2020-R-01 - Water Customers & Facilities - Pearl St - James St - Elizabeth St - Tatum Blvd - Mission Oaks MHP RESOLUTION NO.2020-R-01
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF
EDGEWATER, FLORIDA; PROVIDING FOR CERTAIN
DETERMINATIONS, FINDINGS AND STATEMENTS AS REQUIRED
BY SECTION 180.301, FLORIDA STATUTES; APPROVING THE
APPRAISAL DONE BY QUENTIN L. HAMPTON & ASSOCIATES
(NOW KNOWN AS MEAD & HUNT); APPROVING AND
AUTHORIZING THE CITY COUNCIL'S RIGHT TO PURCHASE THE
WATER CUSTOMERS AND ASSOCIATED WATER FACILITIES
SERVICING PEARL STREET, JAMES STREET, ELIZABETH STREET,
TATUM BOULEVARD AND MISSION OAKS MOBILE HOME PARK
FROM THE UTILITIES COMMISSION, CITY OF NEW SMYRNA
BEACH, FLORIDA; APPROVING AND AUTHORIZING EXECUTION
OF THE AGREEMENT BETWEEN CITY OF EDGEWATER AND
UTILITIES COMMISSION, CITY OF NEW SMYRNA BEACH FOR
PURCHASE AND SALE OF UTILITY ASSETS; AUTHORIZING THE
MAYOR, CITY ATTORNEY, AND OTHER APPROPRIATE STAFF TO
TAKE ALL STEPS NECESSARY TO CLOSE THE TRANSACTION;
REPEALING RESOLUTIONS IN CONFLICT HEREWITH; PROVIDING
FOR SEVERABILITY AND APPLICABILITY AND ESTABLISHING AN
EFFECTIVE DATE.
NOW THEREFORE, BE IT RESOLVED by the City Council of the City of
Edgewater,Florida:
SECTION 1. Findings and Intent. The City Council, City of Edgewater, Florida makes
the following findings and declares the following legislative intent:
(A) The City of Edgewater(the "City") is a municipal corporation created pursuant to
the laws of the State of Florida, and enjoys the rights, duties, and privileges of municipal home
rule pursuant to Article II,Florida Constitution.
(B) The City was originally incorporated under the general law on October 20, 1924,
"Municipal Charters" (Volusia County) and, pursuant to F.S. Chapter 180 and Ordinance#2009-
0-01,has the power and authority to provide utility services within its utility service territory.
(C) The City recognizes the necessity to efficiently operate the City's utilities and
manage its business affairs with minimum liability for its rate payers.
(D) The City desires to acquire certain of the utility assets of the Utilities
Commission, City of New Smyrna Beach, Florida (the "Utilities Commission') for the
consideration and on the terms and subject to the conditions set forth in the City of
Edgewater/Utilities Commission, City of New Smyrna Beach, Florida Asset Purchase and Sale
Agreement (the "Agreement"). The Agreement is attached hereto as Appendix 1. Pursuant to the
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Agreement, the City will purchase the water customers and associated water facilities servicing
Pearl Street, James Street, Elizabeth Street, Tatum Boulevard and Mission Oaks Mobile Home
Park, hereinafter referred to as the"Water System."
(E) The City has provided the Utilities Commission written assurance from Florida
Power and Light ("FPL") that the City's continued provision of electrical service within the
incorporated areas of the City of Edgewater is not in conflict with any provision of the FPL
franchise agreement
(F) The Utilities Commission commissioned an appraisal by Quentin L. Hampton &
Associates (now known as Mead & Hunt) which determined the fair market value of the Water
System.
(G) Both the Utilities Commission and the City Council of Edgewater have provided
due public notice of and have conducted or me scheduled to conduct a public hearing under §
180.301, Florida Statutes, and have considered and received both written and oral testimony
regarding the following:
(i) the utility's most recent available income and expense statement;
(ii) the utility's most recent available balance sheet listing assets and liabilities and
clearly showing the amount of contributions-in-aid-construction and the accumulated
depreciation thereon;
(iii) a statement of the utility's existing rate base for regulatory purpose;
(iv) the physical condition of the utility facilities being purchased;
(v) the reasonableness of the purchase or sales price and terms;
(vi) the impacts of the purchase on utility customers,both positive and negative;
(vii) any required additional investment and the ability and willingness of Edgewater
to make that investment-,
(viii) alternatives to the purchase, and the potential impact on utility customers if the
purchase is not made; and
(ix) the ability of Edgewater to provide and maintain high quality and cost effective
utility service.
(H) The City agrees to purchase certain water customers and utility assets for the
consideration and on the terms and subject to the conditions set forth in the Agreement.
SECTION 2. Determinations by the City; Approval of Quentin L. Hampton &
Associates Appraisal and Agreement. The City Council has reviewed and considered the
purchase of the Water System,and in so doing,has considered the following:
(A) the utility's most recent available income and expense statement;
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(B) the utility's most recent available balance sheet listing assets and liabilities and
clearly showing the amount of contributions-in-aid-construction and the accumulated
depreciation thereon;
(C) a statement of the utility's existing rate base for regulatory purpose;
(D) the physical condition of the utility facilities being purchased;
(E) the reasonableness of the purchase or sales price and terms;
(F) the impacts of the purchase on utility customers,both positive and negative;
(G) any required additional investment and the ability and willingness of Edgewater
to make that investment;
(H) alternatives to the purchase, and the potential impact on utility customers if the
purchase is not made; and
(I) the ability of Edgewater to provide and maintain high quality and cost effective
utility service.
The City Council's determinations and findings presented at this public hearing and filed
with the City Clerk are hereby incorporated by reference and made a part hereof (hereinafter
referred to as the"Staff Report"). The Staff Report is attached hereto as Appendix 2.
The City Council also bases its decision to purchase on the fact that the City previously
purchased the sewer customers and facilities within Mission Oaks Mobile Home Park associated
with the Water System in 2007.
