribution Contributed Contribution Contributed 2001 $360,769 1 000/0 $351,770 1000/0 $140,163 1000A>> 2002 439,160 1 000/0 329,225 1 000/0 140,163 1000A>> 2003 436,006 1 000/0 410,431 1 000/0 146,735 1000A>> 2004 564,582 1 000/0 461, 163 1 000/0 187,083 1000A>> 2005 844,227 1 000/0 448, 179 1 000/0 1811391 1 000~ 2006 580,701 1 000/0 378, 127 1 000/0 254,640 1000A>> Schedule of Fundina Proaress - Police Officers' Retirement Trust Fund Unfunded Actuarial (Assets in Accrued Excess of) AAL Actuarial Liability (AAL) - Unfunded as a Percentage Actuarial Value of Frozen Entry (Assets in Funded Covered of Covered Valuation Assets Age Excess of) AAL Ratio Payroll Payroll Date {j} fill (b-a) (ab) ~ ((b-al/c) 10/01/00 $3,307,503 $4,861,764 $1,554,261 68.0 $1,041,134 149.2 10/01/01 3,8681547 5,334,718 1,466,171 72.5 980,382 149.5 10/01/02 4,514,711 6,339,886 1,825,175 71.0 1,074,297 170.0 10/01/03 4,995,272 6,954,686 1,959,414 71.9 1,042,103 188.1 10/01/04 5,515,077 7.418,656 11903,579 74.3 1,174,250 162.1 10/01/05 6,400,608 7,849,225 1,448,617 81.5 1, 1331 186 127.8 56 CITY OF EDGEWATER, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 30, 2006 Note 10 - Defined Benefit Retirement Plans (Continued): Schedule of Fundina Proaress -Firefiahters' Retirement Trust Fund Unfunded Actuarial (Assets in Accrued Excess of) AAL Actuarial Liability (AAL) - Unfunded as a Percentage Actuarial Value of Frozen Entry (Assets in Funded Covered of Covered Valuation Assets Age Excess of) AAL Ratio Payroll Payroll Date !!l ll!l (b-a ) im) ~ ((b-al/c) 10/01/00 $9591259 $959,259 $ 100 632,390 $ 10/01/01 1,2871780 1,287,780 100 725,845 10/01/02 1 ,546,480 1,546,480 100 838,351 10/01/03 1,811,751 1,811,751 100 9801792 10/01/04 2, 193,554 2,811,174 6171620 78.03 1,105,165 55.88 10/01/05 2,627,395 3,251 ,236 623,841 80.81 1,419,308 43.95 Notes to the Required Supplementary Information - The information presented in the required supplementary schedule was determined as part of the actuarial valuation at October 1, 2005. Additional information applies as follows: Valuation date Actuarial cost method Amortization method Remaining amortization period Asset valuation method Actuarial assumptions: Investment rate of return Projected salary increases (including inflation of 3.00/0) Retirement age General Police EmDlovees Officers Firefiahters 10/01/05 10/01/05 10/01/05 Aggregate Cost Frozen Entry Age Entry Age N/A Level Percentage Level Precentage N/A 27 open 30 open 4 Year Smoothed 4 Year Smoothed Market Value Market Market 7.5OA. 7.25OA. 7.50/0 7.5% 7.50/0 7.5OJ'c. 55 and 5 years of 55 with 5 years of 55 with 5 years of plan participation or accrued service accrued service or 25 years of plan or after 20 years after 20 years of participation, of accrued accrued service whichever is service earliest 57 CITY OF EDGEWA TER, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 30, 2006 Note 10 - Defined Benefit Retirement Plans (Continued): Notes to the Required Supplementary Information - (Continued) As noted above, the General Employees plan uses the aggregate actuarial cost method, which does not identify or separately amortize unfounded actuarial liabilities. Therefore, presentation of a schedule of funding progress is not required. Since the Police Officers and Firefighters Plan use the frozen entry age actuarial cost method, a schedule of funding progress has been presented above. The Firefighter Plan changed from the aggregate actuarial cost method to the entry age actuarial method, therefore the schedule of funding progress on the previous page does not report unfunded actuarial accrued liability for actuarial valuation dates prior to October 1, 2004. Note 11 - Defined Contribution Pension Plans: General Employees - The City adopted a defined contribution plan effective October 11 1996. The plan is a money purchase plan administered for the City by the Principal Financial Group. Eligible employees are employees hired effective October 1, 1996, or thereafter that would otherwise qualify for the General Employees' Pension Plan. Employees hired prior to October 1, 1996, and not vested in the General Employees' Pension Plan may also elect, instead, to participate in the defined contribution plan. The plan provides for an employer contribution equal to 120/0 of employee earnings. Employees who elect to participate in this plan that were hired prior to October 1, 1996 will have the following contributions made: Term of Employment Prior to October 1, 1996 0/0 Contributed for Earnings Prior to October 1 J 1996 0/0 Contributed for Earnings After October 1, 1996 3 months - 2 years 2 years - 4 years 4 years - 5 years 100/0 11 12 120/0 12 12 Employees are 1000/0 vested immediately upon participation. Employees direct the investment of funds contributed to the plan on their behalf. Employer contributions made during the year amounted to $222,062. The City Council has the authority to amend the Plan's provisions including amending contribution requirements. Note 12 - Commitments and Contingencies: Litigation - The City is engaged in various liability claims incidental to the conduct of its general government operations at September 30, 2006. While the ultimate outcome of the litigation cannot be determined at this time, management believes that any amounts not covered by insurance, if any, resulting from these lawsuits would not materially affect the financial position of the City. 58 CITY OF EDGEWA TER, FLORIDA NOTES TO FINANCIAL STATEMENTS - Continued September 30, 2006 Note 12 - Commitments and Contingencies (Continued): Risk Management - The City is exposed to various risks of .Ioss related to torts; theft of, damage to and destruction of assets; errors and omissions; and natural disasters for which the City carries commercial insurance. Liability limits are in excess of $39.1 million and terms associated with property insurance include total deductibles of approximately $11,000, with a 900/0 coinsurance provision. The City has obtained excess insurance coverage with varying retentions and limits to further limit exposure to large losses. There have been no significant reductions in insurance coverage from the prior year and settlements have not exceeded insurance coverage during the past three years. Note 13 - Joint Venture: On January 111 2003 the Cities of Port Orange, New Smyrna and Edgewater entered into an interlocal agreement to provide a consolidated (Dispatch) communications and record system servicing law enforcement, fire, rescue and emergency communications for each of the Cities. This entity, know as Communications Interlocal Agency (CI Agency) was established pursuant to Florida Statute Section 163.01 (7). The CI Agency operates as a public entity using a fiscal year ending September 30. The interlocal agreement expires on January 1, 2007 r unless renewed by the three cities. On dissolution of the CI Agency, the net assets will be distributed in the same proportional share to the financial contribution made by the cities. The CI Agency is an instrumentality of the municipal parties and is entitled to sovereign immunity except where waived by general law. It operates pursuant to direction from its governing board. The governing board is comprised of three mayors for the respective Cities, mentioned above. Operating guidelines, procedures, designations and restrictions are determined by this governing body. All operating cost of the CI Agency is allocated to Port Orange, New Smyrna and Edgewater in the respective amounts of 50010, 250/0 and 250/0. Allocated costs may be at a different percentage rate due to direct expenditures for specific goods or services requested by an individual City. These expenditures generally reflect items that are unique to the operations of the City and do not provide an overall benefit to the interlocal agency. Therefore, the City of Edgewater has an ongoing financial responsibility to pay its share of the cost of operations. The majority of initial, first year charges to the respective Cities were for the acquisitions of capital purchases. These initial charges were not in accordance with the above allocations, as some Cities owned certain pieces of equipment prior to the inception of the Entity. The different proportions of existing equipment and other capital already owned by the three participating Cities gives rise to a disproportionate allocation of net assets. The City of Edgewater's net investment in the joint venture is reported in the government-wide statement of net assets and totals $40,745 at September 30, 2006. The net investment in the joint venture increased $7,757 from September 30, 2005. Complete financial statements for the CI Agency are available upon request. 