This Resolution, the Appraisal, Staff Report, and the Agreement are intended and
declared to be the statement required under § 180.301, Florida Statutes, demonstrating that the
purchase and sale of the Water System currently owned and operated by the Utilities
Commission is in the public interest. Based on these documents and other evidence and
testimony submitted and considered at the public hearing held on February 3, 2020, the City
Council hereby determines and finds that it is in the public interest for the City to purchase the
Water System currently owned and operated by the Utilities Commission.
SECTION 3. Approval and Authorization to Execute the Agreement and
Consummate Sale. The City Council of the City of Edgewater hereby authorizes and
delegates to Mayor Mike Thomas the authority to execute the Agreement and consummate and
close the transaction contemplated by the Agreement to sell the Water System.
SECTION 4. Conflicting Provisions. All resolutions or parts of resolutions in conflict
are hereby repealed.
SECTION 5. Severability and Applicability. If any portion of this resolution is for
any reason held or declared to be unconstitutional, inoperative, or void, such holding shall not
affect the remaining portions of this resolution. If this resolution or any provisions thereof shall be
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held to be inapplicable to any person, property, or circumstances, such holding shall not affect its
applicability to any other person,property, or circumstance.
SECTION 6. This resolution shall become effective immediately upon passage and
adoption.
SECTION 7. Adoption.
After a motion by Councilwoman O'Keefe with second by Councilwoman Power the vote on this
resolution is as follows:
AYE NAY
Mayor Mike Thomas ABSENT
Councilwoman Christine Power �.
Councilwoman Kimberly Yaney �.
Councilwoman Megan O'Keefe
Vice-Mayor Gary Conroy
PASSED AND DULY ADOPTED this 3rd day of February,2020.
ATTEST: CITY COUNCIL OF THE
CITY O EDGEWATER,FLORIDA
v��'i��l l-y]Lt xyntr By:
Robin L.Matusick,CM[C G4ff Co ro
City Clerk V c or
For the use and reliance only by the City of Approved by the City Council of the City of
Edgewater,Florida. Approved as to form and Edgewater at during the Council meeting held on
legality by: Aaron R. Wolfe,Esquire the 3rd day of February 2020 under Agenda Item
City Attorney 8e
Doran,Sims,Wolfe,Ciocchati&Yoon
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RESOLUTION NO. 2020.01
A RESOLUTION OF THE UTILITIES COMMISSION, CITY OF NEW SMYRNA
BEACH, FLORIDA; PROVIDING FOR CERTAIN DETERMINATIONS, FINDINGS, &
STATEMENTS AS REQUIRED BY SECTION 180.301, FLORIDA STATUTES;
APPROVING THE APPRAISAL DONE BY QUENTIN L. HAMPTON & ASSOCIATES;
APPROVING AND AUTHORIZING THE UTILITIES COMMISSION'S RIGHT TO SELL
THE WATER CUSTOMERS & ASSOCIATED WATER FACILITIES KNOWN AS THE
MISSION OAKS WATER SYSTEM; APPROVING AND AUTHORIZING EXECUTION OF
THE AGREEMENT BETWEEN CITY OF EDGEWATER AND UTILITIES COMMISSION,
CITY OF NEW SMYRNA BEACH FOR PURCHASE AND SALE OF UTILITY ASSETS;
AUTHORIZING THE CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF FINANCIAL
OFFICER, GENERAL COUNSEL, AND OTHER APPROPRIATE STAFF TO TAKE ALL
STEPS NECESSARY TO CLOSE THE TRANSACTION; PROVIDING FOR
SEVERABILITY; PROVIDING FOR AN EFFECTIVE DATE.
NOW, THEREFORE, BE IT RESOLVED BY THE UTILITIES COMMISSION, CITY
OF NEW SMYRNA BEACH, FLORIDA, AS FOLLOWS:
SECTION 1. FINDINGS AND INTENT. The Utilities Commission, City of New
Smyrna Beach, Florida (the "Commission') makes the following findings and declares the
following legislative intent:
(1) The Commission was created and made a part of the government of the City
of New Smyrna Beach by Section One of the Special Act, Chapter 67-1754, Laws of
Florida, incorporated as Chapter 15 of the City of New Smyrna Beach Code of Ordinances,
as amended by Chapter 85-503, Laws of Florida (hereafter the "Special Act").
(2) The Special Act provides the Commission with full and exclusive authority
over the management, operation and control of all the City's utilities.
(3) The Commission is further empowered to exercise the right of eminent
domain to appropriate property and to acquire all such lands, waters, and lands adjacent to
waters, which the Commission judges may be necessary for the full and complete
construction, maintenance and operation of any utility.
(4) The Commission recognizes the necessity to efficiently operate the city's
utilities and manage its business affairs with minimum liability for its rate payers..
(5) The fitle to all property, real or personal, owned or acquired by the Utilities
Commission as "part of the government of the City of New Smyrna Beach" is vested in and
owned by the City as a whole.
(6) Section 82-2 of the Code of Ordinances, City of New Smyrna Beach, Florida
(the "Code of Ordinances') states it is the policy of the City to vest power in the Utilities
Commission in the following manner,
It is declared to be the public policy of the city that the utilities commission
established by chapter 15 of the Charter shall be in complete charge of all utilities in
accordance with the resolution of intent adopted by the city commission. It is the
further declaration of policy that the utilities commission shall be separate from the
city commission of the city insofar as the laws of the state and the previous
ordinances and covenants will allow and that the city commission shall cooperate to
the fullest extent to guarantee the separation of the operation of the utilities from the
politics of the city.
(7) All assets and liabilities of the City with respect to its utilities were transferred
to the Utilities Commission, City of New Smyrna Beach, at the time the Special Act was
ratified by the electorate of the City.
(8) The Commission has previously adopted Resolution No. 11-1980 to establish
a system and procedures for the sale lease or disposition of property for the Commission.