59 This page intentionally left blank. COMBINING AND INDIVIDUAL FUND STATEMENTS AND SCHEDULES This page intentionally left blank. MAJOR GOVERNMENTAL FUNDS Debt Service Debt Service Fund - This fund was established to account for the accumulation of principal and interest for certain general long-term debt. This page intentionally left blank. CITY OF EDGEWATER, FLORIDA DEBT SERVICE FUND SCHEDULE OF REVENUES, EXPENDITURES. AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL For The Year Ended September 30, 2006 Variance With Final Budget Budgeted Amounts Actual Positive Original Final Amounts (Negative) Revenues: Impact fees! special assessments $ 890,000 $ 890,000 $ 433,349 $ (456,651 ) Investment income 197,000 197,000 131,727 (65,273) Total revenues 1,087,000 1,087,000 565,076 (521,924) Expenditures: Debt service: Principal retirement 1,797,122 1.797,122 710,013 1,087,109 Interest and fiscal charges 201.358 201,358 204,114 (2.756) Total expenditures 1,998,480 1,998.480 914,127 1,084,353 Excess (Deficiency) of Revenues Over Expenditures (911,480) (911,480) (349,051 ) 562,429 Other Financing Sources (Uses) Transfers in 940,539 940,539 3531429 (587,110) Net other financing sources (uses) 940,539 940,539 353,429 (587,110) Net Change in Fund Balance 29.059 29,059 4,378 (24,681 ) Fund Balances - Beginning 255,589 255,589 255,589 Fund Balances - Ending $ 284,648 $ 284,648 $ 259,967 $ (24,681 ) 60 This page intentionally left blank. Special Law Enforcement Trust Fund Police Impact Fees Fund Fire Impact Fees Fund Recreation Impact Fees Fund LLEBG Fund Grants Fund Road Impact Fees Fund Capital Projects Fund NONMAJOR GOVERNMENTAL FUNDS Special Revenue Funds - This fund was established to receive revenues derived from confiscated property obtained during the enforcement of illegal operations. Proceeds are utilized strictly for law enforcement purposes, exclusive of salaries and vehicles. Such purposes may include drug education programs such as DARE. - This fund was established to account for police impact fees collected from new developments constructed in the City. - This fund was established to account for fire impact fees collected from new developments constructed in the City. - This fund was established to account for recreation impact fees collected from new developments constructed in the City. - This fund was established to account for LLEBG grant funds. - This fund was established to account for restricted grant funds. - This fund was established to account for road impact fees collected from new developments constructed in the city. Capital Projects Funds - This fund was established to account for the acquisition of fixed assets or construction of major capital projects not being financed by proprietary funds. CITY OF EDGEWATER, FLORIDA COMBINING BALANCE SHEET NONMAJOR GOVERNMENTAL FUNDS September 30, 2006 Special Revenue Special Law Police Fire Recreation Enforcement Impact Impact Impact Trust Fees Fees Fees Assets: Cash and cash equivalents $ 13,076 $ 161,392 $ 393,987 $ 228,480 Investments Accounts receivable 12,790 Total Assets $ 13,076 $ 161.392 $ 3931987 $ 241,270 Liabilities and Fund Balances: Liabilities: Accounts payable $ $ 1,286 $ 1,286 $ Deferred reven ue Due to other funds Total Liabilities 1,286 1,286 Fund Batances: Unreserved 13,076 160,106 392,701 241,270 Total Fund Balances 13,076 160,106 392,701 241,270 Total Liabilities and Fund Balances $ 1 3,076 $ 161,392 $ 393,987 $ 241,270 61 Special Revenue Total Road Nonmajor Impact Capital Governmental LLEBG Grants Fees Total Projects Funds $ 66 $ $ 494,211 $ 1,291.212 $ 473,318 $ 1,764,530 508,550 508.550 179,854 192,644 192,644 $ 66 $ 179,854 $ 494,211 $ 1 ,483,856 $ 981,868 $ 2,465,724 $ $ 684 $ $ 3,256 $ 3,781 $ 7,037 100,269 100,269 100,269 100,953 103,525 3,781 107,306 66 78,901 494,211 1,380,331 978,087 2,358,418 66 78.901 494,211 1,380,331 978,087 2,358,418 $ 66 $ 179,854 $ 494,211 $ 1,483,856 $ 981,868 $ 2,465,724 62 CITY OF EDGEWATER, FLORIDA COMBINING STATEMENT OF REVENUES. EXPENDITURES AND CHANGES IN FUND BALANCES NONMAJOR GOVERNMENTAL FUNDS For The Year Ended September 30, 2006 Special Revenue Special Law Police Fire Recreation Enforcement Impact 1m pact Impact Trust Fees Fees Fees Revenues: Intergovernmental revenues $ $ $ $ Fines and forfeitures 1 0,502 Impact fees/special assessments 50,992 55,138 98,361 Investment income 1 Miscellaneous 163 99 Total revenues 10,666 50,992 551138 98,460 Expenditures: Cu rrent: General government Public safety 40.367 leisure services 159,859 Capital outlay: Public safety Transportaion/public works Total expenditures 40,367 159,859 Excess(Deficiency) of Revenues Over Expenditures (29,701) 501992 55, 138 (61.399) Other Financing Sources(Uses): General obligation note Capital lease Transfers in Transfers out ( 1 ,581 ) (4,000) (4,000) (9,760) Net other financing sources(uses) ( 1,581 ) (4,000) (4,000) (9,760) Net Change in Fund Balances (31,282) 46,992 51, 138 (71, 159) Fund Balances.. Beginning 441358 113, 114 341.563 312,429 Fund Balances - Ending $ 13,076 $ 160,106 $ 392,701 $ 241.270 63 Special Revenue Total Road Nonmajor Impact Capital Governmental LLEBG Grants Fees Total Projects Funds $ 81419 $ 793,831 $ $ 802,250 $ $ 802,250 1 0,502 10,502 330,081 534,572 534,572 1 34.432 34,433 262 262 8.419 793,831 330.081 1,347,587 34.432 1,382,019 33,885 33,885 33,885 91934 236,414 286,715 286,715 226, 145 386,004 386,004 217,139 217, 139 87,393 87,393 9.934 496,444 706,604 304,532 1 ,0 11, 1 36 (11515) 297,387 330,081 640,983 (270.100) 370.883 500,000 500,000 196,899 196,899 1,581 58,472 60,053 20,240 80,293 (355.251 ) (4,000) (378,592) (660,145) (1,038,737) 1.581 (296,779) (4,000) (318,539) 56.994 (261.545) 66 608 326,081 322,444 (213,106) 109,338 78,293 168,130 1,057,887 1 , 191, 193 2,249,080 $ 66 $ 78,901 $ 494,211 $ 1,380,331 $ 978,087 $ 2,358,418 64 CITY OF EDGEWATER, FLORIDA SPECIAL LAW ENFORCEMENT TRUST SPECIAL REVENUE FUND SCHEDULE OF REVENUES. EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL For The Year Ended September 30, 2006 Variance with Budgeted Amounts Final Budget- Actual Positive Original Final Amounts (Negative) Revenues: I ntergovern mental reven ues $ $ $ $ Fines and forfeitures 12,000 12,000 10,502 (1.498) Impact fees/special assessments Investment income 500 500 1 (499) Miscellaneous 163 163 Total revenues 12,500 121500 10.666 (1,834) Expe n d itures : Current: General government Public safety 12,500 10,919 40,367 (29,448 ) Leisure services Transportation/public works Capital outlay: Public safety Transportation/public works Total expenditures 12,500 10.919 40,367 (29,448) Excess(Deficiency) of Revenues Over Expenditures 1.581 (29,701 ) (31,282) Other Financing Sources(Uses): General obligation note Capital lease Transfers in Transfers out ( 1. 581 ) (1,581) Net other financing sources(uses) ( 1.581 ) (1 ,581 ) Net Change in Fund Balance (31.282) (31,282) Fund Balances - Beginning 44,358 44.358 441358 Fund Balances - Ending $ 44,358 $ 44,358 $ 13,076 $ (31,282) 65 CITY OF EDGEWATER, FLORIDA POLICE IMPACT FEES SPECIAL REVENUE FUND SCHEDULE OF R"EVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES -- BUDGET AND ACTUAL For The Year Ended September 301 2006 Variance with Budgeted Amounts Final Budget- Actu a I Positive Original Final Amounts (Negative ) Revenues: Intergovernmental revenues $ $ $ $ Fines and forfeitures Impact fees/special assessments 36,250 36,250 50,992 14,742 Investment income Miscellaneous Total revenues 36,250 36,250 50.992 14,742 Expenditures: Current: General government Public safety 14,877 14,877 lejsure services Transportation/public works Capital outlay: Public safety Transportation/public ___yorks Total expenditures 14,877 14,877 Excess(Deficiency) of Revenues Over Expenditures 36,250 21,373 50,992 29.619 Other Financing Sources(Uses): Generar obligation note Capital lease Transfers in Transfers out (4,000) (4,000) (4,000) Net other financing sources(uses) (41000) (4,000) (4,000) Net Change in Fund Balance 32,250 17,373 46,992 29,619 Fund Balances.. Beginning 113,114 113,114 113,114 Fund Balances.. Ending $ 145,364 $ 130,487 $ 160,106 $ 29,619 66 CITY OF EDGEWATER, FLORIDA FIRE IMPACT FEES SPECIAL REVENUE FUND SCHEDULE OF REVENUES. EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL For The Year Ended September 30, 2006 Variance with Budgeted Amounts Final Budget- Actual P os itive Original Final Amounts (Negative) Revenues: Intergovernmental revenues $ $ $ $ Fines and forfeitures Impact fees/special assessments 80.250 80,250 55,138 (25,112) Investment income Miscellaneous Total revenues 80,250 80.250 55. 138 (25,112) Expenditures: Current: General government Public safety Leisure services Transportation/public works Capital outlay: Public safety Transporta tio n/pub I i c works Total expenditures Excess(Deficiency) of Revenues Over Expenditures 80,250 801250 55,138 (25,112) Other Financing Sources(Uses): General obligation note Capital lease Transfers in Transfers out (4,000) (4,000) (4.000) Net other financing sources(uses) (4.000) (4.000) (4,000) Net Change in Fund Balances 761250 76,250 51, 138 (25,112) Fund Balances - Beginning 341,563 341,563 341.563 Fund Balances - Ending $ 417,813 $ 417,813 $ 392,701 $ (25,112) 67 CITY OF EDGEWATER, FLORIDA RECREATION IMPACT FEES SPECIAL REVENUE FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL For The Year Ended September 30, 2006 Variance with Budgeted Amounts Final Budget- Actual Positive Original F in a I Amounts (Negative) Revenues: Intergovernmental revenues $ $ $ $ Fines and forfeitures Impact fees/special assessments 1471000 147,000 98,361 ( 48,639) Investment income Miscellaneous 99 99 Total revenues 147,000 147,000 98,460 (48,540) Expenditures: Current: General government Public safety Leisure services 263,475 263,475 159,859 103,616 Transportation/public works Capital outlay: Public safety Transportation/public works Total expenditures 263,475 263,475 159,859 103,616 Excess(Deficiency) of Revenues Over Expenditures (116,475) (116,475) (61,399) 55,076 Other Financing Sources(Uses): General obligation note Capital lease Transfers in Transfers out (9,760) (9,760) Net other financing sources(uses) (9,760) (9,760) Net Change in Fund Balances (116,475) (116,475) (71,159) 45.316 Fund Balances.. Beginning 312,429 312,429 312,429 Fund Balances. Ending $ 195,954 $ 195,954 $ 2411270 $ 45,316 68 CITY OF EDGEWA TER, FLORI DA LLEBG SPECIAL REVENUE FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL For The Year Ended September 30, 2006 Variance with Budgeted Amounts Final Budget- Actual Positive Original Final Amounts (Negative) Reven ues: I nte rgove rnme ntal reve nues $ $ $ 8,419 $ 8,419 Fines and forfeitures Impact fees/special assessments Investment income Miscellaneous Total revenues 8,419 8,419 Expenditures: Current: General government Public safety 91934 (9,934) Leisure services T ransportation/publ ic works Capital outlay: Public safety T ra nsportation/pub I i c works Total expenditures 9,934 (9,934) Excess(Deficiency) of Revenues Over Expenditures (1,515) (1,515) Other Financing Sources(Uses): General obligation note Capital lease Transfers in 1,581 ( 1, 581 ) Transfers out Net other financing sources(uses) 1,581 (1,581) Net Change in Fund Balances 66 (3,096) Fund Balances - Beginning Fund Balances - Ending $ $ $ 66 $ (3,096) 69 CITY OF EDGEWA TER, FLORIDA GRANTS SPECIAL REVENUE FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL For The Year Ended September 30, 2006 70 CITY OF EDGEWA TER, FLORIDA ROAD IMPACT FEES SPECIAL REVENUE FUND SCHEDULE OF REVENUES. EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL For The Year Ended September 30, 2006 Variance with Budgeted Amounts Final Budget- Actual Positive Original Final Amounts (Negative) Revenues: Intergovernmental revenues $ $ $ $ Fines and forfeitures Impact fees/special assessments 400,000 400,000 330,081 (69,919) Investment income Miscella neous Total revenues 400,000 400,000 330,081 (69.919) Expenditures: Current: General government Public safety Leisure services Transportation/public works 396,000 3961000 3961000 Capital outlay: Public safety T ra nsportatio n/pub I ic works Total expenditures 396,000 396,000 396,000 Excess(Deficiency) of Revenues Over Expenditures 4,000 4,000 330,081 326,081 Other Financing Sources(Uses): General obligation note Capital lease Transfers in Transfers out (4,000) (4,000) (4,000) Net other financing sources(uses) (4,000) (4,000) (4,000) Net Change in Fund Balances 326,081 326,081 Fund Balances - Beginning 168,130 168,130 168,130 Fund Balances - Ending $ 168,130 $ 168,130 $ 494,211 $ 326,081 71 CITY OF EDGEWATER, FLORIDA CAPITAL PROJECTS FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL For The Year Ended September 30, 2006 Variance with Budgeted Amounts Final Budget.. Actual Positive Original Final Amounts (Negative) Revenues: Intergovernmental revenues $ $ $ $ Fines and forfeitures Impact fees/special assessments Investment income 34,432 34,432 Miscellaneous Total revenues 34,432 34,432 Expenditures: Current: General government Public safety Leisure services Transportation/public works Capital outlay: Public safety 217,139 (217,139) Transportation/public works 600,000 600,000 87,393 5121607 Total expenditures 600,000 600,000 304,532 295,468 Excess(Deficiency) of Revenues Over Expenditures (600 t 000) (600,000) (270,100) 329,900 Other Financing Sources(Uses): Gene ra lobi igation note 500.000 500,000 Capita/lease 196,899 196,899 Transfers in 150,000 150,000 20,240 (129,760) Transfers out (600,000) (600,000) (660,145) (60,145) Net other financing sources(uses) (450,000) (450,000) 56.994 506,994 Net Change in Fund Balances (1,050,000) (1,050,000) (213,106) 836,894 Fund Balances.. Beginning 1 , 191, 193 1, 191. 193 1 J 191.193 Fund Balances.. Ending $ 1411 193 $ 141 , 193 $ 978,087 $ 836,894 72 This page intentionally left blank. Stormwater Management Fund Water and Sewer Development Fee Fund Renewal and Replacement Fund NONMAJOR PROPRIETARY FUNDS Enterprise Funds - This fund is used to account for the fiscal activities of the CityJs stomwater drainage operation, as well as the funding and payment of related debt. - This fund was established at October 1, 2002 with net assets of the water and sewer fund that were reserved for development. Water and sewer development fees received each year are deposited into this fund to be used primarily for capital improvements to the water and sewer system. - This fund was established at October 1, 2002 with net assets of the water and sewer fund that were reserved for renewal and replacement. Bond covenants require that transfers be made to the renewal and replacement fund equivalent to 5% of the gross revenues of the system for the previous fiscal year. , This page intentionally left blank. CITY OF EDGEWATER, FLORIDA COMBINING STATEMENT OF NET ASSETS NONMAJOR PROPRIETARY FUNDS September 30, 2006 Stormwater Water and Sewer Renewal and Total Nonmajor Management Development Replacement Proprietary Fund Fee Fund Fund Funds Assets Current assets: Receivables, net $ 102,912 $ 28, 196 $ $ 1311108 Due from other governments 158,570 158,570 Due from other funds 1,012,357 308,354 1,320,711 Total current assets 261,482 1,040,553 308,354 1,610,389 Noncurrent assets: Restricted cash and cash equivalents 2,075,280 65, 158 2,140,438 Bond issuance costs 3,272 3,272 Capital assets: Land, buildings and equipment 8,457,693 8,457,693 Construction in progress 14,193 14,193 Less accumulated depreciation ( 1,832,684) (1,832,684 ) Total capital assets (net of accumulated depreciation) 6,639,202 61639,202 Total noncurrent assets 6,642,474 2,075,280 65. 