(9) The Commission has previously adopted Resolution No. 17-1980 to clarify
that all property it holds as "Utilities Commission, City of New Smyrna Beach, Florida'are
held by the Commission by virtue of the Commission being an integral part of the City of
New Smyrna Beach and does in fact vest in the City of New Smyrna Beach.
(10) The City of Edgewater, Florida ("Edgewater") was originally incorporated
under the general law on October 20, 1924, "Municipal Charters" (Volusia County) and,
pursuant to F.S. Chapter 180 and Ordinance#2009-0-01, Edgewater has the power and
authority to provide utility services within its utility service territory.
(11) Edgewater desires to acquire certain of the utility assets of the Commission
for the consideration and on the terms and subject to the conditions set forth in the
Agreement Between City of Edgewater and Utilities Commission, City of New Smyrna
Beach for Purchase and sale of Utility Assets (the"Agreement").
(12) Edgewater has provided the Commission written assurance from Florida
Power and Light("FPL")that the Commission's continued provision of electrical service
within the incorporated areas of the City of Edgewater is not in conflict with any provision of
the FPL franchise agreement.
(13) The Commission commissioned an appraisal by Quentin L. Hampton &
Associates which determined the fair market value of certain retail water customers and
utility assets to be referred to as the Mission Oakes Water System.
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(14) Both the Utilities Commission and the City Council of Edgewater have
provided due public notice of and have conducted or are scheduled to conduct a public
hearing under§ 180.301, Florida Statutes, and have considered and received both written
and oral testimony regarding the following:
(a) the utility's most recent available income and expense
statement;
(b) the utility's most recent available balance sheet listing
assets and liabilities and clearly showing the amount of
contributions-in-aid-construction and the accumulated
depreciation thereon;
(c) a statement of the utility's existing rate base for regulatory
purpose;
(d) the physical condition of the utility facilities being
purchased;
(e) the reasonableness of the purchase or sales price and
terms;
(f) the impacts of the purchase on utility customers, both
positive and negative;
(g) any required additional investment and the ability and
willingness of Edgewater to make that investment;
(h) alternatives to the purchase, and the potential impact on
utility customers if the purchase is not made; and
(1) the ability of Edgewater to provide and maintain high
quality and cost effective utility service.
(15) The Commission agrees to sell certain of its water customers and utility
assets for the consideration and on the terms and subject to the conditions set forth in the
Agreement.
SECTION 2. DETERMINATIONS BY THE UTILITIES COMMISSION: APPROVAL
OF QUENTIN L. HAMPTON &ASSOCIATES APPRAISAL AND AGREEMENT. The
Utilities Commission has reviewed and considered the sale of the Mission Oaks Water
System, customers, and water facilities it currently operates, and in so doing, has
considered the following:
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(a) the utility's most recent available income and expense
statement;
(b) the utility's most recent available balance sheet listing
assets and liabilities and clearly showing the amount of
contributions-in-aid-construction and the accumulated
depreciation thereon;
(c) a statement of the utility's existing rate base for regulatory
purpose;
(d) the physical condition of the utility facilities being
purchased;
(a) the reasonableness of the purchase or sales price and
terms;
(f) the impacts of the purchase on utility customers, both
positive and negative;
(g) any required additional investment and the ability and
willingness of Edgewater to make that investment;
(h) alternatives to the purchase, and the potential impact on
utility customers if the purchase is not made; and
(1) the ability of Edgewater to provide and maintain high
quality and cost effective utility service.
The Utilities Commission's determinations and findings regarding the items listed above are
set forth in this Resolution. The Utilities Commission also bases its decision to sell on the
fact that Edgewater previously purchased the sewer customers and facilities associated
with this water system in 2007. This Resolution, the Appraisal, and the Agreement are
intended and declared to be the statement required under§ 180.301, Florida Statutes,
demonstrating that the purchase and sale of the Mission Oaks Water System customers
and water facilities currently owned and operated by the Utilities Commission is in the
public interest. Based on these documents and other evidence and testimony submitted
and considered at the public hearing held on January 27, 2020, the Utilities Commission
hereby determines and finds that it is in the public interest for the Utilities Commission to
sell the Mission Oaks Water System customers and water facilities currently owned and
operated by the Utilities Commission.
SECTION 3. APPROVAL AND AUTHORIZATION TO EXECUTE THE
AGREEMENT AND CONSUMMATE THE SALE OF UTILITY SYSTEM. The Utilities
Commission hereby authorizes and delegates to its Chairman, General Manager/L;mef
Executive Officer ("CEO"), Chief Financial Officer, General Counsel, and other appropriate
staff the authority to execute the Agreement and consummate and close the transaction
contemplated by the Agreement to sell the Mission Oaks Water System customers and
water facilities.
SECTION 4. SEVERABILITY. If any provision or portion of this Resolution is
declared by any court of competent jurisdiction to be void, unconstitutional, or
unenforceable, then all remaining provisions and portions of this Resolution shall remain in
full force and effect.
SECTION 5. EFFECTIVE DATE. This Resolution shall take effect immediately upon
its passage by the Commission.
THIS RESOLUTION was introduced at a regular meeting of the Utilities
Commission, City of New Smyrna Beach, Florida, held this 27th day of January, 2020, by
Commissioner Davenport who moved for its adoption, which motion was seconded by
Commissioner Holcomb , and upon roll call vote he fission was DULY
ADOPTED as follows:
CHAIRMAN ` /^ 5
VICE CHAIRMAN
SECY.-TREAS.
ASST. SECY-TREAS. �( e
COMMISSIONER
APPROV D7 ATTEST:
t lam E. B e enbach, Chairm n L lia Conrad, Secretary-Treasurer
App TO 8 LEG ITY:
Th mas A. loud, eneral Co set
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CITY OF EDGEWATERIUTILITIES COMMISSION, CITY OF NEW
SMYRNA BEACH, FLORIDA ASSET PURCHASE AND SALE
AGREEMENT
This Agreement (hereafter "Agreement") is made and entered into this _ day or
February,2020, by and between Utilities Commission,City of New Smyrna Beach, Florida, a
political subdivision of the State of Florida (hereafter "Seller') whose mailing address is Post
Office Box 100. New Smyrna Beach, FL 32170-0100 and the City of Edgewater, Florida, a
municipal corporation of the State of Florida (hereafter "Purchaser') whose mailing address is
Post Office Box 100,Edgewater,FL 32132-0100.