158 8,782,912 Total assets 6,903,956 3, 115,833 373,512 10,393,301 Liabilities Current liablities: Accounts payable 24,477 130,999 117,811 273,287 Accrued liabilities 8,487 8,487 Retainage payable 981604 98,604 Compensated absences 38, 138 38, 138 Due to other funds 1,633,366 1 ,633,366 Capital leases payable-cu rrent 27,344 27,344 Notes paya ble-cu rrent 309,407 3091407 Total current liabilities 2,041,219 229,603 117,811 2,388,633 Noncurrent liabilities: Capital leases payable 66,057 66.057 Notes payabJe 1,032,050 11032,050 Total noncurrent liabilities 1,098,107 1,098.107 Total liabilities 3,139,326 229,603 117,811 3,486,740 Net Assets Invested in capital assets, net of related debt 5,204,344 5,204,344 Restricted for capital projects 2,886,230 255,701 31141,931 Unrestricted {1,439,714} (1,439,714) T atal net assets $ 3,764,630 $ 2,886.230 $ 255,701 $ 6,906,561 73 This page intentionally left blank. CITY OF EDGEWATER, FLORIDA COMBINING STATEMENT OF REVENUES. EXPENSES AND CHANGES IN FUND NET ASSETS NONMAJOR PROPRIETARY FUNDS For the Year Ended September 30, 2006 Stormwater Water and Sewer Renewal and Total Nonmajor Management Development Replacement Proprietary Fund Fee Fund Fund Funds Operating Revenues User Charges $ 917,703 $ $ $ 917,703 Operating Expenses Salaries and benefits 393,217 393,217 Materials and supplies 122,037 122,037 Depreciation and amortization 256,415 256,415 Contractual services 158,364 43,695 12,390 214,449 Total operating expenses 930,033 43,695 12,390 986,118 Operating income(loss) (12,330) (43,695) (12,390) (68,415) Nonoperating Revenue Grant revenue 158,570 158,570 Miscellaneous income 11 ,584 56,992 68,576 Investment income 144,242 3,425 147,667 Interest expense (871085) (87,085) Total nonoperating revenue 83,069 201,234 3,425 287,728 Income before contributions and transfers 701739 157,539 (8,965) 219,313 Capital contibutions: Development fees 2,303,975 2,303,975 Transfers in 1,270,468 369,474 1,639,942 Transfers out (1,694,868) (396,286) (2,091 t 154) Change in net assets 1,341,207 766,646 (35,777) 2,072,076 Total Net Assets.. Beginning 2,423,423 2,119,584 291 ,478 4,834,485 Total Net Assets - Ending $ 3,764,630 $ 2,886,230 $ 255,701 $ 6,906,561 74 CITY OF EDGEWATER, FLORIDA COMBINING S1 A 1EMEN1 OF CASH FLOWS NONMAJOR PROPRIETARY FUNDS For The Year Ended September 30, 2006 Stormwater Water and Sewer Renewal and Total Nonmajor Management Development Replacement Proprietary Fund Fee Fund Fund Funds Cash Flows from Operating Activities: Receipts from customers $ 907,785 $ $ $ 907,785 Payments to suppliers (266,366) 123,963 104,791 (37,612) Payments to employees (387,724 ) (387,724) Net cash provided (used) by operating activities 253,695 123,963 104,791 482,449 Cash Flows from Non-Capital Financing Activities: (Increase) in due from other funds (158,570) (158,570) Increase (decrease) in due to other funds 840,065 (376,449) (16,246) 447,370 Grant revenue 158,570 1581570 Miscellaneous income 11,584 56,992 68,576 T ra nsfers in 1,270,468 369,474 1,639,942 Transfers out (1 ,694,868) (396,286) (2,091,154) Net cash provided (used) by non-capital financing activities 2,122,117 (2,014,325) (43,058) 64,734 Cash Flows from Capital and Related Financing Activities: Proceeds from sale of capital assets 87 87 Acquisition of capital assets (21042.664) (2,042,664) Principal paid on long-term debt (329,767) (329,767) Capital lease proceeds 83,617 83,617 Interest paid on long-term debt (87,085) (87,085) Development fees received 2,303,975 2,303.975 Net cash provide (used) by capital and related financing activities (2,375,812) 2j303,975 (71,837) Cash Flows from Investing Activities: Investment income 144,242 3,425 147,667 Net cash provided by investing activities 144,242 3,425 147,667 Net Increase (Decrease) in Cash and Cash Equivalents 557,855 65,158 623,013 Cash and Cash Equivalents - Beginning 1,517,425 1.517,425 Cash and Cash Equivalents - End $ $ 2,075,280 $ 65,158 $ 2,140,438 Classified As: Cash and cash equivalents $ $ $ $ Restricted cash a nd cash equivalents 2,075,280 65, 158 2,140,438 $ $ 2,075,280 $ 65,158 $ 2.140,438 75 Storm water Water and Sewer Renewal and Total Nonmajor Management Development Replacement Proprietary Fund Fee Fund Fund Funds Reconciliation of Operating Income (Loss) to Net Cash Provided By Operati ng Activities Operating income (loss) $ (12,330) $ (43,695) $ (12,390) $ (68,415) Adjustments Not Affecting Cash: Depreciation and amortization 256,415 256,415 Change in Assets and Liabilities: (Increase) decrease in accounts receivable (9,917) (9,917) (Decrease) in accounts payable 14,035 126,046 117,181 257,262 Increase (decrease) in retainage payable 41,612 41,612 Increase in accrued liabilities 6,725 6,725 (Decrease) in accrued compensated absences (1 ,233) ( 1,233) Total adjustments 266,025 167,658 117,181 550,864 Net Cash Provided by Operating Acti vities $ 253,695 $ 123,963 $ 104,791 $ 4821449 76 This page intentionally left blank. FIDUCIARY FUNDS Pension Trust Funds Police, Firefighter and General Employees' Pension Funds - These funds are used to account for the accumulation of resources to be used for retirement annuity payments at the appropriate amounts and times in the future. Resources are contributed by employees at rates fixed by law and by the City and the State at amounts determined by an annual actuarial study. This page intentional1y teft blank. CITY OF EDGEWA TER, FLORIDA COMBINING STATEMENT OF FIDUCIARY NET ASSETS FIDUCIARY FUNDS September 30, 2006 General Police Totals Employees Officers Firefighters Employee Pension Trust Pension Trust Pension Trust Pension Funds Assets: Investments, at fair value: Debt mutual funds $ 6,538,192 $ 3,766,190 $ 2,7071802 $ 1 3 t 012, 184 Equity mutual funds 6,744,615 3,263,743 669,526 10,677,884 Total investments 13,282,807 7,029,933 3,377,328 23,690,068 Total assets 13,282,807 7,029,933 3,377,328 23,690,068 Liabilities: Accounts payable 1,034 1,034 Net Assets Held in Trust for Pension Benefits $ 13,281,773 $ 7,029,933 $ 3,377,328 $ 23,689,034 77 This page intentionally left blank. CITY OF EDGEWATER, FLORIDA COMBINING STATEMENT OF CHANGES IN FIDUCIARY NET ASSETS FIDUCIARY FUNDS For The Year Ended September 30, 2006 General Police Total Employees Office rs F i refi g hte rs Employee Pension Trust Pension Trust Pension Trust Pension Funds Additions: Contributions: Employer $ 580,638 $ 262,668 $ 254,711 $ 1,098,017 Plan members 67,289 86,413 88,349 242,051 State 119,225 83,487 202,712 Total contributions 647,927 468,306 426,547 1,542,780 Investments income: Net increase in fair value 974.790 427,450 232,311 1,634,551 Net investment income 974,790 427,450 232,311 1,634,551 Total additions 1,622,717 895,756 658,858 3,177,331 Deductions: Be nefit sl distri but ion s 626,285 299.667 925,952 Administrative expenses 20.709 32,440 32,921 86,070 Total deductions 646,994 332,107 32,921 1,012,022 Change in Net Assets 975,723 563,649 625,937 2,165,309 Net Assets Held in Trust for Pension Benefits: Beginning of Year 12,306,050 6,466,284 2,751,391 21,523,725 End of Year $ 13,281,773 $ 7,029,933 $ 3,377,328 $ 23,689,034 78 This page intentionally left blank. CAPITAL ASSETS USED IN THE OPERATION OF GOVERNMENTAL FUNDS This page intentionally left blank. CITY OF EDGEWA TER, FLORIDA CAPITAL ASSETS USED IN THE OPERATION OF GOVERNMENTAL FUNDS SCHEDULE BY FUNCTION AND ACTIVITY For the Year Ended September 30,2006 General Government Public Safety Public Works Leisure Services Total Land $ 1,934,540 $ 105,591 $ 6,906 $ 1,732,399 $ 3,779,436 Buildin,gs 178,538 1,225,060 58,268 2,895,746 4,3571612 Improvements 108,827 25,905 13,039,503 2,147,044 15,321,279 Machinery & equipment 451,041 21700,846 254,671 602,890 4,0091448 Infra stru ct u re 1,169,975 1 ,169,975 Construction in progress 118,103 1.398,660 845,603 2,362,366 Total $ 2,672,946 $ 4,175,505 $15,927,983 $ 8,223,682 $ 31,000,116 Deletions Balance and Balance 09-30-05 Additions Transfers 09-30-06 General Government $ 2,588,692 $ 104,139 $ 19,885 $ 2,672,946 Public Safety 31660,696 571,665 56,856 4,175,505 Public Works 15,499,673 681,330 253,020 15,927,983 Leisure Services 7,755,487 552,010 83,815 8,223,682 Total $ 29,504,548 $ 1,909,144 $ 413,576 $ 31,000,116 79 This page intentionally left blank. STATISTICAL SECTION This part of the City of Edgewater's comprehensive annual financial report presents detailed information as a context for understanding what the information in the financial statements, note disclosures, and required supplementary information says about the government's overall health. Contents Paae Financial Trends 81 These schedules contain trend information to help the reader understand how the government's financial performance and well-being have changed over time. Revenue Capacity 86 These schedules contain information to help the reader assess the government's most significant local revenue source, the property tax. Debt Capacity 90 These schedules present information to help the reader assess the afford ability of the government's current levels of outstanding debt and the government's ability to issue additional debt in the future. Demographic and Economic Information 95 These schedules offer demographic and economic indicators to help the reader understand the environment within which the government's financial activities take place. Operating Information 98 These schedules contain service and infrastructure data to help the-. reader understand how the information in the government's financial report relates to the services the government provides and the activities it performs. 80 City of Edgewater, Florida Net Assets by Component Last Four Fiscal Years (Accruat Basis of Accounting) 2003 Fiscal Year 2004 2005 2006 Governmental Activities Invested in Capital Assets, Net of Re\ated Debt $ 6,010,568 $ 8,207,197 $ 9,283,844 $ 10,790,015 Restricted 5,309,445 4,168,822 3,760,701 3,547,595 Unrestricted 169,883 396,934 1,165,791 2,109,332 Total Governmental Activities Net Assets 11,489,896 12,772,953 14,210,336 16,446,942 Business - Type Activities Invested in Capita' Assets, Net of Related Debt 13,185,840 16,796,965 18,641,079 23,188,819 Restricted 4,627,937 3,158,533 3,567,108 4,344,362 Unrestricted 15,688,777 12,161,692 9,332,979 6,732,197 Total Business-Type Activities Net Assets 33,502,554 32,117,190 31,541,166 34,265,378 Primary Government Invested in Capital Assets, Net of Related Debt 19,196,408 25,004,162 27,924,923 33,978.833 Restricted 9,937,382 7,327,355 7,327,809 7,891,957 Un res tricted 15,858,660 12,558,626 10,498,770 8,841,530 Total Primary Government Net Assets $44,992,450 $44,890,143 $ 45,751,502 $ 50,712,320 Note: Information not available for years prior to implementation of GASB 34 in 2003. 81 City of Edgewater1 Florida Changes in Net Assets Last Four Fiscal Years (Accrual Basis of Accounting) Fiscal Year 2003 2004 2005 2006 Expenses Governmenta I Activities: General Government $ 2,4781672 $ 2,227,242 $2,801,030 $ 3,338,289 Public Safety 5,670,853 6,212,610 6,235.432 6,259,632 Transportation I Public Works 2,765,177 1,257.545 725,242 643,943 Leisure Services 1,573.582 1,572,699 1,727,507 1,511,621 Interest on Long-Term Debt 356,159 324,137 310,433 291 ,830 Total Governmental Activities Expenses 12,844.443 11.594,233 11.799,644 12,045,315 Business - Type Activities: Water and Sewer 6,253,322 6,681,657 7.286.4 75 7,997,538 Refuse Conection 1,565,664 4,288,882 2,951,045 2,067,329 Stormwater Management 882.456 929,433 935,770 1,017,118 Development Fees 31 ,180 68.515 100,331 43,695 Renewal and Replacement 650 171,999 248.506 12,390 Total Business ~ Type Activities 8,733,272 12,140,486 11,522,127 11,138,070 Total Primary Government 21,577,715 23,734,719 23,321,771 23,183,385 Program Revenues Governmental Activities: General Government 176,881 188,791 294,176 327,113 Public Safety 335.753 296,947 476,050 583,840 Transportation I Public Works 616,394 783,766 750,284 731,819 Leisure Services 130,192 150,256 229,995 137.053 Interest on Long-Term Debt Operating Grants and Contributions 401,116 951.863 574,193 505,161 Capital Grants and Contributions 192,861 487,060 326.163 8451639 Total Governmental Activities Program Revenues 1,853.197 2,858.683 2,650,861 3,130,625 Business - Type Activities: Water and Sewer 4,808,221 5,403,409 6,112,326 61597,883 Refuse Collection 1,737,454 1,946,298 2,085,965 2,242.197 Stormwater Management 824,559 886,848 953,752 917,703 Development Fees Renewal and Replacement 1,300 183,167 Operating Grants and Contributions 2,303,189 1.224,518 272,580 Capital Grants and Contributions 3,047,057 989,665 1.218,691 2,438,556 Total Business - Type Activities Program Revenues 10,417,291 11,530.709 11 ,778.4 19 12,468,919 Total Primary Government Program Revenues 12,270,488 14,389,392 14,429,280 15,599.544 Net (Expense) Revenue Governmental Activities (10,991,246) (8,735,550) (9,148,783) (8,914,690) Business - Type Activities 1,684,019 (609,777) 256,292 1,330,849 Total Primary Government Net Expense (9,307,227) (9,345,327) (8,892.491 ) (71583,841) General.Revenues.and Other Changes in Net Assets Governmental Activities: Taxes Property Taxes 3.403,304 3,884,932 4.125,604 5,045,677 Franchise fees and Utility taxes 2,555,819 2.615,188 2,721,040 3,098,230 I ntergovernmenta I 1,627,439 1,746.746 1,901,135 1,952,077 Investment Income and Miscellaneous 298,967 359,091 468.314 1,734,431 Transfers 751,758 1,412,650 1,370,073 (679,119) Total Govemmental Activities 8,637,287 10,018,607 10,586,166 11,1 51 ,296 Business - Type Activities Investment Income and miscellaneous 661,124 637,063 537,757 714,244 T ra nsfers {751 ,758) (1,412,650) (1,370,073) 679,119 Total Business - Type Activities (90,634) (775,587) (832,316) 1,393,363 Total Primary Government 8,546.653 9,243,020 9,753,850 12,544,659 Change in Net Assets Govermenta I Activities (2,353,959) 1 .283,057 1.437,383 2,236,606 Business - Type Activities 1,593,385 (1,385.364) (576,024) 2,724,212 Total Primary Government $ (760.574) $ (102,307) $ 861,359 $ 4,960,818 Note: Information not available for years prior to implementation of GASB 34 in 2003. 82 City of Edgewater Governmental Activities Tax Revenues by Source Last Ten Fiscal Years (accrual basis of accounting) Franchise Fees Year Property Taxes and Utility Tax Total 1997 * * $ 5,484,239 1998 * * 5,516,973 1999 * * 5,516,973 2000 * * 5,648,694 2001 * * 6,189,561 2002 2,704,707 21425,766 5,130,473 2003 3,403,304 2,555,819 5,959, 123 2004 3,884,932 2,615,188 6,500,120 2005 4,125,604 2,721,040 6,846,644 2006 5,045,677 3,098,230 8,143,907 · Detail information is not available. 83 en "0 c: m ~ ~ :2roen+::i oc.....c: _cum:J u..E~8 0;- E co ~ ro~~o 3: 0'- Q) C) u.. .!{! .gc6~~ Wcut-[D '- (J - 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E cu 0) C co .c t) Q) Z 19 '0.. ri c: o z a ClJ en nJ C 4.J o CD a.. nJ '" f/) nJ ~ Q) ~ 0:,::: .~ -g ClJ ClJ ma. - )( ..ow 4.J o CITY OF EDGEWA TER, FLORIDA ASSESSED VALUE AND ESTIMATED ACTUAL VALUE OF TAXABLE PROPERTY (1) LAST TEN FISCAL YEARS (In Thousands) Ratio of Total (3) (2) Assessed to (2) (3) (3) Centrally (3) Total Estimated Taxable Value Fisca I Real Personal Assessed Assessed Direct Tax Actual To Estimated Year Property Property Property Taxable Value Rate Taxable Value Actual Value 1997 353,593 28,892 1,276 383,761 6.5900 542,399 70.750/0 1998 368,611 29,824 1,626 400,061 6.4400 561,103 71.300/0 1999 372,715 29,227 1,577 403,519 6.2900 572,804 70.450/0 2000 381,848 30,422 1,681 413,951 5.9500 589,101 70.270/0 2001 408,483 34,759 1,772 445,014 5.9500 632,205 70.390/0 2002 434.231 33,568 1,788 469,587 5.9500 694,658 67.600/0 2003 470,551 33,585 1,900 506,036 6.9500 842,981 60.030/0 2004 539,239 36,263 2,076 577,578 6.4500 974,165 59.290/0 2005 624,264 37,713 2,160 664,137 6.4500 1,009,447 65.79OA, 2006 770,564 40,133 2,247 812,944 6.5100 1,264,484 64.29OA, (1) Obtained from the Revised Recapitulation of the Ad Valorem Assessment Rolls of Edgewater, Florida provided by Volusia County, Florida Finance Department. (2) Each fiscal year contains the ad valorem assessment roll of the preceding year (I.e., fiscal year 2002, contains data on the 2001 assessment roll). (3) Assessed taxable values for all fiscal years presented are stated net of the constitutional homestead exemption of $25,000 and the additional senior homestead exemption of $25,000. 86 (/') <( E o Q) 0::: E o EU) ....J (/') Q) ..... LLQ)>m _........ 0 Q) o:::COC)>- W 0::: en- I- Xc: CO <( CO oa ~ ~~fiU: Wt:L:C (!) Q) Q) Q) o 0.>1- weo(j) LLQ.."OCO o ffi ....J ~ 0 - Q) u ..... o "0 -I c ro m........ ..... 0 (!)J- co ........ CO 0_ I- ..... Q) > o U) C ..... .s::. Q) ~ro ..;~ (j) c E ........1 Q) .g C)(j) CO .- c:O (1] ~ ro "0 2 01 "0 c: CO 'C U) .~ jg .2> (j) 2U:croo m z [t:: c: i~i CO L: Q) > o 0_ .-:: 0 :J ..... 0""........ (/') c: o 0 ~<..:> ........ m .m ~ :gl .s::. :J a......... 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U) Q) ~ x co I- CITY OF EDGEWA TER, FLORIDA Principal Property Tax Payers September 30, 2006 2006 1997 Percentage of Percentage of Taxable Total Taxable Taxable Total Taxable Taxpayer Assessed Value Rank Assessed Value Assessed Value Rank Assessed Value Florida Power & Light Company $ 12,106,829 1 1.110/0 $ 7,149,250 1 1.320/0 Worthington Creek Invest, LLC. 8,815,520 2 0.810/0 Edgewater Harbor, LLC. 5,372,617 3 0.490/0 Adams Homes of NW FL, Inc. 5,304,000 4 0.490/0 3050 Holdings, LLC. 4,580,852 5 0.420/0 5,5581723 2 1.020/0 Bright House Networks, LLC. 4,489,634 6 0.410/0 Spishores, LLC. 4,466,897 7 0.410/0 308 Realty, LLC. 4,453,986 8 0.410/0 Carder James C & Rosemary TR 4,362,111 9 0.400/0 GDP Development, Inc. 4,079,866 10 0.37OIb Coronado Paint Company, Inc. 4,432,715 3 0.820/0 Aid Association for Lutherans 3,246,387 4 0.6001b Michael P. Conner Trustee 3,216,300 5 0.590/0 Tannac Florida, Inc. 1,903,500 6 0.350/0 First Federal Savings and Loan Assoc. 