RECITALS
1. Seller owns and operates electric, water,wastewater, and reuse water systems within
its service area, located in Volusia County,Florida.
2. Seller holds title to certain water system assets and currently provides retail potable
water service to customers within the Mission Oaks Mobile Home Park and other areas within
the City of Edgewater service area, as depicted in Exhibit"A" attached to and incorporated into
this Agreement.
3. Seller previously transferred certain sewer assets to the Purchaser pursuant to the
Interlocal Agreement for Water and Wastewater Services between Utilities Commission and City
of Edgewater dated October 16,2006(hereafter"2006 Transfer Agreement").
4. Purchaser was originally incorporated under the general law on October 20. 1924,
"Municipal Charters" (Volusia County) and, pursuant to Chapter 180, Florida Statutes, and
Ordinance 02009-0-01,Purchaser is authorized to provide potable water service within its utility
service territory.
5. Purchaser currently owns certain sewer assets and provides retail central sewer
service to the Mission Oaks Mobile Home Park pursuant to the 2006 Transfer Agreement,
6. Seller is willing to sell,and Purchaser is willing to acquire the Water System Assets,
subject to the terms and subject to the conditions set forth in this Agreement.
7. Seller and Purchaser have negotiated in good faith, and each represents to the other
that each has the power and authority to enter into this Agreement to buy and sell the Water
System Assets as defined hereinbelow.
8. The Purchaser has provided Seller written assurance from Florida Power and Light
("FPL") that Seller's continued provision of electrical service within the Seller's electric utility
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service territory and within the incorporated areas of the City of Edgewater are not in conflict
with any provision of the Purchaser's FPL franchise agreement.
9. Pursuant to Section 190.301, Florida Statutes, the Purchaser has examined Seller's
Water System Assets, has examined its existing financial structure, has examined the long-range
needs and goals of the Purchaser relative to the provision of water and wastewater service to its
present and future citizens,and has determined that the acquisition of the Water System Assets is
in the public interest.
ACCORDINGLY, in consideration of the foregoing recitals and benefits to be derived
from the mutual covenants contained herein, and other good and valuable consideration, the
receipt and sufficiency of which are hereby acknowledged, Seller and Purchaser hereby agree to
sell and purchase certain utility assets upon the following terms and conditions:
SECTION 1. RECITALS. The foregoing recitals are true and correct, form a material
part of this Agreement,and are incorporated herein.
SECTION 2. COVENANT TO PURCHASE AND SELL; DESCRIPTION OF
WATER SYSTEM ASSETS.
2.1. Purchaser shall buy from Seller, and Seller shall sell to Purchaser, the Water
System Assets (as defined below) upon the terms, and subject to the conditions precedent as set
forth in this Agreement.
2.2 Purchaser is purchasing the Water System Assets "As-Is" "Where-Is" subject to
"All Disclosed Faults."
2.3 "Water System Assets"shall include:
(1) All water transmission mains, distribution mains, supply pipes, valves,
meters, meter boxes, fire hydrants, service connections and all other water utility infrastructure
as identified in the auto cad/GIS systems drawings referenced below for:
(a) Pearl Street 6-inch diameter Water Main(1,740 linear feet);
(b) James Street 6-inch diameter Water Main(2,960 linear feet);
(c) Elizabeth Street 8-inch diameter Water Main(5,640 linear feet);
(d)Tatum Boulevard 2-inch diameter Water Main(540 linear feet);and,
(e) The water lines, meters, and appurtenant equipment currently located within
the Mission Oaks Mobile Home Park.
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(2) All water utility infrastructure within the Service Territory identified in
Exhibit"A" to this Agreement (which appendix shall include a legal description of the Service
Territory and a map showing all major components of the Water System).
(3) All non-exclusive easements, licenses, prescriptive rights, rights-of-way,
rights to use public and private roads, highways, canals, streets and other areas identified in the
Service Territory identified in Exhibit "A" to this Agreement for purposes of providing retail
potable water service:provided,however, that Seller hereby expressly reserves all its easements,
license, prescriptive rights, rights-of-way, and rights to use public and private roads, highways,
canals, streets and other areas to continue to provide electric service within its electric utility
service territory and within the City of Edgewater,Florida.
(4) All sets of record drawings, including auto cad/GIS drawings in paper or
other acceptable media, showing all facilities of the water utility facilities within the Service
Territory, including all original tracings, sepias or other reproducible materials in Seller's
possession.
(5) All retail water customers located south of Josephine Street and east of
Old Mission Road which is also south and east of the green line depicted on Exhibit"B" hereof,
including but not limited to the fifteen (15) retail customers located on the south side of
Josephine Street
SECTION 3. PURCHASE PRICE. Purchaser shall pay to Seller for conveyance of the
Water System Assets a cash payment in the amount of One Hundred Fifty Thousand Dollars
($150,000.00)via wire transfer to the account(s)designated by Seller at Closing.
SECTION 4. REPRESENTATIONS AND WARRANTIES OF SELLER. As a
material inducement to Purchaser to execute this Agreement and perform its obligations
hereunder, Seller represents and warrants to Purchaser as follows:
4.1. Seller has been duly organized, and is a validly existing political subdivision of
the State of Florida created by Chapter 67-1754, Laws of Florida (1967), and as amended by
Chapter 85-503, Laws of Florida (1985). Its status is active under the laws of the State of
Florida. Upon formal approval by the Commission, Seller has all requisite power and authority
and will have taken all requisite action necessary to (1) enter into this Agreement, and (2)
perform all of the terms and conditions of this Agreement.