1,875,035 7 0.350/0 Cablevision Industries of Central FL 11700,378 8 0.310/0 Bel Aire Investements, Inc. 1,4821860 9 0.270/0 Publix Supermarkets, Inc. 1, 123,402 10 0.210/0 $ 581032,312 5.330/0 $ 31,688,550 5.840/0 Source: 2006 ad valorem tax rolls of the City of Edgewater, Florida. DR-403AM FY - 2006 total assessed valuation FY .. 1997 total assessed valuation $ 1,089.419,000 $ 542,399,246 88 CITY OF EDGEWATER, FLORIDA PROPERTY TAX LEVIES AND COLLECTIONS LAST TEN FISCAL YEARS Collected within the (1 ) Fiscal Year of the Levy Total Collections to Date Total tax Collections in Fiscal Levy for Percentage Subsequent Percentage Year Fiscal Year Amount of Levv Years Amount of Levv 1997 $ 2,528,985 $ 2,440,210 96.490/0 $ - $ 2,440,210 96.490/0 1998 2,576,393 2,491 ,303 96.700/0 8,365 2,499.668 97.020/0 1999 2,538,138 2,443,445 96.270/0 8,635 2,452,080 96.610/0 2000 2,463,013 21376,413 96.480/0 51,275 2,427,688 98.570/0 2001 2,647,837 2,599,328 98.170/0 11 ,357 2,610,685 98.600/0 2002 2,794,043 2,704,707 96.800/0 12,326 2,717,033 97.240/0 2003 3,516,953 3.388,208 96.340/0 21,654 3,409,862 96.960/0 2004 4,014,168 3.863,278 96.240/0 10,563 3,873,841 96.500/0 2005 4,283,690 4, 115,041 96.060/0 5,140 4,120,181 96.180/0 2006 5,243,485 5,040,537 96.130/0 . . . 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"f"" o CITY OF EDGEWA TER, FLORIDA Direct and Overlaping Debt September 30, 2006 Net General Percentage City of (1) Obligation Applicable to Edgewater Governmental Debt the City of Share of Unit Outstanding Edaewater Debt Vol usia County $ 38,190,000 2.68010 $ 1,023,492 Vol usia County School District $ 9.780,000 2.76010 269,928 Subtotal Overlapping Debt 1,293,420 City Direct Debt $ 4701000 100.000/0 470,000 Total Direct and Overlaping Debt $ 1,763,420 (1) Data provided by above agencies. 92 CON 0>0.,.... ,......NO>ON OVex>O('f') <00 ,.: r'i <0 ci ci OO>,......O>VC"') N q O~ to 10. 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J2 c .2 -;a ~ u Ci o :v (ij ~ en "'0 W IIot- o :?: C3 Q) ~ .S ~Q) 8.~ o n:s a.> 1Iot-Q) 015 Q) ctIi =' X ~~ ~Q) J:lZ ('O- X 0 g~ (j):}, Z,....... - E :J 15 CD c ra C) CD ...J ~ o N 6 en 0> Qj .c E =' c: B C n:s C :0 o cu "'0 c: ::::) 0> 0> 0> >= u- .~ :v t (Q ~ o :?: G o .~ "0 Q) a. o ~ ci t n:s I:L 0> o M c: o n Q) en ("') 0> Q) u t <( <0 o D N >- U- S N N .,. a:: o cu t (Q ~ () :?: (3 !:. ~ City of Edgewater Pledged-Revenue Coverage Last Ten Fiscal Years 1991 and 1993 Water & Sewer Revenue Bonds Utlity Less: Allowable Net Fiscal Services Operating 1m pa ct Available Debt Service Year CharCles Expenses Fees Revenue Principal Interest Coveraae 1997 $ 5,053,500 $ 2,344,814 $ 504,807 $ 3,213,493 $ 280,000 $ 791,778 3.00 1998 5,2211320 2,325,604 502,273 3,397,989 290,000 776,398 3.19 1999 5,3591379 2,468,742 503,978 3,394,615 310,000 760,018 3.17 2000 5,5751607 2,593,721 502,569 3,484,455 325,000 742,025 3.27 2001 4,9491424 2,901,684 502,881 2,550,621 365,000 701,812 2.39 2002 4,898,298 3,047,196 502,468 2,353,570 385,000 683,263 2.20 2003 5,108,991 3,300,405 503,182 2,311,768 385,000 683,262 2.16 2004 5,657,904 3,747,041 503,182 2,414,045 405,000 663,327 2.26 2005 6,013,236 3,159, 111 502,542 3,356,667 425,000 641,967 3.15 2006 7,218,019 3,118,621 503,566 4,602,964 450,000 619,142 4.31 SRF Debt Available Net Total Revenues Fisca I Revenues & impact Special Available for Debt Service Year Fees SRF Debt Assessments SRF Debt Princioal Interest Coveraae 1997 $ 2,141,715 $ 2,591,850 $ 4,733,565 $ 1,087,012 $ 858,140 2.43 1998 2,331,591 2,014,536 4,346,127 991,434 820,004 2.40 1999 2,324,597 1,569,950 3,894,547 1,027,413 784,025 2.15 2000 21417,430 684,687 3,102,117 1,065,175 746,263 1.71 2001 1,483,809 762,235 2,246,044 1,104,326 707,112 1.24 2002 1,285,307 823,170 2,108,477 1,144,918 666,520 1.16 2003 1,243,506 834,005 2,077,511 1,187,004 624,433 1.15 2004 1,3451718 845,063 2,190,781 1,230,638 580,799 1.21 2005 2,289,700 889,393 3,179,093 1,275,879 535,558 1.76 2006 3,5331822 909,890 4,4431712 1,322,785 488,652 2.45 Water & Sewer Revenue Note, Series 2002 Fiscal Net Debt Service Year Revenue Princioal Interest Coveraae 1997 1998 1999 2000 2001 2002 $ 297,039 $ 514,000 $ 54,478 0.52 2003 266,074 514,000 92,076 0.44 2004 379,344 514,000 78,471 0.64 2005 1,367,656 514,000 1121879 2.18 2006 2,632,275 514,000 141,124 4.02 Note: Details regarding the City's outstanding debt can be found in the notes to the financial statements. Operating expenses do not include interest, depreciation, or amortization expenses. * Bank of America Loan was incurred in FY2002. 94 City of Edgewater Demographic and Economic Statistics Last Ten Fiscal Years (4) (1) (2) (3) County (5) (5) (6) Estimated Personal Per Capita Unemployment School Percent Median Year Population Income Income Rate Enrollment Attendance Age 1997 18,077 $ 8,692,190,000 $ 19,455 4.001b 1,546 95 1998 18,761 9,206,431,000 19,787 3.20/0 1,495 95 1999 18,865 9,638,706,000 20,309 3.001b 1,484 95 47 2000 19,343 10,380,740,000 21,920 2.90/0 1,491 95 2001 19,390 10,949,705,000 22,520 4.00/0 1,457 95 2002 19,515 111393,849,000 23,195 5.30/0 1,603 93 2003 20,088 11,879,895,000 23,832 5.20/0 1,412 95 42 2004 20,637 12.473,889,750 19,460 4.50/0 1,349 95 2005 21, 1 56 13,097,584,238 22,582 3.40/0 1,359 96 43 2006 21 ,572 13,335,000,000 22,609 3.10/0 1,382 95 43 (1) Obtained from University of Florida, Bureau of Economics and Business Research. Census Bureau estime for April 2000 and City of Edgewater Planning Dept. (2) Obtained from U.S. Department of Commerce, Bureau of Economic Analysis. Personal Income information above is for Volusia County as a whole. Separate information for the City of Edgewater is not available. (3) Obtained from U.S. Department of Commerce, Bureau of Economic Analysis. (4) Obtained from State of Florida, Department of Labor and Employment Security (5) Obtained from County Schoof Board - includes grades K-5, Edgewater Elementary School and Indian River Elementary School. (6) Obtained from Volusia County - Census Bureau (2000). 95 City of Edgewater Population Statistics Last Ten Fiscal Years OJb Change (2) 0/0 Change (1 ) During Volusia During Edgewater the County the Year Population Period Population Period 1997 18,077 413,668 1998 18,761 3.780/0 4201431 1.630/0 1999 18,865 0.55010 426,815 1.52010 2000 19,343 2.530/0 435,836 2.110/0 2001 19,390 0.24010 443,343 1.720/0 2002 19,515 0.64010 454,581 2.530/0 2003 20,088 2.94Ok 470,770 3.560/0 2004 20,637 2.730/0 484,261 2.870/0 2005 21 , 156 2.51% 492,984 1.800/0 2006 21,572 1.97010 503,844 2.200/0 (1) Obtained from University of Florida, Bureau of Economics and Business Research. Census Bureau estimate for April 2000 and City of Edgewater Planning Dept. (2) Obtained from Volusia County. Department of Economic Development. 96 City of Edgewater Principal Employers Current Year and Nine Years Ago 2006 1997 Percentage Percentage (1 ) Number of of Total City Number of of Total City Emolover Emo\ovees Rank Emolovment Emplovees Rank Emolovment Boston Whaler 455 1 5.690/0 . . . City of Edgewater 201 2 2.51 0/0 . . . Publix Supermarkets 150 3 1.880/0 . . . Coronado Paint 120 4 1.500/0 . . . Winn Dixie Supermarkets 114 5 1.430/0 . . . Indian River Elementary 112 6 1.400/0 . . . Edgewater Elementary 110 7 1.3801'0 . . . Edgewater Power Boats 97 8 1 .21 0/0 . . . Tarmac 18 9 0.230/0 . . . Best Western 6 10 0.080/0 . . . 1383 17.290/0 People employed in the City of Edgewater (2) 7,997 (1 ) Information provided by above organizations. (2) U.S. Census Bureau, 2000 Census · Information is not available. 