4.2. This Agreement constitutes, and all other agreements to be executed by Seller
with respect to this Agreement will constitute, when executed and delivered, valid and binding
obligations of Seller,enforceable in accordance with their terms.
43. The execution, delivery and performance of this Agreement will not violate any
provision of law, order of any court or agency of government applicable to Seller, nor any
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certificate, indenture, agreement, or other instrument to which Seller is a party.at by which it is
bound.
4.4. Seller has exclusive possession, control and ownership to the Water System
Assets.
4.5. Seller has good and marketable title to the Water System Assets. At Closing, the
Water System Assets shall be subject to no mortgage, pledge, lien, charge, security interest.
encumbrance,or restriction.
4.6. To the best of its knowledge, Seller is in material compliance with all applicable
Environmental Laws and has no material liability thereunder, and there is no reasonable basis for
Seller to believe that any such liability exists.
4.7. There are no current actions, suits or proceedings at law or in equity pending or,
to Seller's knowledge, threatened against the Seller before any federal, state, municipal or other
court, administrative or governmental agency or instrumentality, domestic or foreign, which
affect the Water System Assets or the Seller's right and ability to make and perform this
Agreement: nor is the Seller aware of any facts which to its knowledge are likely to result in any
such action, suit or proceeding. Seller is not in default with respect to any Certificate, permit,
order or decree of any court or of any administrative or governmental agency or instrumentality
affecting the Water System Assets.Seller agrees and warrants that it shall have a continuing duty
to disclose up to and including the Closing Date the existence and nature of all pending judicial
or administrative suits, actions, proceedings and orders which in any way relate to the Water
System Assets.
4.8. No representation or warranty made by the Seller in this Agreement contains any
untme statement of material facts or omits to state any material fact required to make the
statements herein contained not misleading.
4.9. After the date of the execution of this Agreement. Seller shall not cause any
change in its condition of properties,assets, liabilities, business or operations other than changes
in the ordinary course of business which are not,either in any case or in the aggregate, materially
adverse to the operation of the Water System Assets..
SECTION 5. REPRESENTATIONS AND WARRANTIES OF PURCHASER. As
a material inducement to Seller to execute this Agreement and to perform its obligations
hereunder, Purchaser represents and warrants to Seller as follows:
5.1. Purchaser has been duly organized, and is a validly existing political subdivision
under the laws of the State of Florida. Purchaser has all requisite power and authority to(1)enter
into this Agreement,and(2)carry out and perform the terms and conditions of this Agreement.
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5.2. This Agreement constitutes,and all other agreements to be executed by Purchaser
with respect to this Agreement, will constitute, when executed and delivered, valid and binding
obligations of Purchaser,enforceable in accordance with their terms.
5.3. The execution, delivery and performance of this Agreement will not violate any
provision of law, order of any court or agency of government applicable to Purchaser, nor any
indenture,agreement,or other instrument to which Purchaser is a party,or by which it is bound.
5.4. All necessary public hearings required to authorize Purchaser's purchase of the
Water System Assets and Purchaser entering into this Agreement will have been held in a
manner and at the times duly required by law and all other appropriate governmental actions
required to be taken by Purchaser will have been duly taken prior to the Closing Date.
5.5. No representation or warranty made by Purchaser in this Agreement contains any
untrue statement of material facts or omits to state any material fact required to make the
statements herein contained not misleading.
SECTION 6. PURCHASER ASSUMPTION OF LIABILITIES AND
OBLIGATIONS. The assignment of all contractual duties and responsibilities from Seller to
the Purchaser, and the assumption and faithful execution of those duties by the Purchaser, is a
material consideration for this Agreement,without which Seller would not close. At closing,the
Purchaser shall assume all liabilities, obligations,duties and responsibilities of Seller relating to
the ownership and operation of the Water System Assets, plus the operation of the retail potable
water service to customers within the previously identified service area so transferred as depicted
on Exhibit "A" hereof, including, but not limited to, continuation of service to customers, and
assumption of all Seller's liabilities and obligations related to maintenance of any necessary state
or federal operation permits and approvals and compliance with all terms and conditions set forth
in such permits and approvals.
SECTION 7. CONDITIONS PRECEDENT TO CLOSING. The obligations of each
party to close the transaction contemplated by this Agreement are subject to the following
conditions precedent that,at or before the Closing Dale:
7.1. Neither Party is prohibited by decree or law from consummating the transaction.
7.2. There is not pending on the Closing Date any legal action or proceeding that
would (1) prohibit the acquisition or sale of the Water System Assets, (2) prohibit Purchaser or
Seller from closing the transaction or Purchaser from paying the Purchase Price,or(3) inhibit or
restrict in any manner Purchasers use,title,or enjoyment of the Water System Assets.
7.3. Each of the other parties hereto has performed all of the undertakings required to
be performed by them under the terms of this Agreement.
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7.4. There has been no material adverse change in the physical condition of the Water
System Assets. For purposes of this Agreement,a"material adverse change"shall mean a loss or
damage to the Water System Assets that materially reduces: (1) their value in the aggregate; or
(2)the ability to operate the Water System Assets as operated by Seller prior to the Closing Date.
7.5. All warranties and representations of the other party are true in all material
respects as of the Closing Date,except to the extent they specifically refer to another date.
7.6. Purchaser shall conduct any necessary public hearing and make any necessary
findings as may be required by Section 180.301, Florida Statutes.
7.7. The Purchaser covenants and agrees to design, permit, and construct, at its
expense, a water line extension of adequate size and hydraulic capacity to serve the Water
System Assets and the customers within the Mission Oaks Mobile Home Park. The Purchaser
likewise agrees to disconnect the Water System Assets and the customers within the previously
identified service area so transferred as depicted on Exhibit "A" hereof from the Seller's potable
water system and shall reconnect the Water System Assets into its water system at its sole
expense. Such connection and disconnection to be coordinated so each entity's personnel will be
simultaneously on site to fully support and control their own utility system assets. The
Purchaser's point of connection shall be made in the area depicted on Exhibit "B" attached to
and incorporated in this Agreement. Until such time as the Water System Assets and Mission
Oaks Mobile Home Park are fully connected by water pipeline certified in compliance by the
Florida Department of Environmental Protection ("FDEP"), the parties hereto agree that the
Seller shall continue to provide potable water supply to the Water System Assets and the
customers within the previously identified service area so transferred as depicted on Exhibit"A"
hereof, that the customers thereof shall during such time remain retail customers of the Seller,
and Seller shall continue to establish, levy, set, bill for, and collect appropriate rates, fees, and
charges at its then prevailing rates from said retail customers. Purchaser agrees to cooperate with
Seller in the provision of water service to the customers until such time as the Purchaser's water
pipeline extension is completed, certified in compliance for potable water service by FDEP, and
actually placed in service by Purchaser on or before the Closing Date.
SECTION 8. PRE-CLOSING CONDUCT; COVENANTS. Prior to the Closing
Date,the parties covenant to each other,and shall conduct themselves,as follows:
8.1. During the period between execution of this Agreement and the Closing Date,
Seller shall:
(1) Operate and maintain the Water System Assets(inclusive of Mission Oaks
Mobile Home Park and other depicted service areas) in a normal and ordinary manner to ensure
that the condition of the Water System Assets remain in all material respects unchanged, normal
wear and tear and usage excepted:
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(2) Promptly notify Purchaser of any notification received by Seller from any
person, business,or agency of any existing or potential Environmental Law violation;
(3) All bills of any kind for services, materials and supplies of any kind
rendered in connection with the operation and maintenance of the Water System Assets prior to
the Closing Date, including but not limited to electricity, phone service and payroll for a period
up to and including the Closing Date, shall be paid by Seller. Purchaser shall he responsible for
all such costs and expenses incurred subsequent to the Closing Date; and,
(4) Promptly notify Purchaser of any event, activity or occurrence that has,or
may have, a material adverse effect upon the Water System Assets, the water utility facilities
related to Mission Oaks Mobile Home Park,or this transaction.
8.2. During the period between execution hereof and Closing, Seller shall not enter
into any contract, oral or written, relating to the Water System Assets without the prior written
consent of Purchaser which consent shall not be unreasonably withheld,conditioned or delayed.
93. Seller shall maintain its existing levels of insurance on the Water System Assets
and the risk of any loss shall remain with Seller through and up to the Closing Date.
8.4. Purchaser is relying upon its own due diligence investigation in entering into this
Agreement. Purchaser shall have sixty (60) days after execution of this Agreement in which to
inspect the Water System Assets. Purchaser will notify Seller when it would like to make its
inspection so Purchaser's inspector may be accompanied by an employee of the Utilities
Commission, New Smyrna Beach (UCNSB). Within ten (10) days of completion of such due
diligence inspection, Purchaser shall notify Seller of any defects in the Water System Assets
which would make them unsuitable for purchase. Purchaser may then, within said time period,
elect to terminate this Agreement. No such examination by the Purchaser's authorized
repmmmatives shall interfere with Setter's operations of the Utility Systems or the day to day
operations of Settees personnel.
8.5. Seller shall have final review and authorization rights regarding any
communications to Seller's customers prior to the Closing Date. Accordingly, Purchaser will
submit any proposed communications to Seller for final review and authorization and will not
send any communications to Seller's customers until such time as Purchaser has received
authorization to do so from Seller, and Seller shall respond within ten (10)days from receipt of
any such proposed communications. Seller shall also retain the right to notify its customers of
the changeover date.
SECTION 9. TERMINATION OF AGREEMENT.
9.1. This Agreement may be terminated (1) by mutual written consent of the parties,
(2) by either party if the transactions contemplated hereby have not closed within 12 months
7
after approval of this Agreement by both parties (unless extended pursuant to the provisions of
Section 10).or(3)as provided in subsections 9.2 and 9.3 below.
9.2. Either party may termitate this Agreement, in its sole discretion,upon the failure,
in any material respect prior to Closing, of any conditions precedent to Closing, any pre-closing
conduct, or any covenants herein (e.g. completion of subsection 7.7). The party seeking to
terminate this Agreement shall provide written notice of its termination of this Agreement to the
other by delivering the same as provided in this Agreement.
9.3. Upon the termination of this Agreement,the following shall occur:
(1) To the extent permitted by Florida law, each party shall return all
documents,including copies, in its possession,custody,or control,or in the possession,custody,
or control, of its agents and consultants to the other, as the case may be. Each party, its agents
and consultants, shall treat any information previously received as confidential, and shall not
disclose or use such information,unless required by law.
(2) Except as otherwise set forth in this Agreement, each party shall be
responsible for payment of its own attorney and other professional fees and other costs of any
nature whatsoever incurred prior to the termination of this Agreement.
(3) In the event the termination occurs this Agreement shall forthwith become
void and there shall be no liability on the pan of Purchaser or Seller, or their respective
council/Commission members,members, managers,officers or directors.
SECTION 10.CLOSING DATE AND CLOSING.
10.1. This transaction shall close upon completion of the connecting water line but not
later than 12 months after approval of this Agreement by both parties, at a location mutually
acceptable to both parties. This deadline may be extended at the option of either party for a
period of ninety (90)days and may be extended past ninety (90)days only by mutual agreement
of the parties. As used in this Agreement, the term "Closing Date" shall mean 12:00 a.m. the
date that this transaction is closed.
10.2. At Closing:
(1) Purchaser shall pay the Purchase Price.
(2) Title to the Water System Assets shall be conveyed to Purchaser by Bill of
Sale free of all claims, liens, or encumbrances, whatsoever. Seller shall further provide to
Purchaser such other instruments of conveyance as are necessary to transfer the Water System
Assets in accordance with this Agreement and,when necessary or desirable, in recordable form.
8
(3) Seller shall assign to Purchaser its right, title and interest in those non-
exclusive easements or licenses,to the extent any exist.