97 City of Edgewater Full-Time Equivalent City Government Employees by Function/ Program (1) Last Ten Fiscal Years 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 Function/Program General Government Mayor and Commission 5 5 5 5 5 5 5 5 5 5 City Manager 4 4 2 1 3 3 3 3 3 3 City Clerk 2 2 2 2 2 2 2 2 2 2 Finance 8 8 7 9 9 7 10 7 10 10 Human Resources 2 2 2 3 3 2 3 2 2 3 Community Development: Planning and Zoning 9 9 3 3 4 3 3 3 3 3 Building 0 0 4 4 4 4 4 4 5 6 Public Safety: Fire - Administration 0 0 1 2 2 0 0 1 1 5 Fire - Support 12 12 18 18 18 19 22 22 27 33 Police - Administration 0 0 15 15 15 6 4 4 3 5 Police - Support 44 46 33 33 33 35 35 34 34 35 Animal Control .0 0 2 2 2 2 2 2 2 3 Code Enforcement 0 0 0 3 3 2 3 3 4 3 Water & Sewer Water Utility 9 9 9 9 9 10 10 10 10 10 Wastewater Util ity 15 15 15 15 15 11 11 11 11 11 Fietd Operations 12 12 12 13 13 13 12 13 13 5 Stormwater 9 9 9 9 9 4 4 5 5 10 Refuse 19 19 19 19 19 19 18 22 22 28 Par1<s and Recreation: 10 10 14 15 18 5 13 15 14 20 Public Works 8 8 7 7 7 8 5 5 7 0 Maintenance 3 3 0 0 0 0 0 0 0 0 City Engineer 3 3 0 0 0 0 0 0 0 0 Total 174 176 179 187 193 160 169 173 183 200 (1) City of Edgewater Budget Book 98 CIty of Edgewater Operating Indicators by Function (1) Last Ten Fiscal Years Fiscal Year 1997 1998 1999 2000 2001 ~ 2003 2004 2005 2006 Function Police Accidents 323 341 254 Physical Arrests 945 1,113 1,141 Criminal Investigations Conducted 510 415 395 Traffic Citations 6,764 6,319 6,000 Totals Calls for Service 36,321 32,706 33,115 911 Calls Received 4,618 4,440 4,811 Evidence Processed (pieces) 2,191 2,153 2,203 Fire Burn Permits Issued 1 1 2 1 0 11 1 8 8 4 Contruction Inspections 235 232 164 172 160 156 172 180 168 171 Public Education Programs 26 36 66 45 49 24 9 12 10 19 Emergency Responses 1,683 1,776 1,920 1,131 1,199 2,180 2,197 2,701 2,922 3,069 Average Response Time (minutes) 4.7 4.6 4.1 3.8 4.1 3.9 4.4 4.7 4.1 4.4 Field Operations Streets paved (miles) 0.10 4.08 6.39 0.90 Streets Resurfaced (miles) 0.53 2.20 2.67 7.01 7.31 3.12 Sidewalks/Bike Paths built (miles) 13.6 Liesu re Services Ball games & field rentals 2,003 Events/Program s 11 Water New Connections 96 124 207 223 297 383 380 265 278 175 Number of customers 8,340 8,586 8,983 9,746 10,191 10,164 10,387 Water main breaks 337 233 253 297 153 83 87 72 64 60 Average Daily Consumption 1.33 1.55 1.47 1.75 1.81 1.77 1.71 1.71 1.77 1.85 (Millions of Gallons) Sewer New Connections 85 122 202 195 267 230 339 214 261 162 Number of customers 7,966 8,167 8,441 8,986 9,214 9,394 9,626 Average Daily Consumption 1.32 1.64 1.66 1.69 1.45 1.55 1.12 1.09 1.18 1.07 (Millions of Gallons) Refuse Number of Customers 7,807 7,618 7,859 7,945 8,809 8,977 9,205 General Government Employment Applications Received 367 334 298 275 Personnel Actions processed 69 138 171 184 146 264 162 156 152 157 Accidents & Injuries Reviewed 19 13 27 26 20 18 Occupational licenses issued 1,336 1,445 1 ,456 1,435 1,650 1,681 1,720 (1) Information obtained from City of Edgewater's department directors. Note: Information not available 99 City of Edgewater, Florida Capital Assets Statistics by Function Last Ten Fiscal Years Fiscal Year 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 Function Public Safety Fire Stations 2 2 2 2 2 2 2 2 2 2 Fire Vehicles 2 3 5 6 7 9 9 11 11 15 Police Stations 1 1 1 1 1 1 1 1 1 1 Police Vehicles 4 7 9 14 16 18 21 24 24 30 Code Enforcement Vehicles 1 1 1 1 2 2 2 3 3 3 Public Works Vehicles 2 2 2 2 2 3 3 4 4 5 Streets Paved (miles) 106.7 106.7 106.7 106.8 106.8 106.8 110.88 117.27 117.27 118.17 Streets Unpaved (miles) 5.3 5.3 5.3 5.4 5.4 5.4 5.4 5.4 5.4 5.4 Street Lights 1,068 Traffic Signals 5 Leisure Services Vehicles 4 6 7 9 9 9 9 9 10 10 Park Acreage 137 137 137 137 137 142.5 151 151 150 142.5 Pa rks 28 28 28 28 28 28 28 28 28 28 Baseball Fields 6 6 6 6 6 6 6 7 7 7 Tennis Courts 5 5 5 5 5 5 5 5 4 4 Basketball Courts 2 2 2 2 2 2 2 2 2 2 Racquetball Courts 6 6 6 6 6 6 6 6 4 4 Community Centers 1 1 1 1 1 1 1 1 1 1 Gym nasiums** 0 0 0 1 1 1 1 1 1 1 Water & Sewer Vehicles 7 7 7 9 9 10 11 13 13 14 Fire Hydrants 482 518 550 572 577 624 642 670 686 691 Water Mains (miles) 154 160 178 180 184 184 186 186 186 194 Sewer Mains (nliles) 133 140 140 156 160 165 170 180 180 189 Reclaim Water (miles) 65 65 65 65 65 69 69 69 71 71 Stormwater Vehicles 3 3 4 4 4 4 6 7 7 10 Storm Sewers (miles) 34.85 Refuse Ga rbage Trucks 3 3 3 5 5 5 5 5 7 10 Other Vehicles 5 5 5 7 8 9 10 10 12 15 Note: *Information not available **Gymnasium is leased to YMCA 100 This page intentionally left blank. OTHER REPORTS This page intentionally left blank. MCDIRMIT III DAVIS CERTIFIED PUBLIC ACCOUNTANTS AND ADVISORS REPORT ON INTERNAL CONTROL OVER FINANCIAL REPORTING AND ON COMPLIANCE AND OTHER MATTERS BASED ON AN AUDIT OF FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENT AUDITING STANDARDS The Honorable Mayor and City Commissioners City of Edgewater, Florida Edgewater, Florida We have audited the basic financial statements of the City of Edgewater, Florida, as of and for the year ended September 30, 2006, and have issued our report thereon dated December 5, 2006. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Internal Control Over Financial Reporting - In planning and performing our audit, we considered the City of Edge water, FloridaJs internal control over financial reporting in order to determine our auditing procedures for the purpose of expressing our opinion on the basic financial statements and not to provide assurance on the internal control over financial reporting. Our consideration of the internal control over financial reporting would not necessarily disclose all matters in the internal control over financial reporting that might be material weaknesses. A materia! weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements in amounts that would be material in relation to the basic financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. We noted no matters involving the internal control over financial reporting and its operation that we consider to be material weaknesses. However, we noted other matters involving the internal control over financial reporting that we have reported to management of the City of Edgewater, Florida in a separate letter dated December 5, 2006. Compliance and Other Matters - As part of obtaining reasonable assurance about whether the City of Edge water, Florida's basic financial statements are free of material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts and grant agreements, noncompliance with which could have a direct and material effect on the determination of financial statement amounts. However, providing an opinion on compliance with those provisions was not an objective of our audit and, accordinglYJ we do not express such an opinion. The results of our tests disclosed no instances of noncompliance or other matters that are required to be reported under Government AlJditing Standards. However, we noted certain immaterial instances of noncompliance that we have reported to management of the City of Edgewater, Florida in a separate letter dated December 5, 2006. MCDIRMIT DAVIS & COMPANY, LLC 605 E. ROBINSON STREET, SUITE 635 · ORLANDO, FLORIDA 32801 TELEPHONE 407-843-5406. FAX 407-649-9339. EMAIL: INFO@MCDIRMITDAVIS.COM MEMBERS: PRIVATE COMPANIES PRACTICE SECTION · AMERICAN INSTITUTE OF CERTlFIED PUBLIC ACCOUNTANTS. FLORIDA INSTlTUTE OF CERTIFIED PUBLIC ACCOUNTANTS 101 This report is intended solely for the information and use of management, the City Commission and the Auditor General of the State of Florida and is not intended to be, and should not be used by anyone other than these specified parties. fJtc/lUmit lJaui4 & fMnp&VlAf ue December 5, 2006 102 MCDIRMIT III DAVIS CERTIFIED PUBLIC ACCOUNTANTS AND ADVISORS MANAGEMENT LETTER Honorable Mayor, City Council and City Manager Edgewater, Florida 'Ne have audited the financial statements of the City of Edgewater, Florida, as of and for the fiscal year ended September 30, 2006, and have issued our report thereon dated December 5, 2006, We conducted our audit in accordance with United States generally accepted auditing standards, and Government Auditing Standards issued by the comptroller General of the United States. We have issued our Report on Internal Control over Financial Reporting and on Compliance and Other Matters. Disclosures in that report, which is dated December 5, 2006, should be considered in conjunction with this management letter. Additionally, our audit was conducted in accordance with the provisions of Chapter 10.550, Rules of the Auditor General, which govern the conduct of local governmental entity audits performed in the State of Florida and require that certain items be addressed in this letter. The Rules of the Auditor General (Section 10.554(1 )(h)1.) require that we address in the management letter, if not already addressed in the auditor's report on compliance and internal controls whether or not recommendations made in the preceding annual financial audit report have been followed. One of the recommendations made in the preceding annual financial audit report has been corrected, as detailed in the accompanying