(4) Recording fees, if any. to record the assignment of non-exclusive
easements and any other fees, assessments or charges and related instruments necessary to
deliver title to Purchaser shall be paid by the Purchaser.
(5) All transfers required or necessary to carty out the intent and purpose of
this Agreement shall take place.unless waived or extended by mutual consent.
(6) Each party shall pay the fees of its own attorneys, bankers, engineers,
accountants end other professional advisers or consultants in connection with the negotiation. '
preparation and execution of this Agreement and any documents associated with the Closing.
(7) Connection charges (defined as plant capacity, transmission line capacity,
or other unit connection fees paid for the availability of utility capacity)received by Seller prior
to the Closing Date shall be retained by Seller if a structure has been built,a physical connection
to the Mission Oaks Water System Assets has been made,and utility service initiated(although it
may be temporarily disconnected)prior to the Closing Date.
(8) Seller shall furnish to Purchaser,both at thirty (30)days after the effective
date of this Agreement and ten (10)days prior to the determined final Closing Date, a listing of
its accounts by customer. Included in this listing shall be the customer name. address, mailing
address, meter make,size and installation date and last meter read date.
(9) Purchaser shall assume the liability for customer deposits and Seller shall,
refund all customer deposits and accrued interest thereon, together with the list of customers for
whom such deposits have been collected and corresponding amounts of such deposits through
and up to the Closing Date.
SECTION It.LIABILITIES.
I.I. Assumed Liabilities. On the Closing Date, Purchaser shall assume and agree to
discharge only the following liabilities of Seller(the"Assumed Liabilities"):
(1) All liabilities to the customers of the Water System Assets and retail water
services to the Mission Oaks Mobile Home Park incurred after the Closing Date where the
operative act giving rise to the liability occurred after the Closing Date;
(2) Any liability of Purchaser under this Agreement or any other document
executed in connection with this Agreement;
9
(3) Any liability of Purchaser based upon Purchaser's acts or omissions
occurring after the Closing Date.
(4) Any liability arising from or related to the ownership, construction,
operation and maintenance of the Water System Assets and Mission Oaks Mobile Home Park
after the Closing Date.
11.2. Excluded Liabilities. Notwithstanding the foregoing, Purchaser does not assume
any debts, liabilities, obligations, or other financial or service obligations of Seller, except as
may be expressly provided in this Agreement. Purchaser does not assume and shall not be liable
for any expense, assessment exposure, fine, penalty, liability, act or omission of any kind
whatsoever imposed or required by any third party, whether known or unknown, contingent,
liquidated or not liquidated,arising or accruing under contract,law, tort,ordinance, regulation or
otherwise, arising or accruing before or after the Closing Date where the operative act or
omission was that of or attributable to Seller for its actions prior to the Closing Date. Seller shall
indemnify and hold Purchaser harmless for all such liabilities.
SECTION 12. POST CLOSING COOPERATION. Seller and Purchaser shall, after
the Closing Date, upon reasonable request of the other party, execute, acknowledge and deliver,
or cause to be executed, acknowledged and delivered, all such further documents, acts, deeds,
easements,assignments,transfers,powers of attorney and assurances as may be required in order
to implement and perform any of the obligations,covenants and agreements of the parties arising
from this Agreement, and to permit Purchaser to operate and maintain the Water System Assets
in the manner operated by Seller at the time of Closing.
SECTION 13.MISCELLANEOUS PROVISIONS.
13.1, This Agreement,the Documents and the Appendices hereto, collectively embody
the entire agreement and understandings between the parties and there are no other agreements or
understandings, oral or written, with reference to this Agreement that are not merged into and
superseded by this Agreement. This Agreement may be executed in one or more counterparts,
each of which shall be considered an original.
13.2. Any notice or other document required or allowed to he given pursuant to this
Agreement by either party to the other shall be in writing and shall he delivered personally,or by
recognized overnight courier, or by electronic correspondence or facsimile transmission with
written confirmation.
If to Seller,such notice shall be delivered to:
10
Joseph G. Bunch,Chief Executive Officer
Utilities Commission,City of New Smyrna Beach
Post Office Box 100
New Smyrna Beach,Florida 32170-0100
jbunch@ucnsb.org
with copy to:
Thomas A.Cloud,General Counsel
Gray Robinson,PA
301 East Pine Street, Suite 1400
Orlando,FL 32801
thomm.cloud@gmy-robinson.com
Eft en Chavez,Chief Financial Officer
Utilities Commission,City of New Smyrna Beach
Post Office Box 100
New Smyrna Beach. Florida 32170-0100
echavez@ucnsb.org
If to Purchaser,such notice shall be delivered to:
Glenn Irby,City Manager
City of Edgewater
Post Office Box 100
Edgewater,Florida 32132-0100
girby@cityofedgewater.org
with copy to:
Brenda Dewees.Environmental Services Director
City of Edgewater
Post Office Box 100
Edgewater, Florida 32132-0100
bdewees@cityofedgewater.org
Notices shall be effective upon receipt or failure to accept delivery, electronic
correspondence or facsimile transmission shall be deemed received on the date sent if received
by 4:00 p.m. Eastern Daylight Time on a business day. If received after 4:00 p.m. EDT, such
transmission shall be deemed received on the next business day.
13.3. The drafting of this Agreement was a joint effort of the parties, and in the
interpretation hereof, it shall be assumed that no party had any more input or influence than any
other.
]7
13.4. This Agreement is solely for the benefit of the parties hereto, and no other causes
of action shall accruc upon or by reason hereof to or for the benefit of any third party (other than
successors and assigns),who or which is not a formal party hereto.
13.5. In the event any term or provision of this Agreement is determined by appropriate
judicial authority to be illegal or otherwise invalid,such provision shall be given its nearest legal
meaning or be construed as deleted, as such authority determines, and the remainder of this
Agreement shall be construed to be in full force and effect.
13.6. This Agreement may be amended or modified only if executed in writing and
with the same formality as the original.
13.7. This Agreement shall be governed by, and construed and interpreted in
accordance with,the laws of the State of Florida.
13.8. All words, terms, and conditions herein contained are to be read in concert, each
with the other, and a provision contained under one heading may be considered to be equally
applicable under another heading in the interpretation of this Agreement.
13.9. Except as provided for herein, this Agreement may not be assigned without the
prior written consent of the non-assigning party. If properly assigned, this Agreement shall be
binding upon and inure to the benefit of the parties'successors and assigns.
13.10. For purposes of this Agreement, an individual is deemed to have"knowledge" of
a particular fact or other matter if such individual has actual awareness of such fact or matter,or
a prudent individual could be expected to discover or otherwise become aware thereof in the
ordinary course of conducting his business.
13.11. Notwithstanding anything to the contrary contained herein or in any other
instrument or document executed by or on behalf of Purchaser or Seller in connection herewith,
no stipulation, covenant, agreement or obligation contained herein or therein shall be deemed or
construed to be a stipulation, covenant, agreement, or obligation of any present or future
member, officer, employee, contractor or agent of Purchaser or Seller, or of any incorporator,
member,director, trustee, officer, employee or agent of any successor to Purchaser or Seller, in
any such Person's individual capacity, and no such Person, in an individual capacity, shall be
liable personally for any breach or nonobservance of or for any failure to perform, fulfill or
comply with any such stipulations, covenants, agreements or obligations, nor shall any recourse
be had for the payment of the Purchase Price or for any claim based hereon or on any such
stipulation, covenant, agreement, or obligation, against any such Person, in an individual
capacity, either directly or through Purchaser or Seller or any successor to Purchaser or Seller,
under any rule of law or equity, statute or constitution or by the enforcement of any assessment
or penalty or otherwise, and all such liability of any such Person, in an individual capacity, is
12
hereby expressly waived and released. All references to Purchaser in this paragraph shall be
deemed to include Purchaser,Council members, officers, employees,attomeys, contractors and
agents.The provisions of this Section shall survive the termination of this Agreement.
13.12. Purchaser shall bear no liability for accrued or current salaries or benefits of any
kind reined to Seller's construction, operation, or maintenance of the Mission Oaks Water
System Assets up to and including the Closing Date.
(Remainder of page left intentionally blank.)
IN WITNESS WHEREOF,the parties have caused this Agreement to be executed the
day and year first above written.
SELLER:
ATTEST: UTILITIES COMMISSION,
CITY OF NEW SMYRNA BEACH,
FLORIDA / 'I
r
� L
D bie Simmon ,Exec, ervices r. Jham E.Bi nbach,Chairman
(UCNSB RESOLUTION NO. 2020-01,
APPROVED 1-27-20, AI 7-a)
Thomas A.Cloud,General Con el
Utilities Commission
PURCHASER:
ATTEST: JCIOP EDGEWATERRobin Metusick,City Clerk/Parolegnlc:j--I-N-IA lor)
Aaron R.Wolfe,IQLyytomey
13
EXHIBIT"A"
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1
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14
EXHIBIT"B"
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- a
5
u
Tatnan Blvd(South of HYDRANT 2142 8,6"GATE VALVE 33-011
2"PVC Water Main 770'
2"BLOW-OF-VALVE
2"GATE VALVE 33-46
Pearl St litmon GATE VALVE 35-45 Southl
2"PVC Water Main 125'
6-PVC Water Main 1,300'
2"GATE VALVE 33-45
6"GATE VALVE 33-15
6"GATE VALVE 33-03
6"GATE VALVE 33-16
2"BLOW-OF-VALVE
HYDRANT 2109
Fronnan Ay
6"PVC Water Main 485'
6"GATE VALVE 33-07
l St(SOOth of 8'GATE VALVE 33-05)
B"PVC Water Main 960'
6"PVC Water Main 2,810'
2"PVC Water Main 510'
6"GATE VALVE 33-17
6"GATE VALVE 33-08
V GATE VALVE 33-23
6"GATE VALVE 3"1
6"GATE VALVE 34-07
6"GATE VALVE 34-02
2"BLOW-OF-VALVE
HYDRANT 2003
HYDRANT2004
HYDRANT 2219
HYDRANT2223
HYDRANT 2222
Claudette St
6"PVC Water Main 455'
G"GATE VALVE 33-06
6"GATE VALVE 33-18
HYDRANT2106
Elhabeth St ISouth of 8"GATE VALVE 33-111
8"PVC Water Main 3,355
6"PVC Water Main 125'
8"GATE VALVE 3349
8"GATE VALVE 33-21
8"GATE VALVE 34-03
8"GATE VALVE 34-08
2"BLOW-OF-VALVE
HYDRANT 2117
HYDRANT 2107
HYDRANT 2108
16
awn Trail
8"PVC Water Main 2,500'
6"PVC Water Main 2(Y
8"GATE VALVE 33-04
6"GATE VALVE 34-05
Rate St(Mission Oaksl
6"PVC Water Main 810'
HYDRANT 2114
HYDRANT2115
El Torres Ay IMI%lon Oaks)
6"PVC Water Main 420'
Madre St(Misslon Oaks)
6" PVC Water Maln 850'
HYDRANT 2110
HYDRANT 2111
Cad@ AV(Mk4bn Oaks)
6" PVC Water Main 335'
6"GATE VALVE 34-06
6"GATE VALVE 34-09
Mesa Verde St(Mission Oaks)
6"PVC Water Main 830'
HYDRANT 2112
HYDRANT 2113
Porto Blvd(Minion Oaksl
6"PVC Water Main 675'
HYDRANT 2116
Totals:
8'PVC Water Main—6,715'
6"PVC Water Main—9,115'
2"PVC Water Main—1,405'
8'GATE VALVE-5
V GATE VALVE-15
2"GATE VALVE-1
2"BLOW-OF-VALVE-4
HYDRANTS-17
17