pages. The comment made referring to the deficit fund equity in the Stormwater Management Fund has not been implemented and will be repeated as a current year management comment. As required by the Rules of the Auditor General (Section 10.554(1 )(h)2.), the scope of our audit included a review of the provisions of Section 218.415., Florida Statutes, regarding the investment of public funds. In connection with our audit, we determined that the City of Edgewater, Florida complied with Section 218.415, Florida Statutes. The Rules of the Auditor General (Section 10.554(1)(h)3.) require that we address in the management letter any findings and recommendations to improve financial management, accounting procedures, and internal controls. In connection with our audit, we had four comments as discussed in the accompanying pages. MCDIRMIT DAVIS & COMPANY, LLC 605 E. ROBINSON STREET, SUITE 635 · ORLANDO, FLORIDA 32801 TELEPHONE 407 -843-5406 · FAX 407 -649-9339 · EMAIL: INFO@MCDIRMITDAVlS.COM MEMBERS: PRIVATE COMPANIES PRACTICE SECTION. AMERICAN INSTI11..ITE OF CERTIFIED PUBLIC ACCOUNTANTS. FLOR1DA lNSTITUTE OF CERTifiED PUBLIC ACCOUNTANTS 103 The Rules of the Auditor General (Section 10.554(1)(h)4.) require disclosure in the management letter of the following matters if not already addressed in the auditor's reports on compliance and internal controls and are not clearly in consequential: (1) violations of laws, rules, regulations, and contractual provisions that have occurred, or are likely to have occurred; (2) improper or illegal expenditures; (3) improper or inadequate accounting procedures (e.g., the omission of required disclosures from the financial statements); (4) failures to properly record financial transactions; and (5) other inaccuracies, shortages, defalcations, and instances of fraud discovered by, or that come to the attention of, the auditor. Our audit disclosed no matters required to be disclosed by Rules of Auditor General (Section 10. 554(1 )(h)4. The Rules of the Auditor General (Section 10.554(1)(h)5.) also require that the name or official title and legal authority for the primary government and each component unit of the reporting entity be disclosed in the management letter, unless disclosed in the notes to the financial statements. This information has been disclosed in the notes to the financial statements. As required by the Rules of the Auditor General (Section 10.554(1)(h)6.a.), a statement must be included as to whether or not the local government entity has met one or more of the conditions described in Section 218.503(1), Florida Statutes. In connection with our audit, we determined that the City of Edgewater, Florida did not meet any of the conditions described in Section 218.503(1), Florida Statutes. As required by the Rules of the Auditor General (Section 10.554(1 )(h)6.b.), we determined that the annual financial report for the City of Edgewater, Florida for the fiscal year ended September 301 2006, filed with the Florida Department of Financial Services pursuant to Section 218.32(1 )(a), Florida Statutes, is in agreement with the annual financial audit report for the fiscal year ended September 30, 2006. As required by the Rules of the Auditor General (Sections 10.554(h)6.c. and 10.556(7), we applied financial condition assessment procedures. It is management's responsibility to monitor the entity's financial condition, and our financial condition assessment was based in part on representations made by management and the review of financial information provided by same. This management letter is intended solely for the information of the City of Edgewater, Florida and managementl and the State of Florida Office of the Auditor General, and is not intended to be and should not be used by anyone other than these specified parties. tJIf/J.iunit ~ 3, ~~LLt December 5,2006 104 A. Status of Prior Year Recommendations 1. Deficit Fund Equity The Stormwater Management Fund has a deficit unrestricted net asset balance of $748,608 at September 30, 2005. Current assets at September 30, 2005 are only $92,995 compared to current liabilities of $1,156,024. Recommendation We strongly recommend a rate increase and cost savings measures be done to reverse this deteriorating financial condition in the Stormwater Management Fund. Corrective Action Taken At September 30, 2006, the unrestricted net asset balance of the Stormwater Management Fund is a deficit of $1,439,714. The financial condition of this fund continues to deteriorate and the city needs to take action and determine what to do to reverse this deteriorating financial condition. 2. Budaet Amendmen.t~ During 2005 the Grants Special Revenue Fund was set up by moving budget amounts for revenue and expenditures from the General Fund and the Recreation Impact Fees Special Revenue Fund to the Grants Special Revenue Fund. Total appropriations for the General Fund decreased and Grant Fund appropriations increased b-y the same amount. In addition, transfers out of the Recreation Impact Fees Special Revenue Fund were changed by the same amount as transfers in to the Grants Fund. The net amount of these transactions did not increase total appropriations of the City's governmental funds for fiscal year 2005, however, they should have been authorized by the City Council. Recommendation We recommend that any budget revision that alters the total appropriations of any fund be approved by City Council within 60 days of year end as allowed by Florida Statutes. Corrective Action Taken There were no budget revisions that altered the total appropriations of any funds for the year ended September 30, 2006. 105 B. Current Year Recommendations 1. Excess Exoenditures Over Aopropriations Actual expenditures exceeded appropriations in the following funds: Special law enforcement trust special revenue fund, $29,701; and the LLEBG special revenue fund $1,515 Recommendation We recommend the City amend the budget as allowed by Florida Statutes within 60 days of year end so that expenditures do not exceed appropriations. 2. Deficit Fund Eauitv The Stormwater Management Fund has a deficit unrestricted net asset balance of $1,439,714 at September 30, 2006, compared to a deficit unrestricted net asset balance of $748,608 at September 30, 2005. Current assets at September 30, 2006 are only $261,482 compared to current liabilities of $2,041,219. The increase in the deficit fund balance was caused by the stormwater management fund spending almost two million dollars on capital assets, primarily Parktowne Center Phase I drainage improvements. Transfers in from other funds to help with this capital outlay were only $1,270,468. At September 30, 2006, the stomrwater management fund has a due to other funds of $1,633,366. Recommendation We strongly recommend the City take immediate action to reverse this deteriorating financial condition in the Stonnwater Management Fund. 3. Auditor General Financial Condition Assessment Procedures For the year ended September 30, 2006, we applied financial condition assessment procedures as required by the Auditor General of the State of Florida. Based upon our review, the City had 5 favorable I 7 unfavorable and 6 inconclusive financial indicators. Some of the unfavorable ratios are due in part to comparison to benchmark cities. However, several of the unfavorable ratios are due to significant decreases in cash and unrestricted net assets in the proprietary funds. The decrease is caused by the capital outlay being several million higher than increase in total-net assets for the year. Recommendation We recommend the City Council analyze capital outlay for the next 5 years and determine how it will be funded. This includes governmental funds since the only reason the general fund had an increase in unreserved fund balance in 2006 is because of $1.2 million sale of land in Parktowne. Without this sale, there would have been a decrease and the City would not have met the City Charter requirement to maintain reserves of at 1east 150/0. 106 THE CITY OF EDGEW ATER POST OFFICE BOX 100, EDGEWATER, FLORIDA 32132-0100 AFFIDA VIT OF IMPACT FEE COMPLIANCE The City of Edgewater, Florida has complied with Section 163.31801 of Florida Statues regarding accounting and reporting of impact fee collections and expenditures. 7 ~----. ..' . ..- ~ ~.. Brett L. Tanner Finance Director ---- / (~ ...""\ 107 This page intentionally left blanK.